MPEP § 2144.04 — Legal Precedent as Source of Supporting Rationale (Annotated Rules)

§2144.04 Legal Precedent as Source of Supporting Rationale

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2144.04, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Legal Precedent as Source of Supporting Rationale

This section addresses Legal Precedent as Source of Supporting Rationale. Contains: 2 requirements, 1 prohibition, 2 permissions, and 22 other statements.

Key Rules

Topic

35 U.S.C. 103 – Obviousness

10 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-d07c3cf89bc45c5be176721b]
Omission of Element Retaining Function as Indicium of Nonobviousness
Note:
The rule states that the omission of an element while retaining its function is evidence of nonobviousness, as demonstrated in In re Edge.

Note that the omission of an element and retention of its function is an indicium of nonobviousness. In re Edge, 359 F.2d 896, 149 USPQ 556 (CCPA 1966) (Claims at issue were directed to a printed sheet having a thin layer of erasable metal bonded directly to the sheet wherein said thin layer obscured the original print until removal by erasure. The prior art disclosed a similar printed sheet which further comprised an intermediate transparent and erasure-proof protecting layer which prevented erasure of the printing when the top layer was erased. The claims were found nonobvious over the prior art because although the transparent layer of the prior art was eliminated, the function of the transparent layer was retained since appellant’s metal layer could be erased without erasing the printed indicia.).

Jump to MPEP SourceObviousnessEx Parte Appeals to PTAB
MPEP GuidanceInformativeAlways
[mpep-2144-04-9d623762b36f737cfe414286]
Configuration of Disposable Plastic Nursing Container Is a Matter of Choice
Note:
The court held that the configuration of a disposable plastic nursing container is a matter of choice for a person of ordinary skill in the art, unless there is persuasive evidence showing it to be significant.

In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966) (The court held that the configuration of the claimed disposable plastic nursing container was a matter of choice which a person of ordinary skill in the art would have found obvious absent persuasive evidence that the particular configuration of the claimed container was significant.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-f247a33fa8018e86aab7d6c7]
One Piece vs Multiple Parts Is Obvious Engineering Choice
Note:
The use of a single piece construction instead of multiple parts in prior art is considered an obvious engineering choice and does not render a claim patentable.

In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (A claim to a fluid transporting vehicle was rejected as obvious over a prior art reference which differed from the prior art in claiming a brake drum integral with a clamping means, whereas the brake disc and clamp of the prior art comprise several parts rigidly secured together as a single unit. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.”); but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983) (Claims were directed to a vibratory testing machine (a hard-bearing wheel balancer) comprising a holding structure, a base structure, and a supporting means which form “a single integral and gaplessly continuous piece.” Nortron argued that the invention is just making integral what had been made in four bolted pieces. The court found this argument unpersuasive and held that the claims were patentable because the prior art perceived a need for mechanisms to dampen resonance, whereas the inventor eliminated the need for dampening via the one-piece gapless support structure, showing insight that was contrary to the understandings and expectations of the art.).

Jump to MPEP SourceObviousnessPrior Art
MPEP GuidanceInformativeAlways
[mpep-2144-04-3110aa0f76706d3e57ed6db6]
Adjustability Not a Patentable Advance in Fishing Rod Handle
Note:
The court held that the adjustability of a fishing rod handle, where needed for functionality, is not considered a patentable advance.

In re Stevens, 212 F.2d 197, 101 USPQ 284 (CCPA 1954) (Claims were directed to a handle for a fishing rod wherein the handle has a longitudinally adjustable finger hook, and the hand grip of the handle connects with the body portion by means of a universal joint. The court held that adjustability, where needed, is not a patentable advance, and because there was an art-recognized need for adjustment in a fishing rod, the substitution of a universal joint for the single pivot of the prior art would have been obvious.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-613f97a85892651f9d08f54f]
Adjustability Not a Patentable Advance in Fishing Rod Handle
Note:
The court ruled that adding adjustability to a fishing rod handle, where it is needed, does not constitute a patentable advance. The substitution of a universal joint for the single pivot of the prior art would have been obvious due to an art-recognized need for adjustment.

In re Stevens, 212 F.2d 197, 101 USPQ 284 (CCPA 1954) (Claims were directed to a handle for a fishing rod wherein the handle has a longitudinally adjustable finger hook, and the hand grip of the handle connects with the body portion by means of a universal joint. The court held that adjustability, where needed, is not a patentable advance, and because there was an art-recognized need for adjustment in a fishing rod, the substitution of a universal joint for the single pivot of the prior art would have been obvious.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-9ad6af24650157c81b08f1c0]
Claimed Continuous Operation Is Obvious Over Batch Process
Note:
The claimed method of continuously adding a stable air foam to a cementitious slurry is obvious over the prior art's batch process.

