When is a 37 CFR 1.131(a) affidavit appropriate in a patent application?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-10

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

A 37 CFR 1.131(a) affidavit is appropriate when an applicant needs to antedate a reference cited against their patent application. Specifically, it’s used to show prior invention before the effective date of the cited reference.

According to MPEP 715.01: “An affidavit or declaration under 37 CFR 1.131(a) may be used, in the context of a pending application or reexamination proceeding, to overcome certain prior art which qualifies as prior art under pre-AIA 35 U.S.C. 102.”

Key points about when to use a 37 CFR 1.131(a) affidavit:

  • It’s typically filed before final rejection
  • It’s used to overcome references that qualify as prior art under pre-AIA 35 U.S.C. 102(a) or (e)
  • It cannot be used to overcome statutory bars under pre-AIA 35 U.S.C. 102(b)
Tags: 37 CFR 1.131(a), affidavits, Antedate Reference, patent applications, prior art