MPEP § 2751 — Eligibility Requirements (Annotated Rules)

§2751 Eligibility Requirements

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2751, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Eligibility Requirements

This section addresses Eligibility Requirements. Primary authority: 35 U.S.C. 156, 35 U.S.C. 156(a), and 35 U.S.C. 156(a)(1). Contains: 6 requirements, 1 prohibition, 11 permissions, and 12 other statements.

Key Rules

Topic

PTE Eligibility Requirements

19 rules
StatutoryPermittedAlways
[mpep-2751-3f0ecc820765c29bd7a3bb96]
Requirements for Patent Term Extension
Note:
The term of a patent may be extended if it meets specific conditions related to product regulatory review and commercial marketing.
The term of a patent may be extended if:
  • (a) The patent claims a product or a method of using or manufacturing a product as defined in § 1.710;
  • (b) The term of the patent has never been previously extended, except for extensions issued pursuant to §§ 1.701, 1.760, or § 1.790;
  • (c) An application for extension is submitted in compliance with § 1.740;
  • (d) The product has been subject to a regulatory review period as defined in 35 U.S.C. 156(g) before its commercial marketing or use;
  • (e) The product has received permission for commercial marketing or use and —
    • (1) The permission for the commercial marketing or use of the product is the first received permission for commercial marketing or use under the provision of law under which the applicable regulatory review occurred, or
    • (2) In the case of a patent other than one directed to subject matter within § 1.710(b)(2) claiming a method of manufacturing the product that primarily uses recombinant DNA technology in the manufacture of the product, the permission for the commercial marketing or use is the first received permission for the commercial marketing or use of a product manufactured under the process claimed in the patent, or
    • (3) In the case of a patent claiming a new animal drug or a veterinary biological product that is not covered by the claims in any other patent that has been extended, and has received permission for the commercial marketing or use in non-food-producing animals and in food-producing animals, and was not extended on the basis of the regulatory review period for use in non-food-producing animals, the permission for the commercial marketing or use of the drug or product after the regulatory review period for use in food-producing animals is the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal.
  • (f) The application is submitted within the sixty-day period beginning on the date the product first received permission for commercial marketing or use under the provisions of law under which the applicable regulatory review period occurred; or in the case of a patent claiming a method of manufacturing the product which primarily uses recombinant DNA technology in the manufacture of the product, the application for extension is submitted within the sixty-day period beginning on the date of the first permitted commercial marketing or use of a product manufactured under the process claimed in the patent; or in the case of a patent that claims a new animal drug or a veterinary biological product that is not covered by the claims in any other patent that has been extended, and said drug or product has received permission for the commercial marketing or use in non-food-producing animals, the application for extension is submitted within the sixty-day period beginning on the date of the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal;
  • (g) The term of the patent, including any interim extension issued pursuant to § 1.790, has not expired before the submission of an application in compliance with § 1.741; and
  • (h) No other patent term has been extended for the same regulatory review period for the product.
Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPTE Application RequirementsPTE Calculation
StatutoryInformativeAlways
[mpep-2751-701f106ac8d4e7acd329a400]
Permission for Commercial Use Required for PTE Extension
Note:
The product must have received permission for commercial marketing or use before a patent term extension can be granted.
(e) The product has received permission for commercial marketing or use and —
  • (1) The permission for the commercial marketing or use of the product is the first received permission for commercial marketing or use under the provision of law under which the applicable regulatory review occurred, or
  • (2) In the case of a patent other than one directed to subject matter within § 1.710(b)(2) claiming a method of manufacturing the product that primarily uses recombinant DNA technology in the manufacture of the product, the permission for the commercial marketing or use is the first received permission for the commercial marketing or use of a product manufactured under the process claimed in the patent, or
  • (3) In the case of a patent claiming a new animal drug or a veterinary biological product that is not covered by the claims in any other patent that has been extended, and has received permission for the commercial marketing or use in non-food-producing animals and in food-producing animals, and was not extended on the basis of the regulatory review period for use in non-food-producing animals, the permission for the commercial marketing or use of the drug or product after the regulatory review period for use in food-producing animals is the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal.
Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent TermPTE Calculation
StatutoryPermittedAlways
[mpep-2751-ec9cc0068a465fda01819f67]
Eligibility Requirements for Patent Term Extension
Note:
The rule outlines the conditions under which patents claiming certain types of products can be extended, including human drugs, medical devices, and animal drugs approved after specific dates.

35 U.S.C. 156(a) sets forth what patents can be extended and the conditions under which they may be extended. 37 CFR 1.710 also addresses the patents that may be extended, and 37 CFR 1.720 describes the conditions under which a patent may be extended. As set forth in 35 U.S.C. 156 and 37 CFR 1.710, a patent which claims a human drug product, medical device, food or color additive first approved for marketing or use after September 24, 1984, or an animal drug or veterinary biological product (which was not primarily manufactured through biotechnology) first approved for marketing or use after November 16, 1988, may qualify for patent term extension. Furthermore, 35 U.S.C. 156(a)(1)-(5) require that the applicant establish that:

Jump to MPEP Source · 37 CFR 1.710PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryInformativeAlways
[mpep-2751-f0e9e63aaa35cdc219a8a25d]
Patent Term Extension Beyond Terminal Disclaimer
Note:
A patent may receive an extension beyond the expiration date set by a terminal disclaimer under 35 U.S.C. 156.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPTE CalculationPre-GATT 17-Year Term
StatutoryInformativeAlways
[mpep-2751-77767f54b049b53e0452ef29]
Claims a Product Is Not Synonymous with Infringed by a Product
Note:
A patent claiming a metabolite of an approved drug does not claim the drug itself. For patent term extension based on medical device regulatory review, the patent must include physical structure of the device to be eligible for extension.

The term “claims a product” is not synonymous with “infringed by a product.” A patent which claims a metabolite of an approved drug does not claim the approved drug. Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997). Where extension of a patent is sought based upon regulatory review under section 515 of the Federal Food Drug and Cosmetic Act of a medical device, the patent claims must include some physical structure of a device in order for the patent to be said to claim the product (or a method of using the product) thereby rendering the patent eligible for extension. Angiotech Pharms. Inc. v. Lee, 191 F. Supp. 3d 509 (E.D. Va. 2016).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent TermPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-73672bca814e58dd8a58e54c]
Claims Must Not Infringe Approved Drug Metabolites
Note:
Patent claims must not simply claim a metabolite of an approved drug to be eligible for extension under section 515 of the Federal Food Drug and Cosmetic Act.

