MPEP § 2138 — Pre-AIA 35 U.S.C. 102(g) (Annotated Rules)

§2138 Pre-AIA 35 U.S.C. 102(g)

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2138, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Pre-AIA 35 U.S.C. 102(g)

This section addresses Pre-AIA 35 U.S.C. 102(g). Primary authority: 35 U.S.C. 100, 35 U.S.C. 102, and 35 U.S.C. 102(g). Contains: 1 requirement and 7 other statements.

Key Rules

Topic

Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)

2 rules
StatutoryRequiredAlways
[mpep-2138-08cb7cf263b399ea4ed7be3b]
Requirement for Patent Eligibility
Note:
A person must meet certain conditions to be entitled to a patent, unless the invention does not satisfy these requirements.

A person shall be entitled to a patent unless –

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
StatutoryInformativeAlways
[mpep-2138-ed50d103ba082bc1bb52f9f3]
Pre-AIA Prior Art Bars Patent Issuance
Note:
This rule bars the issuance of a patent if another made the invention in the U.S. before the inventor and did not abandon, suppress, or conceal it.

Pre-AIA 35 U.S.C. 102(g) bars the issuance of a patent where another made the invention in the United States before the inventor and had not abandoned, suppressed, or concealed it. This section of pre-AIA 35 U.S.C. 102 forms a basis for interference practice. See MPEP Chapter 2300 for more information on interference procedure. See below and MPEP §§ 2138.01 – 2138.06 for more information on the requirements of pre-AIA 35 U.S.C. 102(g).

Jump to MPEP SourcePrior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)AIA vs Pre-AIA 102 (MPEP 2151)
Topic

Pre-AIA 102(g) – Prior Invention (MPEP 2138)

2 rules
StatutoryInformativeAlways
[mpep-2138-4fe79e776ba7408bd1342878]
Pre-AIA 102(g) Prior Invention Condition
Note:
Patent issuance is barred if another made the invention in the U.S. before the inventor and did not abandon, suppress, or conceal it.

Pre-AIA 35 U.S.C. 102(g) bars the issuance of a patent where another made the invention in the United States before the inventor and had not abandoned, suppressed, or concealed it. This section of pre-AIA 35 U.S.C. 102 forms a basis for interference practice. See MPEP Chapter 2300 for more information on interference procedure. See below and MPEP §§ 2138.01 – 2138.06 for more information on the requirements of pre-AIA 35 U.S.C. 102(g).

Jump to MPEP SourcePre-AIA 102(g) – Prior Invention (MPEP 2138)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
StatutoryInformativeAlways
[mpep-2138-fc3b9956383a7f9dfbd56930]
Pre-AIA 102(g) Prior Invention Requirement
Note:
This requirement bars the issuance of a patent if another made the invention in the U.S. before the inventor and did not abandon, suppress, or conceal it.

Pre-AIA 35 U.S.C. 102(g) bars the issuance of a patent where another made the invention in the United States before the inventor and had not abandoned, suppressed, or concealed it. This section of pre-AIA 35 U.S.C. 102 forms a basis for interference practice. See MPEP Chapter 2300 for more information on interference procedure. See below and MPEP §§ 2138.01 – 2138.06 for more information on the requirements of pre-AIA 35 U.S.C. 102(g).

Jump to MPEP SourcePre-AIA 102(g) – Prior Invention (MPEP 2138)Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Topic

Diligence Requirement

2 rules
StatutoryInformativeAlways
[mpep-2138-2ac18ccc0cbb43fbd8a24d6c]
Diligence Requirement Arises in Non-Interference Contexts
Note:
The diligence requirement, typically associated with interference matters, also applies to other contexts involving Pre-AIA 35 U.S.C. 102(g).

Pre-AIA 35 U.S.C. 102(g) issues such as conception, reduction to practice and diligence, while more commonly applied to interference matters, also arise in other contexts.

Jump to MPEP SourceDiligence RequirementConception and Reduction to Practice
StatutoryInformativeAlways
[mpep-2138-cb20394fbd58eb6af65f436d]
Constructive Reduction to Practice Requirement for Foreign Priority
Note:
The rule requires that a constructive reduction to practice be demonstrated for foreign priority under pre-AIA 35 U.S.C. 119, which must meet the requirements of 35 U.S.C. 101 and 35 U.S.C. 112.

