What documents can be recorded with the USPTO related to patent assignments?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-09

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

According to 37 CFR 3.11, the following documents can be recorded with the USPTO related to patent assignments:

  • Assignments of applications, patents, and registrations
  • Other documents relating to interests in patent applications and patents
  • Documents affecting title to applications, patents, or registrations
  • Licenses, assignments, or other interests of the Government in or under patents or patent applications
  • Joint research agreements or excerpts of joint research agreements

These documents must be accompanied by completed cover sheets as specified in 37 CFR 3.28 and 3.31.

Topics: MPEP 300 – Ownership and Assignment MPEP 302 – Recording of Assignment Documents Patent Law Patent Procedure
Tags: Assignment Ownership