The term “claims a product” is not synonymous with “infringed by a product.” A patent which claims a metabolite of an approved drug does not claim the approved drug. Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997). Where extension of a patent is sought based upon regulatory review under section 515 of the Federal Food Drug and Cosmetic Act of a medical device, the patent claims must include some physical structure of a device in order for the patent to be said to claim the product (or a method of using the product) thereby rendering the patent eligible for extension. Angiotech Pharms. Inc. v. Lee, 191 F. Supp. 3d 509 (E.D. Va. 2016).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent TermPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-bfd3c4e5a4937114b6057905]
Claims Requirement for Medical Device Patent Extension
Note:
Patent claims must include physical structure of a medical device to be eligible for extension under section 515 of the Federal Food Drug and Cosmetic Act.

The term “claims a product” is not synonymous with “infringed by a product.” A patent which claims a metabolite of an approved drug does not claim the approved drug. Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997). Where extension of a patent is sought based upon regulatory review under section 515 of the Federal Food Drug and Cosmetic Act of a medical device, the patent claims must include some physical structure of a device in order for the patent to be said to claim the product (or a method of using the product) thereby rendering the patent eligible for extension. Angiotech Pharms. Inc. v. Lee, 191 F. Supp. 3d 509 (E.D. Va. 2016).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent TermPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-aa896680d207a740fcb57290]
PTE Not Available If Previously Extended
Note:
Patent term extension is not available if the patent term has been previously extended, except for extensions issued under specific regulations.

37 CFR 1.720(b) explains that patent term extension pursuant to 35 U.S.C. 156 is available only if the term of the patent has never been previously extended, except for extensions issued pursuant to 37 CFR 1.701, 1.760, or 1.790. An extension issued pursuant to 37 CFR 1.701 is an extension of the patent due to administrative delay within the Office. Note that the term of a patent is “adjusted,” not extended, pursuant to 37 CFR 1.702 – 1.705. An extension issued pursuant to 37 CFR 1.760 is an interim extension under 35 U.S.C. 156(e)(2). An extension issued pursuant to 37 CFR 1.790 is an interim extension under 35 U.S.C. 156(d)(5).

Jump to MPEP Source · 37 CFR 1.720(b)PTE Eligibility RequirementsPatent Term ExtensionPatent Term
StatutoryInformativeAlways
[mpep-2751-b4344577ec8de21aa73d5c0a]
Regulatory Review Period Requirement for PTE
Note:
The regulatory review period must be defined by the statute and cannot be a Class III medical device review period for patent term extension eligibility.

37 CFR 1.720(d) restates the statutory requirement set forth in 35 U.S.C. 156(a)(4). The regulatory review period must have been a regulatory review period defined by the statute. A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act is not a regulatory review period which gives rise to eligibility for patent term extension under 35 U.S.C. 156. In re Nitinol Medical Technologies Inc., 17 USPQ2d 1492, 1492-1493 (Comm’r Pat. & Tm. 1990). See also Baxter Diagnostics v. AVL Scientific Corp., 798 F. Supp. 612, 619-620; 25 USPQ2d 1428, 1434 (C.D. Cal. 1992)(Congress intended only Class III medical devices to be eligible for patent term extension).

Jump to MPEP Source · 37 CFR 1.720(d)PTE Eligibility RequirementsPatent Term ExtensionPTE Calculation
StatutoryInformativeAlways
[mpep-2751-53f58ded7e8617ec551c1fe6]
Humanitarian Device Exemption Is Considered Section 515 Review
Note:
Devices reviewed under the Humanitarian Device Exemption are considered to be subject to section 515 of the Federal Food, Drug and Cosmetic Act for regulatory review.

If the product is alleged to be a medical device, then regulatory review must have occurred under section 515, and not section 505, of the Federal Food, Drug and Cosmetic Act. Devices reviewed under the Humanitarian Device Exemption are considered to be reviewed under section 515. Drug products are not reviewed under section 515.

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent TermProducts Eligible for PTE
StatutoryRequiredAlways
[mpep-2751-d6e554357d70add65869eee1]
First Permitted Marketing or Use Requirement for PTE
Note:
The approval must be the first permitted marketing or use of the product under relevant law, unless it is for food producing animals.

37 CFR 1.720(e) follows 35 U.S.C. 156(a)(5), and sets forth that the approval under the relevant provision of law must have been the first permitted marketing or use of the product under the provision of law, unless the product is for use in food producing animals as explained below. See In re Patent Term Extension Application, U.S. Patent No. 3,849,549, 226 USPQ 283, 284 (Pat. & Tm. Office 1985). If the product is a human drug product, then the approval of the active ingredient must be the first permitted commercial marketing or use of the active ingredient as a single entity or in combination with another active ingredient under the provision of law under which regulatory review occurred.

Jump to MPEP Source · 37 CFR 1.720(e)PTE Eligibility RequirementsPatent Term ExtensionProducts Eligible for PTE
StatutoryRequiredAlways
[mpep-2751-4ea5d1592515f4a7d42c1570]
First Commercial Use of Active Ingredient Required for Human Drugs
Note:
The approval must be the first permitted commercial marketing or use of an active ingredient in a human drug product.

37 CFR 1.720(e) follows 35 U.S.C. 156(a)(5), and sets forth that the approval under the relevant provision of law must have been the first permitted marketing or use of the product under the provision of law, unless the product is for use in food producing animals as explained below. See In re Patent Term Extension Application, U.S. Patent No. 3,849,549, 226 USPQ 283, 284 (Pat. & Tm. Office 1985). If the product is a human drug product, then the approval of the active ingredient must be the first permitted commercial marketing or use of the active ingredient as a single entity or in combination with another active ingredient under the provision of law under which regulatory review occurred.

