+1.970.776.4355 · Loveland, CO · Russ Krajec, principal Currently accepting Fractional Chief IP Officer engagements →

Duty-Shifting Disguised as Diligence

You have been avoiding that email from your patent attorney for two weeks.

You have been avoiding that email from your patent attorney for two weeks.

You know the one. The 30-page draft with the cover letter asking you to “review and approve the application prior to filing.” The letter has a deadline in bold. There is a paragraph in ALL CAPS about statutory bars and loss of patent rights. You opened it, read three paragraphs of dense legal language that bore no resemblance to your invention, and closed it.

You feel guilty about not responding. You feel stupid for not understanding what you are reading. You are paying this person $400 an hour (or even $1000/hr) and you cannot tell whether the claims describe your product, your competitor’s product, or something from a parallel universe. You have no idea whether the patent is any good. You have no way to find out. And you cannot tell anyone this, because admitting you do not understand your own patent feels like admitting you do not understand your own business.

Every CEO and inventor who has ever worked with a patent attorney knows this feeling. None of them can articulate why it happens. Here is why.

Your attorney is not asking you to review the application. Your attorney is asking you to take responsibility for it.

How the Liability Transfer Works

Patent attorneys have an ethical obligation to obtain client authorization before filing. That is legitimate. But the review-and-approve cycle does something far beyond authorization. It makes you the last person to touch the document, the last person to evaluate the claims, and the first person accountable when the patent fails.

The incentive structure is asymmetric. If an attorney recommends filing a patent that turns out to be weak, their malpractice exposure is the cost of the patent — maybe $30,000. If an attorney recommends not filing and a competitor later dominates the market, their exposure is all lost profits, in every country, for the next 20 years.[1][2] Rational actors respond to incentives. The rational response is to never recommend anything. Present options. Let the client choose. Document the choice.

“Patent attorneys honestly believe that if they give you a list of options — with some boilerplate risk language — they’ve fulfilled their duty. By presenting every option, they’re not committing to anything. They’re avoiding responsibility.”[3]

This is not fraud. It is not incompetence. It is the predictable output of a system that punishes attorneys for having opinions. The review-and-approve cycle is the mechanism that makes it work. Your signature is the documentation that protects them.

A list of options is not strategy. It is abdication.

Why You Cannot Do What They Are Asking

Here is what your attorney is actually asking you to do when they send that draft.

You need to read a document written in language designed to satisfy the USPTO, not to communicate with humans. The claims are single sentences — sometimes hundreds of words long — built from nested dependent clauses and terms of art with specific legal meanings that are invisible to anyone without patent training. The specification deliberately abstracts the invention beyond what you recognize as your product. It has to. That is how patents work.

To evaluate this document, you must hold two mental models simultaneously. The invention as you understand it: a product, a feature, a solution to a customer problem. And the invention as patent law requires it: elements, method steps, apparatus components. You need to translate between those two domains fluently enough to judge whether the legal description captures the commercial reality.

You have fluency in one domain. Your attorney has fluency in the other. Nobody in this transaction has fluency in both. And nobody is willing to say that out loud.

But the real work — the review that actually determines whether this patent is worth $50,000 or worth nothing — is harder still. It is finding the whitespace. What is missing? What competitor behavior escapes the claims? What embodiment is absent? What design-around path is wide open?

Whitespace detection requires you to hold the entire context of the invention in your mind — not just today’s product, but competitor implementations, cross-industry applications, future technology evolution — and map all of it against the claims to find gaps. This is the single most valuable activity in the entire patent process. It requires deep understanding of both the business landscape and patent claim construction. It demands sustained, uninterrupted concentration.

Your attorney is asking you — the person running a company, managing employees, closing deals, and putting out fires — to do this between meetings on a Tuesday afternoon.

The system assumes you can perform this evaluation. The system is built for the outcome when you cannot. You sign off on something you did not understand. The attorney documents your approval. Five years later, when the patent turns out to be unenforceable, the attorney points to your signature.

