How can provisional applications be used as prior art under pre-AIA 35 U.S.C. 102(e)?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-30

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

Provisional applications can be used as prior art under pre-AIA 35 U.S.C. 102(e), but there are specific requirements. The MPEP states:

“Where a U.S. patent claims benefit to a provisional application, at least one claim of the patent must be supported by the disclosure of the relied upon provisional application in compliance with pre-AIA 35 U.S.C. 112, first paragraph, in order for the patent to be usable as prior art under pre-AIA 35 U.S.C. 102(e) as of the relied upon provisional application’s filing date.”

This means that for a provisional application’s filing date to be used as the effective date for prior art purposes:

  • The later-filed patent must claim benefit to the provisional application
  • At least one claim in the patent must be fully supported by the provisional application’s disclosure
  • The support must meet the requirements of pre-AIA 35 U.S.C. 112, first paragraph

If these conditions are met, the provisional application’s filing date can be used as the effective date for prior art purposes under pre-AIA 35 U.S.C. 102(e).

Topics: MPEP 2100 - Patentability MPEP 2136.02 - Content Of The Prior Art Available Against The Claims Patent Law Patent Procedure
Tags: Aia Practice, Article 19 Scope