MPEP § 708.02(b) — Prioritized Examination (Annotated Rules)

§708.02(b) Prioritized Examination

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 708.02(b), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Prioritized Examination

This section addresses Prioritized Examination. Primary authority: 35 U.S.C. 111(a), 35 U.S.C. 371, and 35 U.S.C. 119(a). Contains: 3 requirements, 3 prohibitions, 1 guidance statement, 1 permission, and 12 other statements.

Key Rules

Topic

Track One Prioritized

10 rules
StatutoryRecommendedAlways
[mpep-708-02-b-1385d8e93eba021743a6d893]
Maximizing Prioritized Examination Benefits
Note:
Applicants should ensure their application is well-prepared, including a clear specification and complete claims, timely responses to Office actions, and readiness for examiner interviews.

To maximize the benefit of prioritized examination, applicants should consider one or more of the following: (A) acquiring a good knowledge of the state of the prior art to be able to file the application with a clear specification having a complete schedule of claims from the broadest which the applicant believes is patentable in view of the prior art to the narrowest which the applicant is willing to accept; (B) submitting an application in condition for examination; (C) filing replies that are completely responsive to an Office action and within the shortened statutory period for reply set in the Office action; and (D) being prepared to conduct interviews with the examiner. The phrase “in condition for examination” in this context means the same as it does with respect to the current accelerated examination program, which is discussed in MPEP § 708.02(a), subsection VIII.C.

Jump to MPEP Source · 37 CFR 1.102Track One PrioritizedReply Period and ExtensionsSpecial Status
StatutoryPermittedAlways
[mpep-708-02-b-f39c3693cc1cacf9d5b79ecb]
Petition Under 37 CFR 1.181 After Dismissal of Prioritized Examination Request
Note:
If the request for prioritized examination is dismissed, an applicant can file a petition under 37 CFR 1.181 if they believe the dismissal was improper after reviewing the reasons stated in the decision.

If the request for prioritized examination is dismissed, applicant can file a petition under 37 CFR 1.181 if applicant believes that a decision dismissing the request for prioritized examination is not proper. Applicant should review the reason(s) stated in the decision dismissing the request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Applicant may not refile a request for Track One prioritized examination in order to correct a deficiency in the request because a proper request for Track One prioritized examination (i.e., for prioritized examination of a newly-filed utility or plant application under 35 U.S.C. 111(a) and not for an RCE) requires that the request be included upon filing.

Jump to MPEP Source · 37 CFR 1.181Track One PrioritizedSpecial StatusStatutory Authority for Examination
StatutoryProhibitedAlways
[mpep-708-02-b-f141fa0a058448cc71fefd9f]
Request for Track One Prioritized Examination Must Be Included Upon Filing
Note:
A proper request for prioritized examination must be included at the time of filing and cannot be refiled to correct a deficiency.

If the request for prioritized examination is dismissed, applicant can file a petition under 37 CFR 1.181 if applicant believes that a decision dismissing the request for prioritized examination is not proper. Applicant should review the reason(s) stated in the decision dismissing the request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Applicant may not refile a request for Track One prioritized examination in order to correct a deficiency in the request because a proper request for Track One prioritized examination (i.e., for prioritized examination of a newly-filed utility or plant application under 35 U.S.C. 111(a) and not for an RCE) requires that the request be included upon filing.

Jump to MPEP Source · 37 CFR 1.181Track One PrioritizedSpecial StatusRCE Filing Requirements
StatutoryInformativeAlways
[mpep-708-02-b-d23a8ab09b654769f67a1863]
Prioritized Examination Requires Proper RCE
Note:
An application for prioritized examination must have a properly filed request for continued examination (RCE) before the first Office action after filing the RCE.

The PE-RCE request may be filed concurrently with, or subsequently to, the filing of a request for continued examination (RCE). However, the PE-RCE request must be filed before the mailing of the first Office action after the filing of the RCE. The conditions for filing an RCE are set forth in 37 CFR 1.114. Prosecution must be closed; i.e., the application is under appeal, the last Office action is a final action (37 CFR 1.113), a notice of allowance has been issued (37 CFR 1.311), or there has been an action that otherwise closes prosecution in the application. Any request for prioritized examination of an application in which there has been a request for continued examination is premised on the existence of a properly filed RCE. Prioritized examination will not be granted in an application where the RCE does not meet the requirements of 37 CFR 1.114.

Jump to MPEP Source · 37 CFR 1.114Track One PrioritizedAllowance After Appeal or RCESpecial Status
StatutoryInformativeAlways
[mpep-708-02-b-3fe0c86283d2c857da1a9aff]
Prioritized Examination Requires Proper RCE
Note:
An application for prioritized examination will not be granted if the request for continued examination does not meet the requirements of 37 CFR 1.114.

The PE-RCE request may be filed concurrently with, or subsequently to, the filing of a request for continued examination (RCE). However, the PE-RCE request must be filed before the mailing of the first Office action after the filing of the RCE. The conditions for filing an RCE are set forth in 37 CFR 1.114. Prosecution must be closed; i.e., the application is under appeal, the last Office action is a final action (37 CFR 1.113), a notice of allowance has been issued (37 CFR 1.311), or there has been an action that otherwise closes prosecution in the application. Any request for prioritized examination of an application in which there has been a request for continued examination is premised on the existence of a properly filed RCE. Prioritized examination will not be granted in an application where the RCE does not meet the requirements of 37 CFR 1.114.

Jump to MPEP Source · 37 CFR 1.114Track One PrioritizedAllowance After Appeal or RCESpecial Status
StatutoryInformativeAlways
[mpep-708-02-b-a3f283f9c29d11fc5bdd6b9b]
Final Disposition Within Twelve Months of Priority Status
Note:
The Office aims to provide a final disposition within twelve months from the date prioritized status was granted, through actions like mailing a notice of allowance or filing a request for continued examination.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Track One PrioritizedOrder of ExaminationEstoppel After Judgment
StatutoryInformativeAlways
[mpep-708-02-b-c76f5bf64d6cda1d6415842b]
Final Disposition Within Twelve Months After Priority Status
Note:
The rule requires that within twelve months of prioritized status being granted, one of several actions must occur: mailing a notice of allowance, final office action, appeal filing, examination completion, continued examination request, or application abandonment.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Track One PrioritizedNotice of Appeal FilingAllowance After Appeal or RCE
StatutoryInformativeAlways
[mpep-708-02-b-d4c0e621913a2150ee45715b]
Appeal and Interference Not Special Status for Prioritized Exam
Note:
An application under prioritized examination does not receive special status during appeal or interference proceedings before the PTAB, or after filing a request for continued examination.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Track One PrioritizedAllowance After Appeal or RCESpecial Status
StatutoryProhibitedAlways
[mpep-708-02-b-7a75b660ff3666671c4277f5]
Amendments After Final Rejection Allowed
Note:
Applicants may amend claims to independent form or add new claims after final rejection, subject to limitations.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Track One PrioritizedFinal Office ActionAfter-Final Amendments
StatutoryInformativeAlways
[mpep-708-02-b-15895157c095aa379a07222f]
Patent Will Not Indicate Prioritized Examination
Note:
A patent issued will not show that it was processed through prioritized examination.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Track One PrioritizedSpecial StatusStatutory Authority for Examination
Topic

Filing, Search & Examination Fees

8 rules
StatutoryRequiredAlways
[mpep-708-02-b-ca9b7b13cf1138a4d8b052c1]
Fees Must Be Paid for Prioritized Examination
Note:
Applicants must pay various fees including the prioritized examination fee, processing fee, publication fee, basic filing fee, search fee, and examination fee upon requesting prioritized examination.
Upon filing the request for prioritized examination, the following fees must be paid for the application:
Jump to MPEP Source · 37 CFR 1.102Filing, Search & Examination FeesProcessing FeesIssue Fees
StatutoryInformativeAlways
[mpep-708-02-b-3473a5c734dd595ea8b4028a]
Priority Exam Fee Must Be Paid Upon Request
Note:
The prioritized examination fee must be paid when filing a request for priority examination of an application.

Upon filing the request for prioritized examination, the following fees must be paid for the application (A) the prioritized examination fee set forth in 37 CFR 1.17(c),

Jump to MPEP Source · 37 CFR 1.102Filing, Search & Examination FeesProcessing FeesFee Requirements
StatutoryInformativeAlways
[mpep-708-02-b-bfee79acf166062341dfb269]
Basic Filing Fee for Prioritized Examination
Note:
The basic filing fee set forth in 37 CFR 1.16(a) must be paid upon filing the request for prioritized examination, or for a plant application, as specified in 37 CFR 1.16(c).

Upon filing the request for prioritized examination, the following fees must be paid for the application:

(D) the basic filing fee set forth in 37 CFR 1.16(a), or for a plant application, 37 CFR 1.16(c),

Jump to MPEP Source · 37 CFR 1.102Filing, Search & Examination FeesFee Requirements
StatutoryInformativeAlways
[mpep-708-02-b-c4aaa7e340770ec3b6e4bf33]
Examination Fee for Prioritized Examination Request
Note:
The examination fee set forth in 37 CFR 1.16(o) must be paid upon filing a request for prioritized examination.

Upon filing the request for prioritized examination, the following fees must be paid for the application:

(F) the examination fee set forth in 37 CFR 1.16(o).

Jump to MPEP Source · 37 CFR 1.102Filing, Search & Examination FeesFee Requirements
StatutoryRequiredAlways
[mpep-708-02-b-d9342ccc618bfcd25c5ece80]
Fees Must Be Paid Before Track One Status
Note:
The application must include basic filing, search, and examination fees before Track One status is granted. Any additional fees due to claim or specification size must also be paid within one month of the initial decision on the request for prioritized examination.