“The client reviewed and approved the application.”

What This Costs You

When you cannot evaluate the draft, you delay. That is not laziness. It is rational avoidance of a task that produces cognitive pain without corresponding competence.

The attorney sends follow-ups. Bold text. Deadline warnings. You delay further. The attorney files extensions of time — $200-$1,000 per extension in USPTO fees, plus their billing for the follow-up letters and extension filings.[8] Eventually you call. You approve whatever the attorney recommends because you cannot evaluate the alternatives. The response gets filed.

This cycle repeats for every office action, every IDS, every continuation decision. For three to five years.

The cost is not just the extensions. It is the decisions made by the wrong person under the wrong conditions:

  • Claims narrowed for speed because you could not evaluate the trade-off between scope and allowability.
  • Terminal disclaimers signed because you did not understand what they meant — that the continuation you just paid $25,000 for now lives and dies with the parent patent.
  • Continuation strategies abandoned because you were not equipped to see the long-term value of keeping a pending application alive.
  • Embodiments missing from the specification because nobody with the right skills ever looked for whitespace.

Each of these failures compounds. Weak claims produce unenforceable patents. Unenforceable patents cannot support licensing. They cannot serve as collateral. They do not change competitor behavior. They do not increase your valuation. They do not give you leverage in a negotiation.

You spent $50,000 and five years to produce paperwork that looks like protection and functions as decoration.

What Actually Needs to Happen

The fix is not “try harder” and it is not “make the CEO review faster.” The fix is a Chief IP Officer operating model. A Chief IP Officer, or CIPO, is the executive responsible for turning invention activity into business-directed patent strategy. He decides what the patent portfolio is supposed to accomplish, which work outside counsel is authorized to do, what quality standard counsel must meet, and which decisions belong with the CEO, inventors, counsel, or the CIPO.

In that model, the CIPO separates authorization, quality control, and strategy. The CEO authorizes business trade-offs and spend. Inventors validate technical facts. Outside counsel executes legal work inside defined guardrails. The Chief IP Officer owns the operating system, sets the playbook, reviews quality, communicates with counsel, and keeps patent-office decisions tied to portfolio strategy.

The CIPO Sets the System Before Any Draft Is Written

Before outside counsel drafts anything, the CIPO defines the engagement architecture:

  • Drafting standards. What a “good” application must include: competitor-focused framing, detectability logic, actor alignment, design-around coverage, continuation support.
  • Prosecution guardrails. What counsel can decide independently, what requires escalation, and what is prohibited by policy (for example: no terminal disclaimers without written business approval).
  • Decision rights. Inventor validates technical facts, counsel owns legal execution, CIPO owns strategy/quality, CEO authorizes spend and major business trade-offs.
  • Cadence and SLAs. Turnaround times for drafts, office action instructions, inventor technical review windows, and escalation deadlines.
  • Cost model. Per-family budgets, fixed-fee structures where possible, and a scorecard tied to outcomes rather than activity.

This is the difference between hiring a vendor and running a function.[4][5]

The CIPO Runs a Two-Meeting Drafting Process

The CIPO structures drafting so strategy is finished before counsel starts writing:

  1. Meeting 1: CIPO + inventor (no outside counsel). Build shared vocabulary, pressure-test the invention, identify the competitor behavior to target, and expose design-around paths.
  2. Between meetings: CIPO analysis. Detectability, actor analysis, revenue linkage, and continuation options are scored and translated into a drafting playbook.
  3. Meeting 2: CIPO + inventor + outside counsel. Counsel receives the playbook: independent-claim anchor, dependent-claim map, detectability method, target actor, and continuation direction.

In this model, outside counsel does not guess what matters. They draft from a business-validated strategy.[9][10]

The CIPO Owns Prosecution Flow and Counsel Communication

Once prosecution begins, the CIPO is the control point:

  • Office actions route to CIPO first, not to a busy CEO for ad hoc interpretation.
  • CIPO issues instructions quickly within pre-set guardrails: hold scope, amend in specified lanes, interview examiner, file continuation, or abandon.
  • Inventor input is scoped to technical accuracy questions, not legal strategy.
  • Counsel gets one decision-maker with authority, context, and response discipline.

