What patent application files are open to public inspection?

According to 37 CFR 1.11(a), the following patent application files are open to public inspection: Published applications Patents Statutory invention registrations The public can obtain copies of these files upon payment of the fee set forth in 37 CFR 1.19(b)(2). However, if an application was published in redacted form, the complete file may not be…

Read More

What are the penalties for unauthorized disclosure of patent application information?

Unauthorized disclosure of patent application information can result in severe penalties for USPTO employees. According to the MPEP: “Suspension, removal, and even criminal penalties may be imposed for violations of these statutes.” The relevant statutes include 35 U.S.C. 122 and 18 U.S.C. 2071. Additionally, 18 U.S.C. 2071 states that individuals who willfully and unlawfully conceal,…

Read More

How does the USPTO handle telephone and in-person requests for patent application information?

The USPTO follows a strict procedure for handling telephone and in-person requests for information about unpublished pending or abandoned patent applications: Obtain the caller’s full name, application number, and telephone number Verify the caller’s identity and authority to receive information Check Patent Data Portal or the application file to verify releasable information Return the call…

Read More

How can a patent application become formally abandoned?

A patent application can become formally abandoned through an explicit action by the applicant or their representative. MPEP 203.05 states that an abandoned application includes one that is removed from the Office docket of pending applications: (A) through formal abandonment by the applicant or by the attorney or agent of record. This means the applicant…

Read More

What are the filing date requirements for nonprovisional applications under the Patent Law Treaties Implementation Act?

The Patent Law Treaties Implementation Act of 2012 (PLTIA) amended the filing date requirements for nonprovisional applications filed under 35 U.S.C. 111(a) on or after December 18, 2013. The key changes are: Nonprovisional applications (except for design patent applications) no longer require at least one claim or any drawings to receive a filing date. For…

Read More

What rights do partial assignees have regarding inspection of patent applications?

Partial assignees have limited rights regarding the inspection of patent applications. According to MPEP 106.01, an assignee of a part interest in a patent application is not entitled to inspect the application without written authority from the inventor or the other assignee(s). This restriction is in place to protect the interests of all parties involved…

Read More

Can an assignee of a part interest in a patent application inspect the application without the consent of the inventor or other assignees?

No, an assignee of a part interest in a patent application cannot inspect the application without the consent of the inventor or other assignees. According to MPEP 106.01, the assignee of a part interest may not have access to the application file wrapper or be granted access to the subject matter of the application without…

Read More

Can an assignee of the entire interest in a patent application grant inspection rights to others?

Yes, an assignee of the entire interest in a patent application can grant inspection rights to others. According to MPEP 106.01, the assignee of the entire interest has the same rights as the inventor and may authorize anyone to inspect the application. This authority stems from the assignee’s complete ownership of the patent application.

Read More

How does the America Invents Act (AIA) affect assignee rights in patent applications?

The America Invents Act (AIA) significantly affected assignee rights in patent applications, particularly for those filed on or after September 16, 2012. MPEP 106.01 highlights one key change: ‘…for applications filed on or after September 16, 2012, [the assignee] can prosecute the application after becoming the applicant under 37 CFR 1.46.’ This change allows assignees…

Read More

What happens if there’s a discrepancy between the USPTO’s date stamp and the date on the correspondence?

If there’s a discrepancy between the USPTO’s date stamp and the date on the correspondence, the USPTO’s date stamp is generally considered the official receipt date. However, if an applicant can provide clear evidence that the correspondence was received earlier than the date indicated by the USPTO’s stamp, the earlier date may be recognized as…

Read More