How does the USPTO handle assignment records for division and continuation applications?

While a prior assignment recorded against an original application is automatically effective for division and continuation applications, the USPTO does not automatically update its assignment records for these new applications. As stated in MPEP 306:

Although the assignment recorded against an original application is applied to the division or continuation application, the Office’s assignment records will only reflect an assignment of a division or continuation application (or any other application) if a request for recordation in compliance with 37 CFR 3.28, accompanied by the required fee (37 CFR 3.41), is filed.

This means that even though the assignment is legally effective, the USPTO’s records won’t show it unless the assignee takes specific action. To ensure the USPTO’s records are up to date, assignees should:

  • File a request for recordation of the assignment for the new application
  • Ensure the request complies with 37 CFR 3.28
  • Pay the required fee as specified in 37 CFR 3.41
Topics: 'MPEP 306-Assignment of Division, and Continuation-in-Part in Relation to Parent Application', MPEP 300 - Ownership and Assignment, Patent Law, Patent Procedure
Tags: continuation application, division application, recordation fees, USPTO assignment records, USPTO database