MPEP § 2164.08 — Enablement Commensurate in Scope With the Claims (Annotated Rules)

§2164.08 Enablement Commensurate in Scope With the Claims

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2164.08, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Enablement Commensurate in Scope With the Claims

This section addresses Enablement Commensurate in Scope With the Claims. Primary authority: 35 U.S.C. 112(d), 35 U.S.C. 112, and 35 U.S.C. 112(a). Contains: 13 requirements, 1 prohibition, 3 guidance statements, 1 permission, and 5 other statements.

Key Rules

Topic

Scope Commensurate with Disclosure

23 rules
StatutoryRequiredAlways
[mpep-2164-08-4568f98ff52fe04fb65b8c39]
Use Wands Factors to Assess Enablement
Note:
USPTO personnel will use the Wands factors to determine if the amount of experimentation required to enable the full scope of a claimed invention is reasonable.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceScope Commensurate with DisclosureDetermining Whether Application Is AIA or Pre-AIAClaim Subject Matter
StatutoryInformativeAlways
[mpep-2164-08-7a5653a8308a64fe54ac2cc5]
Enablement of Full Claim Scope Required
Note:
Examiners must ensure that the full scope of each claim is enabled by the patent disclosure, using the Wands factors to assess reasonableness of experimentation.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceScope Commensurate with DisclosureClaims Directed To
StatutoryInformativeAlways
[mpep-2164-08-8c80afcdbd1d46ce24ff24b5]
Determine Claimed Subject Matter for Enablement Analysis
Note:
The examiner must identify the exact subject matter covered by claims to assess enablement of a utility patent application or patent.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceScope Commensurate with DisclosureClaims Directed ToTest of Enablement (MPEP 2164.01)
StatutoryRequiredAlways
[mpep-2164-08-ae15d4ad0d1f9fb8cb4f8250]
Specification Must Teach Full Scope Without Undue Experimentation
Note:
The specification must provide sufficient detail for those skilled in the art to make and use the full scope of the claimed invention without undue experimentation.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-7133e7e10aebe0ea05d06118]
Specification Must Teach Full Invention Without Undue Experimentation
Note:
The specification must provide sufficient detail for a skilled artisan to make and use the full scope of the claimed invention without undue experimentation.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-6bdcebed8e4639b3466e3416]
Claims Must Be Supported By Enablement
Note:
The specification must teach how to make and use the full scope of claimed inventions without undue experimentation, ensuring a reasonable correlation between claims and disclosed enablement.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.
Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019) See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993).

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-5067774031391b4fdc405b70]
Not All Invention Details Must Be Disclosed
Note:
Patent applicants need not disclose everything necessary to practice the invention, as long as skilled artisans can do so with reasonable effort.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-2340be0f379ed0ee12087665]
Specification Must Omit Well-Understood Elements
Note:
The specification should not include well-known elements to avoid undue experimentation and focus on the novel aspects of the invention.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-9be0a9118fbc181c2eb35dca]
Enablement Must Correlate with Claims
Note:
The specification must teach how to make and use the full scope of the claimed invention without undue experimentation, ensuring a reasonable correlation between enablement and claims.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-292700e06b42fb97b92fcf8b]
Scope of Enablement Must Match Claimed Range
Note:
The disclosure must provide enablement for the full range claimed in the patent.

With respect to the breadth of a claim, the relevant concern is whether the scope of enablement provided to one skilled in the art by the disclosure is commensurate with the scope of protection sought by the claims. The Federal Circuit, citing McRO, provided guidance on the application of enablement to genus claims, holding that “[a]lthough a specification does not need to describe how to make and use every possible variant of the claimed invention, when a range is claimed, there must be reasonable enablement of the scope of the range.” Sanofi-Aventisub, 987 F.3d at 1085 (internal quotations omitted). AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003); In re Moore, 439 F.2d 1232, 1236, 169 USPQ 236, 239 (CCPA 1971). See also Plant Genetic Sys., N.V. v. DeKalb Genetics Corp., 315 F.3d 1335, 1339, 65 USPQ2d 1452, 1455 (Fed. Cir. 2003) (alleged “pioneer status” of invention irrelevant to enablement determination).

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-f1c221d813f8480938a9619b]
Enablement Must Be Commensurate With Claims
Note:
The specification must provide reasonable enablement for the full scope of the claimed invention.

With respect to the breadth of a claim, the relevant concern is whether the scope of enablement provided to one skilled in the art by the disclosure is commensurate with the scope of protection sought by the claims. The Federal Circuit, citing McRO, provided guidance on the application of enablement to genus claims, holding that “[a]lthough a specification does not need to describe how to make and use every possible variant of the claimed invention, when a range is claimed, there must be reasonable enablement of the scope of the range.” Sanofi-Aventisub, 987 F.3d at 1085 (internal quotations omitted). AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003); In re Moore, 439 F.2d 1232, 1236, 169 USPQ 236, 239 (CCPA 1971). See also Plant Genetic Sys., N.V. v. DeKalb Genetics Corp., 315 F.3d 1335, 1339, 65 USPQ2d 1452, 1455 (Fed. Cir. 2003) (alleged “pioneer status” of invention irrelevant to enablement determination).

