What is a ‘substitute’ application in patent law?

A ‘substitute’ application in patent law is essentially a duplicate of an earlier application that was abandoned before the filing of the later application. The MPEP provides the following definition:

A “substitute” application is in essence the duplicate of an application by the same applicant abandoned before the filing of the later application.

Key points about substitute applications:

  • It does not obtain the benefit of the filing date of the prior application
  • Current practice does not require applicants to insert references to the earlier application in the specification
  • Applicants should call attention to the earlier application

The USPTO uses a specific form paragraph (2.07) to remind applicants of possible substitute status:

Applicant refers to this application as a “substitute” of Application No. [1], filed [2]. The term “substitute” is used to designate an application which is in essence the duplicate of an application by the same applicant abandoned before the filing of the later application. A “substitute” does not obtain the benefit of the filing date of the prior application.

To learn more:

Topics: MPEP 200 - Types and Status of Application; Benefit and Priority, Patent Law, Patent Procedure
Tags: Duplicate Filing, substitute application