The application must be filed with the basic filing fee, the search fee, and the examination fee. If applicable, any excess claims fees due because the number of independent claims exceeds three, as set forth in 37 CFR 1.16(h), and any excess claim fee due because the number of claims exceeds twenty, as set forth in 37 CFR 1.16(i), and any application size fee due because the specification and drawings exceed 100 sheets of paper, as set forth in 37 CFR 1.16(s), must be paid before Track One status will be granted. If, at the time the request for prioritized examination is considered by the USPTO, any of these three fees are required but have not been paid, applicant will be notified of the deficiency through a decision on the request. These three fees must be paid not later than one month from a first decision on the request for prioritized examination.

Jump to MPEP Source · 37 CFR 1.16(h)Filing, Search & Examination FeesMaintenance Fee AmountsFee Requirements
StatutoryInformativeAlways
[mpep-708-02-b-b182334c3f38e5449153782f]
Refund of Prioritized Examination Fee if Request Dismissed
Note:
If a request for prioritized examination is dismissed, the fee will be automatically refunded without needing an additional petition.

If a request for prioritized examination is dismissed, the prioritized examination fee set forth in 37 CFR 1.17(c) will be refunded. This fee will be refunded automatically (if paid) without the need for applicant to request such a refund. The processing fee set forth in 37 CFR 1.17(i) will be retained to cover the cost of processing the request. In accordance with 37 CFR 1.26, the application fees, including the basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded. Applicant may, however, request a refund of the search fee and any excess claims fees by filing a petition for express abandonment of the application in accordance with 37 CFR 1.138(d). Furthermore, applicant may request a refund of the publication fee in accordance with MPEP § 1126 if the application is not published under 35 U.S.C. 122(b).

Jump to MPEP Source · 37 CFR 1.17(c)Filing, Search & Examination FeesProcessing FeesFee Requirements
StatutoryProhibitedAlways
[mpep-708-02-b-d67da1270de799eb0383fa67]
Application Fees Cannot Be Refunded
Note:
The basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded under 37 CFR 1.26.

If a request for prioritized examination is dismissed, the prioritized examination fee set forth in 37 CFR 1.17(c) will be refunded. This fee will be refunded automatically (if paid) without the need for applicant to request such a refund. The processing fee set forth in 37 CFR 1.17(i) will be retained to cover the cost of processing the request. In accordance with 37 CFR 1.26, the application fees, including the basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded. Applicant may, however, request a refund of the search fee and any excess claims fees by filing a petition for express abandonment of the application in accordance with 37 CFR 1.138(d). Furthermore, applicant may request a refund of the publication fee in accordance with MPEP § 1126 if the application is not published under 35 U.S.C. 122(b).

Jump to MPEP Source · 37 CFR 1.17(c)Filing, Search & Examination FeesFee RequirementsAbandonment & Publication
StatutoryRequiredAlways
[mpep-708-02-b-4f492265b747f830b0c9bdf3]
Refund Not Entitled After Termination of Prioritized Examination
Note:
The termination of prioritized examination does not qualify the applicant for a refund of the prioritized examination fee if no mistake or excess payment was made.

As the termination of prioritized examination does not cause the prioritized examination fee to have been paid by mistake or in an amount in excess of that required, the termination of prioritized examination will not entitle the applicant to a refund of the prioritized examination fee. See 35 U.S.C. 42(d) and 37 CFR 1.26(a).

Jump to MPEP Source · 37 CFR 1.26(a)Filing, Search & Examination FeesFee Requirements
Topic

Issue Fees

4 rules
StatutoryInformativeAlways
[mpep-708-02-b-11a103b85348373ddcdd7ccd]
Publication Fee for Prioritized Examination Application
Note:
The publication fee set forth in 37 CFR 1.18(d) must be paid upon filing the request for prioritized examination.

Upon filing the request for prioritized examination, the following fees must be paid for the application:

(C) the publication fee set forth in 37 CFR 1.18(d),

Jump to MPEP Source · 37 CFR 1.102Issue FeesFee Requirements
StatutoryRequiredAlways
[mpep-708-02-b-fb78aa686b13b9de7e6c070a]
Nonpublication Request with Prioritized Examination
Note:
A nonpublication request can be submitted along with a prioritized examination request, but the publication fee must still be paid.

A nonpublication request under 35 U.S.C. 122(b)(2)(B)(i) may be submitted together with a request for prioritized examination. However, the publication fee set forth in 37 CFR 1.18(d) still must be paid upon request for prioritized examination. If the application is not published, a refund of the publication fee may be requested as provided in subsection III below and in MPEP § 1126.

Jump to MPEP Source · 37 CFR 1.18(d)Issue FeesFee RequirementsAccess to Patent Application Files (MPEP 101-106)
StatutoryPermittedAlways
[mpep-708-02-b-92e27cbdbd1f8c6ecc01c4a6]
Refund of Publication Fee if Application Not Published
Note:
A refund of the publication fee may be requested if the application is not published, as per MPEP § 1126.

A nonpublication request under 35 U.S.C. 122(b)(2)(B)(i) may be submitted together with a request for prioritized examination. However, the publication fee set forth in 37 CFR 1.18(d) still must be paid upon request for prioritized examination. If the application is not published, a refund of the publication fee may be requested as provided in subsection III below and in MPEP § 1126.

Jump to MPEP Source · 37 CFR 1.18(d)Issue FeesFee RequirementsAccess to Patent Application Files (MPEP 101-106)
StatutoryRequiredAlways
[mpep-708-02-b-3af60d6332cbb745105dcdcf]
Publication Fee Must Be Paid With Application
Note:
The publication fee must be paid either before or with the request for prioritized examination of the application.

The publication fee set forth in 37 CFR 1.18(d) must be paid for the application, either previously or with the request for prioritized examination. Note that a fee may be set by the USPTO to $0, and in such a case, that fee is considered to be paid and no additional payment is necessary for that fee.

Jump to MPEP Source · 37 CFR 1.18(d)Issue FeesMaintenance Fee AmountsFee Requirements
Topic

Paper and Format Requirements

4 rules
StatutoryPermittedAlways
[mpep-708-02-b-8384dc06ff0ca53d41320b7e]
Notice of Informalities May Delay Prioritized Examination
Note:
Applicants may receive a notice regarding informalities in their application, which will delay the decision on prioritized examination, but the request can still be granted if other requirements are met.

Applicants may receive a notice regarding informalities in their application (e.g., a notice to file corrected application papers because the application papers are not in compliance with 37 CFR 1.52) which will delay a decision on the request for prioritized examination; however, the request for prioritized examination may still be granted if the request is otherwise compliant with 37 CFR 1.102(e)(1). Any pre-examination notice from the Office of Patent Application Processing will delay a decision on the request for prioritized examination until after applicant has filed a complete and timely reply to the pre-examination notice. Any request for an extension of time, including an extension of time for the purpose of responding to a pre-examination notice (e.g., Notice to File Missing Parts), will cause the application to be ineligible for further treatment under the prioritized examination program. A request for an extension of time prior to the grant of prioritized examination status will prevent such status from being granted.

Jump to MPEP Source · 37 CFR 1.52)Paper and Format RequirementsGeneral Filing and Format Requirements
StatutoryInformativeAlways
[mpep-708-02-b-5f1f284f6127ee5ceb62585c]
Reply Required Before Decision on Prioritized Examination
Note:
Applicants must file a complete and timely reply to any pre-examination notice before the Office can decide on their request for prioritized examination.

Applicants may receive a notice regarding informalities in their application (e.g., a notice to file corrected application papers because the application papers are not in compliance with 37 CFR 1.52) which will delay a decision on the request for prioritized examination; however, the request for prioritized examination may still be granted if the request is otherwise compliant with 37 CFR 1.102(e)(1). Any pre-examination notice from the Office of Patent Application Processing will delay a decision on the request for prioritized examination until after applicant has filed a complete and timely reply to the pre-examination notice. Any request for an extension of time, including an extension of time for the purpose of responding to a pre-examination notice (e.g., Notice to File Missing Parts), will cause the application to be ineligible for further treatment under the prioritized examination program. A request for an extension of time prior to the grant of prioritized examination status will prevent such status from being granted.

Jump to MPEP Source · 37 CFR 1.52)Paper and Format RequirementsGeneral Filing and Format Requirements
StatutoryInformativeAlways
[mpep-708-02-b-a665438d28ce23ed0c998303]
Extension of Time Invalidates Prioritized Examination
Note:
Requests for extension of time, including those to respond to pre-examination notices, disqualify an application from prioritized examination.

Applicants may receive a notice regarding informalities in their application (e.g., a notice to file corrected application papers because the application papers are not in compliance with 37 CFR 1.52) which will delay a decision on the request for prioritized examination; however, the request for prioritized examination may still be granted if the request is otherwise compliant with 37 CFR 1.102(e)(1). Any pre-examination notice from the Office of Patent Application Processing will delay a decision on the request for prioritized examination until after applicant has filed a complete and timely reply to the pre-examination notice. Any request for an extension of time, including an extension of time for the purpose of responding to a pre-examination notice (e.g., Notice to File Missing Parts), will cause the application to be ineligible for further treatment under the prioritized examination program. A request for an extension of time prior to the grant of prioritized examination status will prevent such status from being granted.

Jump to MPEP Source · 37 CFR 1.52)Paper and Format RequirementsGeneral Filing and Format Requirements
StatutoryInformativeAlways
[mpep-708-02-b-b332a6472bb1fe58a95aa6a1]
Request for Extension Prevents Prioritized Examination
Note:
A request for an extension of time before prioritized examination status is granted will prevent such status from being awarded.