In re Dilnot, 319 F.2d 188, 138 USPQ 248 (CCPA 1963) (Claim directed to a method of producing a cementitious structure wherein a stable air foam is introduced into a slurry of cementitious material differed from the prior art only in requiring the addition of the foam to be continuous. The court held the claimed continuous operation would have been obvious in light of the batch process of the prior art.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-91f845f294fe585fd55045d3]
Continuous Process from Batch Method Obvious
Note:
The court held that a continuous process would be obvious given the batch method in prior art.

In re Dilnot, 319 F.2d 188, 138 USPQ 248 (CCPA 1963) (Claim directed to a method of producing a cementitious structure wherein a stable air foam is introduced into a slurry of cementitious material differed from the prior art only in requiring the addition of the foam to be continuous. The court held the claimed continuous operation would have been obvious in light of the batch process of the prior art.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-c05bdc7cba548c02105b0749]
Obvious Clock Movement Modification
Note:
The reversal of a clock's movement from fixed to moving with the steering wheel was deemed an obvious modification.

In re Gazda, 219 F.2d 449, 104 USPQ 400 (CCPA 1955) (Prior art disclosed a clock fixed to the stationary steering wheel column of an automobile while the gear for winding the clock moves with steering wheel; mere reversal of such movement, so the clock moves with wheel, was held to be an obvious modification.).

MPEP GuidanceInformativeAlways
[mpep-2144-04-35c99bc6ab45fb9960a27fab]
Purer Forms of Known Products May Be Patentable
Note:
Claims to pure materials may be nonobvious over the prior art, even if mere purity alone does not render a product novel.

Pure materials are novel vis-à-vis less pure or impure materials because there is a difference between pure and impure materials. Therefore, the issue is whether claims to a pure material are nonobvious over the prior art. In re Bergstrom, 427 F.2d 1394, 166 USPQ 256 (CCPA 1970). Purer forms of known products may be patentable, but the mere purity of a product, by itself, does not render the product nonobvious.

MPEP GuidancePermittedAlways
[mpep-2144-04-25656efee3caad5fa19839f2]
Purer Forms of Known Products May Be Patentable
Note:
Claims to purer forms of known products can be patentable, but mere purity alone does not make a product nonobvious over prior art.

Pure materials are novel vis-à-vis less pure or impure materials because there is a difference between pure and impure materials. Therefore, the issue is whether claims to a pure material are nonobvious over the prior art. In re Bergstrom, 427 F.2d 1394, 166 USPQ 256 (CCPA 1970). Purer forms of known products may be patentable, but the mere purity of a product, by itself, does not render the product nonobvious.

Topic

PTAB Jurisdiction

7 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-51455074780756d73ea3282a]
Requirement for Advertising Display Device Claim
Note:
The claim must describe an advertising display device comprising a bottle and a hollow member shaped like a human figure from the waist up, which together give the impression of a human body.

In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947) (Claim was directed to an advertising display device comprising a bottle and a hollow member in the shape of a human figure from the waist up which was adapted to fit over and cover the neck of the bottle, wherein the hollow member and the bottle together give the impression of a human body. Appellant argued that certain limitations in the upper part of the body, including the arrangement of the arms, were not taught by the prior art. The court found that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art.). But see Ex parte Hilton, 148 USPQ 356 (Bd. App. 1965) (Claims were directed to fried potato chips with a specified moisture and fat content, whereas the prior art was directed to french fries having a higher moisture content. While recognizing that in some cases the particular shape of a product is of no patentable significance, the Board held in this case the shape (chips) is important because it results in a product which is distinct from the reference product (french fries).).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresJudicial Review of Board Decisions
MPEP GuidanceInformativeAlways
[mpep-2144-04-4f4d029c82b8e3b2b2c05dbc]
Arrangement of Upper Body Not Taught by Prior Art
Note:
The rule states that the specific arrangement of the upper body, including arms, in an advertising display device was not disclosed by prior art.

