MPEP § 707.05 — Citation of References (Annotated Rules)

§707.05 Citation of References

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 707.05, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Citation of References

This section addresses Citation of References. Primary authority: 35 U.S.C. 154, 35 U.S.C. 120, and 37 CFR 1.104. Contains: 2 requirements, 5 guidance statements, and 4 other statements.

Key Rules

Topic

Continued Prosecution Applications

5 rules
StatutoryRecommendedAlways
[mpep-707-05-a312a1b5319a840257830a46]
Citation of Pertinent Prior Art Required
Note:
Patent applications must generally include a citation of pertinent prior art, even if no claim was found unpatentable over it during prosecution.

Allowed applications should generally contain a citation of pertinent prior art for printing in the patent, even if no claim presented during the prosecution was considered unpatentable over such prior art. Only in those instances where a proper search has not revealed any prior art relevant to the claimed invention is it appropriate to send an application to issue with no art cited. In the case where no prior art is cited, the examiner must indicate “None” on a form PTO-892 and include it in the application file wrapper. Where references have been cited during the prosecution of parent applications and a continuing application, having no newly cited references, is ready for allowance, the cited references of the parent applications should be listed on a form PTO-892. The form should then be placed in the file of the continuing application. See MPEP § 1302.12. In a continued prosecution application filed under 37 CFR 1.53(d), it is not necessary to prepare a new form PTO-892 because the form from the parent application is in the same file wrapper and will be used by the printer.

Jump to MPEP Source · 37 CFR 1.53(d)Continued Prosecution ApplicationsApplication Types and FilingAccess to Patent Application Files (MPEP 101-106)
StatutoryInformativeAlways
[mpep-707-05-ee6f97e5bc7d24e2e18dd628]
No Prior Art for Issued Application
Note:
An application should not be issued without citing any prior art if a proper search has revealed relevant prior art.

Allowed applications should generally contain a citation of pertinent prior art for printing in the patent, even if no claim presented during the prosecution was considered unpatentable over such prior art. Only in those instances where a proper search has not revealed any prior art relevant to the claimed invention is it appropriate to send an application to issue with no art cited. In the case where no prior art is cited, the examiner must indicate “None” on a form PTO-892 and include it in the application file wrapper. Where references have been cited during the prosecution of parent applications and a continuing application, having no newly cited references, is ready for allowance, the cited references of the parent applications should be listed on a form PTO-892. The form should then be placed in the file of the continuing application. See MPEP § 1302.12. In a continued prosecution application filed under 37 CFR 1.53(d), it is not necessary to prepare a new form PTO-892 because the form from the parent application is in the same file wrapper and will be used by the printer.

Jump to MPEP Source · 37 CFR 1.53(d)Continued Prosecution ApplicationsApplication Types and FilingAccess to Patent Application Files (MPEP 101-106)
StatutoryRequiredAlways
[mpep-707-05-fb860b85d5dea3a49fdfb85b]
None Must Be Indicated on PTO-892 When No Prior Art Is Cited
Note:
When no prior art is cited, the examiner must indicate 'None' on form PTO-892 and include it in the application file wrapper.

Allowed applications should generally contain a citation of pertinent prior art for printing in the patent, even if no claim presented during the prosecution was considered unpatentable over such prior art. Only in those instances where a proper search has not revealed any prior art relevant to the claimed invention is it appropriate to send an application to issue with no art cited. In the case where no prior art is cited, the examiner must indicate “None” on a form PTO-892 and include it in the application file wrapper. Where references have been cited during the prosecution of parent applications and a continuing application, having no newly cited references, is ready for allowance, the cited references of the parent applications should be listed on a form PTO-892. The form should then be placed in the file of the continuing application. See MPEP § 1302.12. In a continued prosecution application filed under 37 CFR 1.53(d), it is not necessary to prepare a new form PTO-892 because the form from the parent application is in the same file wrapper and will be used by the printer.

Jump to MPEP Source · 37 CFR 1.53(d)Continued Prosecution ApplicationsApplication Types and FilingAccess to Patent Application Files (MPEP 101-106)
StatutoryRecommendedAlways
[mpep-707-05-dbe1c3686e080217d52f209c]
Cited References of Parent Applications Must Be Listed on PTO-892 for Continuing Application
Note:
When a continuing application, with no newly cited references, is ready for allowance and prior art has been cited during the prosecution of parent applications, those cited references must be listed on form PTO-892.