Jump to MPEP Source · 37 CFR 1.720(e)PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryInformativeAlways
[mpep-2751-c7e55477235435224601e0a6]
Requirement for Patent Claiming New Combination of Previously Approved Active Ingredients
Note:
A patent claiming a new combination of previously approved active ingredients can extend the patent term if at least one ingredient is not previously approved.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryInformativeAlways
[mpep-2751-77a83ef30614789eac91e6c1]
Combination of Previously Approved Active Ingredients Not Eligible for PTE
Note:
A combination of two previously approved active ingredients in a product is not eligible for patent term extension if they display pharmacological interaction.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryPermittedAlways
[mpep-2751-9afb2307fdd0de54a90c966c]
Combination of Two Approved Active Ingredients Does Not Qualify for PTE
Note:
A patent claiming a combination of two previously approved active ingredients, where they display pharmacological interaction, does not meet the first permitted commercial marketing or use requirement for patent term extension.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsPatent Term ExtensionProducts Eligible for PTE
StatutoryInformativeAlways
[mpep-2751-b839aefeb2e62d27323f3bfd]
Combination of Active Ingredients Not Eligible for PTE
Note:
A patent claiming a combination of active ingredients, where at least one ingredient is not previously approved, may be eligible for patent term extension only if the combination displays no pharmacological interaction.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryInformativeAlways
[mpep-2751-57ba35b9c33e2655755d8904]
Multiple Active Ingredients Can Extend Patent
Note:
A patent claiming an active ingredient in a product with multiple ingredients can extend its term if the ingredient has not been previously approved, even if it is part of a combination.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryPermittedAlways
[mpep-2751-0101339814b76489e1e7765b]
Extension of Patent Term for New Animal Drugs and Biological Products
Note:
A patent term may be extended based on a second approval of an active ingredient, provided certain conditions are met.
As to 35 U.S.C. 156(a)(5)(C), which is addressed in 37 CFR 1.720(e)(3), the term of a patent directed to a new animal drug or veterinary biological product may be extended based on a second or subsequent approval of the active ingredient provided all the following conditions exist:
  • (A) the patent claims the drug or product;
  • (B) the drug or product is not covered by the claims in any other patent that has been extended;
  • (C) the patent term was not extended on the basis of the regulatory review period for use in non-food producing animals; and
  • (D) the second or subsequent approval was the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal. In this case, the application must be filed within sixty days of the first approval for administration to a food-producing animal.
Jump to MPEP Source · 37 CFR 1.720(e)(3)PTE Eligibility RequirementsProducts Eligible for PTEPatent Term Extension
StatutoryPermittedAlways
[mpep-2751-23f0650f6bf4be230eb0153c]
Requirement for First Commercial Use of Drug on Food-Producing Animals
Note:
The rule requires that a second approval be the first permitted commercial marketing or use of a drug or product for administration to food-producing animals to extend patent term.

As to 35 U.S.C. 156(a)(5)(C), which is addressed in 37 CFR 1.720(e)(3), the term of a patent directed to a new animal drug or veterinary biological product may be extended based on a second or subsequent approval of the active ingredient provided all the following conditions exist:

(D) the second or subsequent approval was the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal.

Jump to MPEP Source · 37 CFR 1.720(e)(3)PTE Eligibility RequirementsProducts Eligible for PTEPatent Term
Topic

Patent Term Extension

10 rules
StatutoryPermittedAlways
[mpep-2751-891cdbec5f3e666392a32b70]
Patents for Human Drugs and Medical Devices May Qualify for Extension
Note:
This rule outlines the conditions under which patents for human drug products, medical devices, and certain other products may be extended.

35 U.S.C. 156(a) sets forth what patents can be extended and the conditions under which they may be extended. 37 CFR 1.710 also addresses the patents that may be extended, and 37 CFR 1.720 describes the conditions under which a patent may be extended. As set forth in 35 U.S.C. 156 and 37 CFR 1.710, a patent which claims a human drug product, medical device, food or color additive first approved for marketing or use after September 24, 1984, or an animal drug or veterinary biological product (which was not primarily manufactured through biotechnology) first approved for marketing or use after November 16, 1988, may qualify for patent term extension. Furthermore, 35 U.S.C. 156(a)(1)-(5) require that the applicant establish that:

Jump to MPEP Source · 37 CFR 1.710Patent Term ExtensionPTE Eligibility RequirementsProducts Eligible for PTE
StatutoryPermittedAlways
[mpep-2751-75c077585bb7ac65386578ab]
Patent May Extend Despite Terminal Disclaimer
Note:
A patent can receive an extension under 35 U.S.C. 156 even if it has been terminally disclaimed.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionPTE Eligibility RequirementsPTE Calculation
StatutoryInformativeAlways
[mpep-2751-58f918caaeb0a8d9c68ca2d1]
Patent Term Extension for Approved Product
Note:
A patent term extension is a limited extension of the original patent rights attached to an approved product, even if a terminal disclaimer has been filed.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionPatent Term BasicsPatent Term
StatutoryInformativeAlways
[mpep-2751-61127fecd37012757aa992dc]
Patent Term Extension Not Excluded by Double Patenting
Note:
A patent can receive a term extension under 35 U.S.C. 156 even if it has been terminally disclaimed due to double patenting.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionPTE Eligibility RequirementsPTE Calculation
StatutoryInformativeAlways
[mpep-2751-325da146644921e046abdbd7]
Patent Term Extension Valid If Patent Otherwise Valid
Note:
A patent term extension is valid as long as the extended patent meets all other validity requirements.

A patent term extension under 35 U.S.C. 156 “is valid so long as the extended patent is otherwise valid without the extension.” Novartis AG v. Ezra Ventures LLC, 909 F.3d 1367, 1375, 128 USPQ2d 1752 (Fed. Cir. 2018). Therefore, obviousness-type double patenting cannot be used to negate patent term extension under 35 U.S.C. 156 when the potential reference patent could not have been used to challenge the unextended term of the patent that received the extension.

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionPatent TermPTE Eligibility Requirements
StatutoryProhibitedAlways
[mpep-2751-8275de38e8a9ad4ed3fbf694]
Patent Term Extension Cannot Be Negated by Obviousness-Type Double Patenting
Note:
Obviousness-type double patenting cannot invalidate a patent term extension under 35 U.S.C. 156 if the potential reference patent could not have challenged the original patent's validity.

A patent term extension under 35 U.S.C. 156 “is valid so long as the extended patent is otherwise valid without the extension.” Novartis AG v. Ezra Ventures LLC, 909 F.3d 1367, 1375, 128 USPQ2d 1752 (Fed. Cir. 2018). Therefore, obviousness-type double patenting cannot be used to negate patent term extension under 35 U.S.C. 156 when the potential reference patent could not have been used to challenge the unextended term of the patent that received the extension.

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionObviousnessPatent Term
StatutoryInformativeAlways
[mpep-2751-6f18c7c367fb992bbd4f652d]
Interim Extension Under 35 U.S.C. 156(e)(2)
Note:
An extension issued under 37 CFR 1.760 is an interim extension as per 35 U.S.C. 156(e)(2).