In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947) (Claim was directed to an advertising display device comprising a bottle and a hollow member in the shape of a human figure from the waist up which was adapted to fit over and cover the neck of the bottle, wherein the hollow member and the bottle together give the impression of a human body. Appellant argued that certain limitations in the upper part of the body, including the arrangement of the arms, were not taught by the prior art. The court found that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art.). But see Ex parte Hilton, 148 USPQ 356 (Bd. App. 1965) (Claims were directed to fried potato chips with a specified moisture and fat content, whereas the prior art was directed to french fries having a higher moisture content. While recognizing that in some cases the particular shape of a product is of no patentable significance, the Board held in this case the shape (chips) is important because it results in a product which is distinct from the reference product (french fries).).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
MPEP GuidanceProhibitedAlways
[mpep-2144-04-31168788710385cf1cda4b24]
Ornamental Features Without Mechanical Function Cannot Distinguish Patentability
Note:
The court ruled that ornamental features lacking mechanical function cannot be used to distinguish the claimed invention from prior art.

In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947) (Claim was directed to an advertising display device comprising a bottle and a hollow member in the shape of a human figure from the waist up which was adapted to fit over and cover the neck of the bottle, wherein the hollow member and the bottle together give the impression of a human body. Appellant argued that certain limitations in the upper part of the body, including the arrangement of the arms, were not taught by the prior art. The court found that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art.). But see Ex parte Hilton, 148 USPQ 356 (Bd. App. 1965) (Claims were directed to fried potato chips with a specified moisture and fat content, whereas the prior art was directed to french fries having a higher moisture content. While recognizing that in some cases the particular shape of a product is of no patentable significance, the Board held in this case the shape (chips) is important because it results in a product which is distinct from the reference product (french fries).).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresJudicial Review of Board Decisions
MPEP GuidanceInformativeAlways
[mpep-2144-04-00ee09fa9f35fb2f0634a1a4]
Shape of Product Is Important When Distinct From Prior Art
Note:
The shape of a product is considered important if it results in a distinct product from the prior art, even if moisture content differs.

In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947) (Claim was directed to an advertising display device comprising a bottle and a hollow member in the shape of a human figure from the waist up which was adapted to fit over and cover the neck of the bottle, wherein the hollow member and the bottle together give the impression of a human body. Appellant argued that certain limitations in the upper part of the body, including the arrangement of the arms, were not taught by the prior art. The court found that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art.). But see Ex parte Hilton, 148 USPQ 356 (Bd. App. 1965) (Claims were directed to fried potato chips with a specified moisture and fat content, whereas the prior art was directed to french fries having a higher moisture content. While recognizing that in some cases the particular shape of a product is of no patentable significance, the Board held in this case the shape (chips) is important because it results in a product which is distinct from the reference product (french fries).).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresJudicial Review of Board Decisions
MPEP GuidanceInformativeAlways
[mpep-2144-04-0741369b1461662d8c9d8719]
Shape of Product Important If Distinct From Reference
Note:
The shape of a product is patentable if it results in a distinct product from the prior art, such as distinguishing chips from French fries based on their moisture and fat content.

In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947) (Claim was directed to an advertising display device comprising a bottle and a hollow member in the shape of a human figure from the waist up which was adapted to fit over and cover the neck of the bottle, wherein the hollow member and the bottle together give the impression of a human body. Appellant argued that certain limitations in the upper part of the body, including the arrangement of the arms, were not taught by the prior art. The court found that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art.). But see Ex parte Hilton, 148 USPQ 356 (Bd. App. 1965) (Claims were directed to fried potato chips with a specified moisture and fat content, whereas the prior art was directed to french fries having a higher moisture content. While recognizing that in some cases the particular shape of a product is of no patentable significance, the Board held in this case the shape (chips) is important because it results in a product which is distinct from the reference product (french fries).).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
MPEP GuidanceInformativeAlways
[mpep-2144-04-9e3fe4203a037fae2a914dd9]
Omission of Unnecessary Components in Corrosion Inhibiting Compositions Is Obvious
Note:
It is permissible to omit components from a corrosion inhibiting composition if they are not necessary for the intended function, as demonstrated by prior art references.

