What types of prior art can be overcome with a 37 CFR 1.131(a) affidavit?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-10

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

An affidavit or declaration under 37 CFR 1.131(a) can be used to overcome certain types of prior art rejections. Specifically, it can be used to overcome rejections based on:

  • Pre-AIA 35 U.S.C. 102(a) references
  • Pre-AIA 35 U.S.C. 102(e) references

MPEP 715 states:

37 CFR 1.131(a) affidavits are applicable to overcome rejections under pre-AIA 35 U.S.C. 102(a) or 102(e).

However, it’s important to note that this affidavit cannot be used to overcome certain other types of prior art, such as those under 35 U.S.C. 102(b) or statutory bars.

Tags: 37 CFR 1.131(a), prior art