Applicants may receive a notice regarding informalities in their application (e.g., a notice to file corrected application papers because the application papers are not in compliance with 37 CFR 1.52) which will delay a decision on the request for prioritized examination; however, the request for prioritized examination may still be granted if the request is otherwise compliant with 37 CFR 1.102(e)(1). Any pre-examination notice from the Office of Patent Application Processing will delay a decision on the request for prioritized examination until after applicant has filed a complete and timely reply to the pre-examination notice. Any request for an extension of time, including an extension of time for the purpose of responding to a pre-examination notice (e.g., Notice to File Missing Parts), will cause the application to be ineligible for further treatment under the prioritized examination program. A request for an extension of time prior to the grant of prioritized examination status will prevent such status from being granted.

Jump to MPEP Source · 37 CFR 1.52)Paper and Format RequirementsGeneral Filing and Format Requirements
Topic

National Stage Examination

3 rules
StatutoryInformativeAlways
[mpep-708-02-b-c62582d53a5164c2cb328fc6]
Application Under Priority Exam Must Be Disposed Within 12 Months
Note:
An application under prioritized examination will be given special status and must receive a final disposition within twelve months of the request.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)National Stage ExaminationNationals and ResidentsReceiving Office (RO/US)
StatutoryInformativeAlways
[mpep-708-02-b-c70aec8c4f09327d8ff2eea9]
Final Disposition Within 12 Months For Prioritized Applications
Note:
The goal is to provide a final disposition for prioritized applications within twelve months of granting prioritized status.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)National Stage ExaminationNationals and ResidentsReceiving Office (RO/US)
StatutoryInformativeAlways
[mpep-708-02-b-2bde341d5f8ad715aeed3e85]
Prioritized Examination for Requests for Continued Examination
Note:
A request for continued examination in a plant or utility application, including those in the national stage, can be prioritized for faster processing.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)National Stage ExaminationNationals and ResidentsReceiving Office (RO/US)
Topic

Amendments in National Stage

3 rules
StatutoryPermittedAlways
[mpep-708-02-b-7a0128de73bca7d10fa83dd5]
Prioritized Examination Not for Design Applications
Note:
Design applications, reissue applications, provisional applications, and reexamination proceedings are not eligible for prioritized examination. However, international applications entering the national stage under 35 U.S.C. 371 may be eligible if an RCE is filed.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application). The procedure for prioritized examination does not apply to design applications, reissue applications, provisional applications, or reexamination proceedings. The procedure for prioritized examination does not apply to international applications that have entered the national stage under 35 U.S.C. 371, except that such an application may undergo prioritized examination if an RCE is filed (see I.C. below). A continuing application will not automatically be given prioritized examination status based on a request filed in the parent application; each application (including each continuing application) must, on its own, meet all requirements for prioritized examination under 37 CFR 1.102(e). A utility or plant nonprovisional application filed under 35 U.S.C. 111(a) may claim priority to a foreign application under 35 U.S.C. 119(a) – (d) or (f) and remain eligible for prioritized examination.

Jump to MPEP Source · 37 CFR 1.102(e)Amendments in National StageReissue and ReexaminationNational Stage Entry
StatutoryPermittedAlways
[mpep-708-02-b-d014ee974dc1f2a62234befe]
Color Drawings Allowed in Patent Applications
Note:
Patent Center permits filing color drawings in new utility patent applications and U.S. national stage applications, but a petition is still required for entry.

Color drawings may be filed with new nonprovisional utility patent applications under 35 U.S.C. 111(a) and in U.S. national stage applications under 35 U.S.C. 371 applications through Patent Center; see MPEP § 502.05, subsection VIII. See also the Legal Framework for Patent Electronic System ((www.uspto.gov/PatentLegalFramework) (October 2019)). A petition is still required for entry of color drawings; see MPEP § 608.02 subsection VIII.

Jump to MPEP Source · 37 CFR 1.102Amendments in National StageNational Stage EntryNational Stage Examination
StatutoryRequiredAlways
[mpep-708-02-b-6533cdc4fbb6b6bde1fa3b4c]
Requirement for Non-Reissue Utility or Plant Nonprovisional Application
Note:
The application must be a non-reissue utility or plant nonprovisional application filed under 35 U.S.C. 111(a) or that has entered the national stage under 35 U.S.C. 371.

The application must be a non-reissue utility or plant nonprovisional application filed under 35 U.S.C. 111(a), or that has entered the national stage under 35 U.S.C. 371.

Jump to MPEP Source · 37 CFR 1.102Amendments in National StageNational Stage ExaminationPatent Cooperation Treaty
Topic

Maintenance Fee Amounts

3 rules
StatutoryPermittedAlways
[mpep-708-02-b-e1589273b29cd28ff811f18b]
USPTO Fee Can Be Set to $0
Note:
The USPTO can set a fee to $0, which is considered paid and no additional payment is required.

Small entity and micro entity fee reductions are available for many of the above fees; see the current fees at www.uspto.gov/Fees. Note that a fee may be set by the USPTO to $0, and in such a case, that fee is considered to be paid and no additional payment is necessary for that fee. If any fee is unpaid at the time of filing of the application, the request for prioritized examination will be dismissed. However, if an explicit authorization to charge any additional required fees has been provided in the papers accompanying the application and the request, the fees will be charged in accordance with the authorization, and the request will not be dismissed for nonpayment of fees.

Jump to MPEP Source · 37 CFR 1.102Maintenance Fee AmountsMaintenance Fee PaymentMicro Entity Fee Reduction (75%)
StatutoryRequiredAlways
[mpep-708-02-b-5d886f184293b840373791d0]
Priority Exam Fees Must Be Paid Or Waived
Note:
If fees are unpaid at filing, the priority exam request is dismissed unless explicit authorization to charge additional fees is provided in the application papers.

Small entity and micro entity fee reductions are available for many of the above fees; see the current fees at www.uspto.gov/Fees. Note that a fee may be set by the USPTO to $0, and in such a case, that fee is considered to be paid and no additional payment is necessary for that fee. If any fee is unpaid at the time of filing of the application, the request for prioritized examination will be dismissed. However, if an explicit authorization to charge any additional required fees has been provided in the papers accompanying the application and the request, the fees will be charged in accordance with the authorization, and the request will not be dismissed for nonpayment of fees.

Jump to MPEP Source · 37 CFR 1.102Maintenance Fee AmountsMicro Entity Fee Reduction (75%)Micro Entity Status
StatutoryPermittedAlways
[mpep-708-02-b-2f00007afd3fc2cb107dd13b]
USPTO Fee Can Be Set to $0
Note:
The USPTO can set a fee to $0, which is considered paid and no additional payment is required.

The publication fee set forth in 37 CFR 1.18(d) must be paid for the application, either previously or with the request for prioritized examination. Note that a fee may be set by the USPTO to $0, and in such a case, that fee is considered to be paid and no additional payment is necessary for that fee.

Jump to MPEP Source · 37 CFR 1.18(d)Maintenance Fee AmountsFee RequirementsMaintenance Fee Payment
Topic

Claim Fees

3 rules
StatutoryRequiredAlways
[mpep-708-02-b-6f862c8164f600e1063948fa]
Excess Claim and Application Size Fees Must Be Paid Before Track One Status
Note:
Applicant must pay any excess claim fees, additional claim fees, and application size fee before Track One status is granted.

The application must be filed with the basic filing fee, the search fee, and the examination fee. If applicable, any excess claims fees due because the number of independent claims exceeds three, as set forth in 37 CFR 1.16(h), and any excess claim fee due because the number of claims exceeds twenty, as set forth in 37 CFR 1.16(i), and any application size fee due because the specification and drawings exceed 100 sheets of paper, as set forth in 37 CFR 1.16(s), must be paid before Track One status will be granted. If, at the time the request for prioritized examination is considered by the USPTO, any of these three fees are required but have not been paid, applicant will be notified of the deficiency through a decision on the request. These three fees must be paid not later than one month from a first decision on the request for prioritized examination.

Jump to MPEP Source · 37 CFR 1.16(h)Claim FeesClaim Presentation and NumberingFiling, Search & Examination Fees
StatutoryRequiredAlways
[mpep-708-02-b-9fdde20637af749f45ee4393]
Claim Fees Must Be Paid Before Priority Exam
Note:
Applicants must pay the basic filing fee, search fee, and examination fee before requesting prioritized examination. Failure to do so will result in notification of deficiency.

The application must be filed with the basic filing fee, the search fee, and the examination fee. If applicable, any excess claims fees due because the number of independent claims exceeds three, as set forth in 37 CFR 1.16(h), and any excess claim fee due because the number of claims exceeds twenty, as set forth in 37 CFR 1.16(i), and any application size fee due because the specification and drawings exceed 100 sheets of paper, as set forth in 37 CFR 1.16(s), must be paid before Track One status will be granted. If, at the time the request for prioritized examination is considered by the USPTO, any of these three fees are required but have not been paid, applicant will be notified of the deficiency through a decision on the request. These three fees must be paid not later than one month from a first decision on the request for prioritized examination.

Jump to MPEP Source · 37 CFR 1.16(h)Claim FeesClaim Presentation and NumberingFiling, Search & Examination Fees
StatutoryRequiredAlways
[mpep-708-02-b-39b88bdbfbfb53c3579a10ae]
Fees for Prioritized Examination Must Be Paid Within One Month
Note:
Applicants must pay the basic filing fee, search fee, and examination fee within one month of receiving a decision on their request for prioritized examination.

