What is the purpose of a cover sheet in patent assignment recordation?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-09

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

A cover sheet is a crucial component in patent assignment recordation. It provides essential information about the document being recorded and the parties involved. According to MPEP 315, a completed cover sheet is required when submitting a document for recordation, even if the document has been previously recorded.

The cover sheet requirements are specified in 37 CFR 3.31 and further explained in MPEP § 302.07. It typically includes details such as:

  • Identification of the patents or applications the document relates to
  • Names of the parties involved in the transaction
  • Nature of the interest being conveyed
  • Mailing address for correspondence

The cover sheet helps the USPTO efficiently process and index the recorded documents in the assignment database.

Topics: MPEP 300 - Ownership and Assignment MPEP 315 - Indexing Against a Recorded Certificate Patent Law Patent Procedure
Tags: cover sheet, Fees 1 21, Ptab Contested Case