MPEP § 2109.01 — Joint Inventorship (Annotated Rules)

§2109.01 Joint Inventorship

USPTO MPEP version: BlueIron's Update: 2026-01-17

This page consolidates and annotates all enforceable requirements under MPEP § 2109.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Joint Inventorship

This section addresses Joint Inventorship. Primary authority: 35 U.S.C. 116. Contains: 6 requirements, 2 prohibitions, 6 permissions, and 2 other statements.

Key Rules

Topic

AIA vs Pre-AIA Practice

17 rules
StatutoryPermittedAlways
[mpep-2109-01-d83592acf367e704538c5e38]
Inventors Can Apply Jointly Regardless of Contribution Details
Note:
Inventors can apply for a patent jointly even if they did not work together physically, at the same time, or contribute equally.

When an invention is made by two or more persons jointly, they shall apply for patent jointly and each make the required oath, except as otherwise provided in this title. Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.

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StatutoryProhibitedAlways
[mpep-2109-01-b92f29d65029a7c99549446e]
Application by Single Inventor When Co-Inventor Refuses
Note:
An application for patent can be made by one inventor on behalf of themselves and a co-inventor who refuses to join or cannot be located after diligent effort. The Director may grant the patent subject to the omitted inventor's rights if they subsequently join.

If a joint inventor refuses to join in an application for patent or cannot be found or reached after diligent effort, the application may be made by the other inventor on behalf of himself and the omitted inventor. The Director, on proof of the pertinent facts and after such notice to the omitted inventor as he prescribes, may grant a patent to the inventor making the application, subject to the same rights which the omitted inventor would have had if he had been joined. The omitted inventor may subsequently join in the application.

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StatutoryPermittedAlways
[mpep-2109-01-602c5d44e9ee0762cd30c918]
Patent Application by Single Inventor on Behalf of Joint Inventor
Note:
A single inventor can apply for a patent on behalf of an omitted joint inventor, subject to the same rights as if both had applied together.

If a joint inventor refuses to join in an application for patent or cannot be found or reached after diligent effort, the application may be made by the other inventor on behalf of himself and the omitted inventor. The Director, on proof of the pertinent facts and after such notice to the omitted inventor as he prescribes, may grant a patent to the inventor making the application, subject to the same rights which the omitted inventor would have had if he had been joined. The omitted inventor may subsequently join in the application.

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StatutoryPermittedAlways
[mpep-2109-01-907b62d622e182d60939f982]
Omitted Inventor Can Join Application Later
Note:
An inventor who was omitted from an application can join later if proof of pertinent facts is provided and the Director grants permission.

If a joint inventor refuses to join in an application for patent or cannot be found or reached after diligent effort, the application may be made by the other inventor on behalf of himself and the omitted inventor. The Director, on proof of the pertinent facts and after such notice to the omitted inventor as he prescribes, may grant a patent to the inventor making the application, subject to the same rights which the omitted inventor would have had if he had been joined. The omitted inventor may subsequently join in the application.

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StatutoryPermittedAlways
[mpep-2109-01-7188856ece071229b968d94d]
Inventors Can Apply Jointly Regardless of Contribution Differences
Note:
Inventors can apply for a patent jointly even if they did not work together, made different contributions, or did not contribute to every claim.

“Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.” 35 U.S.C. 116.

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StatutoryInformativeAlways
[mpep-2109-01-7222aa1ac4d548453161e7b8]
Inventors Can Apply Jointly Regardless of Contribution Differences
Note:
Inventors can apply for a patent jointly even if they did not work together, made different contributions, or did not contribute to every claim.

“Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.” 35 U.S.C. 116.

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StatutoryInformativeAlways
[mpep-2109-01-08f28e280b0306028f82dd30]
Collaboration Not Required for Joint Inventors
Note:
Inventors do not need to physically work together; collaboration through shared information is sufficient.

It is not necessary that joint inventors physically work together on a project, and it is permissible for one inventor to “take a step at one time, the other an approach at different times.” (Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)). However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.” What is required is some “quantum of collaboration or connection.” In other words, “[f]or persons to be joint inventors under Section 116, there must be some element of joint behavior, such as collaboration or working under common direction, one inventor seeing a relevant report and building upon it or hearing another’s suggestion at a meeting.” Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17, 23 USPQ2d 1921, 1925-26 (Fed. Cir. 1992); Moler v. Purdy, 131 USPQ 276, 279 (Bd. Pat. Inter. 1960) (“it is not necessary that the inventive concept come to both [joint inventors] at the same time”).

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StatutoryPermittedAlways
[mpep-2109-01-b41b0b1f0c6b0e78e6afb32d]
Inventors Must Collaborate Slightly
Note:
For inventors to be considered joint, they must have some level of collaboration or connection, even if not working together physically.