37 CFR 1.720(b) explains that patent term extension pursuant to 35 U.S.C. 156 is available only if the term of the patent has never been previously extended, except for extensions issued pursuant to 37 CFR 1.701, 1.760, or 1.790. An extension issued pursuant to 37 CFR 1.701 is an extension of the patent due to administrative delay within the Office. Note that the term of a patent is “adjusted,” not extended, pursuant to 37 CFR 1.702 – 1.705. An extension issued pursuant to 37 CFR 1.760 is an interim extension under 35 U.S.C. 156(e)(2). An extension issued pursuant to 37 CFR 1.790 is an interim extension under 35 U.S.C. 156(d)(5).

Jump to MPEP Source · 37 CFR 1.720(b)Patent Term ExtensionRequest for Reconsideration of PTAPTE Eligibility Requirements
StatutoryInformativeAlways
[mpep-2751-f776d01930383fd81163a059]
Interim Extension Under 35 U.S.C. 156(d)(5)
Note:
An extension issued under 37 CFR 1.790 is an interim extension as per 35 U.S.C. 156(d)(5).

37 CFR 1.720(b) explains that patent term extension pursuant to 35 U.S.C. 156 is available only if the term of the patent has never been previously extended, except for extensions issued pursuant to 37 CFR 1.701, 1.760, or 1.790. An extension issued pursuant to 37 CFR 1.701 is an extension of the patent due to administrative delay within the Office. Note that the term of a patent is “adjusted,” not extended, pursuant to 37 CFR 1.702 – 1.705. An extension issued pursuant to 37 CFR 1.760 is an interim extension under 35 U.S.C. 156(e)(2). An extension issued pursuant to 37 CFR 1.790 is an interim extension under 35 U.S.C. 156(d)(5).

Jump to MPEP Source · 37 CFR 1.720(b)Patent Term ExtensionRequest for Reconsideration of PTAPTE Eligibility Requirements
StatutoryInformativeAlways
[mpep-2751-a563a16c1702490f077a2347]
First Permitted Marketing Or Use Requirement for Patent Term Extension
Note:
The rule requires that the approval under the relevant provision of law must be the first permitted marketing or use of the product, unless it is a human drug product where the active ingredient's approval must also be the first commercial marketing or use.

37 CFR 1.720(e) follows 35 U.S.C. 156(a)(5), and sets forth that the approval under the relevant provision of law must have been the first permitted marketing or use of the product under the provision of law, unless the product is for use in food producing animals as explained below. See In re Patent Term Extension Application, U.S. Patent No. 3,849,549, 226 USPQ 283, 284 (Pat. & Tm. Office 1985). If the product is a human drug product, then the approval of the active ingredient must be the first permitted commercial marketing or use of the active ingredient as a single entity or in combination with another active ingredient under the provision of law under which regulatory review occurred.

Jump to MPEP Source · 37 CFR 1.720(e)Patent Term ExtensionPatent TermPTE Eligibility Requirements
StatutoryInformativeAlways
[mpep-2751-0a8a0a6f29734b5df2cd233d]
Ratio of Hormones Not a Different Active Ingredient for Patent Term Extension
Note:
A different ratio of hormones is not considered a new active ingredient, and an approved product with two active ingredients cannot be treated as having a single combined active ingredient for patent term extension purposes.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720Patent Term ExtensionPTE Eligibility RequirementsProducts Eligible for PTE
Topic

Products Eligible for PTE

9 rules
StatutoryInformativeAlways
[mpep-2751-4b3cd23e9f5611f37f563aed]
Patent Claims Metabolite Not Drug
Note:
A patent claiming a metabolite of an approved drug does not claim the drug itself.

The term “claims a product” is not synonymous with “infringed by a product.” A patent which claims a metabolite of an approved drug does not claim the approved drug. Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997). Where extension of a patent is sought based upon regulatory review under section 515 of the Federal Food Drug and Cosmetic Act of a medical device, the patent claims must include some physical structure of a device in order for the patent to be said to claim the product (or a method of using the product) thereby rendering the patent eligible for extension. Angiotech Pharms. Inc. v. Lee, 191 F. Supp. 3d 509 (E.D. Va. 2016).

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPTE Eligibility RequirementsPatent Term
StatutoryPermittedAlways
[mpep-2751-4d76932ee5c9a8df77af44b9]
Definition of Drug Product for Patent Term Extension
Note:
A drug product refers to the active ingredient in the final dosage form before administration, not its form after use.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPTE Eligibility RequirementsPTE Determination Procedure
StatutoryRequiredAlways
[mpep-2751-a990b699c0030b03b0615375]
Active Ingredient Must Be Present In Final Dosage Form For PTE
Note:
For patent term extension, the active ingredient must be present in the drug product when administered to qualify for extension.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPatent Term ExtensionPatent Term
StatutoryPermittedAlways
[mpep-2751-4a813dccb13419ca815ff8e0]
Different Drug Product Forms Qualify for PTE
Note:
A patent to a drug product with one form of an active ingredient can qualify for extension even if another form was previously marketed, as long as the active ingredient in the final dosage form has not been approved before.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPTE Eligibility RequirementsPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-d7b409a31596d3608601be0b]
Ester vs Salt Forms of Active Ingredient
Note:
A drug product with an ester form of a chemical moiety is considered different from its salt form, even if both treat the same condition.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPTE Eligibility RequirementsPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-d380150d0e54e01575f6e109]
Deesterified Version of Approved Drug Not Same Product
Note:
A drug product with the same active moiety but deesterified is not considered the same product for patent term extension purposes.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPatent Term ExtensionPTE Eligibility Requirements
StatutoryRequiredAlways
[mpep-2751-0ec6694b54b417b324d2ca74]
Regulatory Review for Alleged Medical Devices Must Be Under Section 515
Note:
If a product is alleged to be a medical device, it must undergo regulatory review under section 515 of the Federal Food, Drug and Cosmetic Act, not section 505.

If the product is alleged to be a medical device, then regulatory review must have occurred under section 515, and not section 505, of the Federal Food, Drug and Cosmetic Act. Devices reviewed under the Humanitarian Device Exemption are considered to be reviewed under section 515. Drug products are not reviewed under section 515.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPatent Term ExtensionPTE Eligibility Requirements
StatutoryInformativeAlways
[mpep-2751-a47c47ef849693df244fb634]
Drug Products Not Reviewed Under Section 515
Note:
This rule states that drug products are not subject to regulatory review under section 515 of the Federal Food, Drug and Cosmetic Act.

