MPEP § 1402 — Grounds for Filing (Annotated Rules)

§1402 Grounds for Filing

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 1402, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Grounds for Filing

This section addresses Grounds for Filing. Primary authority: 35 U.S.C. 251, 35 U.S.C. 256, and 35 U.S.C. 1481. Contains: 2 requirements, 1 prohibition, 7 permissions, and 4 other statements.

Key Rules

Topic

Grounds for Reissue

6 rules
StatutoryPermittedAlways
[mpep-1402-f170eba68da14f20bed13105]
Permitted Addition of Narrower Claims During Reissue
Note:
Allows submission of new claims that are narrower than existing ones without altering the scope of preexisting claims.

The reissue error may be directed solely to the failure to previously present narrower claims, which are being added by reissue. In re Tanaka, 640 F.3d 1246, 1251, 98 USPQ2d 1331, 1334 (Fed. Cir. 2011) provides that “the omission of a narrower claim from a patent can render a patent partly inoperative by failing to protect the disclosed invention to the full extent allowed by law.” This permits submission of additional claims that are narrower in scope than the preexisting patent claims, without any narrowing of the preexisting patent claims. For example, a reissue applicant can retain the broad independent claims of the patent while adding only new dependent claims.

Jump to MPEP SourceGrounds for ReissueReissue Patent Practice
StatutoryPermittedAlways
[mpep-1402-830f11730de0f0ce49eba711]
Substantive Drawing Correction for Reissue
Note:
A reissue application can be based on a substantive drawing correction that qualifies as correcting an error under 35 U.S.C. 251, which may render the patent wholly or partly inoperative.

A reissue may be based on a drawing correction that is substantive in nature, because such a correction qualifies as correcting an error under 35 U.S.C. 251 that may properly be deemed to render the patent wholly or partly inoperative. A reissue application cannot be based on a non-substantive drawing change, such as a reference numeral correction or addition, the addition of shading, or even the addition of an additional figure merely to clarify the disclosure. Non-substantive drawing changes may, however, be included in a reissue application that corrects at least one substantive error under 35 U.S.C. 251.

Jump to MPEP SourceGrounds for ReissueReissue Patent PracticeReissue Application Filing
StatutoryInformativeAlways
[mpep-1402-babc4dba8969731853fdae40]
Terminal Disclaimer Not an Error When Patents Not Commonly Owned
Note:
The filing of a terminal disclaimer to resolve double patenting when the patents are not commonly owned is not considered an error under the reissue statute.

In In re Dinsmore, 757 F.3d 1343, 111 USPQ2d 1229 (Fed. Cir. 2014), the Federal Circuit held that the filing of a terminal disclaimer to obviate a double patenting rejection over a prior patent, when the prior patent and the patent sought to be reissued were never commonly owned, was not an error within the meaning of the reissue statute. In rejecting applicants' argument, the Dinsmore court noted that the applicants had not shown a mistaken belief that the two patents at issue were commonly owned, and stated that the applicants were ultimately seeking to revise a choice they made, not to remedy the result of a mistaken belief.

Jump to MPEP SourceGrounds for ReissueReissue Patent Practice
StatutoryInformativeAlways
[mpep-1402-cd487c8190de6994bbd05225]
Terminal Disclaimer Not an Error for Common Ownership
Note:
The filing of a terminal disclaimer to address double patenting when patents are not commonly owned is not considered an error under the reissue statute.

In In re Dinsmore, 757 F.3d 1343, 111 USPQ2d 1229 (Fed. Cir. 2014), the Federal Circuit held that the filing of a terminal disclaimer to obviate a double patenting rejection over a prior patent, when the prior patent and the patent sought to be reissued were never commonly owned, was not an error within the meaning of the reissue statute. In rejecting applicants' argument, the Dinsmore court noted that the applicants had not shown a mistaken belief that the two patents at issue were commonly owned, and stated that the applicants were ultimately seeking to revise a choice they made, not to remedy the result of a mistaken belief.

Jump to MPEP SourceGrounds for ReissueReissue Patent Practice
MPEP GuidanceRequiredAlways
[mpep-1402-e352aacccfbc3d4611f18b93]
Error Must Exist for Reissue
Note:
A patent must contain at least one error to be eligible for reissue. No reissue can occur if the patent is free of errors.

There must be at least one error in the patent to provide grounds for reissue of the patent. If there is no error in the patent, the patent will not be reissued. The present section provides a discussion of what may be considered an error in the patent upon which to base a reissue application.

Jump to MPEP SourceGrounds for ReissueReissue Patent PracticeReissue Application Filing
MPEP GuidanceInformativeAlways
[mpep-1402-b004de22739f1a22e4312ef4]
No Error, No Reissue of Patent
Note:
A patent will not be reissued if there are no errors in the original patent.

There must be at least one error in the patent to provide grounds for reissue of the patent. If there is no error in the patent, the patent will not be reissued. The present section provides a discussion of what may be considered an error in the patent upon which to base a reissue application.