It is not necessary that joint inventors physically work together on a project, and it is permissible for one inventor to “take a step at one time, the other an approach at different times.” (Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)). However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.” What is required is some “quantum of collaboration or connection.” In other words, “[f]or persons to be joint inventors under Section 116, there must be some element of joint behavior, such as collaboration or working under common direction, one inventor seeing a relevant report and building upon it or hearing another’s suggestion at a meeting.” Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17, 23 USPQ2d 1921, 1925-26 (Fed. Cir. 1992); Moler v. Purdy, 131 USPQ 276, 279 (Bd. Pat. Inter. 1960) (“it is not necessary that the inventive concept come to both [joint inventors] at the same time”).
(Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)) However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.”

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StatutoryRequiredAlways
[mpep-2109-01-0c71fc7a540b6ab889b0e5da]
Collaboration Requirement for Joint Inventorship
Note:
Joint inventors must have some level of collaboration or connection, even if they do not work together physically.

It is not necessary that joint inventors physically work together on a project, and it is permissible for one inventor to “take a step at one time, the other an approach at different times.” (Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)). However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.” What is required is some “quantum of collaboration or connection.” In other words, “[f]or persons to be joint inventors under Section 116, there must be some element of joint behavior, such as collaboration or working under common direction, one inventor seeing a relevant report and building upon it or hearing another’s suggestion at a meeting.” Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17, 23 USPQ2d 1921, 1925-26 (Fed. Cir. 1992); Moler v. Purdy, 131 USPQ 276, 279 (Bd. Pat. Inter. 1960) (“it is not necessary that the inventive concept come to both [joint inventors] at the same time”).

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StatutoryRequiredAlways
[mpep-2109-01-b69b7019b9a0e7d15689ceed]
Collaboration Required for Joint Inventorship
Note:
For persons to be joint inventors, there must be some element of collaboration or working under common direction.

It is not necessary that joint inventors physically work together on a project, and it is permissible for one inventor to “take a step at one time, the other an approach at different times.” (Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)). However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.” What is required is some “quantum of collaboration or connection.” In other words, “[f]or persons to be joint inventors under Section 116, there must be some element of joint behavior, such as collaboration or working under common direction, one inventor seeing a relevant report and building upon it or hearing another’s suggestion at a meeting.” Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17, 23 USPQ2d 1921, 1925-26 (Fed. Cir. 1992); Moler v. Purdy, 131 USPQ 276, 279 (Bd. Pat. Inter. 1960) (“it is not necessary that the inventive concept come to both [joint inventors] at the same time”).

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StatutoryInformativeAlways
[mpep-2109-01-0694fbbfbbc7de65bf5fd6b6]
Collaboration Not Required for Joint Inventors
Note:
For individuals to be considered joint inventors, they must have some level of collaboration or shared direction, even if their inventive contributions are not simultaneous.

It is not necessary that joint inventors physically work together on a project, and it is permissible for one inventor to “take a step at one time, the other an approach at different times.” (Monsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)). However, “the statute neither states nor implies that two inventors can be ‘joint inventors’ if they have had no contact whatsoever and are completely unaware of each other's work.” What is required is some “quantum of collaboration or connection.” In other words, “[f]or persons to be joint inventors under Section 116, there must be some element of joint behavior, such as collaboration or working under common direction, one inventor seeing a relevant report and building upon it or hearing another’s suggestion at a meeting.” Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17, 23 USPQ2d 1921, 1925-26 (Fed. Cir. 1992); Moler v. Purdy, 131 USPQ 276, 279 (Bd. Pat. Inter. 1960) (“it is not necessary that the inventive concept come to both [joint inventors] at the same time”).

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StatutoryRequiredAlways
[mpep-2109-01-bfa9d9787d3dd29bcebc99a2]
Different Types and Amounts of Contributions Allowed for Joint Inventors
Note:
Joint inventors do not need to contribute equally to the invention's conception; each can make a partial but original contribution.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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StatutoryProhibitedAlways
[mpep-2109-01-77e09ade210f72719edac480]
Partial Contributions Can Form Joint Invention
Note:
If each inventor makes some original contribution, even if partial, to the final solution of the problem, they can be considered joint inventors regardless of role or contribution size.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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StatutoryInformativeAlways
[mpep-2109-01-1a6df48070c81b1f4e850e75]
Each Joint Inventor Must Contribute to Invention Conception
Note:
Each joint inventor must contribute something original to the invention's conception, regardless of the type or amount of contribution.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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StatutoryInformativeAlways
[mpep-2109-01-8267f9ff256346820080a361]
Publication Before Conception Does Not Invalidate Joint Inventorship
Note:
A joint inventor’s contribution published before the total invention's conception does not necessarily disqualify them from being a joint inventor.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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StatutoryInformativeAlways
[mpep-2109-01-375a7785dfbb0e3dfcd25940]
Disclosure Before Conception Does Not Invalidate Joint Inventorship
Note:
A joint inventor can disclose ideas before conception, as long as they have contributed to the invention's solution over time, even if their contribution is partial.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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StatutoryPermittedAlways
[mpep-2109-01-3dcbd5ba7d804c951dfb4af4]
Partial Contributions to Conception Do Not Invalidate Joint Inventorship
Note:
Collaborators can still be joint inventors even if their contributions were published before the full invention was conceived.

