What are the different types of prior art rejections under 35 U.S.C. 102?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-10

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

Under 35 U.S.C. 102, there are several types of prior art rejections that patent examiners can use. According to MPEP 706.02, the main types are:

  • 35 U.S.C. 102(a)(1) rejections: Based on public disclosures before the effective filing date
  • 35 U.S.C. 102(a)(2) rejections: Based on earlier-filed patent applications
  • Pre-AIA 35 U.S.C. 102(a), (b), (e) rejections: For applications filed before March 16, 2013

The MPEP states:

‘Rejections based on the prior art are to be made whenever practicable on all available statutory grounds.’

Examiners must carefully consider the appropriate type of rejection based on the nature of the prior art and the effective filing date of the claimed invention.

Tags: 35 Usc 102, AIA, pre-AIA, Prior Art Rejections