What documentation is needed to show an agreement to assign in a pre-AIA 37 CFR 1.47(b) application?

To demonstrate an agreement to assign in a pre-AIA 37 CFR 1.47(b) application, you should provide:

  • A copy of the written agreement to assign the invention
  • If the agreement is conditional, a statement of facts showing the conditions have been met

MPEP 409.03(f) states:

“When an inventor has agreed in writing to assign an invention described in an application deposited pursuant to pre-AIA 37 CFR 1.47(b), a copy of that agreement should be submitted. If an agreement to assign is dependent on certain specified conditions being met, it must be established by a statement of facts by someone with first hand knowledge of the circumstances in which those conditions have been met.”

A common example is an employment agreement. In such cases, you must provide evidence that the invention was made during the course of employment, typically through a statement from someone with firsthand knowledge of the circumstances.

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Topics: MPEP 400 - Representative of Applicant or Owner, Patent Law, Patent Procedure
Tags: Agreement To Assign, Employment Agreement, pre-AIA