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for ClaimsGenus and Species Claims
StatutoryInformativeAlways
[mpep-2164-08-77ba46017436b776c5e9b7ba]
Claims Must Be Supported by Enablement
Note:
The claims must be supported by an enabling disclosure that is commensurate in scope with the claims, without including factors presumed to be within the level of ordinary skill in the art.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourceScope Commensurate with DisclosureDetermining Whether Application Is AIA or Pre-AIAEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-59caaccdfa0ec0d7cd923594]
Claims Must Be Supported by Enablement
Note:
The claims must be supported by an enabling disclosure that is commensurate in scope with the claims, without including factors obvious to one of ordinary skill in the art.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourceScope Commensurate with DisclosureDetermining Whether Application Is AIA or Pre-AIAEnablement Support for Claims
StatutoryProhibitedAlways
[mpep-2164-08-6d9b8348509aa74f2a767ba1]
Claims Must Be Consistent with Specification
Note:
When interpreting claims, they must be given their broadest reasonable interpretation consistent with the specification without reading everything in the spec into them.

When analyzing the enabled scope of a claim, the teachings of the specification must not be ignored because claims are to be given their broadest reasonable interpretation that is consistent with the specification. “That claims are interpreted in light of the specification does not mean that everything in the specification must be read into the claims.” Raytheon Co. v. Roper Corp., 724 F.2d 951, 957, 220 USPQ 592, 597 (Fed. Cir. 1983), cert. denied, 469 U.S. 835 (1984).

Jump to MPEP SourceScope Commensurate with DisclosureInterpreting Claims (MPEP 2173.01)
StatutoryInformativeAlways
[mpep-2164-08-33afa055c8935036c72e1ea2]
Claims Must Be Consistent with Specification
Note:
Claims are to be given their broadest reasonable interpretation consistent with the specification, but not everything in the specification must be read into the claims.

When analyzing the enabled scope of a claim, the teachings of the specification must not be ignored because claims are to be given their broadest reasonable interpretation that is consistent with the specification. “That claims are interpreted in light of the specification does not mean that everything in the specification must be read into the claims.” Raytheon Co. v. Roper Corp., 724 F.2d 951, 957, 220 USPQ 592, 597 (Fed. Cir. 1983), cert. denied, 469 U.S. 835 (1984).

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for ClaimsInterpreting Claims (MPEP 2173.01)
StatutoryRequiredAlways
[mpep-2164-08-919b99dc7079e8b4b583cfcf]
Claim Scope Must Be Clear for Public Notice
Note:
The claim must be clearly described so the public understands the patentee’s scope of protection when the patent issues.

The record must be clear so that the public will have notice as to the patentee’s scope of protection when the patent issues. If a reasonable interpretation of the claim is broader than the description in the specification, it is necessary for the examiner to make sure the full scope of the claim is enabled. Limitations and examples in the specification do not generally limit what is covered by the claims. See also United Therapeutics Corp. v Liquidia Techs., Inc., 74 F.4th 1360, 1370, 2023 USPQ2d 862 (Fed. Cir. 2023) (the court found that the claims directed to administration of treprostinil to treat all five types of pulmonary hypertension, which were construed to not require safety and efficacy, were adequately enabled by the specification which described administration, concentrations and dosages as well as an open label study despite potential safety concerns associated with one type of pulmonary hypotension. The record included evidence that “a skilled artisan would understand that the claimed administration of treprostinil would vasodilate the pulmonary vasculature, improve hemodynamics, and in this way for a single dose, treat a patient’s elevated pulmonary blood pressure independent of the type (i.e., group) of pulmonary hypertension patient.”).

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for ClaimsInterpreting Claims (MPEP 2173.01)
StatutoryInformativeAlways
[mpep-2164-08-469d8bb10b6b20323772c589]
Claim Scope Must Be Fully Enabled by Specification
Note:
If a claim is reasonably interpreted to cover more than the specification describes, the examiner must ensure all aspects of the claim are enabled.

The record must be clear so that the public will have notice as to the patentee’s scope of protection when the patent issues. If a reasonable interpretation of the claim is broader than the description in the specification, it is necessary for the examiner to make sure the full scope of the claim is enabled. Limitations and examples in the specification do not generally limit what is covered by the claims. See also United Therapeutics Corp. v Liquidia Techs., Inc., 74 F.4th 1360, 1370, 2023 USPQ2d 862 (Fed. Cir. 2023) (the court found that the claims directed to administration of treprostinil to treat all five types of pulmonary hypertension, which were construed to not require safety and efficacy, were adequately enabled by the specification which described administration, concentrations and dosages as well as an open label study despite potential safety concerns associated with one type of pulmonary hypotension. The record included evidence that “a skilled artisan would understand that the claimed administration of treprostinil would vasodilate the pulmonary vasculature, improve hemodynamics, and in this way for a single dose, treat a patient’s elevated pulmonary blood pressure independent of the type (i.e., group) of pulmonary hypertension patient.”).

Jump to MPEP SourceScope Commensurate with DisclosurePatent Application Content
StatutoryInformativeAlways
[mpep-2164-08-39156320c9d08f598767b33b]
Claims Not Limited by Specification Examples
Note:
The claims cover more than just the specific examples provided in the specification, especially if they are not required for safety and efficacy.

