Do applicants need to provide a separate listing of references cited in the international search report?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
Generally, applicants do not need to provide a separate listing of references cited in the international search report for a PCT national stage application. According to MPEP 609.03:
“There is no requirement that the examiner list the documents on a PTO-892 form and there is no requirement for the applicant to provide a separate listing of the references.”
However, it’s important to note that if the applicant wants these references to be printed on the face of the resulting patent, they must provide a separate listing, preferably on a PTO/SB/08 form, within the set period for reply to the Office action or within one month of the mailing date of the Notice of Allowability.