Can an inventor use a 37 CFR 1.131(a) affidavit to overcome a rejection based on a commonly owned patent or application?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-10

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

No, an inventor cannot use a 37 CFR 1.131(a) affidavit to overcome a rejection based on a commonly owned patent or application. This is because such references are not considered prior art that can be antedated.

According to MPEP 715.01(a): “Where the reference is a U.S. patent or patent application publication of a common assignee with at least one common inventor, claiming a patentably indistinct invention, a rejection of the application claims under pre-AIA 35 U.S.C. 102(e), (f) or (g), or pre-AIA 35 U.S.C. 103(a) using the patent or patent application publication as a reference is proper. In re Duck, 560 F.2d 1057, 1060, 195 USPQ 2, 4 (CCPA 1977). Such a rejection can be overcome by filing a terminal disclaimer in accordance with 37 CFR 1.321(c).”

In this case, the appropriate action would be to file a terminal disclaimer rather than attempting to antedate the reference.

Tags: 37 CFR 1.131(a), affidavit, Commonly Owned Patent, Rejection, Terminal Disclaimer