The record must be clear so that the public will have notice as to the patentee’s scope of protection when the patent issues. If a reasonable interpretation of the claim is broader than the description in the specification, it is necessary for the examiner to make sure the full scope of the claim is enabled. Limitations and examples in the specification do not generally limit what is covered by the claims. See also United Therapeutics Corp. v Liquidia Techs., Inc., 74 F.4th 1360, 1370, 2023 USPQ2d 862 (Fed. Cir. 2023) (the court found that the claims directed to administration of treprostinil to treat all five types of pulmonary hypertension, which were construed to not require safety and efficacy, were adequately enabled by the specification which described administration, concentrations and dosages as well as an open label study despite potential safety concerns associated with one type of pulmonary hypotension. The record included evidence that “a skilled artisan would understand that the claimed administration of treprostinil would vasodilate the pulmonary vasculature, improve hemodynamics, and in this way for a single dose, treat a patient’s elevated pulmonary blood pressure independent of the type (i.e., group) of pulmonary hypertension patient.”).

Jump to MPEP SourceScope Commensurate with DisclosureInterpreting Claims (MPEP 2173.01)Patent Application Content
StatutoryPermittedAlways
[mpep-2164-08-0b55fda9f2445ebd80fcfd71]
Insufficient Disclosure for All EPO Analog Genes
Note:
Amgen cannot claim all EPO gene analogs without providing detailed methods to create and use them.

Amgen has not enabled preparation of DNA sequences sufficient to support its all-encompassing claims…. [D]espite extensive statements in the specification concerning all the analogs of the EPO gene that can be made, there is little enabling disclosure of particular analogs and how to make them. Details for preparing only a few EPO analog genes are disclosed…. This disclosure might well justify a generic claim encompassing these and similar analogs, but it represents inadequate support for Amgen’s desire to claim all EPO gene analogs. There may be many other genetic sequences that code for EPO-type products. Amgen has told how to make and use only a few of them and is therefore not entitled to claim all of them.

Jump to MPEP SourceScope Commensurate with DisclosurePatent Application ContentEnablement Support for Claims
StatutoryInformativeAlways
[mpep-2164-08-94dc9b89532eacb9a091fda0]
Insufficient Disclosure for All EPO Analog Genes
Note:
Amgen must disclose sufficient details to enable preparation of all claimed EPO analog genes, but has only disclosed a few.

Amgen has not enabled preparation of DNA sequences sufficient to support its all-encompassing claims…. [D]espite extensive statements in the specification concerning all the analogs of the EPO gene that can be made, there is little enabling disclosure of particular analogs and how to make them. Details for preparing only a few EPO analog genes are disclosed…. This disclosure might well justify a generic claim encompassing these and similar analogs, but it represents inadequate support for Amgen’s desire to claim all EPO gene analogs. There may be many other genetic sequences that code for EPO-type products. Amgen has told how to make and use only a few of them and is therefore not entitled to claim all of them.

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for ClaimsGenus and Species Claims
StatutoryRequiredAlways
[mpep-2164-08-9275fbe525642ef06fbb5f79]
Claims Must Be Supported By Enablement
Note:
The claims must be supported by enablement, meaning the specification must teach how to make and use the full scope of the claimed invention without undue experimentation.

See also In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993) (The evidence did not show that a skilled artisan would have been able to carry out the steps required to practice the full scope of claims which encompass “ any and all live, non-pathogenic vaccines, and processes for making such vaccines, which elicit immunoprotective activity in any animal toward any RNA virus.” (original emphasis)); In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993) (The specification did not enable the broad scope of the claims for producing mammalian peptides in plant cells because the specification contained only an example of producing gamma-interferon in a dicot species, and there was evidence that extensive experimentation would have been required for encoding mammalian peptide into a monocot plant at the time of filing); In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) (Where applicant claimed a composition suitable for the treatment of arthritis having a potency of “at least” a particular value, the court held that the claim was not commensurate in scope with the enabling disclosure because the disclosure was not enabling for compositions having a slightly higher potency. Simply because applicant was the first to achieve a composition beyond a particular threshold potency did not justify or support a claim that would dominate every composition that exceeded that threshold value.); In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991) (Given the relatively incomplete understanding in the biotechnological field involved, and the lack of a reasonable correlation between the narrow disclosure in the specification and the broad scope of protection sought in the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for lack of enablement was appropriate.); Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021) (The court found that undue experimentation was required to enable the full scope of the claims where there was ample evidence that relevant artisans would not know how to perform the claimed invention for more than a narrow range of the claimed scope of invention).

Jump to MPEP SourceScope Commensurate with DisclosureBreadth of Claims (Wands Factor)Level of Ordinary Skill (Wands Factor)
StatutoryRequiredAlways
[mpep-2164-08-dfba4c9a7a822a60870a52f3]
Claims Must Be Supported By Enablement For Full Scope
Note:
The claims must be supported by enablement for the full scope of the invention as disclosed in the specification.

See also In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993) (The evidence did not show that a skilled artisan would have been able to carry out the steps required to practice the full scope of claims which encompass “ any and all live, non-pathogenic vaccines, and processes for making such vaccines, which elicit immunoprotective activity in any animal toward any RNA virus.” (original emphasis)); In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993) (The specification did not enable the broad scope of the claims for producing mammalian peptides in plant cells because the specification contained only an example of producing gamma-interferon in a dicot species, and there was evidence that extensive experimentation would have been required for encoding mammalian peptide into a monocot plant at the time of filing); In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) (Where applicant claimed a composition suitable for the treatment of arthritis having a potency of “at least” a particular value, the court held that the claim was not commensurate in scope with the enabling disclosure because the disclosure was not enabling for compositions having a slightly higher potency. Simply because applicant was the first to achieve a composition beyond a particular threshold potency did not justify or support a claim that would dominate every composition that exceeded that threshold value.); In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991) (Given the relatively incomplete understanding in the biotechnological field involved, and the lack of a reasonable correlation between the narrow disclosure in the specification and the broad scope of protection sought in the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for lack of enablement was appropriate.); Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021) (The court found that undue experimentation was required to enable the full scope of the claims where there was ample evidence that relevant artisans would not know how to perform the claimed invention for more than a narrow range of the claimed scope of invention).