Jump to MPEP SourceGrounds for ReissueReissue Patent PracticeReissue Application Filing
Topic

Reissue Oath/Declaration Content

6 rules
StatutoryInformativeAlways
[mpep-1402-e246145b8829b81be364421d]
Oath/Declaration Content for Reissue
Note:
The reissue oath or declaration must accurately reflect the full scope of the invention to correct any errors that cause a patentee to claim more or less than they have a right to claim.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Patent PracticeReissue Oath or Declaration
StatutoryInformativeAlways
[mpep-1402-77d2ae78c5bceeb053fe2c42]
Correctable Error Not Limited to Specification, Drawings, and Claims
Note:
The court ruled that a 35 U.S.C. 251 error can be any mistake causing the patentee to claim more or less than they had a right to claim, not just defects in the specification, drawings, and claims.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Patent PracticeReissue Oath or Declaration
StatutoryInformativeAlways
[mpep-1402-ebd119e8b744eb36235cf885]
Error Causing Over- or Under-Claiming Is Correctable
Note:
The court ruled that any error leading to a patentee claiming more or less than they should can be corrected through reissue.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Patent PracticeReissue Oath or Declaration
StatutoryInformativeAlways
[mpep-1402-2162c5d7518e8b9be760744e]
Correctable Error In Reissue Declaration
Note:
The failure to submit a supplemental reissue declaration is an error correctable through reissue if it results in claiming less than the patentee had a right to claim.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Oath or DeclarationReissue Patent Practice
StatutoryInformativeAlways
[mpep-1402-61113768401976a6c85f7dd4]
Supplemental Reissue Declaration Required During Patent Prosecution
Note:
The failure to submit a supplemental reissue declaration during patent prosecution results in invalid claims and claiming less than the patentee had a right to claim.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Oath or DeclarationReissue Patent Practice
StatutoryInformativeAlways
[mpep-1402-041c8dd7fc22bf67e036116e]
Patentee Claimed Less Than Right in Prior Reissue
Note:
The patentee claimed less than they had a right to claim in the prior reissue patent due to an error in prosecution.

An attorney’s failure to appreciate the full scope of the invention was held to be an error correctable through reissue in the decision of In re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984). In Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006), the court rejected an argument that a 35 U.S.C. 251 error was limited to defects in the specification, drawings, and claims. Instead, the court explained that the correctable error could be “any error that causes a patentee to claim more or less than he had a right to claim.” 466 F.3d at 1052, 80 USPQ2d at 1529. In Medrad, the specific error was the failure to submit a supplemental reissue declaration during prosecution of a prior reissue patent. This error resulted in invalid claims, which meant the patentee claimed less than the patentee had a right to claim in the prior reissue patent.

Jump to MPEP SourceReissue Oath/Declaration ContentReissue Patent PracticeReissue Oath or Declaration
Topic

Reissue Application Filing

4 rules
StatutoryInformativeAlways
[mpep-1402-f9fb930562edc99fe13586a3]
Common Reasons for Reissue Application
Note:
The most common reasons for filing a reissue application include claims that are too narrow or broad, inaccurate disclosures, failure to claim foreign priority correctly, and incorrect references to prior copending applications.
The most common bases for filing a reissue application are:
  • (A) the claims are too narrow or too broad;
  • (B) the disclosure contains inaccuracies;
  • (C) applicant failed to or incorrectly claimed foreign priority; and
  • (D) applicant failed to make reference to or incorrectly made reference to prior copending applications.
Jump to MPEP SourceReissue Application FilingReissue Patent PracticeForeign Priority Claims
StatutoryProhibitedAlways
[mpep-1402-9c6f63309843641eddf31a55]
Reissue Application Cannot Include Non-Substantive Drawing Changes
Note:
A reissue application cannot be based on changes like reference numeral corrections or additional shading, even if they clarify the disclosure.

A reissue may be based on a drawing correction that is substantive in nature, because such a correction qualifies as correcting an error under 35 U.S.C. 251 that may properly be deemed to render the patent wholly or partly inoperative. A reissue application cannot be based on a non-substantive drawing change, such as a reference numeral correction or addition, the addition of shading, or even the addition of an additional figure merely to clarify the disclosure. Non-substantive drawing changes may, however, be included in a reissue application that corrects at least one substantive error under 35 U.S.C. 251.

Jump to MPEP SourceReissue Application FilingReissue Patent PracticeGrounds for Reissue
StatutoryPermittedAlways
[mpep-1402-a57ab678cbdb48d418c5d2e2]
Non-Substantive Drawing Changes Permitted in Reissue
Note:
Non-substantive drawing changes can be included in a reissue application if they correct at least one substantive error under 35 U.S.C. 251.

A reissue may be based on a drawing correction that is substantive in nature, because such a correction qualifies as correcting an error under 35 U.S.C. 251 that may properly be deemed to render the patent wholly or partly inoperative. A reissue application cannot be based on a non-substantive drawing change, such as a reference numeral correction or addition, the addition of shading, or even the addition of an additional figure merely to clarify the disclosure. Non-substantive drawing changes may, however, be included in a reissue application that corrects at least one substantive error under 35 U.S.C. 251.

Jump to MPEP SourceReissue Application FilingGrounds for ReissueReissue Patent Practice
MPEP GuidancePermittedAlways
[mpep-1402-c993112b63ee2a22765eecd0]
Requirement for Error in Patent for Reissue Application
Note:
The rule requires that there must be at least one error in the patent to provide grounds for filing a reissue application.

There must be at least one error in the patent to provide grounds for reissue of the patent. If there is no error in the patent, the patent will not be reissued. The present section provides a discussion of what may be considered an error in the patent upon which to base a reissue application.