Ex parte Wu, 10 USPQ 2031 (Bd. Pat. App. & Inter. 1989) (Claims at issue were directed to a method for inhibiting corrosion on metal surfaces using a composition consisting of epoxy resin, petroleum sulfonate, and hydrocarbon diluent. The claims were rejected over a primary reference which disclosed an anticorrosion composition of epoxy resin, hydrocarbon diluent, and polybasic acid salts wherein said salts were taught to be beneficial when employed in a freshwater environment, in view of secondary references which clearly suggested the addition of petroleum sulfonate to corrosion inhibiting compositions. The Board affirmed the rejection, holding that it would have been obvious to omit the polybasic acid salts of the primary reference where the function attributed to such salt is not desired or required, such as in compositions for providing corrosion resistance in environments which do not encounter fresh water.). See also In re Larson, 340 F.2d 965, 144 USPQ 347 (CCPA 1965) (Omission of additional framework and axle which served to increase the cargo carrying capacity of prior art mobile fluid carrying unit would have been obvious if this feature was not desired.); and In re Kuhle, 526 F.2d 553, 188 USPQ 7 (CCPA 1975) (deleting a prior art switch member and thereby eliminating its function was an obvious expedient).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
MPEP GuidanceRequiredAlways
[mpep-2144-04-531111b20839bf8a0685dd15]
Omission of Polybasic Acid Salts When Not Desired
Note:
The rule allows for the omission of polybasic acid salts in anticorrosion compositions if their function is not required, particularly in environments without fresh water.

Ex parte Wu, 10 USPQ 2031 (Bd. Pat. App. & Inter. 1989) (Claims at issue were directed to a method for inhibiting corrosion on metal surfaces using a composition consisting of epoxy resin, petroleum sulfonate, and hydrocarbon diluent. The claims were rejected over a primary reference which disclosed an anticorrosion composition of epoxy resin, hydrocarbon diluent, and polybasic acid salts wherein said salts were taught to be beneficial when employed in a freshwater environment, in view of secondary references which clearly suggested the addition of petroleum sulfonate to corrosion inhibiting compositions. The Board affirmed the rejection, holding that it would have been obvious to omit the polybasic acid salts of the primary reference where the function attributed to such salt is not desired or required, such as in compositions for providing corrosion resistance in environments which do not encounter fresh water.). See also In re Larson, 340 F.2d 965, 144 USPQ 347 (CCPA 1965) (Omission of additional framework and axle which served to increase the cargo carrying capacity of prior art mobile fluid carrying unit would have been obvious if this feature was not desired.); and In re Kuhle, 526 F.2d 553, 188 USPQ 7 (CCPA 1975) (deleting a prior art switch member and thereby eliminating its function was an obvious expedient).

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
Topic

Obviousness

6 rules
MPEP GuidancePermittedAlways
[mpep-2144-04-293d7cb6c9c5f16273f326ad]
Examiner May Use Legal Precedent for Rationale
Note:
An examiner can use legal precedent as a supporting rationale when appropriate, but must ensure the rationale is explained and applies to the specific facts of the case.

As discussed in MPEP § 2144, an examiner may utilize legal precedent as a source of supporting rationale when warranted and appropriately supported. In formulating any rejection invoking legal precedent, the examiner must take care to ensure that the rationale is explained and shown to apply to the facts at hand. Examples directed to various common practices which the court has held normally require only ordinary skill in the art and hence are considered routine expedients are discussed below. If the applicant has demonstrated the criticality of a specific limitation, it would not be appropriate to rely solely on case law as the rationale to support an obviousness rejection.

MPEP GuidanceRequiredAlways
[mpep-2144-04-94aa11d1e7d37db5a7300ae3]
Examiner Must Explain Legal Precedent Rationale
Note:
The examiner must ensure the legal precedent rationale is clearly explained and applicable to the specific facts of the case.

As discussed in MPEP § 2144, an examiner may utilize legal precedent as a source of supporting rationale when warranted and appropriately supported. In formulating any rejection invoking legal precedent, the examiner must take care to ensure that the rationale is explained and shown to apply to the facts at hand. Examples directed to various common practices which the court has held normally require only ordinary skill in the art and hence are considered routine expedients are discussed below. If the applicant has demonstrated the criticality of a specific limitation, it would not be appropriate to rely solely on case law as the rationale to support an obviousness rejection.

MPEP GuidanceInformativeAlways
[mpep-2144-04-7e0263cdc370d269faeaf1c2]
Routine Practices Require Ordinary Skill
Note:
Examples of common practices that require only ordinary skill in the art and are considered routine expedients must be explained to apply to the facts at hand.

As discussed in MPEP § 2144, an examiner may utilize legal precedent as a source of supporting rationale when warranted and appropriately supported. In formulating any rejection invoking legal precedent, the examiner must take care to ensure that the rationale is explained and shown to apply to the facts at hand. Examples directed to various common practices which the court has held normally require only ordinary skill in the art and hence are considered routine expedients are discussed below. If the applicant has demonstrated the criticality of a specific limitation, it would not be appropriate to rely solely on case law as the rationale to support an obviousness rejection.