If the product is alleged to be a medical device, then regulatory review must have occurred under section 515, and not section 505, of the Federal Food, Drug and Cosmetic Act. Devices reviewed under the Humanitarian Device Exemption are considered to be reviewed under section 515. Drug products are not reviewed under section 515.

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPTE Eligibility RequirementsPatent Term
StatutoryInformativeAlways
[mpep-2751-6a514819471417d9856a4d91]
Enantiomer Can Receive Separate Patent Term Extension
Note:
An enantiomer that was subject to pre-market regulatory review can receive a separate patent term extension even if the racemate is already approved.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720Products Eligible for PTEPatent Term ExtensionPatent Term
Topic

PTE Calculation

7 rules
StatutoryPermittedAlways
[mpep-2751-531a427889de24d825a826b4]
First Commercial Use of Drug in Food-Producing Animals Requires Extension
Note:
The patent term for a product, method of use, or manufacturing method can be extended if the drug or product is first commercially used in food-producing animals after regulatory review.

(a) The term of a patent which claims a product, a method of using a product, or a method of manufacturing a product shall be extended in accordance with this section from the original expiration date of the patent, which shall include any patent term adjustment granted under section 154(b) if — The product referred to in paragraphs (4) and (5) is hereinafter in this section referred to as the “approved product.”
(5) the permission for the commercial marketing or use of the drug or product after the regulatory review period for use in food-producing animals is the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal.

Jump to MPEP SourcePTE CalculationPTE Eligibility RequirementsProducts Eligible for PTE
StatutoryInformativeAlways
[mpep-2751-5434fae1e1ca8b778c0f30ea]
No Patent Term Extension for Same Review Period
Note:
A patent term may not be extended if another extension has already been granted for the same regulatory review period of the product.

The term of a patent may be extended if:

(h) No other patent term has been extended for the same regulatory review period for the product.

Jump to MPEP Source · 37 CFR 1.720PTE CalculationPatent Term ExtensionPatent Term
StatutoryInformativeAlways
[mpep-2751-a4559dd03de5d951437c8543]
No Concurrent Patent Term Extensions for Same Regulatory Review Period
Note:
This rule requires that no other patent term extensions have been granted for the same regulatory review period of a product.

35 U.S.C. 156(c)(4) also requires that no other patent term has been extended for the same regulatory review period for the product. See MPEP § 2761.

Jump to MPEP Source · 37 CFR 1.720PTE CalculationPatent Term ExtensionPatent Term
StatutoryPermittedAlways
[mpep-2751-976fd88dd704cd7ebf9fdffc]
Only One Patent May Be Extended Per Product
Note:
A patent term extension under 35 U.S.C. 156 can only be granted for one patent associated with a product during its regulatory review period.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720PTE CalculationDetermining Expiration DatePatent Term Extension
StatutoryRequiredAlways
[mpep-2751-5da1db0dd6ec9279bf75ef22]
Regulatory Review Period Defined by Statute for PTE Calculation
Note:
The regulatory review period must be defined by the statute, not a Class III medical device review period under section 510(k) of the Federal Food, Drug and Cosmetic Act.

37 CFR 1.720(d) restates the statutory requirement set forth in 35 U.S.C. 156(a)(4). The regulatory review period must have been a regulatory review period defined by the statute. A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act is not a regulatory review period which gives rise to eligibility for patent term extension under 35 U.S.C. 156. In re Nitinol Medical Technologies Inc., 17 USPQ2d 1492, 1492-1493 (Comm’r Pat. & Tm. 1990). See also Baxter Diagnostics v. AVL Scientific Corp., 798 F. Supp. 612, 619-620; 25 USPQ2d 1428, 1434 (C.D. Cal. 1992)(Congress intended only Class III medical devices to be eligible for patent term extension).

Jump to MPEP Source · 37 CFR 1.720(d)PTE CalculationPatent Term ExtensionPTE Determination Procedure
StatutoryInformativeAlways
[mpep-2751-f1ef0c30e07d99b2afb9dd33]
510(k) Review Not Eligible for PTE
Note:
A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act does not qualify as a regulatory review period for patent term extension eligibility.

37 CFR 1.720(d) restates the statutory requirement set forth in 35 U.S.C. 156(a)(4). The regulatory review period must have been a regulatory review period defined by the statute. A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act is not a regulatory review period which gives rise to eligibility for patent term extension under 35 U.S.C. 156. In re Nitinol Medical Technologies Inc., 17 USPQ2d 1492, 1492-1493 (Comm’r Pat. & Tm. 1990). See also Baxter Diagnostics v. AVL Scientific Corp., 798 F. Supp. 612, 619-620; 25 USPQ2d 1428, 1434 (C.D. Cal. 1992)(Congress intended only Class III medical devices to be eligible for patent term extension).

Jump to MPEP Source · 37 CFR 1.720(d)PTE CalculationProducts Eligible for PTEPatent Term Extension
StatutoryRequiredAlways
[mpep-2751-494eb64600d85b24dd2f7032]
Election Required for Multiple PTEs Based on Single Regulatory Review Period
Note:
When multiple patent term extension applications are filed based on a single regulatory review period, an election of a single patent is required.

If more than one application for patent term extension is filed based upon a single regulatory review period, election will be required of a single patent. See MPEP § 2761.

Jump to MPEP Source · 37 CFR 1.720PTE CalculationPatent Term ExtensionPatent Term
Topic

PTE Determination Procedure

5 rules
StatutoryRequiredAlways
[mpep-2751-a3bcc3ffef1e5124337b0a47]
Eligible Patents for Extension Must Claim Products or Methods
Note:
Patents eligible for extension must claim a product as defined by the statute, or methods involving such products.
As required by 35 U.S.C. 156(a), patents eligible for extension of patent term are those which:
  • (A) claim a “product” as defined in 35 U.S.C. 156(f)(1), or a method of using such a product, or a method of manufacturing such a product, and
  • (B) meet all other conditions and requirements of the statute.
Jump to MPEP Source · 37 CFR 1.720PTE Determination ProcedurePTE Eligibility RequirementsPatent Term Extension
StatutoryRequiredAlways
[mpep-2751-e8c44547a913bf03e4bb6451]
Patent Claims Must Include Device Structure for Extension
Note:
For a patent to be eligible for extension based on regulatory review of a medical device under section 515 of the Federal Food Drug and Cosmetic Act, the claims must include some physical structure of the device.

