MPEP § 802.01 — Meaning of “Independent” and “Distinct” (Annotated Rules)

§802.01 Meaning of “Independent” and “Distinct”

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 802.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Meaning of “Independent” and “Distinct”

This section addresses Meaning of “Independent” and “Distinct”. Primary authority: 35 U.S.C. 121 and 37 CFR 806.05(j). Contains: 1 requirement, 3 permissions, and 6 other statements.

Key Rules

Topic

Restriction Requirement (MPEP 802-803)

11 rules
StatutoryInformativeAlways
[mpep-802-01-61194f98ed1b38e42167a703]
Requirement for Independent Claims Must Be Distinct
Note:
The rule requires that independent claims in a patent application must be distinct from each other to avoid redundancy.

“Independent”, of course, means not dependent, or unrelated. If “distinct” means the same thing, then its use in the statute and in the rule is redundant. If “distinct” means something different, then the question arises as to what the difference in meaning between these two words may be. The hearings before the committees of Congress considering the codification of the patent laws indicate that 35 U.S.C. 121: “enacts as law existing practice with respect to division, at the same time introducing a number of changes.”

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-a67a2b97d1f136f24531586d]
If Distinct Means Same, Then Redundant
Note:
The rule states that if 'distinct' means the same as another term in the statute, its use is redundant.

“Independent”, of course, means not dependent, or unrelated. If “distinct” means the same thing, then its use in the statute and in the rule is redundant. If “distinct” means something different, then the question arises as to what the difference in meaning between these two words may be. The hearings before the committees of Congress considering the codification of the patent laws indicate that 35 U.S.C. 121: “enacts as law existing practice with respect to division, at the same time introducing a number of changes.”

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryPermittedAlways
[mpep-802-01-2143cd6ffd41c022f1498044]
Difference Between Independent and Distinct
Note:
The rule explores the distinction between 'independent' and 'distinct', requiring clarification if they have different meanings in patent law.

“Independent”, of course, means not dependent, or unrelated. If “distinct” means the same thing, then its use in the statute and in the rule is redundant. If “distinct” means something different, then the question arises as to what the difference in meaning between these two words may be. The hearings before the committees of Congress considering the codification of the patent laws indicate that 35 U.S.C. 121: “enacts as law existing practice with respect to division, at the same time introducing a number of changes.”

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-788096dd8c8fc1774817f01f]
Existing Practice for Patent Division Codified
Note:
The rule states that the existing practice regarding patent division under 35 U.S.C. 121 is enacted into law, while introducing several changes.

“Independent”, of course, means not dependent, or unrelated. If “distinct” means the same thing, then its use in the statute and in the rule is redundant. If “distinct” means something different, then the question arises as to what the difference in meaning between these two words may be. The hearings before the committees of Congress considering the codification of the patent laws indicate that 35 U.S.C. 121: “enacts as law existing practice with respect to division, at the same time introducing a number of changes.”

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-950161c21a639964927f80d2]
Requirement for Independent and Distinct Inventions
Note:
The rule requires that inventions be independent (not dependent) and distinct to justify a divisional application.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-1af16981253833c5788f8f90]
Division Proper for Dependent Inventions if Distinct
Note:
Inventions that are dependent, such as combination and subcombination, may be properly divided if they are distinct even though related.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-4e5c92a1789209b4c0197777]
Requirement for Not Approving Division Between Dependent Inventions
Note:
The rule states that section 121 of the 1952 Act does not intend to restrict division between dependent inventions, as evidenced by the use of 'independent' rather than just 'distinct'.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-61d406d2d6a0a44dc08c22bf]
Restriction Improper for Dependent Inventions
Note:
If the Director can restrict independent inventions, then restricting dependent inventions would be improper.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-0e77ab3ee80e5b7c4f49e637]
Division Proper for Distinct Dependent Inventions
Note:
Congress did not intend to restrict division of dependent inventions if they are distinct, as evidenced by the statute's language and hearing records.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-802-01-35019778a058de1995a0ac7e]
Requirement for Proper Division of Dependent Inventions
Note:
The rule requires that the Director may properly divide dependent inventions if they are distinct, despite no intent to change substantive law.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryPermittedAlways
[mpep-802-01-4f1da5ac7a2fd8408bf67648]
Dependent Inventions May Be Divided If Distinct
Note:
The law allows division of dependent inventions if they are distinct, despite being related.

