MPEP § 1893.03(b) — The Filing Date of a U.S. National Stage Application (Annotated Rules)

§1893.03(b) The Filing Date of a U.S. National Stage Application

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1893.03(b), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

The Filing Date of a U.S. National Stage Application

This section addresses The Filing Date of a U.S. National Stage Application. Primary authority: 35 U.S.C. 363, 35 U.S.C. 371(c), and 35 U.S.C. 371. Contains: 3 requirements, 1 guidance statement, and 8 other statements.

Key Rules

Topic

International Filing Date

7 rules
StatutoryInformativeAlways
[mpep-1893-03-b-7a1f8f515f928eaa3b123b65]
Same Filing Date for International and National Stages
Note:
The filing date of the international stage application is also the filing date for the national stage application.

An international application designating the U.S. has two stages (international and national) with the filing date being the same in both stages. Often the date of entry into the national stage is confused with the filing date. It should be borne in mind that the filing date of the international stage application is also the filing date for the national stage application. Specifically, 35 U.S.C. 363 provides that

Jump to MPEP SourceInternational Filing DateNationals and ResidentsReceiving Office (RO/US)
StatutoryRecommendedAlways
[mpep-1893-03-b-d04df98860abc8eccc17f329]
International Filing Date Is National Stage Filing Date
Note:
The filing date of the international stage application is also the filing date for the national stage application, addressing common confusion about dates in PCT filings.

An international application designating the U.S. has two stages (international and national) with the filing date being the same in both stages. Often the date of entry into the national stage is confused with the filing date. It should be borne in mind that the filing date of the international stage application is also the filing date for the national stage application. Specifically, 35 U.S.C. 363 provides that

Jump to MPEP SourceInternational Filing DateNationals and ResidentsReceiving Office (RO/US)
StatutoryInformativeAlways
[mpep-1893-03-b-a7a9a96f33c9bf6a2e538d5d]
International Filing Date Is National Stage Filing Date
Note:
The filing date of the international stage application is also the filing date for the national stage application.

An international application designating the U.S. has two stages (international and national) with the filing date being the same in both stages. Often the date of entry into the national stage is confused with the filing date. It should be borne in mind that the filing date of the international stage application is also the filing date for the national stage application. Specifically, 35 U.S.C. 363 provides that

Jump to MPEP SourceInternational Filing DateNationals and ResidentsReceiving Office (RO/US)
StatutoryRequiredAlways
[mpep-1893-03-b-92d123034a6993cb4e734917]
International Application Designates U.S. as National Stage
Note:
An international application designating the United States will be treated as a regular national patent application from its filing date.

An international application designating the United States shall have the effect, from its international filing date under Article 11 of the treaty, of a national application for patent regularly filed in the Patent and Trademark Office.

Jump to MPEP SourceInternational Filing DateEffect of International FilingNationals and Residents
StatutoryInformativeAlways
[mpep-1893-03-b-def21b427e501f80525475e6]
PCT Filing Date Requirement for National Stage Application
Note:
The rule requires the filing date of a U.S. national stage application to comply with PCT Article 11(3) requirements.

Similarly, PCT Article 11(3) provides that

Jump to MPEP SourceInternational Filing DatePatent Cooperation TreatyNationals and Residents
StatutoryInformativeAlways
[mpep-1893-03-b-a193b95c56e04ed91d716306]
371(c) Date Determines Filing Receipt Date
Note:
The filing date for a U.S. national stage application is determined by the 371(c) date, not the international filing date.

National stage applications are ordinarily taken up for action based on the date of entry into the national phase. See MPEP § 1893.01 regarding entry into the national stage. Because the date of entry is dependent upon receipt of certain items required under 35 U.S.C. 371(c), this date is also referred to as the “371(c) date.” The 371(c) date, not the international filing date, is the date that appears in the “Filing or 371(c) Date” box on the filing receipt and the application data sections of the Patent Data Portal and the USPTO patent electronic filing system.

Jump to MPEP SourceInternational Filing DateRequest Content and FormPCT International Application Filing
StatutoryRequiredAlways
[mpep-1893-03-b-cd030b113e82e2179a4e127f]
371(c) Date Determined by International Filing Date
Note:
The 371(c) date for a U.S. national stage application is determined based on the international filing date, with different requirements applying before and after September 16, 2012.

The NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C. 371 AND 37 CFR 1.495 (Form PCT/DO/EO/903) indicates the 371(c) date of the national stage application. Because of changes implemented pursuant to the America Invents Act (AIA), and in particular, the ability to postpone the submission of the oath or declaration required under 35 U.S.C. 371(c)(4) under certain conditions, the requirements for entry into the national stage, and thus the determination of the 371(c) date, are different based on the international filing date of the national stage application. See MPEP § 1893.03. Form PTO/DO/EO/903 in a national stage application having an international filing date prior to September 16, 2012 identifies the 371(c) date as the date of receipt of the 35 U.S.C. 371(c)(1), (c)(2), and (c)(4) requirements, while Form PTO/DO/EO/903 in a national stage application having an international filing date on or after September 16, 2012 identifies the 371(c) date as the date of receipt of the 371(c)(1) and (c)(2) requirements. Filing receipts are mailed concurrently with the mailing of the Form PCT/DO/EO/903.

Jump to MPEP Source · 37 CFR 1.495International Filing DateNationals and ResidentsReceiving Office (RO/US)
Topic

Nationals and Residents

4 rules
StatutoryInformativeAlways
[mpep-1893-03-b-37ab8362be93b7b630de5d67]
Entry into National Phase Date Required
Note:
The date of entry into the national phase is used to determine when a U.S. national stage application is taken up for action, not the international filing date.

National stage applications are ordinarily taken up for action based on the date of entry into the national phase. See MPEP § 1893.01 regarding entry into the national stage. Because the date of entry is dependent upon receipt of certain items required under 35 U.S.C. 371(c), this date is also referred to as the “371(c) date.” The 371(c) date, not the international filing date, is the date that appears in the “Filing or 371(c) Date” box on the filing receipt and the application data sections of the Patent Data Portal and the USPTO patent electronic filing system.

Jump to MPEP SourceNationals and ResidentsReceiving Office (RO/US)National Stage Entry Timing (30 Months)
StatutoryInformativeAlways
[mpep-1893-03-b-ddf6356f59c9844ceb938b78]
371(c) Date Determination for National Stage Applications
Note:
Determines the 371(c) date based on the international filing date and form PCT/DO/EO/903 used.

The NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C. 371 AND 37 CFR 1.495 (Form PCT/DO/EO/903) indicates the 371(c) date of the national stage application. Because of changes implemented pursuant to the America Invents Act (AIA), and in particular, the ability to postpone the submission of the oath or declaration required under 35 U.S.C. 371(c)(4) under certain conditions, the requirements for entry into the national stage, and thus the determination of the 371(c) date, are different based on the international filing date of the national stage application. See MPEP § 1893.03. Form PTO/DO/EO/903 in a national stage application having an international filing date prior to September 16, 2012 identifies the 371(c) date as the date of receipt of the 35 U.S.C. 371(c)(1), (c)(2), and (c)(4) requirements, while Form PTO/DO/EO/903 in a national stage application having an international filing date on or after September 16, 2012 identifies the 371(c) date as the date of receipt of the 371(c)(1) and (c)(2) requirements. Filing receipts are mailed concurrently with the mailing of the Form PCT/DO/EO/903.

Jump to MPEP Source · 37 CFR 1.495Nationals and ResidentsReceiving Office (RO/US)National Stage Entry Requirements
StatutoryInformativeAlways
[mpep-1893-03-b-842386e774e7f15da30047e4]
Filing Date for National Stage Application Determined by Commencement of National Phase
Note:
The filing date for a U.S. national stage application is determined by the commencement of the national phase under section 371 in an international application.

The AIA Technical Corrections Act, enacted on January 14, 2013, amended 35 U.S.C. 154(b)(1)(A)(i)(II) to change “the date on which an international application fulfilled the requirements of section 371” to “the date of commencement of the national stage under section 371 in an international application.” See Public Law 112-274, 126 Stat. 2456 (2013). Thus, under the AIA Technical Corrections Act, the fourteen-month period in 35 U.S.C. 154(b)(1)(A)(i) for a national stage application is measured from the date of commencement of the national stage under 35 U.S.C. 371 in an international application.