Jump to MPEP SourceScope Commensurate with DisclosureBreadth of Claims (Wands Factor)Enablement Support for Claims
StatutoryRequiredAlways
[mpep-2164-08-50a076d349efb6d0f00bf93e]
Claims Must Be Enabled For Full Scope
Note:
The claims must cover a range of invention that can be practiced by skilled artisans without undue experimentation.

See also In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993) (The evidence did not show that a skilled artisan would have been able to carry out the steps required to practice the full scope of claims which encompass “ any and all live, non-pathogenic vaccines, and processes for making such vaccines, which elicit immunoprotective activity in any animal toward any RNA virus.” (original emphasis)); In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993) (The specification did not enable the broad scope of the claims for producing mammalian peptides in plant cells because the specification contained only an example of producing gamma-interferon in a dicot species, and there was evidence that extensive experimentation would have been required for encoding mammalian peptide into a monocot plant at the time of filing); In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) (Where applicant claimed a composition suitable for the treatment of arthritis having a potency of “at least” a particular value, the court held that the claim was not commensurate in scope with the enabling disclosure because the disclosure was not enabling for compositions having a slightly higher potency. Simply because applicant was the first to achieve a composition beyond a particular threshold potency did not justify or support a claim that would dominate every composition that exceeded that threshold value.); In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991) (Given the relatively incomplete understanding in the biotechnological field involved, and the lack of a reasonable correlation between the narrow disclosure in the specification and the broad scope of protection sought in the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for lack of enablement was appropriate.); Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021) (The court found that undue experimentation was required to enable the full scope of the claims where there was ample evidence that relevant artisans would not know how to perform the claimed invention for more than a narrow range of the claimed scope of invention).

Jump to MPEP SourceScope Commensurate with DisclosureUndue ExperimentationDetermining Whether Application Is AIA or Pre-AIA
Topic

Enablement Support for Claims

8 rules
StatutoryRequiredAlways
[mpep-2164-08-388aaf9ace6f7d5ce1caf1bf]
Claimed Range Must Be Reasonably Enabled
Note:
When a range is claimed, the specification must reasonably enable all values within that range.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with Disclosure
StatutoryRequiredAlways
[mpep-2164-08-fe068f2d1a63dd65bb68defa]
Scope of Enablement Must Correlate with Claims
Note:
The specification must enable the full scope of the claims without undue experimentation, maintaining a reasonable correlation to the claimed invention.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with DisclosureUndue Experimentation
StatutoryRequiredAlways
[mpep-2164-08-30592dd40dbab81b7317c52f]
Claims Must Be Supported By Enablement
Note:
The specification must teach how to make and use the full scope of claimed inventions without undue experimentation.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with DisclosureUndue Experimentation
StatutoryRequiredAlways
[mpep-2164-08-6fa281ddbfefb1eab333391b]
Enablement for Claimed Range Must Be Reasonable
Note:
The specification must provide reasonable enablement for the claimed range of an invention.

With respect to the breadth of a claim, the relevant concern is whether the scope of enablement provided to one skilled in the art by the disclosure is commensurate with the scope of protection sought by the claims. The Federal Circuit, citing McRO, provided guidance on the application of enablement to genus claims, holding that “[a]lthough a specification does not need to describe how to make and use every possible variant of the claimed invention, when a range is claimed, there must be reasonable enablement of the scope of the range.” Sanofi-Aventisub, 987 F.3d at 1085 (internal quotations omitted). AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003); In re Moore, 439 F.2d 1232, 1236, 169 USPQ 236, 239 (CCPA 1971). See also Plant Genetic Sys., N.V. v. DeKalb Genetics Corp., 315 F.3d 1335, 1339, 65 USPQ2d 1452, 1455 (Fed. Cir. 2003) (alleged “pioneer status” of invention irrelevant to enablement determination).

Jump to MPEP SourceEnablement Support for ClaimsGenus and Species Claims
StatutoryInformativeAlways
[mpep-2164-08-7dd4c323e24bef229c4c213f]
Enablement Must Be Commensurate With Claims
Note:
The disclosure must provide enablement for the full scope of the claimed invention.

With respect to the breadth of a claim, the relevant concern is whether the scope of enablement provided to one skilled in the art by the disclosure is commensurate with the scope of protection sought by the claims. The Federal Circuit, citing McRO, provided guidance on the application of enablement to genus claims, holding that “[a]lthough a specification does not need to describe how to make and use every possible variant of the claimed invention, when a range is claimed, there must be reasonable enablement of the scope of the range.” Sanofi-Aventisub, 987 F.3d at 1085 (internal quotations omitted). AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003); In re Moore, 439 F.2d 1232, 1236, 169 USPQ 236, 239 (CCPA 1971). See also Plant Genetic Sys., N.V. v. DeKalb Genetics Corp., 315 F.3d 1335, 1339, 65 USPQ2d 1452, 1455 (Fed. Cir. 2003) (alleged “pioneer status” of invention irrelevant to enablement determination).

