What are the limitations of 37 CFR 1.131(a) affidavits in patent applications?

While 37 CFR 1.131(a) affidavits are useful for antedating certain prior art references, they have several important limitations:

  1. Statutory Bars: As stated in MPEP 715.01, “An affidavit or declaration under 37 CFR 1.131(a) is not appropriate where the reference is a statutory bar under pre-AIA 35 U.S.C. 102(b).”
  2. AIA Applications: These affidavits are not applicable to applications subject to the first-inventor-to-file provisions of the AIA.
  3. Scope: They can only be used to overcome certain types of prior art under pre-AIA 35 U.S.C. 102(a) or (e).
  4. Timing: They are typically filed before final rejection and may not be entered after final rejection without good and sufficient reason.
  5. Evidence Required: The affidavit must provide sufficient evidence of prior invention, which can be challenging to produce.

It’s important to consult with a patent attorney to determine if a 37 CFR 1.131(a) affidavit is appropriate and sufficient for your specific case.

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Tags: 37 CFR 1.131(a), affidavits, patent applications