MPEP GuidanceInformativeAlways
[mpep-2144-04-f43eaefb4b7c33c9116b5d04]
Use of Legal Precedent for Obviousness Rejection
Note:
Examiners may use legal precedent as a supporting rationale for obviousness rejections, but must ensure the rationale applies to the specific facts at hand and does not rely solely on case law if criticality has been demonstrated.

As discussed in MPEP § 2144, an examiner may utilize legal precedent as a source of supporting rationale when warranted and appropriately supported. In formulating any rejection invoking legal precedent, the examiner must take care to ensure that the rationale is explained and shown to apply to the facts at hand. Examples directed to various common practices which the court has held normally require only ordinary skill in the art and hence are considered routine expedients are discussed below. If the applicant has demonstrated the criticality of a specific limitation, it would not be appropriate to rely solely on case law as the rationale to support an obviousness rejection.

MPEP GuidanceInformativeAlways
[mpep-2144-04-c6d99ba78f85a41f77c66e32]
Critical Specific Limitation Not Relying Solely on Case Law for Obviousness Rejection
Note:
If the applicant has shown a specific limitation is critical, an obviousness rejection cannot be based solely on case law; it must also explain how the rationale applies to the facts at hand.

As discussed in MPEP § 2144, an examiner may utilize legal precedent as a source of supporting rationale when warranted and appropriately supported. In formulating any rejection invoking legal precedent, the examiner must take care to ensure that the rationale is explained and shown to apply to the facts at hand. Examples directed to various common practices which the court has held normally require only ordinary skill in the art and hence are considered routine expedients are discussed below. If the applicant has demonstrated the criticality of a specific limitation, it would not be appropriate to rely solely on case law as the rationale to support an obviousness rejection.

MPEP GuidanceInformativeAlways
[mpep-2144-04-b6c10c64ed674bd320a699c4]
Reversing Order of Process Steps Is Obvious
Note:
The reversal of the order of process steps in a prior art method is prima facie obvious unless new or unexpected results are demonstrated.

Ex parte Rubin, 128 USPQ 440 (Bd. App. 1959) (Prior art reference disclosing a process of making a laminated sheet wherein a base sheet is first coated with a metallic film and thereafter impregnated with a thermosetting material was held to render prima facie obvious claims directed to a process of making a laminated sheet by reversing the order of the prior art process steps.). See also In re Burhans, 154 F.2d 690, 69 USPQ 330 (CCPA 1946) (selection of any order of performing process steps is prima facie obvious in the absence of new or unexpected results); In re Gibson, 39 F.2d 975, 5 USPQ 230 (CCPA 1930) (Selection of any order of mixing ingredients is prima facie obvious.).

Jump to MPEP SourceObviousnessPrima Facie Case of ObviousnessPrior Art
Topic

Prior Art

6 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-ca42ba1fbc08edd0d878f0d9]
Single Integral Component Requirement
Note:
The use of a single integral component instead of multiple parts is not necessarily obvious and may require inventive insight, as demonstrated by the elimination of resonance dampening in a hard-bearing wheel balancer.

In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (A claim to a fluid transporting vehicle was rejected as obvious over a prior art reference which differed from the prior art in claiming a brake drum integral with a clamping means, whereas the brake disc and clamp of the prior art comprise several parts rigidly secured together as a single unit. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.”); but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983) (Claims were directed to a vibratory testing machine (a hard-bearing wheel balancer) comprising a holding structure, a base structure, and a supporting means which form “a single integral and gaplessly continuous piece.” Nortron argued that the invention is just making integral what had been made in four bolted pieces. The court found this argument unpersuasive and held that the claims were patentable because the prior art perceived a need for mechanisms to dampen resonance, whereas the inventor eliminated the need for dampening via the one-piece gapless support structure, showing insight that was contrary to the understandings and expectations of the art.).

Jump to MPEP SourcePrior ArtObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-53f965d96fcc728a937bc620]
Single Integral Piece Not Merely Obvious
Note:
The use of a single integral piece in a machine is not merely an obvious engineering choice if it addresses a specific need or shows insight contrary to the prior art.

In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (A claim to a fluid transporting vehicle was rejected as obvious over a prior art reference which differed from the prior art in claiming a brake drum integral with a clamping means, whereas the brake disc and clamp of the prior art comprise several parts rigidly secured together as a single unit. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.”); but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983) (Claims were directed to a vibratory testing machine (a hard-bearing wheel balancer) comprising a holding structure, a base structure, and a supporting means which form “a single integral and gaplessly continuous piece.” Nortron argued that the invention is just making integral what had been made in four bolted pieces. The court found this argument unpersuasive and held that the claims were patentable because the prior art perceived a need for mechanisms to dampen resonance, whereas the inventor eliminated the need for dampening via the one-piece gapless support structure, showing insight that was contrary to the understandings and expectations of the art.).