While each joint inventor must generally contribute to the conception of the invention, each joint inventor does not have to "make the same type or amount of contribution" to the invention. "The fact that each of the inventors play a different role and that the contribution of one may not be as great as that of another does not detract from the fact that the invention is joint, if each makes some original contribution, though partial, to the final solution of the problem.” Monsanto Co. v. Kamp, 269 F. Supp. at 824, 154 USPQ at 262. When a joint inventor contributed to the conception of an invention, publication of the joint inventor’s contribution before the date of conception of the total invention does not necessarily defeat joint inventorship of that invention. See Dana-Farber Cancer Inst., Inc. v. Ono Pharm. Co., 964 F.3d 1365, 1371-73, 2020 USPQ2d 10775 (Fed. Cir. 2020) (“a collaborative enterprise is not negated by a joint inventor disclosing ideas less than the total invention to others, especially when, as here, the collaborators had worked together for around one year prior to the disclosure, and the disclosure occurred just a few weeks prior to conception. Inventorship of a complex invention may depend on partial contributions to conception over time, and there is no principled reason to discount genuine contributions made by collaborators because portions of that work were published prior to conception for the benefit of the public.”).

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Topic

Inventor's Oath/Declaration Requirements

3 rules
StatutoryRequiredAlways
[mpep-2109-01-289c9465ae929bc4a11939b3]
Requirement for Joint Patent Application by Multiple Inventors
Note:
Multiple inventors must apply jointly and each make the required oath when applying for a patent, unless otherwise provided in this title.

[Editor Note: Applicable to proceedings commenced on or after Sept. 16, 2012. See 35 U.S.C. 116 (pre‑AIA) for the law otherwise applicable.] (a) JOINT INVENTIONS.—When an invention is made by two or more persons jointly, they shall apply for patent jointly and each make the required oath, except as otherwise provided in this title. Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.

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StatutoryPermittedAlways
[mpep-2109-01-331f83a2c26af0c00df970da]
Inventors Can Apply Jointly Regardless of Contribution
Note:
Inventors may apply for a patent jointly even if they did not work together, contribute equally, or make contributions to every claim.

[Editor Note: Applicable to proceedings commenced on or after Sept. 16, 2012. See 35 U.S.C. 116 (pre‑AIA) for the law otherwise applicable.] (a) JOINT INVENTIONS.—When an invention is made by two or more persons jointly, they shall apply for patent jointly and each make the required oath, except as otherwise provided in this title. Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.

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StatutoryRequiredAlways
[mpep-2109-01-3f1025653a90ea8087e1f727]
Inventors Must Apply Jointly and Oath Required
Note:
When two or more people jointly create an invention, they must apply for a patent together and each sign the required oath, unless otherwise specified in this title.

When an invention is made by two or more persons jointly, they shall apply for patent jointly and each make the required oath, except as otherwise provided in this title. Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.

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Topic

Claims

3 rules
StatutoryInformativeAlways
[mpep-2109-01-db5e1450dfc937eb95142184]
Contribution to One Claim Is Enough for Joint Inventorship
Note:
A joint inventor need not contribute to every claim of a patent; contributing to one claim is sufficient.

A joint inventor or coinventor need not make a contribution to every claim of a patent; a contribution to one claim is enough. “The contributor of any disclosed means of a means-plus-function claim element is a joint inventor as to that claim, unless one asserting sole inventorship can show that the contribution of that means was simply a reduction to practice of the sole inventor’s broader concept.” Ethicon Inc. v. United States Surgical Corp., 135 F.3d 1456, 1460-63, 45 USPQ2d 1545, 1548-1551 (Fed. Cir. 1998) (The electronics technician who contributed to one of the two alternative structures in the specification to define “the means for detaining” in a claim limitation was held to be a joint inventor.). In addition, there is no requirement that all the inventors be joint inventors of the subject matter of any one claim.

Jump to MPEP SourceMeans-Plus-Function ClaimsWhen 112(f) Is Invoked (MPEP 2181)
StatutoryPermittedAlways
[mpep-2109-01-6a59df03ed572a498dcac348]
Contribution to Means-Plus-Function Claim Makes Inventor
Note:
A contribution to a means-plus-function claim element makes the contributor a joint inventor unless they can prove it was just a reduction of their broader concept.

