How are incomplete patent documents handled by the USPTO?
This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.
The USPTO has a specific process for handling incomplete patent documents. According to MPEP 317.01:
“Documents not meeting the other requirements for recording, for example, a document submitted without a completed cover sheet or without the required fee, will be returned for correction to the sender where a correspondence address is available.”
This means that if a document is missing essential components like a completed cover sheet or the required fee, the USPTO will return it to the sender for correction, provided that a correspondence address is available.