How does changing the principle of operation of a reference affect obviousness?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
Changing the principle of operation of a prior art reference can negate an obviousness rejection. As stated in MPEP 2143.01, “If the proposed modification or combination of the prior art would change the principle of operation of the prior art invention being modified, then the teachings of the references are not sufficient to render the claims prima facie obvious.” This principle, established in cases like In re Ratti, ensures that obviousness rejections are based on combinations that maintain the fundamental functioning of the prior art references.