Jump to MPEP SourceReissue Application FilingGrounds for ReissueReissue Patent Practice
Topic

Not Grounds for Reissue

3 rules
StatutoryPermittedAlways
[mpep-1402-fca4c9866a96f8171f85e334]
Corrections Not Basis for Reissue
Note:
These corrections, such as spelling or grammar errors, do not provide a basis for reissuing the patent but may be included in a reissue application if a 35 U.S.C. 251 error is present and can be made via a certificate of correction.

In accordance with 35 U.S.C. 251, the error upon which a reissue is based must be one which causes the patent to be “deemed wholly or partly inoperative or invalid, by reason of a defective specification or drawing, or by reason of the patentee claiming more or less than he had a right to claim in the patent.” Thus, an error under 35 U.S.C. 251 has not been presented where the correction to the patent is one of spelling, or grammar, or a typographical, editorial or clerical error which does not cause the patent to be deemed wholly or partly inoperative or invalid for the reasons specified in 35 U.S.C. 251. These corrections to a patent do not provide a basis for reissue (although these corrections may also be included in a reissue application, where a 35 U.S.C. 251 error is already present), and may be made via a certificate of correction; see MPEP § 1481.

Jump to MPEP SourceNot Grounds for ReissueReissue Application FilingGrounds for Reissue
StatutoryPermittedAlways
[mpep-1402-a6408b58967982bbaea94644]
Certificate of Correction for Inventorship
Note:
A certificate of correction can be filed to correct inventorship if all parties agree and there is no contest.

If the only change being made in the patent is correction of the inventorship, this can be accomplished by filing a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324. See MPEP § 1412.04 and § 1481. A certificate of correction will be issued if all parties are in agreement and the inventorship issue is not contested. However, if applicant chooses to file a reissue application to correct the inventorship (as opposed to choosing the certificate of correction route), applicant may do so because misjoinder of inventors is an error that is correctable by reissue under 35 U.S.C. 251.

Jump to MPEP Source · 37 CFR 1.324Not Grounds for ReissueGrounds for ReissueReissue Patent Practice
StatutoryPermittedAlways
[mpep-1402-110d704f974b48a79c104286]
Reissue Application for Inventorship Correction Permitted
Note:
If applicant chooses, a reissue application can be filed to correct inventorship issues that are not contested by all parties.

If the only change being made in the patent is correction of the inventorship, this can be accomplished by filing a request for a certificate of correction under the provisions of 35 U.S.C. 256 and 37 CFR 1.324. See MPEP § 1412.04 and § 1481. A certificate of correction will be issued if all parties are in agreement and the inventorship issue is not contested. However, if applicant chooses to file a reissue application to correct the inventorship (as opposed to choosing the certificate of correction route), applicant may do so because misjoinder of inventors is an error that is correctable by reissue under 35 U.S.C. 251.

Jump to MPEP Source · 37 CFR 1.324Not Grounds for ReissueGrounds for ReissueReissue Patent Practice
Topic

PTAB Jurisdiction

3 rules
StatutoryInformativeAlways
[mpep-1402-f5cc5557bcc42d1256997937]
Misjoinder of Inventors Can Be Corrected in Reissue
Note:
The correction of misjoinder of inventors is a valid ground for filing a reissue application according to the Board of Appeals.

The correction of misjoinder of inventors in reissues has been held to be a ground for reissue. See Ex parte Scudder, 169 USPQ 814 (Bd. App. 1971). The Board of Appeals held in Ex parte Scudder, 169 USPQ at 815, that 35 U.S.C. 251 authorizes reissue applications to correct misjoinder of inventors where 35 U.S.C. 256 is inadequate.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresReissue Patent Practice
StatutoryInformativeAlways
[mpep-1402-e8109ce5d290efd2617bc5cd]
Reissue to Correct Misjoinder of Inventors
Note:
This rule permits reissuing a patent to correct the misjoinder of inventors where 35 U.S.C. 256 is inadequate.

The correction of misjoinder of inventors in reissues has been held to be a ground for reissue. See Ex parte Scudder, 169 USPQ 814 (Bd. App. 1971). The Board of Appeals held in Ex parte Scudder, 169 USPQ at 815, that 35 U.S.C. 251 authorizes reissue applications to correct misjoinder of inventors where 35 U.S.C. 256 is inadequate.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresGrounds for Reissue
StatutoryInformativeAlways
[mpep-1402-79d4ee38b9b6d0e50589c602]
Reissue to Correct Misjoinder of Inventors
Note:
35 U.S.C. 251 allows reissue applications to correct misjoinder of inventors when 35 U.S.C. 256 is inadequate.

The correction of misjoinder of inventors in reissues has been held to be a ground for reissue. See Ex parte Scudder, 169 USPQ 814 (Bd. App. 1971). The Board of Appeals held in Ex parte Scudder, 169 USPQ at 815, that 35 U.S.C. 251 authorizes reissue applications to correct misjoinder of inventors where 35 U.S.C. 256 is inadequate.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresGrounds for Reissue
Topic

Ordering Certified Copies

3 rules
StatutoryInformativeAlways
[mpep-1402-86b8bd5de16f4c2c207e4bdb]
Requirement for Certified Copy of Foreign Application
Note:
The rule requires that a certified copy of the original foreign application must be filed to obtain foreign priority before a patent is granted.

A reissue was granted in Brenner v. State of Israel, 400 F.2d 789, 158 USPQ 584 (D.C. Cir. 1968), where the only ground urged was failure to file a certified copy of the original foreign application to obtain the right of foreign priority under 35 U.S.C. 119(a) – (d) before the patent was granted.