The application must be filed with the basic filing fee, the search fee, and the examination fee. If applicable, any excess claims fees due because the number of independent claims exceeds three, as set forth in 37 CFR 1.16(h), and any excess claim fee due because the number of claims exceeds twenty, as set forth in 37 CFR 1.16(i), and any application size fee due because the specification and drawings exceed 100 sheets of paper, as set forth in 37 CFR 1.16(s), must be paid before Track One status will be granted. If, at the time the request for prioritized examination is considered by the USPTO, any of these three fees are required but have not been paid, applicant will be notified of the deficiency through a decision on the request. These three fees must be paid not later than one month from a first decision on the request for prioritized examination.

Jump to MPEP Source · 37 CFR 1.16(h)Claim FeesClaim Presentation and NumberingFiling, Search & Examination Fees
Topic

Practitioner Recognition and Conduct

3 rules
StatutoryRequiredAlways
[mpep-708-02-b-181d48bad0ee50fea1f7aea9]
Follow-On Submission for Omitted Items on Same Day
Note:
If a required item is omitted from an application filing, a follow-on submission can be made on the same day as the initial filing only if the applicant is a registered user of the USPTO patent electronic filing system.

If applicant discovers that a required item has been inadvertently omitted from the application filing, a follow-on submission may be filed, but only if the follow-on submission is submitted on the same day that the utility application and the prioritized examination request form are filed. For example, if an inventor’s oath or declaration or the filing fees are inadvertently omitted when the application is filed via the USPTO patent electronic filing system, then applicant may submit the inventor’s oath or declaration or the filing fees as a follow-on submission directly into the application on the same day as the filing date of the application. Applicants are also reminded that only registered users of the USPTO patent electronic filing system can submit follow-on documents via the USPTO patent electronic filing system and that follow-on documents are documents filed after the initial submission of the application. Thus, applicant would need to be a registered user of the USPTO patent electronic filing system to submit such a follow-on document on the same day the application was filed. See also MPEP § 502.05, subsection III. D. for examples describing implications raised when applicant inadvertently omits an item when filing an application electronically.

Jump to MPEP Source · 37 CFR 1.102Practitioner Recognition and Conduct
StatutoryPermittedAlways
[mpep-708-02-b-614f6b1e977c208b5462dd5e]
Inventor’s Oath or Declaration and Filing Fees Must Be Filed on Same Day
Note:
If inventor’s oath or declaration or filing fees are omitted during electronic filing, they must be submitted on the same day as the application filing.

If applicant discovers that a required item has been inadvertently omitted from the application filing, a follow-on submission may be filed, but only if the follow-on submission is submitted on the same day that the utility application and the prioritized examination request form are filed. For example, if an inventor’s oath or declaration or the filing fees are inadvertently omitted when the application is filed via the USPTO patent electronic filing system, then applicant may submit the inventor’s oath or declaration or the filing fees as a follow-on submission directly into the application on the same day as the filing date of the application. Applicants are also reminded that only registered users of the USPTO patent electronic filing system can submit follow-on documents via the USPTO patent electronic filing system and that follow-on documents are documents filed after the initial submission of the application. Thus, applicant would need to be a registered user of the USPTO patent electronic filing system to submit such a follow-on document on the same day the application was filed. See also MPEP § 502.05, subsection III. D. for examples describing implications raised when applicant inadvertently omits an item when filing an application electronically.

Jump to MPEP Source · 37 CFR 1.102Practitioner Recognition and Conduct
StatutoryPermittedAlways
[mpep-708-02-b-40b5f00bb68ba27606d86bc9]
Requirement for Registered User to Submit Follow-On Documents
Note:
Applicants must be registered users of the USPTO patent electronic filing system to submit follow-on documents on the same day as the initial application submission.

If applicant discovers that a required item has been inadvertently omitted from the application filing, a follow-on submission may be filed, but only if the follow-on submission is submitted on the same day that the utility application and the prioritized examination request form are filed. For example, if an inventor’s oath or declaration or the filing fees are inadvertently omitted when the application is filed via the USPTO patent electronic filing system, then applicant may submit the inventor’s oath or declaration or the filing fees as a follow-on submission directly into the application on the same day as the filing date of the application. Applicants are also reminded that only registered users of the USPTO patent electronic filing system can submit follow-on documents via the USPTO patent electronic filing system and that follow-on documents are documents filed after the initial submission of the application. Thus, applicant would need to be a registered user of the USPTO patent electronic filing system to submit such a follow-on document on the same day the application was filed. See also MPEP § 502.05, subsection III. D. for examples describing implications raised when applicant inadvertently omits an item when filing an application electronically.

Jump to MPEP Source · 37 CFR 1.102Practitioner Recognition and Conduct
Topic

RCE Filing Requirements

3 rules
StatutoryPermittedAlways
[mpep-708-02-b-234eb1b80eef2ce8dce4de39]
Petition to Challenge PE-RCE Denial
Note:
Applicants may petition under 37 CFR 1.181 if they believe a PE-RCE request was improperly dismissed, after reviewing the Office's reasons and determining an error exists.

Applicant may file a petition under 37 CFR 1.181 if applicant believes a decision dismissing a PE-RCE request is not proper. Applicant should review the reason(s) stated in the decision dismissing the PE-RCE request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Alternatively, applicant may choose to correct the deficiencies in the PE-RCE request by filing a new PE-RCE request for that same RCE. The new PE-RCE request must include any required fees and be timely; i.e., it must be filed prior to the mailing of a first Office action after the filing of the RCE.

Jump to MPEP Source · 37 CFR 1.181RCE Filing RequirementsRCE vs Continuation ApplicationRequest for Continued Examination
StatutoryRecommendedAlways
[mpep-708-02-b-35747b083901adeb04afd97d]
Review Reason for Denial Before Filing Petition
Note:
Applicants must review the reasons for denial of a PE-RCE request before filing a petition under 37 CFR 1.181, ensuring an error was made by the Office.

Applicant may file a petition under 37 CFR 1.181 if applicant believes a decision dismissing a PE-RCE request is not proper. Applicant should review the reason(s) stated in the decision dismissing the PE-RCE request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Alternatively, applicant may choose to correct the deficiencies in the PE-RCE request by filing a new PE-RCE request for that same RCE. The new PE-RCE request must include any required fees and be timely; i.e., it must be filed prior to the mailing of a first Office action after the filing of the RCE.

Jump to MPEP Source · 37 CFR 1.181RCE Filing RequirementsRCE vs Continuation ApplicationRequest for Continued Examination
StatutoryPermittedAlways
[mpep-708-02-b-34109074bf8b511d180b4155]
New PE-RCE Request for Same RCE
Note:
Applicant can correct deficiencies in a dismissed PE-RCE request by filing a new one before the first Office action after the RCE.

Applicant may file a petition under 37 CFR 1.181 if applicant believes a decision dismissing a PE-RCE request is not proper. Applicant should review the reason(s) stated in the decision dismissing the PE-RCE request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Alternatively, applicant may choose to correct the deficiencies in the PE-RCE request by filing a new PE-RCE request for that same RCE. The new PE-RCE request must include any required fees and be timely; i.e., it must be filed prior to the mailing of a first Office action after the filing of the RCE.

Jump to MPEP Source · 37 CFR 1.181RCE Filing RequirementsRCE vs Continuation ApplicationRequest for Continued Examination
Topic

Examiner Docket Management

3 rules
StatutoryInformativeAlways
[mpep-708-02-b-f92d5d21b38809ba69010031]
Reply Periods for Prioritized Exam Same as MPEP §710.02(b)
Note:
The time periods set for reply in Office actions for prioritized examination applications are the same as those specified in MPEP §710.02(b).

The time periods set for reply in Office actions for applications undergoing prioritized examination will be the same as set forth in MPEP § 710.02(b). Where, however, an applicant files a petition for an extension of time to file a reply or files a request for suspension of action, the petition or request will be acted upon, but the prioritized examination of the application will be terminated. In addition, filing an amendment to the application which results in more than four independent claims, more than thirty total claims, or a multiple dependent claim will terminate the prioritized examination. Upon termination of prioritized examination, the application will be removed from the examiner’s special docket and placed on the examiner’s regular docket in accordance with its stage of prosecution.

Jump to MPEP Source · 37 CFR 1.102Examiner Docket ManagementDirector Authority and Petitions (MPEP 1000)Patent Data Management Systems
StatutoryInformativeAlways
[mpep-708-02-b-a5d8824fd12e009c8e387740]
Amendments Exceeding Claim Limits Terminate Prioritized Examination
Note:
Filing an amendment resulting in more than four independent claims, over thirty total claims, or a multiple dependent claim will terminate prioritized examination.

The time periods set for reply in Office actions for applications undergoing prioritized examination will be the same as set forth in MPEP § 710.02(b). Where, however, an applicant files a petition for an extension of time to file a reply or files a request for suspension of action, the petition or request will be acted upon, but the prioritized examination of the application will be terminated. In addition, filing an amendment to the application which results in more than four independent claims, more than thirty total claims, or a multiple dependent claim will terminate the prioritized examination. Upon termination of prioritized examination, the application will be removed from the examiner’s special docket and placed on the examiner’s regular docket in accordance with its stage of prosecution.

Jump to MPEP Source · 37 CFR 1.102Examiner Docket ManagementDirector Authority and Petitions (MPEP 1000)Patent Data Management Systems
StatutoryInformativeAlways
[mpep-708-02-b-a82a82f658d07e2b2471e1b3]
Application Moves to Regular Docket Upon Prioritized Exam Termination
Note:
Upon termination of prioritized examination, the application will be moved from the examiner’s special docket to the regular docket based on its stage of prosecution.