For additional examples of pre-AIA 35 U.S.C. 102(g) issues such as conception, reduction to practice and diligence outside the context of interference matters, see In re Costello, 717 F.2d 1346, 219 USPQ 389 (Fed. Cir. 1983) (discussing the concepts of conception and constructive reduction to practice in the context of a declaration under 37 CFR 1.131), and Kawai v. Metlesics, 480 F.2d 880, 178 USPQ 158 (CCPA 1973) (holding constructive reduction to practice for foreign priority under 35 U.S.C. 119 requires meeting the requirements of 35 U.S.C. 101 and 35 U.S.C. 112).

Jump to MPEP Source · 37 CFR 1.131)Diligence RequirementConstructive Reduction (Filing)Conception and Reduction to Practice
Topic

35 U.S.C. 102 – Novelty / Prior Art

2 rules
StatutoryInformativeAlways
[mpep-2138-76b6d5e4c43abb36255f5162]
Requirement for Actual Reduction to Practice Under Pre-AIA 35 U.S.C. 102(g)
Note:
The rule requires that the subject matter must be actually reduced to practice before it can serve as prior art under pre-AIA 35 U.S.C. 102(g), and there should be no abandonment, suppression, or concealment.

Pre-AIA 35 U.S.C. 102(g) may form the basis for an ex parte rejection if: (1) the subject matter at issue has been actually reduced to practice by another before the inventor’s invention; and (2) there has been no abandonment, suppression or concealment. See, e.g., Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991); New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990); E.I. DuPont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1434, 7 USPQ2d 1129, 1132 (Fed. Cir. 1988); Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1444-46, 223 USPQ 603, 606-08 (Fed. Cir. 1984). To qualify as prior art under pre-AIA 35 U.S.C. 102(g), however, there must be evidence that the subject matter was actually reduced to practice, in that conception alone is not sufficient. See Kimberly-Clark, 745 F.2d at 1445, 223 USPQ at 607. While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). Cf. In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).

Jump to MPEP SourceNovelty / Prior ArtActual Reduction to PracticeConstructive Reduction (Filing)
StatutoryInformativeAlways
[mpep-2138-be81cab02c04c41176eee863]
Requirement for Actual Reduction to Practice Under Pre-AIA 35 U.S.C. 102(g)
Note:
The rule requires that the subject matter must be actually reduced to practice before it can serve as prior art under pre-AIA 35 U.S.C. 102(g), and conception alone is insufficient.

Pre-AIA 35 U.S.C. 102(g) may form the basis for an ex parte rejection if: (1) the subject matter at issue has been actually reduced to practice by another before the inventor’s invention; and (2) there has been no abandonment, suppression or concealment. See, e.g., Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991); New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990); E.I. DuPont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1434, 7 USPQ2d 1129, 1132 (Fed. Cir. 1988); Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1444-46, 223 USPQ 603, 606-08 (Fed. Cir. 1984). To qualify as prior art under pre-AIA 35 U.S.C. 102(g), however, there must be evidence that the subject matter was actually reduced to practice, in that conception alone is not sufficient. See Kimberly-Clark, 745 F.2d at 1445, 223 USPQ at 607. While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). Cf. In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).

Jump to MPEP SourceNovelty / Prior ArtActual Reduction to PracticeConstructive Reduction (Filing)
Topic

Key Changes Under AIA

1 rules
StatutoryInformativeAlways
[mpep-2138-b0e2ca8b5d33c5bfa50c9ae7]
Patents With Pre-AIA and Post-AIA Claims Subject to AIA Requirements
Note:
Patents containing claims with both pre-AIA and post-AIA effective filing dates must comply with the patentability requirements of the America Invents Act (AIA).

[Editor Note: This MPEP section has limited applicability to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). Patents and applications that contain (or contained at any time) at least one claim with a pre-AIA effective filing date (before March 16, 2013) and at least one claim with a post-AIA effective filing date (on or after March 16, 2013) are subject to the patentability requirements in AIA 35 U.S.C. 102 – 103 and subject to pre-AIA 35 U.S.C. 102(g).See MPEP § 2159 et seq.]

Jump to MPEP SourceKey Changes Under AIAAIA vs Pre-AIA PracticeAIA Effective Dates
Topic

AIA Effective Dates

1 rules
StatutoryInformativeAlways
[mpep-2138-f76a822add089271a4224f4e]
Patent With Pre-AIA and Post-AIA Claims
Note:
A patent containing claims with both pre-AIA and post-AIA effective filing dates must comply with AIA and pre-AIA patentability requirements.