Jump to MPEP SourceOrdering Certified CopiesCertified Copies of DocumentsForeign Priority Claims
StatutoryRecommendedAlways
[mpep-1402-0356cca9fc57db0dab0467c4]
Petitions for Correction and Reissue Same
Note:
Patentee should use a request for certificate of correction instead of a reissue application unless necessary, as the petition requirements are the same in both cases.

Regardless of whether a reissue application or a request for certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323 is being filed along with a petition under 37 CFR 1.55(e), (f), or (g), the petition that would need to be filed and the petition requirements would be the same. Therefore, unless there is a need to file a reissue application, patentee should consider making such correction via a request for certificate of correction. See MPEP § 216.01. It is noted that a petition under 37 CFR 1.55(f) or (g) is not necessary when the certified copy is being submitted with a petition under 37 CFR 1.55(e). Similarly, a petition under 37 CFR 1.55(e) is not necessary when the certified copy is being submitted with a petition under 37 CFR 1.55(f) or (g).

Jump to MPEP Source · 37 CFR 1.323Ordering Certified CopiesCertified Copies of DocumentsPetition Procedures (MPEP 1002)
StatutoryInformativeAlways
[mpep-1402-7d169c8484d455433b5759bd]
Certified Copy Not Required With Certain Petitions
Note:
A petition under 37 CFR 1.55(e) is not needed when submitting a certified copy with petitions under 37 CFR 1.55(f) or (g).

Regardless of whether a reissue application or a request for certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323 is being filed along with a petition under 37 CFR 1.55(e), (f), or (g), the petition that would need to be filed and the petition requirements would be the same. Therefore, unless there is a need to file a reissue application, patentee should consider making such correction via a request for certificate of correction. See MPEP § 216.01. It is noted that a petition under 37 CFR 1.55(f) or (g) is not necessary when the certified copy is being submitted with a petition under 37 CFR 1.55(e). Similarly, a petition under 37 CFR 1.55(e) is not necessary when the certified copy is being submitted with a petition under 37 CFR 1.55(f) or (g).

Jump to MPEP Source · 37 CFR 1.323Ordering Certified CopiesCertified Copies of DocumentsPetition Procedures (MPEP 1002)
Topic

Petition for Delayed Priority Claim

2 rules
StatutoryRequiredAlways
[mpep-1402-7cc8011a128232e68e186824]
Petition for Unintentionally Delayed Priority Claim in Reissue
Note:
Reissue applicants must file a petition under 37 CFR 1.55(e) if they need to claim priority that was not made in the original patent.

In Brenner, the claim for priority had been made in the prosecution of the original patent, and it was only necessary to submit a certified copy of the priority document in the reissue application to perfect priority. Reissue is also available to correct the "error" in failing to take any steps to obtain the right of foreign priority under 35 U.S.C. 119(a) – (d) before the patent was granted. See Fontijn v. Okamoto, 518 F.2d 610, 622, 186 USPQ 97, 106 (CCPA 1975) (“a patent may be reissued for the purpose of establishing a claim to priority which was not asserted, or which was not perfected during the prosecution of the original application”). In view of the changes to 37 CFR 1.55 that became effective May 13, 2015, the reissue applicant must also file a petition under 37 CFR 1.55(f) or (g), as appropriate, including a showing of good and sufficient cause for the delay in filing the certified copy. In a situation where it is necessary to make a priority claim in a reissue application that was not made in the original patent, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.55(e). See MPEP § 214 et seq.

Jump to MPEP Source · 37 CFR 1.55Petition for Delayed Priority ClaimUnintentional Delay StandardOrdering Certified Copies
StatutoryRequiredAlways
[mpep-1402-81df693400d1dc24a3f8b1e7]
Correction of Unincluded Priority Claim via Certificate and Petition
Note:
The patent may be corrected to include a timely filed priority claim that was missing due to an unsatisfied certified copy requirement, using a certificate of correction and appropriate petition with good cause shown.

Although reissue is an acceptable manner for an applicant to make or perfect a claim for foreign priority, in certain situations, the patent may also be corrected via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a petition under 37 CFR 1.55(f) or (g). See MPEP § 216.01. Where the priority claim required under 37 CFR 1.55 was timely filed in the application but was not included on the patent because the requirement under 37 CFR 1.55 for a certified copy was not satisfied, the patent may be corrected to include the priority claim via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a grantable petition under 37 CFR 1.55(f) or (g), as appropriate, including a showing of good and sufficient cause for the delay in filing the certified copy. Furthermore, where a priority claim was not made in the original patent and the addition of the priority claim would not require further examination (e.g., grant of the petition would not cause the patent to be subject to a different statutory framework), the patent may be corrected to include the priority claim via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a grantable petition under 37 CFR 1.55(e) to accept an unintentionally delayed priority claim.

Jump to MPEP Source · 37 CFR 1.323Petition for Delayed Priority ClaimUnintentional Delay StandardOrdering Certified Copies
Topic

Priority and Benefit Claims

2 rules
StatutoryPermittedAlways
[mpep-1402-2cfc97f05c9333d96421ade3]
Patent May Be Corrected for Missing Priority Claim via Certificate of Correction and Petition
Note:
The patent can be corrected to include a missing priority claim using a certificate of correction and an appropriate petition, provided there is good cause for the delay.