The time periods set for reply in Office actions for applications undergoing prioritized examination will be the same as set forth in MPEP § 710.02(b). Where, however, an applicant files a petition for an extension of time to file a reply or files a request for suspension of action, the petition or request will be acted upon, but the prioritized examination of the application will be terminated. In addition, filing an amendment to the application which results in more than four independent claims, more than thirty total claims, or a multiple dependent claim will terminate the prioritized examination. Upon termination of prioritized examination, the application will be removed from the examiner’s special docket and placed on the examiner’s regular docket in accordance with its stage of prosecution.

Jump to MPEP Source · 37 CFR 1.102Examiner Docket ManagementPatent Data Management SystemsDirector Authority and Petitions (MPEP 1000)
Topic

Nationals and Residents

2 rules
StatutoryInformativeAlways
[mpep-708-02-b-0fb0bfef48f1dafff1e47bda]
Continuing Applications Include Originals but Exclude Reissues
Note:
An original application includes continuations, continuations-in-part, and divisional applications but not reissue applications.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)Nationals and ResidentsReceiving Office (RO/US)Amendments in National Stage
StatutoryPermittedAlways
[mpep-708-02-b-5d486e23d356c5a4d9c17d7f]
Request for Continued Examination Can Get Priority Review
Note:
A single request for prioritized examination can be granted for a request for continued examination in plant or utility applications, including those entering the national stage under 35 U.S.C. 371.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)Nationals and ResidentsReceiving Office (RO/US)Amendments in National Stage
Topic

National Stage Entry Requirements

2 rules
StatutoryRequiredAlways
[mpep-708-02-b-648444aa917005fdedab76e9]
Continuing Application Requirement for Prioritized Examination
Note:
A utility or plant nonprovisional application, including a continuing application (continuation, continuation-in-part, or divisional), must meet all requirements for prioritized examination under 37 CFR 1.102(e).

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application). The procedure for prioritized examination does not apply to design applications, reissue applications, provisional applications, or reexamination proceedings. The procedure for prioritized examination does not apply to international applications that have entered the national stage under 35 U.S.C. 371, except that such an application may undergo prioritized examination if an RCE is filed (see I.C. below). A continuing application will not automatically be given prioritized examination status based on a request filed in the parent application; each application (including each continuing application) must, on its own, meet all requirements for prioritized examination under 37 CFR 1.102(e). A utility or plant nonprovisional application filed under 35 U.S.C. 111(a) may claim priority to a foreign application under 35 U.S.C. 119(a) – (d) or (f) and remain eligible for prioritized examination.

Jump to MPEP Source · 37 CFR 1.102(e)National Stage Entry RequirementsAmendments in National StageRejections in National Stage
StatutoryRequiredAlways
[mpep-708-02-b-a2c57a5900fcf76f91f262fd]
Each Continuing Application Must Meet Prioritized Examination Requirements
Note:
A continuing application cannot automatically get prioritized examination status based on its parent application; it must independently meet all requirements for prioritized examination.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application). The procedure for prioritized examination does not apply to design applications, reissue applications, provisional applications, or reexamination proceedings. The procedure for prioritized examination does not apply to international applications that have entered the national stage under 35 U.S.C. 371, except that such an application may undergo prioritized examination if an RCE is filed (see I.C. below). A continuing application will not automatically be given prioritized examination status based on a request filed in the parent application; each application (including each continuing application) must, on its own, meet all requirements for prioritized examination under 37 CFR 1.102(e). A utility or plant nonprovisional application filed under 35 U.S.C. 111(a) may claim priority to a foreign application under 35 U.S.C. 119(a) – (d) or (f) and remain eligible for prioritized examination.

Jump to MPEP Source · 37 CFR 1.102(e)National Stage Entry RequirementsRejections in National StageRequest Content and Form
Topic

Processing Fees

2 rules
StatutoryInformativeAlways
[mpep-708-02-b-0783117f058ec13f3350e627]
Processing Fee for Prioritized Examination
Note:
The fee set forth in 37 CFR 1.17(i)(1) must be paid upon filing the request for prioritized examination.

Upon filing the request for prioritized examination, the following fees must be paid for the application:

(B) the processing fee set forth in 37 CFR 1.17(i)(1),

Jump to MPEP Source · 37 CFR 1.102Processing FeesFee Requirements
StatutoryInformativeAlways
[mpep-708-02-b-47caab54195e8c30cbf110fc]
Processing Fee Will Be Retained to Cover Request Cost
Note:
If a request for prioritized examination is dismissed, the processing fee will be retained to cover the cost of processing the request.

If a request for prioritized examination is dismissed, the prioritized examination fee set forth in 37 CFR 1.17(c) will be refunded. This fee will be refunded automatically (if paid) without the need for applicant to request such a refund. The processing fee set forth in 37 CFR 1.17(i) will be retained to cover the cost of processing the request. In accordance with 37 CFR 1.26, the application fees, including the basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded. Applicant may, however, request a refund of the search fee and any excess claims fees by filing a petition for express abandonment of the application in accordance with 37 CFR 1.138(d). Furthermore, applicant may request a refund of the publication fee in accordance with MPEP § 1126 if the application is not published under 35 U.S.C. 122(b).

Jump to MPEP Source · 37 CFR 1.17(c)Processing FeesFee RequirementsAbandonment & Publication
Topic

AIA vs Pre-AIA Practice

2 rules
StatutoryRequiredAlways
[mpep-708-02-b-18e459de4fa25843b6c893e6]
Request for Prioritized Examination Using PTO/AIA/424
Note:
Applicants are advised to use the Office’s certification and request form PTO/AIA/424 but may submit an equivalent form if desired.

It is strongly recommended that applicants use the Office’s certification and request form PTO/AIA/424 to request prioritized examination, but the form is not required. The form is available through USPTO patent electronic filing system and on the Office’s Internet website at www.uspto.gov/PatentForms. Failure to use form PTO/AIA/424 could result in the Office not recognizing the request or delays in processing the request. If applicant decides to use an applicant-created form for requesting prioritized examination, applicant’s form should be an equivalent to the Office’s form.

Jump to MPEP Source · 37 CFR 1.102AIA vs Pre-AIA PracticeAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryInformativeAlways
[mpep-708-02-b-b7308eeaf7c55ce68f671ce8]
Request for Prioritized Examination Using PTO/AIA/424 Form
Note:
Applicants must use the Office’s certification form (PTO/AIA/424) to request prioritized examination; failure may result in delays or non-recognition of the request.

It is strongly recommended that applicants use the Office’s certification and request form PTO/AIA/424 to request prioritized examination, but the form is not required. The form is available through USPTO patent electronic filing system and on the Office’s Internet website at www.uspto.gov/PatentForms. Failure to use form PTO/AIA/424 could result in the Office not recognizing the request or delays in processing the request. If applicant decides to use an applicant-created form for requesting prioritized examination, applicant’s form should be an equivalent to the Office’s form.

Jump to MPEP Source · 37 CFR 1.102AIA vs Pre-AIA PracticeAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
Topic

Assignee as Applicant Signature

2 rules
StatutoryInformativeAlways
[mpep-708-02-b-bc22018cb31da1d9a93a960c]
Request for Prioritized Examination Must Use Official Form
Note:
Applicants must use the Office’s certification and request form PTO/AIA/424 to request prioritized examination, as it is not required but failure to do so may result in delays.

It is strongly recommended that applicants use the Office’s certification and request form PTO/AIA/424 to request prioritized examination, but the form is not required. The form is available through USPTO patent electronic filing system and on the Office’s Internet website at www.uspto.gov/PatentForms. Failure to use form PTO/AIA/424 could result in the Office not recognizing the request or delays in processing the request. If applicant decides to use an applicant-created form for requesting prioritized examination, applicant’s form should be an equivalent to the Office’s form.

Jump to MPEP Source · 37 CFR 1.102Assignee as Applicant SignatureApplicant and Assignee Filing Under AIAAIA vs Pre-AIA Practice
StatutoryRecommendedAlways
[mpep-708-02-b-652d71ff14e2c7028b7f8cb8]
Applicant-Created Form Must Be Equivalent to Office’s Form for Prioritized Examination Request
Note:
If an applicant chooses to use a self-created form for requesting prioritized examination, it must be functionally equivalent to the official Office form.

It is strongly recommended that applicants use the Office’s certification and request form PTO/AIA/424 to request prioritized examination, but the form is not required. The form is available through USPTO patent electronic filing system and on the Office’s Internet website at www.uspto.gov/PatentForms. Failure to use form PTO/AIA/424 could result in the Office not recognizing the request or delays in processing the request. If applicant decides to use an applicant-created form for requesting prioritized examination, applicant’s form should be an equivalent to the Office’s form.

Jump to MPEP Source · 37 CFR 1.102Assignee as Applicant SignatureApplicant and Assignee Filing Under AIAAIA vs Pre-AIA Practice
Topic

Special Status

2 rules
StatutoryRequiredAlways
[mpep-708-02-b-3a877d12741b4479b19782e0]
Plant Applications Must Be Filed In Paper
Note:
Utility or plant nonprovisional applications, including continuations and divisionals, must be submitted in paper format.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application), filed under 35 U.S.C. 111(a) on or after September 26, 2011. The application must be filed via the USPTO patent electronic filing system if it is a utility application. Plant applications must be filed in paper. Due to the need to limit the number of applications in the prioritized examination program in its initial stages, applications entering the national stage under 35 U.S.C. 371 are not eligible at the time of entry; see subsection I.C. below for prioritized examination of national stage entries under 35 U.S.C. 371 in which as RCE has been filed. However, an applicant who has filed an international application may participate in the prioritized examination program by filing a by-pass continuation; i.e., a new application filed in the United States under 35 U.S.C. 111(a) that claims the benefit of the earlier international application under 35 U.S.C. 365(c), rather than entering the national stage under 35 U.S.C. 371. In such a case, it is not necessary that the earlier international application have been filed in English in order to request prioritized examination of the 111(a) application; however, a translation is required in accordance with 37 CFR 1.52(b)(1).