Jump to MPEP SourcePrior ArtObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-c66595794c49e1b94710b5f5]
Single Integral Piece Not Obvious Over Prior Art
Note:
The court found that creating a single integral piece from multiple bolted parts showed non-obvious inventive insight, contrary to the prior art's expectations.

In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (A claim to a fluid transporting vehicle was rejected as obvious over a prior art reference which differed from the prior art in claiming a brake drum integral with a clamping means, whereas the brake disc and clamp of the prior art comprise several parts rigidly secured together as a single unit. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.”); but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983) (Claims were directed to a vibratory testing machine (a hard-bearing wheel balancer) comprising a holding structure, a base structure, and a supporting means which form “a single integral and gaplessly continuous piece.” Nortron argued that the invention is just making integral what had been made in four bolted pieces. The court found this argument unpersuasive and held that the claims were patentable because the prior art perceived a need for mechanisms to dampen resonance, whereas the inventor eliminated the need for dampening via the one-piece gapless support structure, showing insight that was contrary to the understandings and expectations of the art.).

Jump to MPEP SourcePrior ArtObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-f0a893fd26f457daac25d915]
Innovative One-Piece Design Overcomes Prior Art Resonance Issues
Note:
The court held that a one-piece gapless support structure demonstrated insight contrary to the prior art's need for resonance dampening mechanisms, making the claims patentable.

In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965) (A claim to a fluid transporting vehicle was rejected as obvious over a prior art reference which differed from the prior art in claiming a brake drum integral with a clamping means, whereas the brake disc and clamp of the prior art comprise several parts rigidly secured together as a single unit. The court affirmed the rejection holding, among other reasons, “that the use of a one piece construction instead of the structure disclosed in [the prior art] would be merely a matter of obvious engineering choice.”); but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983) (Claims were directed to a vibratory testing machine (a hard-bearing wheel balancer) comprising a holding structure, a base structure, and a supporting means which form “a single integral and gaplessly continuous piece.” Nortron argued that the invention is just making integral what had been made in four bolted pieces. The court found this argument unpersuasive and held that the claims were patentable because the prior art perceived a need for mechanisms to dampen resonance, whereas the inventor eliminated the need for dampening via the one-piece gapless support structure, showing insight that was contrary to the understandings and expectations of the art.).

Jump to MPEP SourcePrior ArtObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-f170be464a57975897039efa]
Purified Form of Old Product Not Obvious Over Prior Art
Note:
The purified form of an old product is not considered obvious over prior art if it has the same utility as closely related materials and no structural or functional differences from other products.

Factors to be considered in determining whether a purified form of an old product is obvious over the prior art include whether the claimed chemical compound or composition has the same utility as closely related materials in the prior art, and whether the prior art suggests the particular form or structure of the claimed material or suitable methods of obtaining that form or structure. In re Cofer, 354 F.2d 664, 148 USPQ 268 (CCPA 1966) (Claims to the free-flowing crystalline form of a compound were held nonobvious over references disclosing the viscous liquid form of the same compound because the prior art of record did not suggest the claimed compound in crystalline form or how to obtain such crystals.). However, in the case of product-by-process claims, if a first prior art process is improved to enhance the purity of the product produced by the process, and if the purified product has no structural or functional difference from the products produced by other prior art processes, then the improvement in the first process that improves the purity of the product does not give rise to patentability. See Purdue Pharma v. Epic Pharma, 811 F.3d 1345, 117 USPQ2d 1733 (Fed. Cir. 2016). See also MPEP § 2113.

Jump to MPEP SourcePrior ArtObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-c921022db2eb887b4435e240]
Purified Form of Old Product Not Obvious
Note:
If a purified form of an old product has the same utility and no structural difference, it is not considered non-obvious over prior art.

Factors to be considered in determining whether a purified form of an old product is obvious over the prior art include whether the claimed chemical compound or composition has the same utility as closely related materials in the prior art, and whether the prior art suggests the particular form or structure of the claimed material or suitable methods of obtaining that form or structure. In re Cofer, 354 F.2d 664, 148 USPQ 268 (CCPA 1966) (Claims to the free-flowing crystalline form of a compound were held nonobvious over references disclosing the viscous liquid form of the same compound because the prior art of record did not suggest the claimed compound in crystalline form or how to obtain such crystals.). However, in the case of product-by-process claims, if a first prior art process is improved to enhance the purity of the product produced by the process, and if the purified product has no structural or functional difference from the products produced by other prior art processes, then the improvement in the first process that improves the purity of the product does not give rise to patentability. See Purdue Pharma v. Epic Pharma, 811 F.3d 1345, 117 USPQ2d 1733 (Fed. Cir. 2016). See also MPEP § 2113.