Although reissue is an acceptable manner for an applicant to make or perfect a claim for foreign priority, in certain situations, the patent may also be corrected via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a petition under 37 CFR 1.55(f) or (g). See MPEP § 216.01. Where the priority claim required under 37 CFR 1.55 was timely filed in the application but was not included on the patent because the requirement under 37 CFR 1.55 for a certified copy was not satisfied, the patent may be corrected to include the priority claim via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a grantable petition under 37 CFR 1.55(f) or (g), as appropriate, including a showing of good and sufficient cause for the delay in filing the certified copy. Furthermore, where a priority claim was not made in the original patent and the addition of the priority claim would not require further examination (e.g., grant of the petition would not cause the patent to be subject to a different statutory framework), the patent may be corrected to include the priority claim via a certificate of correction under 35 U.S.C. 255 and 37 CFR 1.323, accompanied by a grantable petition under 37 CFR 1.55(e) to accept an unintentionally delayed priority claim.

Jump to MPEP Source · 37 CFR 1.323Priority and Benefit ClaimsPetition for Delayed Priority ClaimUnintentional Delay Standard
StatutoryInformativeAlways
[mpep-1402-82a892fd8f3fad54a84bd0e8]
Correcting Benefit Claim Errors in Reissue
Note:
This rule permits correcting errors in claiming benefits from earlier applications during reissue proceedings.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Priority and Benefit ClaimsReissue Patent PracticeBenefit Claim in ADS
Topic

Continuation Benefit Claims

2 rules
StatutoryInformativeAlways
[mpep-1402-e30f8adc3b491dfd71ec36ff]
Procedure for Adding Benefit Claim Using Certificate of Correction
Note:
Describes the process to use a certificate of correction to add a benefit claim to the filing date of a prior-filed application.

See MPEP § 1481.03 for the procedure to seek to use a certificate of correction to add a benefit claim to the filing date of a prior-filed application.

Jump to MPEP SourceContinuation Benefit ClaimsDomestic Benefit Claims (35 U.S.C. 120/121)Priority and Benefit Claims
StatutoryInformativeAlways
[mpep-1402-20d645c4ca0ecea4b73a315f]
Disclaimers of Benefit Claims Must Be Addressed
Note:
If a benefit claim under 35 U.S.C. 120 is improperly disclaimed, the applicant must address this error according to MPEP § 1405.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Continuation Benefit ClaimsDomestic Benefit Claims (35 U.S.C. 120/121)Priority and Benefit Claims
Topic

Benefit Claim in ADS

2 rules
StatutoryInformativeAlways
[mpep-1402-e6e0815042951c8c0ff5d1a8]
Petition Required for Unintentionally Delayed Benefit Claim
Note:
If an applicant fails to claim benefit of a prior-filed utility or plant reissue application in a later-filed reissue application, a petition and fee must be submitted.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Benefit Claim in ADSCorrecting Benefit ClaimsBenefit Claim in Specification
StatutoryInformativeAlways
[mpep-1402-d417130c6fd74f436d97f909]
Claim for Benefit of Prior Reissue Application Required in Later Reissue
Note:
An applicant must timely claim the benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Benefit Claim in ADSBenefit Claim in SpecificationTiming of Benefit Claim
Topic

Correcting Benefit Claims

2 rules
StatutoryRequiredAlways
[mpep-1402-0f57022fa6e4c66158c99323]
Petition for Unintentionally Delayed Priority Claim Required for New Benefit in Reissue Application
Note:
If a new benefit claim is added in a reissue application, the applicant must file a petition for an unintentionally delayed priority claim under specific regulations.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Correcting Benefit ClaimsBenefit Claim in SpecificationContinuation Benefit Claims
StatutoryRequiredAlways
[mpep-1402-6f5b0a759da574960face1bb]
Petition for Unintentionally Delayed Benefit Claim Required
Note:
A petition and fee are required if a benefit claim is unintentionally delayed in a reissue application.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Correcting Benefit ClaimsBenefit Claim in SpecificationContinuation Benefit Claims
Topic

Safe Harbor for Divisional

2 rules
StatutoryProhibitedAlways
[mpep-1402-628edf18822223942392eac5]
Amending CIP to Divisional Invalidates Safe Harbor
Note:
A patentee cannot obtain safe harbor protection against nonstatutory double patenting by changing a continuation-in-part application to a divisional and amending it to include only parent application's subject matter.

Note that a patentee cannot obtain the safe harbor protection of 35 U.S.C. 121 against nonstatutory double patenting by amending a patent that issued from a continuation-in-part application to recite only subject matter disclosed in the parent application and changing the relationship to a divisional of the parent application. G.D. Searle LLC v. Lupin Pharm., Inc., 790 F.3d 1349, 1355, 115 USPQ2d 1326, 1330 (Fed. Cir. 2015)(“Simply deleting that new matter from the reissue patent does not retroactively alter the nature of the [CIP] application.”).

Jump to MPEP SourceSafe Harbor for DivisionalDivisional Applications (MPEP 201.06)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-1402-671d922f2a2749e4681b8eee]
Nature of CIP Application Cannot Be Altered
Note:
The nature of a continuation-in-part (CIP) application cannot be retroactively changed by amending the patent to remove new matter introduced in a reissue patent.

Note that a patentee cannot obtain the safe harbor protection of 35 U.S.C. 121 against nonstatutory double patenting by amending a patent that issued from a continuation-in-part application to recite only subject matter disclosed in the parent application and changing the relationship to a divisional of the parent application. G.D. Searle LLC v. Lupin Pharm., Inc., 790 F.3d 1349, 1355, 115 USPQ2d 1326, 1330 (Fed. Cir. 2015)(“Simply deleting that new matter from the reissue patent does not retroactively alter the nature of the [CIP] application.”).