Jump to MPEP Source · 37 CFR 1.52(b)(1)Special StatusRejections in National StageTranslation Requirements
StatutoryRecommendedAlways
[mpep-708-02-b-9d77d09579c47a63ae92fc6c]
Review Reasons Before Filing Petition for Prioritized Examination
Note:
Applicants must review the reasons for dismissal and determine an Office error before filing a petition under 37 CFR 1.181 for prioritized examination.

If the request for prioritized examination is dismissed, applicant can file a petition under 37 CFR 1.181 if applicant believes that a decision dismissing the request for prioritized examination is not proper. Applicant should review the reason(s) stated in the decision dismissing the request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Applicant may not refile a request for Track One prioritized examination in order to correct a deficiency in the request because a proper request for Track One prioritized examination (i.e., for prioritized examination of a newly-filed utility or plant application under 35 U.S.C. 111(a) and not for an RCE) requires that the request be included upon filing.

Jump to MPEP Source · 37 CFR 1.181Special StatusTrack One PrioritizedRCE Filing Requirements
Topic

Required Claim Content

2 rules
StatutoryRequiredAlways
[mpep-708-02-b-108ec2e46a746e4177ffab84]
Specification Must Include Claim and Drawing When Necessary
Note:
A request for prioritized examination must include a specification with at least one claim and, if needed, a drawing on filing.

A proper request for prioritized examination must include, on filing, a specification as prescribed by 35 U.S.C. 112 including at least one claim, and a drawing when necessary. The application must be filed with an executed application data sheet meeting the conditions specified in 1.53(f)(3)(i), or with the inventor’s oath or declaration (under 37 CFR 1.63 and 1.64) executed for each inventor. Such an application data sheet must include the legal name, mailing address, and residence (if not residing at the mailing address) for each inventor. Note that filing an application without the inventor’s oath or declaration requires payment of the surcharge set forth in 37 CFR 1.16(f).

Jump to MPEP Source · 37 CFR 1.63Required Claim ContentRequired Drawing Content
StatutoryRequiredAlways
[mpep-708-02-b-a7af49437a2d0aea9788263e]
Application Data Sheet Required for Filing
Note:
Each inventor must provide their legal name, mailing address, and residence (if different) on the application data sheet.

A proper request for prioritized examination must include, on filing, a specification as prescribed by 35 U.S.C. 112 including at least one claim, and a drawing when necessary. The application must be filed with an executed application data sheet meeting the conditions specified in 1.53(f)(3)(i), or with the inventor’s oath or declaration (under 37 CFR 1.63 and 1.64) executed for each inventor. Such an application data sheet must include the legal name, mailing address, and residence (if not residing at the mailing address) for each inventor. Note that filing an application without the inventor’s oath or declaration requires payment of the surcharge set forth in 37 CFR 1.16(f).

Jump to MPEP Source · 37 CFR 1.63Required Claim ContentRequired Drawing ContentAIA Oath/Declaration Requirements (37 CFR 1.63)
Topic

First Action on Merits (FAOM)

2 rules
StatutoryRequiredAlways
[mpep-708-02-b-c52cda05099b9176c4e422ad]
PE-RCE Before First Office Action After RCE
Note:
The PE-RCE request must be filed before the first Office action following an RCE.

The PE-RCE request may be filed concurrently with, or subsequently to, the filing of a request for continued examination (RCE). However, the PE-RCE request must be filed before the mailing of the first Office action after the filing of the RCE. The conditions for filing an RCE are set forth in 37 CFR 1.114. Prosecution must be closed; i.e., the application is under appeal, the last Office action is a final action (37 CFR 1.113), a notice of allowance has been issued (37 CFR 1.311), or there has been an action that otherwise closes prosecution in the application. Any request for prioritized examination of an application in which there has been a request for continued examination is premised on the existence of a properly filed RCE. Prioritized examination will not be granted in an application where the RCE does not meet the requirements of 37 CFR 1.114.

Jump to MPEP Source · 37 CFR 1.114First Action on Merits (FAOM)Allowance After Appeal or RCETypes of Office Actions
StatutoryRequiredAlways
[mpep-708-02-b-9f2fac8d5506100229f6b6cd]
New PE-RCE Request Must Include Fees and Be Timely
Note:
The new Prioritized Examination Request for Continued Examination (PE-RCE) must include any required fees and be filed before the first Office action after the original RCE.

Applicant may file a petition under 37 CFR 1.181 if applicant believes a decision dismissing a PE-RCE request is not proper. Applicant should review the reason(s) stated in the decision dismissing the PE-RCE request and make a determination that an error was made by the Office in not granting the request before filing such a petition under 37 CFR 1.181. Alternatively, applicant may choose to correct the deficiencies in the PE-RCE request by filing a new PE-RCE request for that same RCE. The new PE-RCE request must include any required fees and be timely; i.e., it must be filed prior to the mailing of a first Office action after the filing of the RCE.

Jump to MPEP Source · 37 CFR 1.181First Action on Merits (FAOM)Types of Office ActionsRCE Filing Requirements
Topic

AIA Overview and Effective Dates

1 rules
StatutoryPermittedAlways
[mpep-708-02-b-2cba7ce09a63eafd0c15461c]
Priority Exam Upon Fee Payment
Note:
Applicants may request prioritized examination by paying fees and meeting certain requirements.

Section 11(h) of the Leahy-Smith America Invents Act provides for prioritized examination whereby applicants may request prioritized examination upon payment of appropriate fees and compliance with certain requirements.

Jump to MPEP Source · 37 CFR 1.102AIA Overview and Effective DatesAIA vs Pre-AIA PracticeFee Requirements
Topic

Rejections in National Stage

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-0a743ab0e7c749017ca922bf]
Prioritized Examination for Original Utility or Plant Applications
Note:
Allows for expedited examination of original utility or plant applications within an average of twelve months.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)Rejections in National StagePCT International Application FilingNational Stage Examination
Topic

Receiving Office (RO/US)

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-4f7bff1764b22ffb49fc8b16]
Guide for Filing Electronic Request for Prioritized Examination
Note:
Provides instructions on how to file an electronic request for prioritized examination through the USPTO website.

Under prioritized examination, an application will be accorded special status until a final disposition is reached in the application. The goal for handling applications under prioritized examination is to provide, on average, a final disposition within twelve months of prioritized status being granted. Prioritized examination is available at the time of filing an original utility or plant application under 35 U.S.C. 111(a), as set forth in 37 CFR 1.102(e)(1). This is referred to as "Track One" prioritized examination. An "original" application includes a continuing application (i.e., a continuation, continuation-in-part, or divisional application) but does not include reissue applications. In addition, a single request for prioritized examination may be granted for a request for continued examination (RCE) in a plant or utility application, including an application that has entered the national stage under 35 U.S.C. 371, as set forth in 37 CFR 1.102(e)(2). This type of prioritized examination is referred to as "prioritized examination for requests for continued examination" (PE-RCE). The Office maintains a "Quick Start Guide" that illustrates how to file an electronic request for prioritized examination at www.uspto.gov/sites/default/ files/documents/track_ one_quick_start_guide_11-24-2013.pdf.

Jump to MPEP Source · 37 CFR 1.102(e)(1)Receiving Office (RO/US)Request Content and FormNational Stage Examination
Topic

Statutory Authority for Examination

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-195921f1d33e166f2cbbf3c3]
Application Must Be In Condition For Examination
Note:
The application must meet all requirements for examination, as defined in the accelerated examination program.

To maximize the benefit of prioritized examination, applicants should consider one or more of the following: (A) acquiring a good knowledge of the state of the prior art to be able to file the application with a clear specification having a complete schedule of claims from the broadest which the applicant believes is patentable in view of the prior art to the narrowest which the applicant is willing to accept; (B) submitting an application in condition for examination; (C) filing replies that are completely responsive to an Office action and within the shortened statutory period for reply set in the Office action; and (D) being prepared to conduct interviews with the examiner. The phrase “in condition for examination” in this context means the same as it does with respect to the current accelerated examination program, which is discussed in MPEP § 708.02(a), subsection VIII.C.

Jump to MPEP Source · 37 CFR 1.102Statutory Authority for ExaminationOrder of ExaminationSpecial Status
Topic

Priority Claim in PCT

1 rules
StatutoryPermittedAlways
[mpep-708-02-b-cbe772713f0763f10fd94e22]
Utility Application Can Claim Priority and Seek Prioritized Examination
Note:
A utility nonprovisional application may claim priority to a foreign application and still be eligible for prioritized examination.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application). The procedure for prioritized examination does not apply to design applications, reissue applications, provisional applications, or reexamination proceedings. The procedure for prioritized examination does not apply to international applications that have entered the national stage under 35 U.S.C. 371, except that such an application may undergo prioritized examination if an RCE is filed (see I.C. below). A continuing application will not automatically be given prioritized examination status based on a request filed in the parent application; each application (including each continuing application) must, on its own, meet all requirements for prioritized examination under 37 CFR 1.102(e). A utility or plant nonprovisional application filed under 35 U.S.C. 111(a) may claim priority to a foreign application under 35 U.S.C. 119(a) – (d) or (f) and remain eligible for prioritized examination.