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with DisclosureGenus and Species Claims
StatutoryRecommendedAlways
[mpep-2164-08-3238620e9139e1bcfc8d5d6e]
Claim Scope Must Be Enabled By Specification
Note:
The claims must cover subject matter that is fully described and enabled by the patent specification without requiring undue experimentation.

The propriety of a rejection based upon the scope of a claim relative to the scope of the enablement concerns (1) how broad the claim is with respect to the disclosure and (2) whether one skilled in the art could make and use the entire scope of the claimed invention without undue experimentation. A scope of enablement rejection must identify the claimed subject matter for which the specification is not enabling and explain why the specification is not enabling, applying the factors set forth in In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1998). See also MPEP §§ 2164.01(a) and 2164.04. The explanation should include any questions posed by the examiner which were not satisfactorily resolved and consequently raise doubt as to enablement.

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with DisclosureUndue Experimentation
StatutoryInformativeAlways
[mpep-2164-08-c3c80f7df55b077a892fbe4a]
Claim Must Be Supported by Enablement
Note:
A claim is not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for non-inclusion of obvious factors where one of ordinary skill in the art would consider them obvious.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourceEnablement Support for ClaimsDetermining Claim Definiteness (MPEP 2173.02)
StatutoryInformativeAlways
[mpep-2164-08-c7d654dafa99af910f30ae14]
Disclosure Must Support All Claimed Analogues
Note:
Amgen must disclose sufficient details to support its claims for all EPO gene analogs, not just a few.

Amgen has not enabled preparation of DNA sequences sufficient to support its all-encompassing claims…. [D]espite extensive statements in the specification concerning all the analogs of the EPO gene that can be made, there is little enabling disclosure of particular analogs and how to make them. Details for preparing only a few EPO analog genes are disclosed…. This disclosure might well justify a generic claim encompassing these and similar analogs, but it represents inadequate support for Amgen’s desire to claim all EPO gene analogs. There may be many other genetic sequences that code for EPO-type products. Amgen has told how to make and use only a few of them and is therefore not entitled to claim all of them.

Jump to MPEP SourceEnablement Support for ClaimsScope Commensurate with Disclosure
Topic

Claims

6 rules
StatutoryRecommendedAlways
[mpep-2164-08-23d7ec52033cd722f5a784ea]
Claims Must Be Considered as a Whole
Note:
Examiners must evaluate claims in their entirety, not by analyzing individual parts, to determine the subject matter covered.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceScope Commensurate with DisclosureClaims Directed To
StatutoryRecommendedAlways
[mpep-2164-08-343b9f978eff0af9fee6ab2f]
Claims Must Cover Full Scope of Invention
Note:
Ensure all aspects within a claim's scope are enabled and supported by the patent application.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceScope Commensurate with DisclosureClaims Directed To
StatutoryInformativeAlways
[mpep-2164-08-48d4b497f8622affda191556]
Enablement Must Be Reasonable For Full Scope Of Claims
Note:
The specification must enable one skilled in the art to practice the full scope of the claimed invention without undue experimentation.

The courts have repeatedly held that “the specification must teach those skilled in the art how to make and use the full scope of the claimed invention without ‘undue experimentation’” or that any experimentation must be “reasonable”. See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 2023 USPQ2d 602 (2023); McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 2020 USPQ2d 10550 (Fed. Cir. 2020); Wyeth & Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013); Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019); and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019). See also In re Wright, 999 F.2d 1557, 1561, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993). Nevertheless, not everything necessary to practice the invention need be disclosed. In fact, what is well-known is best omitted. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991). All that is necessary is that one skilled in the art be able to practice the claimed invention, given the level of knowledge and skill in the art. Further, the scope of enablement must only bear a “reasonable correlation” to the scope of the claims. See, e.g., In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970). See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023) (The Court stated that “[t]he more one claims, the more one must enable.)”.

Jump to MPEP SourceScope Commensurate with DisclosureUndue Experimentation
StatutoryRequiredAlways
[mpep-2164-08-e7aece931093fb58af351182]
Claims Do Not Need To Include Obvious Factors
Note:
Claims do not need to include factors that would be considered obvious by one of ordinary skill in the art, as long as these factors are within their level of expertise.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourcePatent Application ContentDisclosure Requirements
StatutoryRequiredAlways
[mpep-2164-08-471866488619f356dd337c15]
Claims Not Bound by Entire Specification
Note:
Claims must be interpreted broadly but are not required to incorporate every detail from the specification.

When analyzing the enabled scope of a claim, the teachings of the specification must not be ignored because claims are to be given their broadest reasonable interpretation that is consistent with the specification. “That claims are interpreted in light of the specification does not mean that everything in the specification must be read into the claims.” Raytheon Co. v. Roper Corp., 724 F.2d 951, 957, 220 USPQ 592, 597 (Fed. Cir. 1983), cert. denied, 469 U.S. 835 (1984).

Jump to MPEP SourcePatent Application ContentScope Commensurate with Disclosure
StatutoryInformativeAlways
[mpep-2164-08-73d2aa4ed68d0da884492dc2]
Claims Must Be Enabled for All Types of Pulmonary Hypertension
Note:
The claims must cover all types of pulmonary hypertension and be enabled based on the understanding that treprostinil can treat elevated blood pressure by vasodilation, regardless of the specific type.