Jump to MPEP SourceSafe Harbor for DivisionalDivisional Applications (MPEP 201.06)Restriction and Election Practice (MPEP Chapter 800)
Topic

Reissue Filing Requirements

1 rules
StatutoryRequiredAlways
[mpep-1402-57abcc4554a016c5bd5e6c53]
Error Must Invalidate Patent to Allow Reissue
Note:
An error in a patent must invalidate it wholly or partly due to specification, drawing issues, or claiming more or less than the right amount for reissue to be allowed.

In accordance with 35 U.S.C. 251, the error upon which a reissue is based must be one which causes the patent to be “deemed wholly or partly inoperative or invalid, by reason of a defective specification or drawing, or by reason of the patentee claiming more or less than he had a right to claim in the patent.” Thus, an error under 35 U.S.C. 251 has not been presented where the correction to the patent is one of spelling, or grammar, or a typographical, editorial or clerical error which does not cause the patent to be deemed wholly or partly inoperative or invalid for the reasons specified in 35 U.S.C. 251. These corrections to a patent do not provide a basis for reissue (although these corrections may also be included in a reissue application, where a 35 U.S.C. 251 error is already present), and may be made via a certificate of correction; see MPEP § 1481.

Jump to MPEP SourceReissue Filing RequirementsDefective Specification or DrawingGrounds for Reissue
Topic

Reissue Patent Practice

1 rules
StatutoryPermittedAlways
[mpep-1402-7c9329ce7a6f2d19c506f92c]
Reissue Can Add Narrower Dependent Claims Without Amending Broad Independent Claims
Note:
A reissue applicant can add narrower dependent claims without amending the broad independent claims of the original patent.

The reissue error may be directed solely to the failure to previously present narrower claims, which are being added by reissue. In re Tanaka, 640 F.3d 1246, 1251, 98 USPQ2d 1331, 1334 (Fed. Cir. 2011) provides that “the omission of a narrower claim from a patent can render a patent partly inoperative by failing to protect the disclosed invention to the full extent allowed by law.” This permits submission of additional claims that are narrower in scope than the preexisting patent claims, without any narrowing of the preexisting patent claims. For example, a reissue applicant can retain the broad independent claims of the patent while adding only new dependent claims.

Jump to MPEP SourceReissue Patent PracticeGrounds for Reissue
Topic

Original Patent Requirement (Same Invention)

1 rules
StatutoryInformativeAlways
[mpep-1402-7624103213bed5d9504a6755]
Non-Elected Invention Failure Not Correctable by Reissue
Note:
A patent granted on elected claims is not considered partially inoperative due to failure to timely file a divisional application covering non-elected inventions, and such error cannot be corrected through reissue under 35 U.S.C. 251.

A reissue applicant’s failure to timely file a divisional application covering the non-elected invention(s) following a restriction requirement is not considered to be error causing a patent granted on elected claims to be partially inoperative by reason of claiming less than the applicant had a right to claim. Thus, such applicant’s error is not correctable by reissue of the original patent under 35 U.S.C. 251. See MPEP § 1412.01.

Jump to MPEP SourceOriginal Patent Requirement (Same Invention)Reissue Claim RequirementsReissue Patent Practice
Topic

Foreign Priority Claim Requirements

1 rules
StatutoryInformativeAlways
[mpep-1402-81edc87a2246b4883d5d28ef]
Certified Copy of Priority Document Required for Reissue
Note:
A certified copy of the priority document must be submitted in a reissue application to perfect the claim for priority that was not asserted or perfected during original prosecution.

In Brenner, the claim for priority had been made in the prosecution of the original patent, and it was only necessary to submit a certified copy of the priority document in the reissue application to perfect priority. Reissue is also available to correct the "error" in failing to take any steps to obtain the right of foreign priority under 35 U.S.C. 119(a) – (d) before the patent was granted. See Fontijn v. Okamoto, 518 F.2d 610, 622, 186 USPQ 97, 106 (CCPA 1975) (“a patent may be reissued for the purpose of establishing a claim to priority which was not asserted, or which was not perfected during the prosecution of the original application”). In view of the changes to 37 CFR 1.55 that became effective May 13, 2015, the reissue applicant must also file a petition under 37 CFR 1.55(f) or (g), as appropriate, including a showing of good and sufficient cause for the delay in filing the certified copy. In a situation where it is necessary to make a priority claim in a reissue application that was not made in the original patent, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.55(e). See MPEP § 214 et seq.

Jump to MPEP Source · 37 CFR 1.55Foreign Priority Claim RequirementsOrdering Certified CopiesCertified Copies of Documents
Topic

Foreign Priority Claims

1 rules
StatutoryInformativeAlways
[mpep-1402-6171dcbb51be4540e5bf8930]
Reissue for Unperfected Foreign Priority Claims
Note:
A patent can be reissued to correct the failure to claim foreign priority under 35 U.S.C. 119(a)-(d) before grant.