Jump to MPEP Source · 37 CFR 1.102(e)Priority Claim in PCTNational Stage ExaminationPatent Eligibility
Topic

Micro Entity Fee Reduction (75%)

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-a67972f8d8e94fec9e8afd0f]
Micro Entity Fee Reduction Available
Note:
Small and micro entities can receive fee reductions for many USPTO fees; check current rates on the USPTO website.

Small entity and micro entity fee reductions are available for many of the above fees; see the current fees at www.uspto.gov/Fees. Note that a fee may be set by the USPTO to $0, and in such a case, that fee is considered to be paid and no additional payment is necessary for that fee. If any fee is unpaid at the time of filing of the application, the request for prioritized examination will be dismissed. However, if an explicit authorization to charge any additional required fees has been provided in the papers accompanying the application and the request, the fees will be charged in accordance with the authorization, and the request will not be dismissed for nonpayment of fees.

Jump to MPEP Source · 37 CFR 1.102Micro Entity Fee Reduction (75%)Micro Entity StatusMaintenance Fee Amounts
Topic

RCE vs Continuation Application

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-bcaea0c66281dbcf72ca1ed7]
Utility and Plant Nonprovisional Applications Filed After September 26, 2011
Note:
The application must be a utility or plant nonprovisional application, including a continuing application, filed under 35 U.S.C. 111(a) on or after September 26, 2011.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application), filed under 35 U.S.C. 111(a) on or after September 26, 2011. The application must be filed via the USPTO patent electronic filing system if it is a utility application. Plant applications must be filed in paper. Due to the need to limit the number of applications in the prioritized examination program in its initial stages, applications entering the national stage under 35 U.S.C. 371 are not eligible at the time of entry; see subsection I.C. below for prioritized examination of national stage entries under 35 U.S.C. 371 in which as RCE has been filed. However, an applicant who has filed an international application may participate in the prioritized examination program by filing a by-pass continuation; i.e., a new application filed in the United States under 35 U.S.C. 111(a) that claims the benefit of the earlier international application under 35 U.S.C. 365(c), rather than entering the national stage under 35 U.S.C. 371. In such a case, it is not necessary that the earlier international application have been filed in English in order to request prioritized examination of the 111(a) application; however, a translation is required in accordance with 37 CFR 1.52(b)(1).

Jump to MPEP Source · 37 CFR 1.52(b)(1)RCE vs Continuation ApplicationSpecial StatusRejections in National Stage
Topic

PCT International Application Filing

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-b14e47d53aae3486b6f64e67]
Utility Applications Must Be Filed Electronically
Note:
Utility and plant nonprovisional applications, including continuations and divisionals, must be filed via the USPTO patent electronic filing system after September 26, 2011.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application), filed under 35 U.S.C. 111(a) on or after September 26, 2011. The application must be filed via the USPTO patent electronic filing system if it is a utility application. Plant applications must be filed in paper. Due to the need to limit the number of applications in the prioritized examination program in its initial stages, applications entering the national stage under 35 U.S.C. 371 are not eligible at the time of entry; see subsection I.C. below for prioritized examination of national stage entries under 35 U.S.C. 371 in which as RCE has been filed. However, an applicant who has filed an international application may participate in the prioritized examination program by filing a by-pass continuation; i.e., a new application filed in the United States under 35 U.S.C. 111(a) that claims the benefit of the earlier international application under 35 U.S.C. 365(c), rather than entering the national stage under 35 U.S.C. 371. In such a case, it is not necessary that the earlier international application have been filed in English in order to request prioritized examination of the 111(a) application; however, a translation is required in accordance with 37 CFR 1.52(b)(1).

Jump to MPEP Source · 37 CFR 1.52(b)(1)PCT International Application FilingSpecial StatusRejections in National Stage
Topic

Translation Requirements

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-25aa3365ce76c97ba45d45db]
Requirement for By-pass Continuation to Prioritized Examination
Note:
An applicant may participate in the prioritized examination program by filing a new utility or plant nonprovisional application under 35 U.S.C. 111(a) that claims the benefit of an earlier international application, rather than entering the national stage under 35 U.S.C. 371.

The application must be a utility or plant nonprovisional application, including a continuing application (i.e., a continuation, continuation-in-part, or divisional application), filed under 35 U.S.C. 111(a) on or after September 26, 2011. The application must be filed via the USPTO patent electronic filing system if it is a utility application. Plant applications must be filed in paper. Due to the need to limit the number of applications in the prioritized examination program in its initial stages, applications entering the national stage under 35 U.S.C. 371 are not eligible at the time of entry; see subsection I.C. below for prioritized examination of national stage entries under 35 U.S.C. 371 in which as RCE has been filed. However, an applicant who has filed an international application may participate in the prioritized examination program by filing a by-pass continuation; i.e., a new application filed in the United States under 35 U.S.C. 111(a) that claims the benefit of the earlier international application under 35 U.S.C. 365(c), rather than entering the national stage under 35 U.S.C. 371. In such a case, it is not necessary that the earlier international application have been filed in English in order to request prioritized examination of the 111(a) application; however, a translation is required in accordance with 37 CFR 1.52(b)(1).

Jump to MPEP Source · 37 CFR 1.52(b)(1)Translation RequirementsTrack One PrioritizedSpecial Status
Topic

AIA Oath/Declaration Requirements (37 CFR 1.63)

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-62283626f2e174bc588d39ad]
Requirement for Executed Application Data Sheet
Note:
The application must include an executed data sheet with the inventors' legal names, mailing addresses, and residences.

A proper request for prioritized examination must include, on filing, a specification as prescribed by 35 U.S.C. 112 including at least one claim, and a drawing when necessary. The application must be filed with an executed application data sheet meeting the conditions specified in 1.53(f)(3)(i), or with the inventor’s oath or declaration (under 37 CFR 1.63 and 1.64) executed for each inventor. Such an application data sheet must include the legal name, mailing address, and residence (if not residing at the mailing address) for each inventor. Note that filing an application without the inventor’s oath or declaration requires payment of the surcharge set forth in 37 CFR 1.16(f).

Jump to MPEP Source · 37 CFR 1.63AIA Oath/Declaration Requirements (37 CFR 1.63)Inventor's Oath/Declaration RequirementsRequired Claim Content
Topic

Inventor's Oath/Declaration Requirements

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-fff3734d161b18aa8f1ab95d]
Inventor’s Oath/Declaration Required for Filing
Note:
An inventor must submit an oath or declaration with the application to avoid a surcharge.

A proper request for prioritized examination must include, on filing, a specification as prescribed by 35 U.S.C. 112 including at least one claim, and a drawing when necessary. The application must be filed with an executed application data sheet meeting the conditions specified in 1.53(f)(3)(i), or with the inventor’s oath or declaration (under 37 CFR 1.63 and 1.64) executed for each inventor. Such an application data sheet must include the legal name, mailing address, and residence (if not residing at the mailing address) for each inventor. Note that filing an application without the inventor’s oath or declaration requires payment of the surcharge set forth in 37 CFR 1.16(f).

Jump to MPEP Source · 37 CFR 1.63Inventor's Oath/Declaration RequirementsFiling, Search & Examination FeesFee Requirements
Topic

National Stage Entry Timing (30 Months)

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-a7b9681930e941b7d413f06e]
Petition Required for Color Drawings
Note:
A petition is still necessary to enter color drawings in new utility patent applications and U.S. national stage entries.

Color drawings may be filed with new nonprovisional utility patent applications under 35 U.S.C. 111(a) and in U.S. national stage applications under 35 U.S.C. 371 applications through Patent Center; see MPEP § 502.05, subsection VIII. See also the Legal Framework for Patent Electronic System ((www.uspto.gov/PatentLegalFramework) (October 2019)). A petition is still required for entry of color drawings; see MPEP § 608.02 subsection VIII.

Jump to MPEP Source · 37 CFR 1.102National Stage Entry Timing (30 Months)National Stage EntryRejections in National Stage
Topic

Allowance After Appeal or RCE

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-8db98c6f7878e41b2274f183]
Conditions for Filing RCE Must Be Met
Note:
The conditions for filing a request for continued examination (RCE) must be met before the first Office action after filing an RCE.

The PE-RCE request may be filed concurrently with, or subsequently to, the filing of a request for continued examination (RCE). However, the PE-RCE request must be filed before the mailing of the first Office action after the filing of the RCE. The conditions for filing an RCE are set forth in 37 CFR 1.114. Prosecution must be closed; i.e., the application is under appeal, the last Office action is a final action (37 CFR 1.113), a notice of allowance has been issued (37 CFR 1.311), or there has been an action that otherwise closes prosecution in the application. Any request for prioritized examination of an application in which there has been a request for continued examination is premised on the existence of a properly filed RCE. Prioritized examination will not be granted in an application where the RCE does not meet the requirements of 37 CFR 1.114.

Jump to MPEP Source · 37 CFR 1.114Allowance After Appeal or RCERCE Filing RequirementsRCE vs Continuation Application
Topic

Final Office Action

1 rules
StatutoryRequiredAlways
[mpep-708-02-b-f644be049b77f9cd007e4253]
Final Office Action Required Before PE-RCE
Note:
The application must have a final action before a prioritized examination request can be filed.

The PE-RCE request may be filed concurrently with, or subsequently to, the filing of a request for continued examination (RCE). However, the PE-RCE request must be filed before the mailing of the first Office action after the filing of the RCE. The conditions for filing an RCE are set forth in 37 CFR 1.114. Prosecution must be closed; i.e., the application is under appeal, the last Office action is a final action (37 CFR 1.113), a notice of allowance has been issued (37 CFR 1.311), or there has been an action that otherwise closes prosecution in the application. Any request for prioritized examination of an application in which there has been a request for continued examination is premised on the existence of a properly filed RCE. Prioritized examination will not be granted in an application where the RCE does not meet the requirements of 37 CFR 1.114.