[Editor Note: This MPEP section has limited applicability to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). Patents and applications that contain (or contained at any time) at least one claim with a pre-AIA effective filing date (before March 16, 2013) and at least one claim with a post-AIA effective filing date (on or after March 16, 2013) are subject to the patentability requirements in AIA 35 U.S.C. 102 – 103 and subject to pre-AIA 35 U.S.C. 102(g).See MPEP § 2159 et seq.]

Jump to MPEP SourceAIA Effective DatesDetermining Whether Application Is AIA or Pre-AIAAIA Overview and Effective Dates
Topic

Pre-AIA 102(c) – Abandonment (MPEP 2134)

1 rules
StatutoryPermittedAlways
[mpep-2138-7e63936cd2533ba00ef7ae24]
Requirement for Actual Reduction to Practice Before Inventor’s Invention
Note:
The rule requires that the subject matter must have been actually reduced to practice by another before the inventor's invention and there should be no abandonment, suppression or concealment.

Pre-AIA 35 U.S.C. 102(g) may form the basis for an ex parte rejection if: (1) the subject matter at issue has been actually reduced to practice by another before the inventor’s invention; and (2) there has been no abandonment, suppression or concealment. See, e.g., Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991); New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990); E.I. DuPont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1434, 7 USPQ2d 1129, 1132 (Fed. Cir. 1988); Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1444-46, 223 USPQ 603, 606-08 (Fed. Cir. 1984). To qualify as prior art under pre-AIA 35 U.S.C. 102(g), however, there must be evidence that the subject matter was actually reduced to practice, in that conception alone is not sufficient. See Kimberly-Clark, 745 F.2d at 1445, 223 USPQ at 607. While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). Cf. In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).

Jump to MPEP SourcePre-AIA 102(c) – Abandonment (MPEP 2134)Reduction to Practice
Topic

Conception and Reduction to Practice

1 rules
StatutoryRequiredAlways
[mpep-2138-2eb3347488105b4f21e1c62d]
Actual Reduction to Practice Required for Pre-AIA 102(g)
Note:
To qualify as prior art under pre-AIA 35 U.S.C. 102(g), evidence must show the subject matter was actually reduced to practice, not just conceived.

Pre-AIA 35 U.S.C. 102(g) may form the basis for an ex parte rejection if: (1) the subject matter at issue has been actually reduced to practice by another before the inventor’s invention; and (2) there has been no abandonment, suppression or concealment. See, e.g., Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991); New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990); E.I. DuPont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1434, 7 USPQ2d 1129, 1132 (Fed. Cir. 1988); Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1444-46, 223 USPQ 603, 606-08 (Fed. Cir. 1984). To qualify as prior art under pre-AIA 35 U.S.C. 102(g), however, there must be evidence that the subject matter was actually reduced to practice, in that conception alone is not sufficient. See Kimberly-Clark, 745 F.2d at 1445, 223 USPQ at 607. While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). Cf. In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).

Jump to MPEP SourceConception and Reduction to PracticePre-AIA 102(g) – Prior Invention (MPEP 2138)Reduction to Practice
Topic

Actual Reduction to Practice

1 rules
StatutoryInformativeAlways
[mpep-2138-c16d71eb55180ae53679e169]
Disclosure Not Sufficient for Actual Reduction to Practice
Note:
A United States patent application publication does not meet the requirement for actual reduction to practice needed for an ex parte rejection under pre-AIA 35 U.S.C. 102(g).

Pre-AIA 35 U.S.C. 102(g) may form the basis for an ex parte rejection if: (1) the subject matter at issue has been actually reduced to practice by another before the inventor’s invention; and (2) there has been no abandonment, suppression or concealment. See, e.g., Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991); New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990); E.I. DuPont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1434, 7 USPQ2d 1129, 1132 (Fed. Cir. 1988); Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1444-46, 223 USPQ 603, 606-08 (Fed. Cir. 1984). To qualify as prior art under pre-AIA 35 U.S.C. 102(g), however, there must be evidence that the subject matter was actually reduced to practice, in that conception alone is not sufficient. See Kimberly-Clark, 745 F.2d at 1445, 223 USPQ at 607. While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). Cf. In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).
While the filing of an application for patent is a constructive reduction to practice, the filing of an application does not in itself provide the evidence necessary to show an actual reduction to practice of any of the subject matter disclosed in the application as is necessary to provide the basis for an ex parte rejection under pre-AIA 35 U.S.C. 102(g). Thus, absent evidence showing an actual reduction to practice (which is generally not available during ex parte examination), the disclosure of a United States patent application publication or patent falls under pre-AIA 35 U.S.C. 102(e) and not under pre-AIA 35 U.S.C. 102(g). In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989) (the disclosure in a reference United States patent does not fall under pre-AIA 35 U.S.C. 102(g) but under pre-AIA 35 U.S.C. 102(e)).