This collapses delay cycles, reduces extension costs, and keeps claim scope decisions tied to portfolio strategy rather than deadline panic.

The CIPO Designs the Outside-Counsel Relationship

The relationship changes when the CIPO is doing the job:

  • From reactive to planned. Counsel works from a documented playbook, not scattered emails.
  • From permission-seeking to agency. Counsel acts inside defined guardrails instead of issuing liability-transfer option memos for every turn.
  • From “hours billed” to “portfolio outcomes.” Counsel performance is measured on claim quality, cycle time, consistency with strategy, and budget discipline.
  • From personality trust to system trust. The inventor can still trust counsel, but quality no longer depends on that bond.

When this works, outside counsel becomes what they should have been all along: high-skill legal execution inside a business-owned strategy.[5][6][7]

The inventor gets heard. The CEO gets leverage. Counsel gets clarity. The CIPO carries the load that everyone else was pretending to carry.

Trust as Infrastructure

The conventional model trusts nobody. The attorney sends everything for approval to avoid responsibility. The client signs off blindly because they cannot evaluate the work. Everyone documents everything. Nobody is accountable for the outcome. The system runs on paper and fear.

The better model runs on trust — but not blind trust. Structured trust.

You select competent attorneys. You evaluate their work product at the beginning of the engagement. You give them a playbook with prosecution rules, a style guide with drafting standards, and scoring criteria that define what “good” looks like. These are guardrails. They ensure consistency and catch systematic errors.

Then you do the thing the conventional model cannot do. You let competent people do competent work. You let the attorney draft and file without routing every document through a CEO who cannot evaluate it. You review at the strategic level — does this patent serve the portfolio plan? — not at the word level. You transfer real responsibility to the attorney for legal quality, to the IP strategist for strategic alignment, and to the CEO for business direction.

Each person owns their domain. Each person is accountable within it. Nobody hides behind someone else’s signature.

The guardrails do not guarantee perfection. No process can. But they create a system where the hardest job in patent prosecution — finding the whitespace, evaluating claim scope, aligning the patent with the business — is done by someone who can actually do it. Not by a CEO between meetings. Not by an attorney who is afraid to have an opinion. By someone whose job it is.


You know that email you have been avoiding. The 30-page draft with the bold-font deadline. You know why you are avoiding it. You cannot evaluate what your attorney sent you. You have no way to know whether the claims are any good. And signing your name to something you do not understand does not make it good. It makes you liable.

If the only quality checkpoint in your patent system is your signature on a document you cannot read, you do not have a 20-year business asset. You have paperwork with your name on it.

The fix is not learning patent law. The fix is stopping the pretense that your approval constitutes quality control — and putting someone in the system who can do the job that your attorney is structurally incentivized not to own and that you are not equipped to perform.[11]

That is not a luxury. That is the minimum requirement for a patent portfolio that actually works.


1 Problems Caused by the Attorney/Client Relationship ↩

2 The “Walking Malpractice Suit” ↩

3 Your Patent Attorney Is NOT Giving Business Advice ↩

4 Why Your Patent Attorney Does Not Want Your Patent To Be Granted ↩

5 Inhouse vs Outside Patent Counsel ↩

6 How Big Law Hurts Startups ↩

7 I’m A Recovering Patent Attorney ↩

8 Patent Prosecution (Investing in Patents, Appendix B) ↩

9 Invention Rating Checklist (Investing in Patents) ↩

10 A Business Purpose for Each Patent (Investing in Patents) ↩

11 Investing In Patents (book) ↩

Investing in Patents — book cover by Russ Krajec
The book

Patents that work as assets — not paperwork.

Why most patents are worthless. Why your attorney’s incentives don’t align with yours. And the decision framework that separates investment-grade patents from expensive paperwork.

Free online · or order a copy