The term “claims a product” is not synonymous with “infringed by a product.” A patent which claims a metabolite of an approved drug does not claim the approved drug. Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997). Where extension of a patent is sought based upon regulatory review under section 515 of the Federal Food Drug and Cosmetic Act of a medical device, the patent claims must include some physical structure of a device in order for the patent to be said to claim the product (or a method of using the product) thereby rendering the patent eligible for extension. Angiotech Pharms. Inc. v. Lee, 191 F. Supp. 3d 509 (E.D. Va. 2016).

Jump to MPEP Source · 37 CFR 1.720PTE Determination ProcedurePTE Eligibility RequirementsProducts Eligible for PTE
StatutoryInformativeAlways
[mpep-2751-d38d798de211b21c7345e4e0]
Different Drug Forms Qualify for PTE
Note:
A drug product in a different form, such as an ester of a chemical moiety, can qualify for patent term extension even if other forms were previously approved.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720PTE Determination ProcedurePTE Eligibility RequirementsPatent Eligibility
StatutoryRequiredAlways
[mpep-2751-00cc6242d43c3750f086d4a8]
Active Ingredient of Drug Product Must Be Previously Approved
Note:
A patent claiming a drug product, method of use, or manufacturing method is eligible for patent term extension if the active ingredient in the final dosage form has not been previously approved by FDA.

A “drug product” means the active ingredient found in the final dosage form prior to administration of the product to the patient, not the resultant form the drug may take after administration. See Hoechst-Roussel, 109 F.3d at 759 n.3 (“For purposes of patent term extension, this active ingredient must be present in the drug product when administered.”). In addition, a patent to a drug product having one form of an active ingredient may qualify for an extension even though another form of the underlying chemical moiety was previously approved and commercially marketed or used. For example, a drug product having the ester form of a particular chemical moiety is a different drug product from the same chemical moiety in a salt form, even though both the salt and the ester are used to treat the same disease condition by the same mechanism. See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010); see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990) (holding that a patent which claimed an ester of the acid cefuroxime was eligible for extension regardless of previous approvals of two salts of cefuroxime). Similarly, a deesterified version of an approved drug product having the same active moiety is not the same drug product under 35 U.S.C. 156(f). Biogen Int’l GmbH v. Banner Life Scis. LLC, 956 F.3d 1351, 2020 USPQ2d 10385 (Fed. Cir. 2020). Thus, eligibility for patent term extension for a patent which claims a product subject to regulatory review as set forth in 35 U.S.C. 156(g) turns on the question of whether the product, i.e., the active ingredient of the drug product, present in the final dosage form was previously approved by FDA, as required by 35 U.S.C. 156(a)(5)(A). If neither the active ingredient of the drug product, nor any salt or ester of that active ingredient has been previously approved by FDA, then the approval of the product complies with 35 U.S.C. 156(a)(5)(A) and a patent claiming such a product, a method of using such a product or a method of manufacturing such a product should be eligible for patent term extension.

Jump to MPEP Source · 37 CFR 1.720PTE Determination ProcedurePTE Eligibility RequirementsProducts Eligible for PTE
StatutoryInformativeAlways
[mpep-2751-2e4214d2a18f61ecf3541390]
Regulatory Review Period Not Eligible for PTE
Note:
A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act is not eligible for patent term extension.

37 CFR 1.720(d) restates the statutory requirement set forth in 35 U.S.C. 156(a)(4). The regulatory review period must have been a regulatory review period defined by the statute. A regulatory review period under section 510(k) of the Federal Food, Drug and Cosmetic Act is not a regulatory review period which gives rise to eligibility for patent term extension under 35 U.S.C. 156. In re Nitinol Medical Technologies Inc., 17 USPQ2d 1492, 1492-1493 (Comm’r Pat. & Tm. 1990). See also Baxter Diagnostics v. AVL Scientific Corp., 798 F. Supp. 612, 619-620; 25 USPQ2d 1428, 1434 (C.D. Cal. 1992)(Congress intended only Class III medical devices to be eligible for patent term extension).

Jump to MPEP Source · 37 CFR 1.720(d)PTE Determination ProcedurePTE Eligibility RequirementsPatent Term Extension
Topic

Patent Term Basics

2 rules
StatutoryInformativeAlways
[mpep-2751-817e8bb3e746e06c6081ac03]
Definition of Product for Patent Term Extension
Note:
This rule defines what constitutes a product eligible for patent term extension under the Federal Food, Drug, and Cosmetic Act.
(b) The term product referred to in paragraph (a) of this section means —
  • (1) The active ingredient of a new human drug, antibiotic drug, or human biological product (as those terms are used in the Federal Food, Drug, and Cosmetic Act and the Public Health Service Act) including any salt or ester of the active ingredient, as a single entity or in combination with another active ingredient; or
  • (2) The active ingredient of a new animal drug or veterinary biological product (as those terms are used in the Federal Food, Drug, and Cosmetic Act and the Virus-Serum-Toxin Act) that is not primarily manufactured using recombinant DNA, recombinant RNA, hybridoma technology, or other processes including site specific genetic manipulation techniques, including any salt or ester of the active ingredient, as a single entity or in combination with another active ingredient; or
  • (3) Any medical device, food additive, or color additive subject to regulation under the Federal Food, Drug, and Cosmetic Act.
Jump to MPEP Source · 37 CFR 1.710Patent Term BasicsPatent Term
StatutoryInformativeAlways
[mpep-2751-ce5ccbc5d30e362edb484556]
Definition of Product for Patent Term Extension
Note:
This rule defines what constitutes a 'product' under the conditions for extending patent terms, including active ingredients and medical devices.
The term “product” means:
  • (A) The active ingredient of a new human drug, antibiotic drug, or human biological product (as those terms are used in the Federal Food, Drug, and Cosmetic Act and the Public Health Service Act) including any salt or ester of the active ingredient, as a single entity or in combination with another active ingredient; or
  • (B) The active ingredient of a new animal drug or veterinary biological product (as those terms are used in the Federal Food, Drug, and Cosmetic Act and the Virus-Serum-Toxin Act) that is not primarily manufactured using recombinant DNA, recombinant RNA, hybridoma technology, or other processes including site specific genetic manipulation techniques, including any salt or ester of the active ingredient, as a single entity or in combination with another active ingredient; or
  • (C) Any medical device, food additive, or color additive subject to regulation under the Federal Food, Drug, and Cosmetic Act.
Jump to MPEP Source · 37 CFR 1.720Patent Term BasicsPatent Term
Topic

Request for Reconsideration of PTA

2 rules
StatutoryInformativeAlways
[mpep-2751-2705ee1e1153f0db5d7fd7e5]
Extension of Patent Due to Office Delay
Note:
An extension is granted when there is administrative delay within the Office, adjusting the patent's term.