Jump to MPEP SourceNationals and ResidentsReceiving Office (RO/US)National Stage Entry Requirements
StatutoryInformativeAlways
[mpep-1893-03-b-c20d4b210ea5df885ee8a496]
Filing Date for National Stage Application Measured from Commencement of National Phase
Note:
The filing date for a U.S. national stage application is measured from the commencement of the national phase in an international application, as per the AIA Technical Corrections Act.

The AIA Technical Corrections Act, enacted on January 14, 2013, amended 35 U.S.C. 154(b)(1)(A)(i)(II) to change “the date on which an international application fulfilled the requirements of section 371” to “the date of commencement of the national stage under section 371 in an international application.” See Public Law 112-274, 126 Stat. 2456 (2013). Thus, under the AIA Technical Corrections Act, the fourteen-month period in 35 U.S.C. 154(b)(1)(A)(i) for a national stage application is measured from the date of commencement of the national stage under 35 U.S.C. 371 in an international application.

Jump to MPEP SourceNationals and ResidentsReceiving Office (RO/US)Amendments in National Stage
Topic

National Stage Entry Timing (30 Months)

1 rules
StatutoryRequiredAlways
[mpep-1893-03-b-7a3b22bf70d3ffa152674742]
371(c) Date Determines National Stage Entry
Note:
The date of entry into the national phase is determined by the receipt of certain items under 35 U.S.C. 371(c), also known as the 371(c) date.

National stage applications are ordinarily taken up for action based on the date of entry into the national phase. See MPEP § 1893.01 regarding entry into the national stage. Because the date of entry is dependent upon receipt of certain items required under 35 U.S.C. 371(c), this date is also referred to as the “371(c) date.” The 371(c) date, not the international filing date, is the date that appears in the “Filing or 371(c) Date” box on the filing receipt and the application data sections of the Patent Data Portal and the USPTO patent electronic filing system.

Jump to MPEP SourceNational Stage Entry Timing (30 Months)National Stage EntryPatent Cooperation Treaty
Topic

AIA Effective Dates

1 rules
StatutoryInformativeAlways
[mpep-1893-03-b-3c2b375444d26529e393618d]
371(c) Date Determination Varies by Filing Date
Note:
The 371(c) date is determined differently based on the international filing date of the national stage application, with pre-September 16, 2012 applications including all requirements and post-date applications including only oath or declaration and information statement.

The NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C. 371 AND 37 CFR 1.495 (Form PCT/DO/EO/903) indicates the 371(c) date of the national stage application. Because of changes implemented pursuant to the America Invents Act (AIA), and in particular, the ability to postpone the submission of the oath or declaration required under 35 U.S.C. 371(c)(4) under certain conditions, the requirements for entry into the national stage, and thus the determination of the 371(c) date, are different based on the international filing date of the national stage application. See MPEP § 1893.03. Form PTO/DO/EO/903 in a national stage application having an international filing date prior to September 16, 2012 identifies the 371(c) date as the date of receipt of the 35 U.S.C. 371(c)(1), (c)(2), and (c)(4) requirements, while Form PTO/DO/EO/903 in a national stage application having an international filing date on or after September 16, 2012 identifies the 371(c) date as the date of receipt of the 371(c)(1) and (c)(2) requirements. Filing receipts are mailed concurrently with the mailing of the Form PCT/DO/EO/903.

Jump to MPEP Source · 37 CFR 1.495AIA Effective DatesInternational Filing DateNationals and Residents
Topic

Request Content and Form

1 rules
StatutoryInformativeAlways
[mpep-1893-03-b-896063f8430008748be4f159]
Filing Receipts Concurrent with PCT/DO/EO/903 Mailing
Note:
Filing receipts are mailed at the same time as Form PCT/DO/EO/903 for national stage applications.

The NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C. 371 AND 37 CFR 1.495 (Form PCT/DO/EO/903) indicates the 371(c) date of the national stage application. Because of changes implemented pursuant to the America Invents Act (AIA), and in particular, the ability to postpone the submission of the oath or declaration required under 35 U.S.C. 371(c)(4) under certain conditions, the requirements for entry into the national stage, and thus the determination of the 371(c) date, are different based on the international filing date of the national stage application. See MPEP § 1893.03. Form PTO/DO/EO/903 in a national stage application having an international filing date prior to September 16, 2012 identifies the 371(c) date as the date of receipt of the 35 U.S.C. 371(c)(1), (c)(2), and (c)(4) requirements, while Form PTO/DO/EO/903 in a national stage application having an international filing date on or after September 16, 2012 identifies the 371(c) date as the date of receipt of the 371(c)(1) and (c)(2) requirements. Filing receipts are mailed concurrently with the mailing of the Form PCT/DO/EO/903.

Jump to MPEP Source · 37 CFR 1.495Request Content and FormPCT International Application FilingPCT Request Form
Topic

Notice of Allowance Form and Content

1 rules
StatutoryInformativeAlways
[mpep-1893-03-b-4a1d93f35ffd57eb6b6fcd92]
Date of Completion of All 371 Requirements for Patent Term Adjustment
Note:
The latest date of fulfilling all 35 U.S.C. 371 requirements is used to determine patent term adjustment when the Office fails to mail certain notifications within 14 months.
The “Date of Completion of all 35 U.S.C. 371 Requirements” included on the NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C. 371 AND 37 CFR 1.495 (Form PCT/DO/EO/903) in pre-AIA national stage applications is relevant for purposes of patent term adjustment under former 35 U.S.C. 154(b)(1)(A)(i)(II) when the Office has failed to mail at least one of a notification under 35 U.S.C. 132 or a notice of allowance under 35 U.S.C. 151 not later than fourteen months after the date on which the requirements under 35 U.S.C. 371 were fulfilled. This date is the latest of:
  • (A) the date of submission of the basic national fee;
  • (B) the date of submission or communication of the copy of the international application;
  • (C) the date of submission of the translation of the international application if the international application is not in the English language;
  • (D) the date of submission of an oath or declaration of the inventor in compliance with 35 U.S.C. 371(c)(4);
  • (E) the earlier of 30 months from the priority date or the date of request for early processing under 35 U.S.C. 371(f) if requested prior to 30 months from the priority date (Form PCT/DO/EO/903 will indicate the date early processing was requested);
  • (F) if a request for early processing has not been requested prior to 30 months from the priority date, the date of submission of any translation of the annexes to the international preliminary examination report if the translation of the annexes are filed within the time period set in a Notification of Missing Requirements (Form PCT/DO/EO/905) requiring either an English translation of the international application or an oath or declaration; and
  • (G) the date of submission of any surcharge for submitting the oath or declaration later than 30 months from the priority date.
Jump to MPEP Source · 37 CFR 1.495Notice of Allowance Form and ContentPTA Calculation and NotificationNationals and Residents

Citations

Primary topicCitation
Notice of Allowance Form and Content35 U.S.C. § 132
Notice of Allowance Form and Content35 U.S.C. § 151
Nationals and Residents35 U.S.C. § 154(b)(1)(A)(i)
Nationals and Residents
Notice of Allowance Form and Content
35 U.S.C. § 154(b)(1)(A)(i)(II)
International Filing Date35 U.S.C. § 363
AIA Effective Dates
International Filing Date
Nationals and Residents
Notice of Allowance Form and Content
Request Content and Form
35 U.S.C. § 371
International Filing Date
National Stage Entry Timing (30 Months)
Nationals and Residents
35 U.S.C. § 371(c)
AIA Effective Dates
International Filing Date
Nationals and Residents
Request Content and Form
35 U.S.C. § 371(c)(1)
AIA Effective Dates
International Filing Date
Nationals and Residents
Notice of Allowance Form and Content
Request Content and Form
35 U.S.C. § 371(c)(4)
Notice of Allowance Form and Content35 U.S.C. § 371(f)
AIA Effective Dates
International Filing Date
Nationals and Residents
Notice of Allowance Form and Content
Request Content and Form
37 CFR § 1.495
International Filing Date
National Stage Entry Timing (30 Months)
Nationals and Residents
MPEP § 1893.01
AIA Effective Dates
International Filing Date
Nationals and Residents
Request Content and Form
MPEP § 1893.03
International Filing DatePCT Article 11(3)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31