The record must be clear so that the public will have notice as to the patentee’s scope of protection when the patent issues. If a reasonable interpretation of the claim is broader than the description in the specification, it is necessary for the examiner to make sure the full scope of the claim is enabled. Limitations and examples in the specification do not generally limit what is covered by the claims. See also United Therapeutics Corp. v Liquidia Techs., Inc., 74 F.4th 1360, 1370, 2023 USPQ2d 862 (Fed. Cir. 2023) (the court found that the claims directed to administration of treprostinil to treat all five types of pulmonary hypertension, which were construed to not require safety and efficacy, were adequately enabled by the specification which described administration, concentrations and dosages as well as an open label study despite potential safety concerns associated with one type of pulmonary hypotension. The record included evidence that “a skilled artisan would understand that the claimed administration of treprostinil would vasodilate the pulmonary vasculature, improve hemodynamics, and in this way for a single dose, treat a patient’s elevated pulmonary blood pressure independent of the type (i.e., group) of pulmonary hypertension patient.”).

Jump to MPEP SourceScope Commensurate with DisclosureEnablement Support for Claims
Topic

Test of Enablement (MPEP 2164.01)

2 rules
StatutoryInformativeAlways
[mpep-2164-08-4166197d5337fb03d706eb83]
Claim Scope Must Be Reasonably Enabled
Note:
Examiners must ensure that the full scope of claimed inventions can be reasonably enabled based on the specification provided.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceTest of Enablement (MPEP 2164.01)Enablement Support for ClaimsScope Commensurate with Disclosure
StatutoryRequiredAlways
[mpep-2164-08-0379582a5514c5f87ff1cf2f]
Claimed Subject Matter Must Be Enabled
Note:
The specification must describe the entire claimed invention without undue experimentation, applying factors from In re Wands.

The propriety of a rejection based upon the scope of a claim relative to the scope of the enablement concerns (1) how broad the claim is with respect to the disclosure and (2) whether one skilled in the art could make and use the entire scope of the claimed invention without undue experimentation. A scope of enablement rejection must identify the claimed subject matter for which the specification is not enabling and explain why the specification is not enabling, applying the factors set forth in In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1998). See also MPEP §§ 2164.01(a) and 2164.04. The explanation should include any questions posed by the examiner which were not satisfactorily resolved and consequently raise doubt as to enablement.

Jump to MPEP SourceTest of Enablement (MPEP 2164.01)Enablement Support for Claims
Topic

Determining Whether Application Is AIA or Pre-AIA

2 rules
StatutoryInformativeAlways
[mpep-2164-08-4ee7f06d44b175b133fe1006]
Warning Against Exceeding Silicon Content
Note:
The specification warns against silicon content above 0.5% by weight in an aluminum coating, indicating that higher amounts will not work for the claimed invention.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceDetermining Whether Application Is AIA or Pre-AIAClaim Subject MatterDetermining AIA vs Pre-AIA Applicability (MPEP 2159)
StatutoryInformativeAlways
[mpep-2164-08-37dd93542867fed31f838f53]
Specification Must Describe How to Practice Invention
Note:
The claims are not used to determine how to practice the invention; instead, one must refer to the specification for detailed instructions.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourceDetermining Whether Application Is AIA or Pre-AIADetermining AIA vs Pre-AIA Applicability (MPEP 2159)
Topic

Claim Subject Matter

1 rules
StatutoryInformativeAlways
[mpep-2164-08-7b4d68812da9279b9a335b18]
Enablement Evaluated Against Claimed Subject Matter
Note:
All questions of enablement must be assessed against the subject matter claimed in the patent application.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceClaim Subject MatterEnablement Support for Claims
Topic

AIA vs Pre-AIA Practice

1 rules
StatutoryRecommendedAlways
[mpep-2164-08-ef90efe99ba9a52bd1d7b962]
Dependent Claim Must Further Limit Subject Matter
Note:
A dependent claim must further limit the subject matter claimed as specified in 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceAIA vs Pre-AIA PracticeDisclosure RequirementsScope Commensurate with Disclosure
Topic

Claims Directed To

1 rules
StatutoryRequiredAlways
[mpep-2164-08-24e4ae4ac961cb6d928aa2ef]
Dependent Claims Must Further Limit Subject Matter
Note:
A dependent claim must further limit the subject matter claimed as specified by the parent claim.

All questions of enablement are evaluated against the claimed subject matter. When considering whether claims in a utility patent application or patent are enabled, USPTO personnel will use the Wands factors to ascertain whether the amount of experimentation required to enable the full scope of the claimed invention is reasonable. See Guidelines for Assessing Enablement in Utility Applications and Patents in View of the Supreme Court Decision in Amgen Inc. et al. v. Sanofi et al., 89 FR 1563 (January 10, 2024). See also MPEP § 2164.01(a). The focus of the examination inquiry is whether everything within the scope of the claim is enabled. Accordingly, the first analytical step requires that the examiner determine exactly what subject matter is encompassed by the claims. See, e.g., AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003) (When a range is claimed, there must be reasonable enablement of the scope of the range. Here, the claims at issue encompassed amounts of silicon as high as 10% by weight, however the specification included statements clearly and strongly warning that a silicon content above 0.5% by weight in an aluminum coating causes coating problems. Such statements indicate that higher amounts will not work in the claimed invention.). The examiner should determine what each claim recites and what the subject matter is when the claim is considered as a whole, not when its parts are analyzed individually. No claim should be overlooked. With respect to dependent claims, 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, fourth paragraph, should be followed. These paragraphs state “a claim in a dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers” and requires the dependent claim to further limit the subject matter claimed.