37 CFR 1.720(b) explains that patent term extension pursuant to 35 U.S.C. 156 is available only if the term of the patent has never been previously extended, except for extensions issued pursuant to 37 CFR 1.701, 1.760, or 1.790. An extension issued pursuant to 37 CFR 1.701 is an extension of the patent due to administrative delay within the Office. Note that the term of a patent is “adjusted,” not extended, pursuant to 37 CFR 1.702 – 1.705. An extension issued pursuant to 37 CFR 1.760 is an interim extension under 35 U.S.C. 156(e)(2). An extension issued pursuant to 37 CFR 1.790 is an interim extension under 35 U.S.C. 156(d)(5).

Jump to MPEP Source · 37 CFR 1.720(b)Request for Reconsideration of PTAPTE Eligibility RequirementsPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2751-05a71777463798d62ca0ad88]
Patent Term Adjusted Not Extended
Note:
The term of a patent is adjusted, not extended, pursuant to 37 CFR 1.702-1.705.

37 CFR 1.720(b) explains that patent term extension pursuant to 35 U.S.C. 156 is available only if the term of the patent has never been previously extended, except for extensions issued pursuant to 37 CFR 1.701, 1.760, or 1.790. An extension issued pursuant to 37 CFR 1.701 is an extension of the patent due to administrative delay within the Office. Note that the term of a patent is “adjusted,” not extended, pursuant to 37 CFR 1.702 – 1.705. An extension issued pursuant to 37 CFR 1.760 is an interim extension under 35 U.S.C. 156(e)(2). An extension issued pursuant to 37 CFR 1.790 is an interim extension under 35 U.S.C. 156(d)(5).

Jump to MPEP Source · 37 CFR 1.720(b)Request for Reconsideration of PTAPatent Term AdjustmentPTE Eligibility Requirements
Topic

Patent Term

2 rules
StatutoryPermittedAlways
[mpep-2751-91d29a7c69da62588f5857ec]
Patent Term Extension for Unapproved Active Ingredients in Combination Products
Note:
A patent can extend its term if it claims an active ingredient not previously approved, even if the product contains multiple ingredients.

Where a product contains multiple active ingredients, if any one active ingredient has not been previously approved, it can form the basis of an extension of patent term provided the patent claims that ingredient. See In re Alcon Laboratories Inc., 13 USPQ2d 1115, 1121 (Comm’r Pat. & Tm. 1989) for examples of products having different combinations of active ingredients. A different ratio of hormones is not a different active ingredient for purposes of 35 U.S.C. 156. Furthermore, an approved product having two active ingredients will not be considered to have a single active ingredient made of the two active ingredients. See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004). A combination of two previously approved active ingredients does not comply with the first permitted commercial marketing or use requirement of 35 U.S.C. 156(a)(5) where the combination is alleged to be a single active ingredient because the two active ingredients display a pharmacological interaction. See Avanir Pharm. v. Kappos, No. 1:12cv69 (E.D. Va. March 21, 2012), transcript from Motions Hearing in U.S. Patent No. 5,206,248 (dated March 21, 2012). In considering whether a patent claiming an enantiomer, where the enantiomer was subject to pre-market regulatory review, is barred from receiving patent term extension in light of the previous approval of the racemate of the drug product, the court indicated that an enantiomer was a separate drug product from the racemate and each approved product could be the basis for extension of a patent that claims the product. See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010).

Jump to MPEP Source · 37 CFR 1.720Patent TermPTE Eligibility RequirementsProducts Eligible for PTE
StatutoryRequiredAlways
[mpep-2751-c01924f3fe5eb79824720224]
Application Must Be Filed Within 60 Days of First Approval for Food-Producing Animals
Note:
The application must be submitted within sixty days after the first approval to administer a new animal drug or veterinary biological product to food-producing animals.

As to 35 U.S.C. 156(a)(5)(C), which is addressed in 37 CFR 1.720(e)(3), the term of a patent directed to a new animal drug or veterinary biological product may be extended based on a second or subsequent approval of the active ingredient provided all the following conditions exist:

In this case, the application must be filed within sixty days of the first approval for administration to a food-producing animal.

Jump to MPEP Source · 37 CFR 1.720(e)(3)Patent TermPTE Eligibility RequirementsProducts Eligible for PTE
Topic

Determining Expiration Date

1 rules
StatutoryRequiredAlways
[mpep-2751-fb882a459965239495767c9b]
Extension of Patent Term for Approved Products
Note:
The term of a patent claiming a product, method of use, or manufacturing process can be extended if the product has undergone regulatory review and received initial commercial approval.
(a) The term of a patent which claims a product, a method of using a product, or a method of manufacturing a product shall be extended in accordance with this section from the original expiration date of the patent, which shall include any patent term adjustment granted under section 154(b) if — The product referred to in paragraphs (4) and (5) is hereinafter in this section referred to as the “approved product.”
  • (1) the term of the patent has not expired before an application is submitted under subsection (d)(1) for its extension;
  • (2) the term of the patent has never been extended under subsection (e)(1) of this section;
  • (3) an application for extension is submitted by the owner of record of the patent or its agent and in accordance with the requirements of paragraphs (1) through (4) of subsection (d);
  • (4) the product has been subject to a regulatory review period before its commercial marketing or use;
  • (5)
    • (A) except as provided in subparagraph (B) or (C), the permission for the commercial marketing or use of the product after such regulatory review period is the first permitted commercial marketing or use of the product under the provision of law under which such regulatory review period occurred;
    • (B) in the case of a patent which claims a method of manufacturing the product which primarily uses recombinant DNA technology in the manufacture of the product, the permission for the commercial marketing or use of the product after such regulatory period is the first permitted commercial marketing or use of a product manufactured under the process claimed in the patent; or
    • (C) for purposes of subparagraph (A), in the case of a patent which —
      • (i) claims a new animal drug or a veterinary biological product which (I) is not covered by the claims in any other patent which has been extended, and (II) has received permission for the commercial marketing or use in non-food-producing animals and in food-producing animals, and
      • (ii) was not extended on the basis of the regulatory review period for use in non-food-producing animals,
    • the permission for the commercial marketing or use of the drug or product after the regulatory review period for use in food-producing animals is the first permitted commercial marketing or use of the drug or product for administration to a food-producing animal.
Jump to MPEP SourceDetermining Expiration DatePatent Term ExpirationPatent Term
Topic

Pre-GATT 17-Year Term

1 rules
StatutoryProhibitedAlways
[mpep-2751-61a7b35cce4491237c5378ea]
Patent Term Extension Beyond Terminal Disclaimer
Note:
Patents can receive term extensions under 35 U.S.C. 156 even if they have been terminally disclaimed due to an obviousness-type double patenting rejection.

