How does the USPTO handle correspondence submitted in violation of the rules?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
The USPTO has specific procedures for handling correspondence submitted in violation of the rules. According to MPEP 501:
‘Correspondence submitted to the U.S. Patent and Trademark Office in violation of the rules as to paying fees, manner of presenting papers, or other formal matters will not be filed.’
However, the USPTO does provide a grace period and notification process:
- The Office may notify the submitter of the violation and set a period for correction.
- If the violation is corrected within the set period, the document will be considered as having been filed on the date of receipt of the correction.
It’s crucial for applicants to adhere to USPTO rules to avoid potential delays or non-filing of their correspondence. If a violation occurs, prompt correction based on USPTO notification is essential to maintain the original filing date.