Who owes the duty of disclosure to the USPTO?

The duty of disclosure is owed by all individuals associated with the filing and prosecution of a patent application. This includes inventors, patent attorneys, and anyone else involved in the patent application process. According to MPEP 2001.03, “37 CFR 1.56(a) states that the ‘duty of candor and good faith’ is owed ‘in dealing with the…

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Can failure to disclose material information affect patent validity?

Yes, failure to disclose material information can significantly affect patent validity. If it is discovered that an applicant or their representative knowingly withheld material information during the patent application process, it could lead to charges of inequitable conduct and potentially render the patent unenforceable. While MPEP 2001.03 does not explicitly discuss the consequences of failing…

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What is the extent of the duty of disclosure?

The duty of disclosure extends to all dealings with the United States Patent and Trademark Office (USPTO), not just interactions with patent examiners. This comprehensive obligation includes proceedings before various departments within the USPTO. As stated in MPEP 2001.03: “This duty ‘in dealing with’ and ‘to’ the Office extends, of course, to all dealings which…

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Does the duty of disclosure apply to proceedings before the Patent Trial and Appeal Board?

Yes, the duty of disclosure applies to proceedings before the Patent Trial and Appeal Board (PTAB). The obligation to disclose material information extends beyond interactions with patent examiners and includes all dealings with the United States Patent and Trademark Office (USPTO). MPEP 2001.03 explicitly states: “For example, the duty would extend to proceedings before the…

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