Jump to MPEP SourcePrior ArtObviousness
Topic

Ex Parte Appeals to PTAB

3 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-6d74ace6d078e7d4ad3e9210]
Requirement for Intermediate Transparent Protective Layer
Note:
The rule requires the presence of an intermediate transparent and erasure-proof protecting layer in a printed sheet to prevent erasure of the printing when the top layer is erased.

Note that the omission of an element and retention of its function is an indicium of nonobviousness. In re Edge, 359 F.2d 896, 149 USPQ 556 (CCPA 1966) (Claims at issue were directed to a printed sheet having a thin layer of erasable metal bonded directly to the sheet wherein said thin layer obscured the original print until removal by erasure. The prior art disclosed a similar printed sheet which further comprised an intermediate transparent and erasure-proof protecting layer which prevented erasure of the printing when the top layer was erased. The claims were found nonobvious over the prior art because although the transparent layer of the prior art was eliminated, the function of the transparent layer was retained since appellant’s metal layer could be erased without erasing the printed indicia.).

Jump to MPEP SourceEx Parte Appeals to PTABObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-97932630291abf4e63dfaa1a]
Metal Layer Preserves Indicia Visibility
Note:
The claims are nonobvious as the metal layer in appellant’s invention retains the function of a transparent layer, allowing printed indicia to remain visible even when erased.

Note that the omission of an element and retention of its function is an indicium of nonobviousness. In re Edge, 359 F.2d 896, 149 USPQ 556 (CCPA 1966) (Claims at issue were directed to a printed sheet having a thin layer of erasable metal bonded directly to the sheet wherein said thin layer obscured the original print until removal by erasure. The prior art disclosed a similar printed sheet which further comprised an intermediate transparent and erasure-proof protecting layer which prevented erasure of the printing when the top layer was erased. The claims were found nonobvious over the prior art because although the transparent layer of the prior art was eliminated, the function of the transparent layer was retained since appellant’s metal layer could be erased without erasing the printed indicia.).

Jump to MPEP SourceEx Parte Appeals to PTABObviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-82cbe39e53ad8e32003753f6]
Replacing Manual Activity with Automatic Means Not Sufficient
Note:
The court held that simply replacing a manual activity with an automatic means does not distinguish the claimed invention over prior art.

In re Venner, 262 F.2d 91, 95, 120 USPQ 193, 194 (CCPA 1958) (Appellant argued that claims to a permanent mold casting apparatus for molding trunk pistons were allowable over the prior art because the claimed invention combined “old permanent-mold structures together with a timer and solenoid which automatically actuates the known pressure valve system to release the inner core after a predetermined time has elapsed.” The court held that broadly providing an automatic or mechanical means to replace a manual activity which accomplished the same result is not sufficient to distinguish over the prior art.).

Jump to MPEP SourceEx Parte Appeals to PTABJudicial Review of Board Decisions
Topic

Access to Patent Application Files (MPEP 101-106)

2 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-c7099e3090ab65dd56ca44d0]
Removable Cap Is Required for Access
Note:
If a lipstick holder’s cap is press fitted, it must be made removable to meet the claimed structure.

In re Dulberg, 289 F.2d 522, 523, 129 USPQ 348, 349 (CCPA 1961) (The claimed structure, a lipstick holder with a removable cap, was fully met by the prior art except that in the prior art the cap is “press fitted” and therefore not manually removable. The court held that “if it were considered desirable for any reason to obtain access to the end of [the prior art’s] holder to which the cap is applied, it would be obvious to make the cap removable for that purpose.”).

Jump to MPEP SourceAccess to Patent Application Files (MPEP 101-106)Obviousness
MPEP GuidanceInformativeAlways
[mpep-2144-04-e5db0cc7133cdd24f543a8fc]
Removable Cap for Prior Art Holder
Note:
If it is desirable to access the end of a prior art holder with a press-fitted cap, making the cap removable would be obvious.