Allowed applications should generally contain a citation of pertinent prior art for printing in the patent, even if no claim presented during the prosecution was considered unpatentable over such prior art. Only in those instances where a proper search has not revealed any prior art relevant to the claimed invention is it appropriate to send an application to issue with no art cited. In the case where no prior art is cited, the examiner must indicate “None” on a form PTO-892 and include it in the application file wrapper. Where references have been cited during the prosecution of parent applications and a continuing application, having no newly cited references, is ready for allowance, the cited references of the parent applications should be listed on a form PTO-892. The form should then be placed in the file of the continuing application. See MPEP § 1302.12. In a continued prosecution application filed under 37 CFR 1.53(d), it is not necessary to prepare a new form PTO-892 because the form from the parent application is in the same file wrapper and will be used by the printer.

Jump to MPEP Source · 37 CFR 1.53(d)Continued Prosecution ApplicationsApplication Types and FilingAccess to Patent Application Files (MPEP 101-106)
StatutoryRecommendedAlways
[mpep-707-05-2dc6c61d120a3db21c2bb5a4]
PTO-892 from Parent Used in CPA
Note:
In a continued prosecution application, the PTO-892 form from the parent application is used without needing a new one.

Allowed applications should generally contain a citation of pertinent prior art for printing in the patent, even if no claim presented during the prosecution was considered unpatentable over such prior art. Only in those instances where a proper search has not revealed any prior art relevant to the claimed invention is it appropriate to send an application to issue with no art cited. In the case where no prior art is cited, the examiner must indicate “None” on a form PTO-892 and include it in the application file wrapper. Where references have been cited during the prosecution of parent applications and a continuing application, having no newly cited references, is ready for allowance, the cited references of the parent applications should be listed on a form PTO-892. The form should then be placed in the file of the continuing application. See MPEP § 1302.12. In a continued prosecution application filed under 37 CFR 1.53(d), it is not necessary to prepare a new form PTO-892 because the form from the parent application is in the same file wrapper and will be used by the printer.

Jump to MPEP Source · 37 CFR 1.53(d)Continued Prosecution ApplicationsApplication Types and FilingAccess to Patent Application Files (MPEP 101-106)
Topic

Statutory Authority for Examination

2 rules
StatutoryRecommendedAlways
[mpep-707-05-4decdf146c75db94a409bd60]
Examiner Must Cite Nearest Prior Art
Note:
The examiner is required to cite the most relevant prior art and explain its pertinence when examining an application or reexamining a patent.

During the examination of an application or reexamination of a patent, the examiner should cite appropriate prior art which is nearest to the subject matter defined in the claims. When such prior art is cited, its pertinence should be explained.

Jump to MPEP Source · 37 CFR 1.104Statutory Authority for ExaminationExamination ProceduresCitation of References (MPEP 707.05)
StatutoryRequiredAlways
[mpep-707-05-84fe2ba058cf77e244c7010f]
Examiner Must Consider All Cited Prior Art
Note:
The examiner is required to evaluate all prior art references, including those submitted by the applicant, when examining an application or reexamination.

The examiner must consider all the prior art references (alone and in combination) cited in the application or reexamination, including those cited by the applicant in a properly submitted Information Disclosure Statement. See MPEP § 609.

Jump to MPEP Source · 37 CFR 1.104Statutory Authority for ExaminationExamination ProceduresExaminer Docket Management
Topic

Pre-GATT 17-Year Term

2 rules
StatutoryInformativeAlways
[mpep-707-05-1d9135ddc85abb062f260ce8]
20-Year Patent Term from Filing Date
Note:
The term of a patent is now 20 years measured from the filing date of the earliest U.S. application claiming benefit, effective June 8, 1995.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourcePre-GATT 17-Year Term20-Year Term from FilingTerm for Continuations/Divisionals
StatutoryInformativeAlways
[mpep-707-05-ecf749568c0a0d5121edce2b]
20-Year Patent Term Applies to Utility and Plant Patents Filed After June 8, 1995
Note:
Patents issued on applications filed after June 8, 1995 are granted a term of 20 years from the filing date.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourcePre-GATT 17-Year TermPatent Term BasicsPatent Term
Topic