In Brenner, the claim for priority had been made in the prosecution of the original patent, and it was only necessary to submit a certified copy of the priority document in the reissue application to perfect priority. Reissue is also available to correct the "error" in failing to take any steps to obtain the right of foreign priority under 35 U.S.C. 119(a) – (d) before the patent was granted. See Fontijn v. Okamoto, 518 F.2d 610, 622, 186 USPQ 97, 106 (CCPA 1975) (“a patent may be reissued for the purpose of establishing a claim to priority which was not asserted, or which was not perfected during the prosecution of the original application”). In view of the changes to 37 CFR 1.55 that became effective May 13, 2015, the reissue applicant must also file a petition under 37 CFR 1.55(f) or (g), as appropriate, including a showing of good and sufficient cause for the delay in filing the certified copy. In a situation where it is necessary to make a priority claim in a reissue application that was not made in the original patent, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.55(e). See MPEP § 214 et seq.

Jump to MPEP Source · 37 CFR 1.55Foreign Priority ClaimsPriority and Benefit ClaimsPetition for Delayed Priority Claim
Topic

Maintenance Fee Amounts

1 rules
StatutoryInformativeAlways
[mpep-1402-a7b968d4794bfb80c3e1378d]
Unintentionally Delayed Provisional Application Claim Allowed After Grant
Note:
Permits unintentionally delayed claims to a provisional application after patent grant, similar to priority and benefit claims.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)Maintenance Fee AmountsFee RequirementsMaintenance Fee Payment
Topic

Article 19 Amendment Scope

1 rules
StatutoryInformativeAlways
[mpep-1402-c97c79aba2251fe57f68d0af]
Unintentionally Delayed Provisional Application Benefit Claim Allowed After Grant
Note:
Permits the acceptance of unintentionally delayed claims to a provisional application after patent grant, similar to priority and benefit claims.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)Article 19 Amendment ScopePCT Description RequirementsPCT Article 19 Amendments
Topic

PCT International Application Filing

1 rules
StatutoryInformativeAlways
[mpep-1402-affb4efd6d76e3d06f661842]
Unintentionally Delayed Provisional Application Reference Allowed After Grant
Note:
Allows acceptance of unintentionally delayed claims to a provisional application after patent grant, similar to priority and benefit claims.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)PCT International Application FilingArticle 19 Amendment ScopeStatement Under Article 19
Topic

PCT Claims Format

1 rules
StatutoryRequiredAlways
[mpep-1402-09a4d8c06b2308c38e6ae06b]
Unintentionally Delayed Provisional Application Reference Allowed After Patent Grant
Note:
Allows claiming benefit of a prior-filed provisional application even after patent grant if the reference was unintentionally delayed.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)PCT Claims FormatNationals and ResidentsPatent Grant and Document Format
Topic

Statement Under Article 19

1 rules
StatutoryRequiredAlways
[mpep-1402-df443730e202d107bc14c391]
Petition to Accept Unintentionally Delayed Provisional Benefit Claim Required
Note:
A petition must be filed to accept a claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application if it was unintentionally delayed, including after patent grant.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)Statement Under Article 19PCT Claims FormatProcessing Fees
Topic

Patent Grant and Document Format

1 rules
StatutoryPermittedAlways
[mpep-1402-8b63c29bf8a05caaaa0ecd35]
Director May Require Additional Info for Unintentionally Delayed Provisional Application Claim
Note:
The Director may request extra information when a claim for the benefit of a prior-filed provisional application is unintentionally delayed after patent grant.

Section 201(c)(1)(B)(i)(II) of the Patent Law Treaties Implementation Act of 2012 (PLTIA), Public Law 112-211, amended 35 U.S.C. 119(e) by replacing “payment of a surcharge” with “payment of the fee specified in section 41(a)(7)” and deleting “during the pendency of the application.” Specifically, the deletion of “during the pendency of the application” permits the acceptance of unintentionally delayed benefit claims to a provisional application after the patent was granted in a similar manner as provided for priority claims under 35 U.S.C. 119(a)-(d) and benefit claims under 35 U.S.C. 120. To implement this provision of the PLTIA, 37 CFR 1.78(c) was amended in the final rule “Changes to Implement the Patent Law Treaty”, 78 FR 62368 (October 21, 2013), 1397 OG 42 (December 3, 2013). 37 CFR 1.78(c) was amended to provide that if the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) is presented in an application (either a nonprovisional application or an international application designating the United States) after the time period provided by 37 CFR 1.78(a)(4), including after the pendency of the application (e.g., after patent grant), the claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application may be accepted if the reference identifying the prior-filed application by provisional application number was unintentionally delayed. 37 CFR 1.78(c) further provides that a petition to accept an unintentionally delayed claim under 35 U.S.C. 119(e) for the benefit of a prior-filed provisional application must be accompanied by: (1) the reference required by 35 U.S.C. 119(e) and 37 CFR 1.78(a)(3) to the prior-filed provisional application, unless previously submitted; (2) the petition fee as set forth in 37 CFR 1.17(m); and (3) a statement that the entire delay between the date the benefit claim was due under 37 CFR 1.78(a)(4) and the date the benefit claim was filed was unintentional. 37 CFR 1.78(c) also provides that the Director may require additional information where there is a question whether the delay was unintentional.

Jump to MPEP Source · 37 CFR 1.78(c)Patent Grant and Document FormatPCT International Application FilingArticle 19 Amendment Scope
Topic

Domestic Benefit Claims (35 U.S.C. 120/121)

1 rules
StatutoryInformativeAlways
[mpep-1402-af19842a044415b3a684b353]
Correcting Inadequate Benefit Claim
Note:
This rule permits correcting an inadequate benefit claim under 35 U.S.C. 120 or 119(e) in a reissue application, requiring proper petitions and disclosures.