The term “independent” as already pointed out, means not dependent, or unrelated. A large number of inventions between which, prior to the 1952 Act, division had been proper, are dependent inventions, such as, for example, combination and a subcombination thereof; as process and apparatus used in the practice of the process; as composition and the process in which the composition is used; as process and the product made by such process, etc. If section 121 of the 1952 Act were intended to direct the Director never to approve division between dependent inventions, the word “independent” would clearly have been used alone. If the Director has authority or discretion to restrict independent inventions only, then restriction would be improper as between dependent inventions, e.g., the examples used for purpose of illustration above. Such was clearly not the intent of Congress. Nothing in the language of the statute and nothing in the hearings of the committees indicate any intent to change the substantive law on this subject. On the contrary, joinder of the term “distinct” with the term “independent”, indicates lack of such intent. The law has long been established that dependent inventions (frequently termed related inventions) such as used for illustration above may be properly divided if they are, in fact, “distinct” inventions, even though dependent.

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
Topic

Basis for Restriction (MPEP 802)

3 rules
StatutoryPermittedAlways
[mpep-802-01-78bd680aa963cc38f55100e7]
Requirement for Independent and Distinct Inventions
Note:
The Director may require an applicant to restrict claims to independent and distinct inventions when more than one is claimed in a single application.

35 U.S.C. 121 quoted in the preceding section states that the Director may require restriction if two or more “independent and distinct” inventions are claimed in one application. In 37 CFR 1.141, the statement is made that two or more “independent and distinct inventions” may not be claimed in one application.

Jump to MPEP Source · 37 CFR 1.141Basis for Restriction (MPEP 802)Restriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryProhibitedAlways
[mpep-802-01-f28f16b3aebafc2e0b7d0ff6]
Invention Restriction Requirement
Note:
Two or more independent and distinct inventions must be claimed in separate applications.

35 U.S.C. 121 quoted in the preceding section states that the Director may require restriction if two or more “independent and distinct” inventions are claimed in one application. In 37 CFR 1.141, the statement is made that two or more “independent and distinct inventions” may not be claimed in one application.

Jump to MPEP Source · 37 CFR 1.141Basis for Restriction (MPEP 802)Restriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryPermittedAlways
[mpep-802-01-4a7825ca1fbf8d806aa37ae3]
Requirement for Independent and Distinct Inventions
Note:
The Director may require restriction between inventions that are independent and distinct as defined by the MPEP.

This raises the question of the inventions as between which the Director may require restriction. This, in turn, depends on the construction of the expression “independent and distinct” inventions.

Jump to MPEP SourceBasis for Restriction (MPEP 802)Restriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
Topic

35 U.S.C. 103 – Obviousness

1 rules
StatutoryRequiredAlways
[mpep-802-01-6ac9e472f6d8150119bad962]
Distinct Inventions Requirement
Note:
Inventions are distinct if not connected in design, operation, or effect and at least one is novel and nonobvious over the other.

Related inventions are distinct if the inventions as claimed are not connected in at least one of design, operation, or effect (e.g., can be made by, or used in, a materially different process) and wherein at least one invention is PATENTABLE (novel and nonobvious) OVER THE OTHER (though they may each be unpatentable over the prior art). See MPEP § 806.05(c) (combination and subcombination) and § 806.05(j) (related products or related processes) for examples of when a two-way test is required for distinctness.

Citations

Primary topicCitation
Basis for Restriction (MPEP 802)
Restriction Requirement (MPEP 802-803)
35 U.S.C. § 121
Basis for Restriction (MPEP 802)37 CFR § 1.141
35 U.S.C. 103 – Obviousness37 CFR § 806.05(j)
37 CFR § 808.01
35 U.S.C. 103 – ObviousnessMPEP § 806.05(c)
MPEP § 806.06

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17