In re Dulberg, 289 F.2d 522, 523, 129 USPQ 348, 349 (CCPA 1961) (The claimed structure, a lipstick holder with a removable cap, was fully met by the prior art except that in the prior art the cap is “press fitted” and therefore not manually removable. The court held that “if it were considered desirable for any reason to obtain access to the end of [the prior art’s] holder to which the cap is applied, it would be obvious to make the cap removable for that purpose.”).

Jump to MPEP SourceAccess to Patent Application Files (MPEP 101-106)Obviousness
Topic

Judicial Review of Board Decisions

1 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-4eb976521da07b6c09ab36e7]
Requirement for Non-Obvious Automation
Note:
The court held that simply automating a manual process does not make an invention non-obvious over prior art.

In re Venner, 262 F.2d 91, 95, 120 USPQ 193, 194 (CCPA 1958) (Appellant argued that claims to a permanent mold casting apparatus for molding trunk pistons were allowable over the prior art because the claimed invention combined “old permanent-mold structures together with a timer and solenoid which automatically actuates the known pressure valve system to release the inner core after a predetermined time has elapsed.” The court held that broadly providing an automatic or mechanical means to replace a manual activity which accomplished the same result is not sufficient to distinguish over the prior art.).

Jump to MPEP SourceJudicial Review of Board DecisionsEx Parte Appeals to PTAB
Topic

KSR Obviousness Rationales

1 rules
MPEP GuidanceInformativeAlways
[mpep-2144-04-3239cd810ca82e817662b5a4]
Design Choice Not Patentable
Note:
Claims that differ from prior art only in design choice are not patentable.

In re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950) (Claims to a hydraulic power press which read on the prior art except with regard to the position of the starting switch were held unpatentable because shifting the position of the starting switch would not have modified the operation of the device.); In re Kuhle, 526 F.2d 553, 188 USPQ 7 (CCPA 1975) (the particular placement of a contact in a conductivity measuring device was held to be an obvious matter of design choice).

Jump to MPEP SourceKSR Obviousness RationalesObviousness

Citations

Primary topicCitation
Prior ArtMPEP § 2113
ObviousnessMPEP § 2144
35 U.S.C. 103 – ObviousnessIn re Bergstrom, 427 F.2d 1394, 166 USPQ 256 (CCPA 1970)
ObviousnessIn re Burhans, 154 F.2d 690, 69 USPQ 330 (CCPA 1946)
Prior ArtIn re Cofer, 354 F.2d 664, 148 USPQ 268 (CCPA 1966)
35 U.S.C. 103 – ObviousnessIn re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966)
35 U.S.C. 103 – ObviousnessIn re Dilnot, 319 F.2d 188, 138 USPQ 248 (CCPA 1963)
Access to Patent Application Files (MPEP 101-106)In re Dulberg, 289 F.2d 522, 523, 129 USPQ 348, 349 (CCPA 1961)
35 U.S.C. 103 – Obviousness
Ex Parte Appeals to PTAB
In re Edge, 359 F.2d 896, 149 USPQ 556 (CCPA 1966)
35 U.S.C. 103 – ObviousnessIn re Gazda, 219 F.2d 449, 104 USPQ 400 (CCPA 1955)
ObviousnessIn re Gibson, 39 F.2d 975, 5 USPQ 230 (CCPA 1930)
In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960)
KSR Obviousness RationalesIn re Japikse, 181 F.2d 1019, 86 USPQ 70 (CCPA 1950)
KSR Obviousness Rationales
PTAB Jurisdiction
In re Kuhle, 526 F.2d 553, 188 USPQ 7 (CCPA 1975)
35 U.S.C. 103 – Obviousness
PTAB Jurisdiction
Prior Art
In re Larson, 340 F.2d 965, 968, 144 USPQ 347, 349 (CCPA 1965)
In re Lindberg, 194 F.2d 732, 93 USPQ 23 (CCPA 1952)
In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976)
In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955)
PTAB JurisdictionIn re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947)
35 U.S.C. 103 – ObviousnessIn re Stevens, 212 F.2d 197, 101 USPQ 284 (CCPA 1954)
Ex Parte Appeals to PTAB
Judicial Review of Board Decisions
In re Venner, 262 F.2d 91, 95, 120 USPQ 193, 194 (CCPA 1958)
Prior ArtSee Purdue Pharma v. Epic Pharma, 811 F.3d 1345, 117 USPQ2d 1733 (Fed. Cir. 2016)
35 U.S.C. 103 – Obviousness
Prior Art
but see Schenck v. Nortron Corp., 713 F.2d 782, 218 USPQ 698 (Fed. Cir. 1983)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17