AIA Effective Dates

2 rules
StatutoryInformativeAlways
[mpep-707-05-7bee42468bbad6d3bde57e2e]
Examiner Must Base Search on Actual Filing Date
Note:
Examiners are required to search patents based on the actual filing date of the application rather than any parent application's filing date or foreign priority application.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
StatutoryRecommendedAlways
[mpep-707-05-c4f80169de4e8f96b737134d]
Examiners Must Search Based on Actual Filing Date
Note:
Examiners should search all applications based on the actual U.S. filing date rather than any parent application or foreign priority date when benefit claims are canceled by deleting references in the specification.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourceAIA Effective DatesKey Changes Under AIAFirst to File vs First to Invent
Topic

Form Paragraph Usage

1 rules
StatutoryPermittedAlways
[mpep-707-05-6aa4560a6dfc46d33249999f]
Form Paragraph 7.96 May Be Used as Introductory Sentence
Note:
This rule permits the use of Form paragraph 7.96 as an introductory sentence for citations of references.

Form paragraph 7.96 may be used as an introductory sentence.

Jump to MPEP Source · 37 CFR 1.104Form Paragraph UsageForm ParagraphsStatutory Authority for Examination
Topic

Key Changes Under AIA

1 rules
StatutoryInformativeAlways
[mpep-707-05-df761cf185abae2966ecf215]
Change from First to Invent to First Filer System
Note:
This rule changes U.S. patent practice from a first-to-invent system to a first-inventor-to-file system, effective March 16, 2013.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourceKey Changes Under AIAFirst to File vs First to InventFirst Inventor to File (FITF) System
Topic

Term for Continuations/Divisionals

1 rules
StatutoryRecommendedAlways
[mpep-707-05-8e99f3e2717e389e1f81b9c2]
Material Disclosures After Priority but Before Filing Date Must Be Cited
Note:
Examiners must cite material disclosures with a prior art date after the priority application's filing date and before the actual filing date of the current application.

Effective June 8, 1995, Public Law 103-465 amended 35 U.S.C. 154 to change the term of a patent to 20 years measured from the filing date of the earliest U.S. application for which benefit under 35 U.S.C. 120, 121 or 365(c) is claimed. The 20-year patent term applies to all utility and plant patents issued on applications filed on or after June 8, 1995. Effective March 16, 2013, Public Law 112-196 amended Title 35 of the U.S. Code to change U.S. practice from a first to invent system to a first inventor to file system. In certain circumstances, applicants may cancel their benefit/priority claim by amending the specification to delete any references to prior applications. Therefore, examiners should search all applications based on the actual U.S. filing date of the application rather than on the filing date of any parent U.S. application for which benefit is claimed or foreign application to which priority is claimed. Examiners should cite of interest all material disclosures having a prior art date after the filing date of the U.S. parent application or the foreign priority application but before the actual filing date of the application being examined.

Jump to MPEP SourceTerm for Continuations/DivisionalsAIA Effective DatesKey Changes Under AIA
Topic

International Searching Authority (ISA)

1 rules
StatutoryPermittedAlways
[mpep-707-05-6dd7ae6e19931719f3ecf63b]
Material Citations from PCT ISR Must Be Cited
Note:
Applicants and their attorneys must include material citations from the PCT International Search Report in an information disclosure statement to ensure examiner consideration.

Applicants and/or applicants’ attorneys in PCT related national applications may wish to cite the material citations from the PCT International Search Report by an information disclosure statement under 37 CFR 1.97 and 1.98 in order to ensure consideration by the examiner.

Jump to MPEP Source · 37 CFR 1.97International Searching Authority (ISA)International Search ReportInternational Search

Examiner Form Paragraphs

Examiner form paragraphs are standard language that you might see in an Office Action or communication from the USPTO. Examiners have latitude to change the form paragraphs, but you will often see this exact language.

¶ 7.96 ¶ 7.96 Citation of Relevant Prior Art

Citations

Primary topicCitation
AIA Effective Dates
Key Changes Under AIA
Pre-GATT 17-Year Term
Term for Continuations/Divisionals
35 U.S.C. § 120
AIA Effective Dates
Key Changes Under AIA
Pre-GATT 17-Year Term
Term for Continuations/Divisionals
35 U.S.C. § 154
Continued Prosecution Applications37 CFR § 1.53(d)
International Searching Authority (ISA)37 CFR § 1.97
37 CFR § 707.05(b)
37 CFR § 708.02
Continued Prosecution ApplicationsMPEP § 1302.12
Statutory Authority for ExaminationMPEP § 609
MPEP § 609.02
MPEP § 707.05(a)
MPEP § 707.05(e)
Form Paragraph UsageForm Paragraph § 7.96

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31