What types of evidence can be used in a 37 CFR 1.130(a) declaration?

Various types of evidence can be used in a 37 CFR 1.130(a) declaration to establish that a disclosure was made by the inventor or obtained from them. While the MPEP 717.01(a)(1) doesn’t provide an exhaustive list, common types of evidence may include:

  • Emails or correspondence between the inventor and third parties
  • Laboratory notebooks or research records
  • Witness statements
  • Publication drafts or submission records
  • Presentation materials and records of public disclosures
  • Contracts or agreements related to the disclosure

The MPEP emphasizes that evidence is evaluated on a case-by-case basis:

The evidence necessary to show that the disclosure is by the inventor or a joint inventor or the subject matter disclosed was obtained directly or indirectly from the inventor or a joint inventor must be evaluated on a case-by-case basis.

It’s important to provide clear and convincing evidence that links the inventor to the disclosure in question.

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Tags: patent application, prior art