How are dependent claims treated after a Board decision in reexamination?

The treatment of dependent claims after a Board decision in reexamination depends on the status of the independent claim and whether the claims were amended:

  • If a rejected amended independent claim has a dependent claim that was previously objected to as being allowable except for its dependency, both claims will be canceled.
  • If an unamended patent claim is rejected but its dependent claim (amended or unamended) is found allowable, the dependent claim will be confirmed or deemed patentable.

The MPEP provides specific examples:

Example 1: Amended claim 1 is rejected in the examiner’s answer and claim 2 was objected to prior to appeal as being allowable except for its dependency from amended claim 1. If the Board affirms a rejection of amended patent claim 1, the examiner should prepare a “Notice of Intent to Issue Ex Parte Reexamination Certificate” (NIRC) indicating that claims 1 and 2 are canceled.

Example 3: Unamended patent claim 1 is rejected in the examiner’s answer, claim 2 was objected to prior to appeal as being allowable except for its dependency from unamended patent claim 1 and independent claim 3 was allowed prior to the appeal. Dependent claim 2 may be either unamended or amended. If the Board affirms a rejection of unamended patent claim 1, the examiner should issue the NIRC with claim 1 as canceled and claims 2 and 3 as confirmed or patentable.

To learn more:

Topics: MPEP 2200 - Citation Of Prior Art And Ex Parte Reexamination Of Patents, MPEP 2278 - Action Following Decision, Patent Law, Patent Procedure
Tags: board decision, Dependent Claims, Nirc