Jump to MPEP SourceActual Reduction to PracticeConstructive Reduction (Filing)Conception and Reduction to Practice
Topic

Obviousness Under AIA (MPEP 2158)

1 rules
StatutoryPermittedAlways
[mpep-2138-fdd83e34d2ac00cc9081a103]
Prior Art Under Pre-AIA 102(g) for Ex Parte Rejection under Pre-AIA 103
Note:
Subject matter qualifying as prior art only under pre-AIA 102(g) can serve as the basis for an ex parte rejection under pre-AIA 103.

In addition, subject matter qualifying as prior art only under pre-AIA 35 U.S.C. 102(g) may also be the basis for an ex parte rejection under pre-AIA 35 U.S.C. 103. See In re Bass, 474 F.2d 1276, 1283, 177 USPQ 178, 183 (CCPA 1973) (in an unsuccessful attempt to utilize a 37 CFR 1.131 affidavit relating to a combination application, the inventors admitted that the subcombination screen of a copending application which issued as a patent was earlier conceived than the combination). Pre-AIA 35 U.S.C. 103(c), however, states that subsection (g) of pre-AIA 35 U.S.C. 102 will not preclude patentability where subject matter developed by another person, that would otherwise qualify under pre-AIA 35 U.S.C. 102(g), and the claimed invention of an application under examination were owned by the same person, subject to an obligation of assignment to the same person, or involved in a joint research agreement, which meets the requirements of pre-AIA 35 U.S.C. 103(c)(2) and (c)(3), at the time the invention was made. See MPEP § 2146.

Jump to MPEP Source · 37 CFR 1.131Obviousness Under AIA (MPEP 2158)Obviousness Under Pre-AIA (MPEP 2141-2146)Prior Art Under Pre-AIA 35 U.S.C. 102 (MPEP 2131-2138)
Topic

Antedating Reference – Pre-AIA (MPEP 2136.05)

1 rules
StatutoryInformativeAlways
[mpep-2138-b92ed7ee9b46a6c44094f420]
Subcombination Screen Earlier Conceived Than Combination
Note:
A subcombination screen that was earlier conceived than the combination cannot be used to establish prior art under pre-AIA 35 U.S.C. 102(g).

In addition, subject matter qualifying as prior art only under pre-AIA 35 U.S.C. 102(g) may also be the basis for an ex parte rejection under pre-AIA 35 U.S.C. 103. See In re Bass, 474 F.2d 1276, 1283, 177 USPQ 178, 183 (CCPA 1973) (in an unsuccessful attempt to utilize a 37 CFR 1.131 affidavit relating to a combination application, the inventors admitted that the subcombination screen of a copending application which issued as a patent was earlier conceived than the combination). Pre-AIA 35 U.S.C. 103(c), however, states that subsection (g) of pre-AIA 35 U.S.C. 102 will not preclude patentability where subject matter developed by another person, that would otherwise qualify under pre-AIA 35 U.S.C. 102(g), and the claimed invention of an application under examination were owned by the same person, subject to an obligation of assignment to the same person, or involved in a joint research agreement, which meets the requirements of pre-AIA 35 U.S.C. 103(c)(2) and (c)(3), at the time the invention was made. See MPEP § 2146.

Jump to MPEP Source · 37 CFR 1.131Antedating Reference – Pre-AIA (MPEP 2136.05)Determining Whether Application Is AIA or Pre-AIADetermining AIA vs Pre-AIA Applicability (MPEP 2159)
Topic

Determining Whether Application Is AIA or Pre-AIA

1 rules
StatutoryInformativeAlways
[mpep-2138-286e3ad6f6804c847f7a13b8]
Same Person Ownership Does Not Preclude Patentability
Note:
Subject matter developed by another person and claimed invention can be owned by the same entity, subject to assignment or joint research agreement, without precluding patentability.

