When is a 37 CFR 1.131(a) affidavit appropriate in a patent application?

A 37 CFR 1.131(a) affidavit is appropriate when an applicant needs to antedate a reference cited against their patent application. Specifically, it’s used to show prior invention before the effective date of the cited reference.

According to MPEP 715.01: “An affidavit or declaration under 37 CFR 1.131(a) may be used, in the context of a pending application or reexamination proceeding, to overcome certain prior art which qualifies as prior art under pre-AIA 35 U.S.C. 102.”

Key points about when to use a 37 CFR 1.131(a) affidavit:

  • It’s typically filed before final rejection
  • It’s used to overcome references that qualify as prior art under pre-AIA 35 U.S.C. 102(a) or (e)
  • It cannot be used to overcome statutory bars under pre-AIA 35 U.S.C. 102(b)

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Tags: 37 CFR 1.131(a), affidavits, Antedate Reference, patent applications, prior art