Correction of failure to adequately claim a benefit under 35 U.S.C. 120 in an earlier-filed copending U.S. patent application was held to be a proper ground for reissue. Sampson v. Comm’r Pat., 195 USPQ 136, 137 (D.D.C. 1976). Similarly, correction of the failure to adequately claim a benefit under 35 U.S.C. 119(e) in an earlier-filed copending U.S. patent application is considered a proper ground for reissue. If adding a new benefit claim in a reissue application, the reissue applicant must file a petition for an unintentionally delayed priority claim under 37 CFR 1.78(c) (for claiming the benefit under 35 U.S.C. 119(e)) or under 37 CFR 1.78(e) (for claiming the benefit under 35 U.S.C. 120, 121, 365(c) or 386(c)). See MPEP § 211.04. In addition, if an applicant fails to make a claim for benefit of a prior-filed utility or plant reissue application in a later-filed reissue application within the time period set forth in 37 CFR 1.78 (e.g., timely submit an ADS with the specific reference identifying the later-filed reissue application is a continuation of the prior-filed reissue application), then a petition for an unintentionally delayed benefit claim under 37 CFR 1.78(e) along with the petition fee set forth in 37 CFR 1.17(m) would be required. For treatment of an error involving disclaimer of a benefit claim under 35 U.S.C. 120, see MPEP § 1405.

Jump to MPEP Source · 37 CFR 1.78(c)Domestic Benefit Claims (35 U.S.C. 120/121)Priority and Benefit ClaimsReissue Patent Practice

Citations

Primary topicCitation
Article 19 Amendment Scope
Foreign Priority Claim Requirements
Foreign Priority Claims
Maintenance Fee Amounts
Ordering Certified Copies
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Petition for Delayed Priority Claim
Statement Under Article 19
35 U.S.C. § 119(a)
Article 19 Amendment Scope
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Priority and Benefit Claims
Statement Under Article 19
35 U.S.C. § 119(e)
Article 19 Amendment Scope
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Priority and Benefit Claims
Statement Under Article 19
35 U.S.C. § 120
Safe Harbor for Divisional35 U.S.C. § 121
Not Grounds for Reissue35 U.S.C. § 1481
Grounds for Reissue
Not Grounds for Reissue
Original Patent Requirement (Same Invention)
PTAB Jurisdiction
Reissue Application Filing
Reissue Filing Requirements
Reissue Oath/Declaration Content
35 U.S.C. § 251
Ordering Certified Copies
Petition for Delayed Priority Claim
Priority and Benefit Claims
35 U.S.C. § 255
Not Grounds for Reissue
PTAB Jurisdiction
35 U.S.C. § 256
Article 19 Amendment Scope
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Priority and Benefit Claims
Statement Under Article 19
37 CFR § 1.17(m)
Ordering Certified Copies
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.323
Not Grounds for Reissue37 CFR § 1.324
Foreign Priority Claim Requirements
Foreign Priority Claims
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.55
Foreign Priority Claim Requirements
Foreign Priority Claims
Ordering Certified Copies
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.55(e)
Foreign Priority Claim Requirements
Foreign Priority Claims
Ordering Certified Copies
Petition for Delayed Priority Claim
Priority and Benefit Claims
37 CFR § 1.55(f)
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Priority and Benefit Claims
37 CFR § 1.78
Article 19 Amendment Scope
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Statement Under Article 19
37 CFR § 1.78(a)(3)
Article 19 Amendment Scope
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Statement Under Article 19
37 CFR § 1.78(a)(4)
Article 19 Amendment Scope
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Maintenance Fee Amounts
PCT Claims Format
PCT International Application Filing
Patent Grant and Document Format
Priority and Benefit Claims
Statement Under Article 19
37 CFR § 1.78(c)
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Priority and Benefit Claims
37 CFR § 1.78(e)
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Priority and Benefit Claims
MPEP § 1405
Original Patent Requirement (Same Invention)MPEP § 1412.01
Not Grounds for ReissueMPEP § 1412.04
Not Grounds for Reissue
Reissue Filing Requirements
MPEP § 1481
Continuation Benefit ClaimsMPEP § 1481.03
Benefit Claim in ADS
Continuation Benefit Claims
Correcting Benefit Claims
Domestic Benefit Claims (35 U.S.C. 120/121)
Priority and Benefit Claims
MPEP § 211.04
Foreign Priority Claim Requirements
Foreign Priority Claims
Petition for Delayed Priority Claim
MPEP § 214
Ordering Certified Copies
Petition for Delayed Priority Claim
Priority and Benefit Claims
MPEP § 216.01
Reissue Oath/Declaration ContentIn Medrad, Inc. v. Tyco Healthcare Group LP, 466 F.3d 1047, 80 USPQ2d 1526 (Fed. Cir. 2006)
Grounds for ReissueIn re Dinsmore, 757 F.3d 1343, 111 USPQ2d 1229 (Fed. Cir. 2014)
Grounds for Reissue
Reissue Patent Practice
In re Tanaka, 640 F.3d 1246, 1251, 98 USPQ2d 1331, 1334 (Fed. Cir. 2011)
Reissue Oath/Declaration ContentIn re Wilder, 736 F.2d 1516, 222 USPQ 369 (Fed. Cir. 1984)
Foreign Priority Claim Requirements
Foreign Priority Claims
Petition for Delayed Priority Claim
See Fontijn v. Okamoto, 518 F.2d 610, 622, 186 USPQ 97, 106 (CCPA 1975)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31