Jump to MPEP SourceClaims Directed ToDependent ClaimsInterpreting Claims (MPEP 2173.01)
Topic

Undue Experimentation

1 rules
StatutoryInformativeAlways
[mpep-2164-08-88506627dc243c4b79840c2b]
Enablement Must Support Claim Scope Without Undue Experimentation
Note:
The specification must enable the entire scope of the claimed invention without requiring undue experimentation.

The propriety of a rejection based upon the scope of a claim relative to the scope of the enablement concerns (1) how broad the claim is with respect to the disclosure and (2) whether one skilled in the art could make and use the entire scope of the claimed invention without undue experimentation. A scope of enablement rejection must identify the claimed subject matter for which the specification is not enabling and explain why the specification is not enabling, applying the factors set forth in In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1998). See also MPEP §§ 2164.01(a) and 2164.04. The explanation should include any questions posed by the examiner which were not satisfactorily resolved and consequently raise doubt as to enablement.

Jump to MPEP SourceUndue ExperimentationTest of Enablement (MPEP 2164.01)Enablement Support for Claims
Topic

Working and Prophetic Examples (MPEP 2164.02)

1 rules
StatutoryPermittedAlways
[mpep-2164-08-e2189e6d5b73b28c27378772]
Disclosure Can Be Specific Or Broad
Note:
A disclosure in a patent application can be made through specific examples or general terms, and the form of disclosure is not decisive for enablement.

An enabling disclosure may be set forth by specific example or broad terminology; the exact form of disclosure is not dispositive. In re Marzocchi, 439 F.2d 220, 223-24 169 USPQ 367, 370 (CCPA 1971). A rejection of a claim under 35 U.S.C. 112 as broader than the enabling disclosure is a 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, enablement rejection and not a 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph, definiteness rejection. Claims are not rejected as broader than the enabling disclosure under 35 U.S.C. 112 for noninclusion of limitations dealing with factors which must be presumed to be within the level of ordinary skill in the art; the claims need not recite such factors where one of ordinary skill in the art to whom the specification and claims are directed would consider them obvious. In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970). One does not look to the claims but to the specification to find out how to practice the claimed invention. W.L. Gore & Assoc., Inc. v. Garlock, Inc., 721 F.2d 1540, 1558, 220 USPQ 303, 316-17 (Fed. Cir. 1983); In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977). In In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976), the court stated:

Jump to MPEP SourceWorking and Prophetic Examples (MPEP 2164.02)Scope Commensurate with DisclosureDetermining Whether Application Is AIA or Pre-AIA
Topic

Genus and Species Claims

1 rules
StatutoryPermittedAlways
[mpep-2164-08-106da54fbbeac718de1f118d]
Enablement Must Support All Claimed Genus
Note:
Patent claims for a genus of EPO gene analogs must be supported by enabling disclosure of specific examples and methods to make them.

Amgen has not enabled preparation of DNA sequences sufficient to support its all-encompassing claims…. [D]espite extensive statements in the specification concerning all the analogs of the EPO gene that can be made, there is little enabling disclosure of particular analogs and how to make them. Details for preparing only a few EPO analog genes are disclosed…. This disclosure might well justify a generic claim encompassing these and similar analogs, but it represents inadequate support for Amgen’s desire to claim all EPO gene analogs. There may be many other genetic sequences that code for EPO-type products. Amgen has told how to make and use only a few of them and is therefore not entitled to claim all of them.

Jump to MPEP SourceGenus and Species ClaimsScope Commensurate with Disclosure
Topic

Assignee as Applicant Signature

1 rules
StatutoryInformativeAlways
[mpep-2164-08-3871499d624731f050b6e9c6]
Claims Exceeding Threshold Require Full Enablement
Note:
Claims that cover compositions exceeding a specific potency threshold must be fully enabled, not just for the first composition achieved.

See also In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993) (The evidence did not show that a skilled artisan would have been able to carry out the steps required to practice the full scope of claims which encompass “ any and all live, non-pathogenic vaccines, and processes for making such vaccines, which elicit immunoprotective activity in any animal toward any RNA virus.” (original emphasis)); In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993) (The specification did not enable the broad scope of the claims for producing mammalian peptides in plant cells because the specification contained only an example of producing gamma-interferon in a dicot species, and there was evidence that extensive experimentation would have been required for encoding mammalian peptide into a monocot plant at the time of filing); In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) (Where applicant claimed a composition suitable for the treatment of arthritis having a potency of “at least” a particular value, the court held that the claim was not commensurate in scope with the enabling disclosure because the disclosure was not enabling for compositions having a slightly higher potency. Simply because applicant was the first to achieve a composition beyond a particular threshold potency did not justify or support a claim that would dominate every composition that exceeded that threshold value.); In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991) (Given the relatively incomplete understanding in the biotechnological field involved, and the lack of a reasonable correlation between the narrow disclosure in the specification and the broad scope of protection sought in the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for lack of enablement was appropriate.); Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021) (The court found that undue experimentation was required to enable the full scope of the claims where there was ample evidence that relevant artisans would not know how to perform the claimed invention for more than a narrow range of the claimed scope of invention).