In addition, subject matter qualifying as prior art only under pre-AIA 35 U.S.C. 102(g) may also be the basis for an ex parte rejection under pre-AIA 35 U.S.C. 103. See In re Bass, 474 F.2d 1276, 1283, 177 USPQ 178, 183 (CCPA 1973) (in an unsuccessful attempt to utilize a 37 CFR 1.131 affidavit relating to a combination application, the inventors admitted that the subcombination screen of a copending application which issued as a patent was earlier conceived than the combination). Pre-AIA 35 U.S.C. 103(c), however, states that subsection (g) of pre-AIA 35 U.S.C. 102 will not preclude patentability where subject matter developed by another person, that would otherwise qualify under pre-AIA 35 U.S.C. 102(g), and the claimed invention of an application under examination were owned by the same person, subject to an obligation of assignment to the same person, or involved in a joint research agreement, which meets the requirements of pre-AIA 35 U.S.C. 103(c)(2) and (c)(3), at the time the invention was made. See MPEP § 2146.

Jump to MPEP Source · 37 CFR 1.131Determining Whether Application Is AIA or Pre-AIADetermining AIA vs Pre-AIA Applicability (MPEP 2159)Joint Research Agreements (MPEP 2156)

Citations

Primary topicCitation
AIA Effective Dates
Key Changes Under AIA
35 U.S.C. § 100
Diligence Requirement35 U.S.C. § 101
AIA Effective Dates
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Key Changes Under AIA
Obviousness Under AIA (MPEP 2158)
Pre-AIA 102(g) – Prior Invention (MPEP 2138)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
35 U.S.C. § 102
35 U.S.C. 102 – Novelty / Prior Art
Actual Reduction to Practice
Conception and Reduction to Practice
Pre-AIA 102(c) – Abandonment (MPEP 2134)
35 U.S.C. § 102(e)
35 U.S.C. 102 – Novelty / Prior Art
AIA Effective Dates
Actual Reduction to Practice
Antedating Reference – Pre-AIA (MPEP 2136.05)
Conception and Reduction to Practice
Determining Whether Application Is AIA or Pre-AIA
Diligence Requirement
Key Changes Under AIA
Obviousness Under AIA (MPEP 2158)
Pre-AIA 102(c) – Abandonment (MPEP 2134)
Pre-AIA 102(g) – Prior Invention (MPEP 2138)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
35 U.S.C. § 102(g)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Obviousness Under AIA (MPEP 2158)
35 U.S.C. § 103
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Obviousness Under AIA (MPEP 2158)
35 U.S.C. § 103(c)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Obviousness Under AIA (MPEP 2158)
35 U.S.C. § 103(c)(2)
Diligence Requirement35 U.S.C. § 112
Diligence Requirement35 U.S.C. § 119
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Diligence Requirement
Obviousness Under AIA (MPEP 2158)
37 CFR § 1.131
Pre-AIA 102(g) – Prior Invention (MPEP 2138)
Prior Art Under AIA 35 U.S.C. 102 (MPEP 2150-2159)
MPEP § 2138.01
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Obviousness Under AIA (MPEP 2158)
MPEP § 2146
AIA Effective Dates
Key Changes Under AIA
MPEP § 2159
35 U.S.C. 102 – Novelty / Prior Art
Actual Reduction to Practice
Conception and Reduction to Practice
Pre-AIA 102(c) – Abandonment (MPEP 2134)
Amgen, Inc. v. Chugai Pharmaceutical Co., 927 F.2d 1200, 1205, 18 USPQ2d 1016, 1020 (Fed. Cir. 1991)
Antedating Reference – Pre-AIA (MPEP 2136.05)
Determining Whether Application Is AIA or Pre-AIA
Obviousness Under AIA (MPEP 2158)
In re Bass, 474 F.2d 1276, 1283, 177 USPQ 178, 183 (CCPA 1973)
Diligence RequirementIn re Costello, 717 F.2d 1346, 219 USPQ 389 (Fed. Cir. 1983)
35 U.S.C. 102 – Novelty / Prior Art
Actual Reduction to Practice
Conception and Reduction to Practice
Pre-AIA 102(c) – Abandonment (MPEP 2134)
In re Zletz, 893 F.2d 319, 323, 13 USPQ2d 1320, 1323 (Fed. Cir. 1989)
35 U.S.C. 102 – Novelty / Prior Art
Actual Reduction to Practice
Conception and Reduction to Practice
Pre-AIA 102(c) – Abandonment (MPEP 2134)
New Idea Farm Equipment Corp. v. Sperry Corp., 916 F.2d 1561, 1566, 16 USPQ2d 1424, 1428 (Fed. Cir. 1990)
Diligence Requirementand Kawai v. Metlesics, 480 F.2d 880, 178 USPQ 158 (CCPA 1973)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17