A patent may be extended under 35 U.S.C. 156, even though it has been terminally disclaimed. A patent term extension under 35 U.S.C. 156 is a limited extension of the patent rights associated with the approved product that is attached onto the original term of the patent. See 35 U.S.C. 156(b). Only one patent may be extended for a regulatory review period for any product, and 35 U.S.C. 156 sets the expiration date of a patent term extension. Although 35 U.S.C. 154(b)(2) (June 8, 1995) precludes a patent from being extended under 35 U.S.C. 154(b) if the patent has been terminally disclaimed due to an obviousness-type double patenting rejection (see MPEP § 2720), there is no such exclusion in 35 U.S.C. 156. Additionally, 35 U.S.C. 154(b)(2)(B)) (May 29, 2000) provides that a patent cannot be adjusted beyond the date set by the disclaimer (see MPEP § 2730), but there is no similar provision in 35 U.S.C. 156. Thus, patents may receive a patent term extension under 35 U.S.C. 156 beyond an expiration date set by a terminal disclaimer. See Merck & Co., Inc. v. Hi-Tech Pharmacal, Co., Inc., 482 F.3d 1317, 82 USPQ2d 1203 (Fed. Cir. 2007). For the impact of PTE on double patenting, see MPEP § 804.05.

Jump to MPEP Source · 37 CFR 1.720Pre-GATT 17-Year TermDetermining Expiration DateEffect of Terminal Disclaimer on Term

Citations

Primary topicCitation
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
35 U.S.C. § 154(b)
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
35 U.S.C. § 154(b)(2)
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
35 U.S.C. § 154(b)(2)(B)
PTE Calculation
PTE Determination Procedure
PTE Eligibility Requirements
Patent Term
Patent Term Extension
Pre-GATT 17-Year Term
Products Eligible for PTE
Request for Reconsideration of PTA
35 U.S.C. § 156
PTE Determination Procedure
PTE Eligibility Requirements
Patent Term Extension
35 U.S.C. § 156(a)
PTE Eligibility Requirements
Patent Term Extension
35 U.S.C. § 156(a)(1)
PTE Calculation
PTE Determination Procedure
PTE Eligibility Requirements
35 U.S.C. § 156(a)(4)
PTE Eligibility Requirements
Patent Term
Patent Term Extension
Products Eligible for PTE
35 U.S.C. § 156(a)(5)
PTE Determination Procedure
Products Eligible for PTE
35 U.S.C. § 156(a)(5)(A)
PTE Eligibility Requirements
Patent Term
35 U.S.C. § 156(a)(5)(C)
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
35 U.S.C. § 156(b)
PTE Calculation35 U.S.C. § 156(c)(4)
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
35 U.S.C. § 156(d)(5)
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
35 U.S.C. § 156(e)(2)
PTE Determination Procedure
Products Eligible for PTE
35 U.S.C. § 156(f)
PTE Determination Procedure35 U.S.C. § 156(f)(1)
PTE Determination Procedure
PTE Eligibility Requirements
Products Eligible for PTE
35 U.S.C. § 156(g)
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
37 CFR § 1.701
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
37 CFR § 1.702
PTE Eligibility Requirements
Patent Term Extension
37 CFR § 1.710
PTE Eligibility Requirements37 CFR § 1.710(b)(2)
PTE Eligibility Requirements
Patent Term Extension
37 CFR § 1.720
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
37 CFR § 1.720(b)
PTE Calculation
PTE Determination Procedure
PTE Eligibility Requirements
37 CFR § 1.720(d)
PTE Eligibility Requirements
Patent Term Extension
37 CFR § 1.720(e)
PTE Eligibility Requirements
Patent Term
37 CFR § 1.720(e)(3)
PTE Eligibility Requirements37 CFR § 1.740
PTE Eligibility Requirements37 CFR § 1.741
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
37 CFR § 1.760
PTE Eligibility Requirements
Patent Term Extension
Request for Reconsideration of PTA
37 CFR § 1.790
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
MPEP § 2720
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
MPEP § 2730
PTE CalculationMPEP § 2761
PTE Calculation
PTE Eligibility Requirements
Patent Term Extension
Pre-GATT 17-Year Term
MPEP § 804.05
PTE Determination Procedure
PTE Eligibility Requirements
Products Eligible for PTE
Hoechst-Roussel Pharmaceuticals Inc. v. Lehman, 109 F.3d 756, 759, 42 USPQ2d 1220, 1223 (Fed. Cir. 1997)
Patent Term ExtensionNovartis AG v. Ezra Ventures LLC, 909 F.3d 1367, 1375, 128 USPQ2d 1752 (Fed. Cir. 2018)
PTE Eligibility Requirements
Patent Term
Patent Term Extension
Products Eligible for PTE
See Arnold Partnership v. Dudas, 362 F.3d 1338, 70 USPQ2d 1311 (Fed. Cir. 2004)
PTE Eligibility Requirements
Patent Term
Patent Term Extension
Products Eligible for PTE
See Ortho-McNeil Pharmaceutical Inc. v. Lupin Pharmaceuticals Inc., 603 F.3d 1377, 95 USPQ2d 1246 (Fed. Cir. 2010)
PTE Determination Procedure
Products Eligible for PTE
See PhotoCure v. Kappos, 603 F.3d 1372, 95 USPQ2d 1250 (Fed. Cir. 2010)
PTE Determination Procedure
Products Eligible for PTE
see also Glaxo Operations UK Ltd. v. Quigg, 894 F.2d 392, 13 USPQ2d 1628 (Fed. Cir. 1990)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31