What documents are used to list references in a patent application?

Question

Accepted Answer

Source: FAQ (MPEP-Based) BlueIron Update: 2024-09-27 10 Rules 5 Related FAQs This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice. References in a patent application are typically listed on two main documents: Form PTO-892 (Notice of References Cited) Form PTO/SB/08 (Information Disclosure Statement) As stated in MPEP 1302.12 : All references which have been cited by the examiner during the prosecution, including those appearing in Patent Trial and Appeal Board decisions or listed in the reissue oath, must be listed on either a form PTO-892 or on an Information Disclosure Statement (PTO/SB/08) and initialed. Related Rules from the Manual of Patent Examining Procedure 10 rules Collapse References Cited Must Be Listed and Initialed MPEP 1302.12 References Cited by Examiner Must Be Listed and Initialed MPEP 1302.12 Required Parent References Must Be Listed in Continuation MPEP 1302.12 References Cited Must Be Indicated With Asterisk MPEP 1302.12 New References Must Be Added via PTO-892 or PTO/SB/08 MPEP 1302.12 Recommended References Listed on PTO-892 Must Be Pertinent MPEP 1302.12 References Listed on PTO-892 Have No Special Significance MPEP 1302.12 Recommended Same Treatment for All References MPEP 1302.12 Examiner Does Not List Previously Cited References MPEP 1302.12 Examiner Listing Helps Compile Data on Prior Art Submissions MPEP 1302.12 Required Other Related FAQs 5 FAQs Collapse What is the significance of MPEP § 1302.12 in relation to reference citations? How are new references cited when a patent application is in issue? What happens if an erroneous citation is found in a patent application ready for issue? How are examiner-cited references indicated in a patent document? What types of references does an examiner list on Form PTO-892?