Jump to MPEP SourceAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
Topic

Breadth of Claims (Wands Factor)

1 rules
StatutoryInformativeAlways
[mpep-2164-08-7d2cfab79722d52ec195eb59]
Breadth of Claims Must Be Supported By Enablement
Note:
The specification must provide enablement for the full scope of claims, especially in biotechnological fields where understanding is incomplete and there's no reasonable correlation between disclosed examples and claimed breadth.

See also In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993) (The evidence did not show that a skilled artisan would have been able to carry out the steps required to practice the full scope of claims which encompass “ any and all live, non-pathogenic vaccines, and processes for making such vaccines, which elicit immunoprotective activity in any animal toward any RNA virus.” (original emphasis)); In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993) (The specification did not enable the broad scope of the claims for producing mammalian peptides in plant cells because the specification contained only an example of producing gamma-interferon in a dicot species, and there was evidence that extensive experimentation would have been required for encoding mammalian peptide into a monocot plant at the time of filing); In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970) (Where applicant claimed a composition suitable for the treatment of arthritis having a potency of “at least” a particular value, the court held that the claim was not commensurate in scope with the enabling disclosure because the disclosure was not enabling for compositions having a slightly higher potency. Simply because applicant was the first to achieve a composition beyond a particular threshold potency did not justify or support a claim that would dominate every composition that exceeded that threshold value.); In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991) (Given the relatively incomplete understanding in the biotechnological field involved, and the lack of a reasonable correlation between the narrow disclosure in the specification and the broad scope of protection sought in the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for lack of enablement was appropriate.); Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021) (The court found that undue experimentation was required to enable the full scope of the claims where there was ample evidence that relevant artisans would not know how to perform the claimed invention for more than a narrow range of the claimed scope of invention).

Jump to MPEP SourceBreadth of Claims (Wands Factor)Enablement Support for Claims35 U.S.C. 112(a) – Written Description & Enablement

Citations

Primary topicCitation
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Claim Subject Matter
Claims
Claims Directed To
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Test of Enablement (MPEP 2164.01)
Working and Prophetic Examples (MPEP 2164.02)
35 U.S.C. § 112
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Claims
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Working and Prophetic Examples (MPEP 2164.02)
35 U.S.C. § 112(a)
Claims
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Working and Prophetic Examples (MPEP 2164.02)
35 U.S.C. § 112(b)
AIA vs Pre-AIA Practice
Claim Subject Matter
Claims
Claims Directed To
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Test of Enablement (MPEP 2164.01)
35 U.S.C. § 112(d)
AIA vs Pre-AIA Practice
Claim Subject Matter
Claims
Claims Directed To
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Test of Enablement (MPEP 2164.01)
Undue Experimentation
MPEP § 2164.01(a)
AIA vs Pre-AIA Practice
Claim Subject Matter
Claims
Claims Directed To
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Test of Enablement (MPEP 2164.01)
AK Steel Corp. v. Sollac, 344 F.3d 1234, 1244, 68 USPQ2d 1280, 1287 (Fed. Cir. 2003)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
Cordis Corp. v. Abbott Laboratories, 720 F.3d 1380, 107 USPQ2d 1273 (Fed. Cir. 2013)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
Enzo Life Sciences, Inc. v. Roche Molecular Systems, Inc., 928 F.3d 1340 (Fed. Cir. 2019)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991)
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970)
Claims
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Working and Prophetic Examples (MPEP 2164.02)
In re Goffe, 542 F.2d 564, 567, 191 USPQ 429, 431 (CCPA 1976)
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Scope Commensurate with Disclosure
In re Goodman, 11 F.3d 1046, 1052, 29 USPQ2d 2010, 2015 (Fed. Cir. 1993)
Claims
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Working and Prophetic Examples (MPEP 2164.02)
In re Johnson, 558 F.2d 1008, 1017, 194 USPQ 187, 195 (CCPA 1977)
Enablement Support for Claims
Scope Commensurate with Disclosure
In re Moore, 439 F.2d 1232, 1236, 169 USPQ 236, 239 (CCPA 1971)
Claims
Determining Whether Application Is AIA or Pre-AIA
Enablement Support for Claims
Scope Commensurate with Disclosure
Working and Prophetic Examples (MPEP 2164.02)
In re Skrivan, 427 F.2d 801, 806, 166 USPQ 85, 88 (CCPA 1970)
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Scope Commensurate with Disclosure
In re Vaeck, 947 F.2d 488, 495, 20 USPQ2d 1438, 1444 (Fed. Cir. 1991)
Enablement Support for Claims
Test of Enablement (MPEP 2164.01)
Undue Experimentation
In re Wands, 858 F.2d 731, 737, 8 USPQ2d 1400, 1404 (Fed. Cir. 1998)
Assignee as Applicant Signature
Breadth of Claims (Wands Factor)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513 (Fed. Cir. 1993)
Claims
Scope Commensurate with Disclosure
Raytheon Co. v. Roper Corp., 724 F.2d 951, 957, 220 USPQ 592, 597 (Fed. Cir. 1983)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
See Amgen Inc. et al. v. Sanofi et al., 598 U.S. 594, 611, 2023 USPQ2d 602 (2023)
Claims
Enablement Support for Claims
Scope Commensurate with Disclosure
and Idenix Pharmaceuticals LLC v. Gilead Sciences Inc., 941 F.3d 1149, 2019 USPQ2d 415844 (Fed. Cir. 2019)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17