Jump to MPEP Source · 37 CFR 1.114Final Office ActionAllowance After Appeal or RCETypes of Office Actions
Topic

Director Authority and Petitions (MPEP 1000)

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-c240bcecd84bbcb670b73968]
Petition for Extension Terminates Prioritized Examination
Note:
An applicant's petition for an extension of time to file a reply or request for suspension will be acted upon but will terminate the prioritized examination of the application.

The time periods set for reply in Office actions for applications undergoing prioritized examination will be the same as set forth in MPEP § 710.02(b). Where, however, an applicant files a petition for an extension of time to file a reply or files a request for suspension of action, the petition or request will be acted upon, but the prioritized examination of the application will be terminated. In addition, filing an amendment to the application which results in more than four independent claims, more than thirty total claims, or a multiple dependent claim will terminate the prioritized examination. Upon termination of prioritized examination, the application will be removed from the examiner’s special docket and placed on the examiner’s regular docket in accordance with its stage of prosecution.

Jump to MPEP Source · 37 CFR 1.102Director Authority and Petitions (MPEP 1000)Examiner Docket ManagementPatent Data Management Systems
Topic

Optional Amendment Content

1 rules
StatutoryPermittedAlways
[mpep-708-02-b-aac0ee1f941cf7bd5238e97e]
Claim Amendments Allowed After Notice of Allowance
Note:
Applicants may submit claim amendments after receiving a notice of allowance, subject to standard limitations.

The goal of the Office is to provide a final disposition within twelve months, on average, of the date that prioritized status was granted. The final disposition for the twelve-month goal means that within twelve months from the date prioritized status has been granted that one of the following occur: (A) mailing of a notice of allowance; (B) mailing of a final Office action; (C) filing of a notice of appeal; (D) completion of examination as defined in 37 CFR 41.102; (E) filing of a request for continued examination; or (F) abandonment of the application. An application under prioritized examination, therefore, would not be accorded special status during appeal or interference before the Patent Trial and Appeal Board (PTAB), or after the filing of a request for continued examination. As noted above, the submission of an amendment resulting in more than four independent claims or more than thirty total claims is not prohibited, but simply terminates the prioritized examination. Thus, upon mailing of a final rejection (at which point prioritized examination is terminated), applicants may amend the claims to place them in independent form where dependent claims were found allowable, or add new claims, subject only to the limitations applicable to any application under final rejection. See 37 CFR 1.116. Similarly, upon mailing of a notice of allowance, applicants may submit amendments to the claims, again subject only to the limitations applicable to any application that has been allowed. See 37 CFR 1.312. A patent that issues will not contain any indication on its face that it was processed via prioritized examination.

Jump to MPEP Source · 37 CFR 41.102Optional Amendment ContentAllowance PracticeAmendments After Allowance
Topic

Fee Requirements

1 rules
StatutoryInformativeAlways
[mpep-708-02-b-cf928a74f556dfefb439fb11]
Prioritized Examination Fee Refund Automatic
Note:
The prioritized examination fee will be refunded automatically if paid, without requiring an applicant to request it.

If a request for prioritized examination is dismissed, the prioritized examination fee set forth in 37 CFR 1.17(c) will be refunded. This fee will be refunded automatically (if paid) without the need for applicant to request such a refund. The processing fee set forth in 37 CFR 1.17(i) will be retained to cover the cost of processing the request. In accordance with 37 CFR 1.26, the application fees, including the basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded. Applicant may, however, request a refund of the search fee and any excess claims fees by filing a petition for express abandonment of the application in accordance with 37 CFR 1.138(d). Furthermore, applicant may request a refund of the publication fee in accordance with MPEP § 1126 if the application is not published under 35 U.S.C. 122(b).

Jump to MPEP Source · 37 CFR 1.17(c)Fee RequirementsAbandonment & PublicationFiling, Search & Examination Fees
Topic

Abandonment & Publication

1 rules
StatutoryPermittedAlways
[mpep-708-02-b-b00ade8ceb9c6de1ba327987]
Refunds for Abandonment and Publication Fees
Note:
Applicant can request refunds of search fees, excess claims fees, and publication fees under specific conditions.

If a request for prioritized examination is dismissed, the prioritized examination fee set forth in 37 CFR 1.17(c) will be refunded. This fee will be refunded automatically (if paid) without the need for applicant to request such a refund. The processing fee set forth in 37 CFR 1.17(i) will be retained to cover the cost of processing the request. In accordance with 37 CFR 1.26, the application fees, including the basic filing fee, search fee, examination fee, and any required application size or excess claim fees cannot be refunded. Applicant may, however, request a refund of the search fee and any excess claims fees by filing a petition for express abandonment of the application in accordance with 37 CFR 1.138(d). Furthermore, applicant may request a refund of the publication fee in accordance with MPEP § 1126 if the application is not published under 35 U.S.C. 122(b).

Jump to MPEP Source · 37 CFR 1.17(c)Abandonment & PublicationFiling, Search & Examination FeesIssue Fees

Citations

Primary topicCitation
Amendments in National Stage
National Stage Entry Requirements
National Stage Entry Timing (30 Months)
National Stage Examination
Nationals and Residents
PCT International Application Filing
Priority Claim in PCT
RCE vs Continuation Application
Receiving Office (RO/US)
Rejections in National Stage
Special Status
Track One Prioritized
Translation Requirements
35 U.S.C. § 111(a)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Inventor's Oath/Declaration Requirements
Required Claim Content
35 U.S.C. § 112
Amendments in National Stage
National Stage Entry Requirements
Priority Claim in PCT
35 U.S.C. § 119(a)
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Processing Fees
35 U.S.C. § 122(b)
Issue Fees35 U.S.C. § 122(b)(2)(B)(i)
PCT International Application Filing
RCE vs Continuation Application
Special Status
Translation Requirements
35 U.S.C. § 365(c)
Amendments in National Stage
National Stage Entry Requirements
National Stage Entry Timing (30 Months)
National Stage Examination
Nationals and Residents
PCT International Application Filing
Priority Claim in PCT
RCE vs Continuation Application
Receiving Office (RO/US)
Rejections in National Stage
Special Status
Translation Requirements
35 U.S.C. § 371
Filing, Search & Examination Fees35 U.S.C. § 42(d)
Amendments in National Stage
National Stage Entry Requirements
Priority Claim in PCT
37 CFR § 1.102(e)
National Stage Examination
Nationals and Residents
Paper and Format Requirements
Receiving Office (RO/US)
Rejections in National Stage
37 CFR § 1.102(e)(1)
National Stage Examination
Nationals and Residents
Receiving Office (RO/US)
Rejections in National Stage
37 CFR § 1.102(e)(2)
Allowance After Appeal or RCE
Final Office Action
First Action on Merits (FAOM)
Track One Prioritized
37 CFR § 1.113
Allowance After Appeal or RCE
Final Office Action
First Action on Merits (FAOM)
Track One Prioritized
37 CFR § 1.114
Optional Amendment Content
Track One Prioritized
37 CFR § 1.116
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Processing Fees
37 CFR § 1.138(d)
Filing, Search & Examination Fees37 CFR § 1.16(a)
Filing, Search & Examination Fees37 CFR § 1.16(c)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Inventor's Oath/Declaration Requirements
Required Claim Content
37 CFR § 1.16(f)
Claim Fees
Filing, Search & Examination Fees
37 CFR § 1.16(h)
Claim Fees
Filing, Search & Examination Fees
37 CFR § 1.16(i)
Filing, Search & Examination Fees37 CFR § 1.16(k)
Filing, Search & Examination Fees37 CFR § 1.16(m)
Filing, Search & Examination Fees37 CFR § 1.16(o)
Claim Fees
Filing, Search & Examination Fees
37 CFR § 1.16(s)
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Processing Fees
37 CFR § 1.17(c)
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Processing Fees
37 CFR § 1.17(i)
Filing, Search & Examination Fees
Processing Fees
37 CFR § 1.17(i)(1)
Filing, Search & Examination Fees
Issue Fees
Maintenance Fee Amounts
37 CFR § 1.18(d)
First Action on Merits (FAOM)
RCE Filing Requirements
Special Status
Track One Prioritized
37 CFR § 1.181
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Processing Fees
37 CFR § 1.26
Filing, Search & Examination Fees37 CFR § 1.26(a)
Allowance After Appeal or RCE
Final Office Action
First Action on Merits (FAOM)
Track One Prioritized
37 CFR § 1.311
Optional Amendment Content
Track One Prioritized
37 CFR § 1.312
Paper and Format Requirements37 CFR § 1.52
PCT International Application Filing
RCE vs Continuation Application
Special Status
Translation Requirements
37 CFR § 1.52(b)(1)
AIA Oath/Declaration Requirements (37 CFR 1.63)
Inventor's Oath/Declaration Requirements
Required Claim Content
37 CFR § 1.63
Optional Amendment Content
Track One Prioritized
37 CFR § 41.102
Abandonment & Publication
Fee Requirements
Filing, Search & Examination Fees
Issue Fees
Processing Fees
MPEP § 1126
Amendments in National Stage
National Stage Entry Timing (30 Months)
Practitioner Recognition and Conduct
MPEP § 502.05
Amendments in National Stage
National Stage Entry Timing (30 Months)
MPEP § 608.02
Statutory Authority for Examination
Track One Prioritized
MPEP § 708.02(a)
Director Authority and Petitions (MPEP 1000)
Examiner Docket Management
MPEP § 710.02(b)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31