A joint inventor or coinventor need not make a contribution to every claim of a patent; a contribution to one claim is enough. “The contributor of any disclosed means of a means-plus-function claim element is a joint inventor as to that claim, unless one asserting sole inventorship can show that the contribution of that means was simply a reduction to practice of the sole inventor’s broader concept.” Ethicon Inc. v. United States Surgical Corp., 135 F.3d 1456, 1460-63, 45 USPQ2d 1545, 1548-1551 (Fed. Cir. 1998) (The electronics technician who contributed to one of the two alternative structures in the specification to define “the means for detaining” in a claim limitation was held to be a joint inventor.). In addition, there is no requirement that all the inventors be joint inventors of the subject matter of any one claim.

Jump to MPEP SourceMeans-Plus-Function ClaimsWhen 112(f) Is Invoked (MPEP 2181)
StatutoryInformativeAlways
[mpep-2109-01-46c54bb103afb84e58c1faea]
Inventor Contribution to Claims Not Required
Note:
An inventor does not need to contribute to every claim of a patent; a contribution to one claim is sufficient.

A joint inventor or coinventor need not make a contribution to every claim of a patent; a contribution to one claim is enough. “The contributor of any disclosed means of a means-plus-function claim element is a joint inventor as to that claim, unless one asserting sole inventorship can show that the contribution of that means was simply a reduction to practice of the sole inventor’s broader concept.” Ethicon Inc. v. United States Surgical Corp., 135 F.3d 1456, 1460-63, 45 USPQ2d 1545, 1548-1551 (Fed. Cir. 1998) (The electronics technician who contributed to one of the two alternative structures in the specification to define “the means for detaining” in a claim limitation was held to be a joint inventor.). In addition, there is no requirement that all the inventors be joint inventors of the subject matter of any one claim.

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Topic

Grounds for Reissue

2 rules
StatutoryRequiredAlways
[mpep-2109-01-5d6888f987d11dbe56fe0e20]
Correction of Inventor Errors Allowed
Note:
The Director may permit amendments to an application if inventors are incorrectly named or omitted, under terms prescribed by the Director.

[Editor Note: Applicable to proceedings commenced on or after Sept. 16, 2012. See 35 U.S.C. 116 (pre‑AIA) for the law otherwise applicable.]

(c) CORRECTION OF ERRORS IN APPLICATION.—Whenever through error a person is named in an application for patent as the inventor, or through an error an inventor is not named in an application

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StatutoryPermittedAlways
[mpep-2109-01-521fceda8aee58da2ec648a2]
Director May Permit Inventor Correction
Note:
The Director may allow an application to be amended to correct inventor errors, subject to his prescribed terms.

[Editor Note: Applicable to proceedings commenced on or after Sept. 16, 2012. See 35 U.S.C. 116 (pre‑AIA) for the law otherwise applicable.]

, the Director may permit the application to be amended accordingly, under such terms as he prescribes.

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Topic

Determining Whether Application Is AIA or Pre-AIA

2 rules
StatutoryRecommendedAlways
[mpep-2109-01-4165fce384feb9f35c00f38b]
Conception Contribution Makes One a Joint Inventor
Note:
Contributing to the conception of an invention makes one a joint inventor and requires naming them in the application.

A person who shares in the conception of a claimed invention is a joint inventor of that invention. In re VerHoef, 888 F.3d 1362, 1366-67, 126 F.2d 1561, 1564-65 (Fed. Cir. 2018) (person who contributed the idea of a figure eight loop in the claimed dog harness, which figure eight loop is an essential feature of the invention not insignificant in quality or well-known in the art, should have been named as a joint inventor).

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StatutoryInformativeAlways
[mpep-2109-01-e6aef00d2b53477f9dd78f11]
Correction of Inventorship When Amended
Note:
The rule requires that inventorship be corrected when an application is amended such that one or more named joint inventors are no longer considered joint inventors of any remaining claims.

See MPEP § 602.09 regarding inquiries about the inventorship of each claimed invention and regarding correction of inventorship when an application is amended such that one (or more) of the named joint inventors is no longer a joint inventor of the subject matter of any claim remaining in the application. See MPEP § 602.01(c) et seq. for additional information pertaining to the correction of inventorship.

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Topic

Reissue Oath/Declaration Content

1 rules
StatutoryRequiredAlways
[mpep-2109-01-3a9cfdfe0a7d3e9640998698]
Inventors Must Apply Jointly
Note:
When an invention is made by two or more persons jointly, they must apply for a patent together and each make the required oath.
[Editor Note: Applicable to proceedings commenced on or after Sept. 16, 2012. See 35 U.S.C. 116 (pre‑AIA) for the law otherwise applicable.]
  • (a) JOINT INVENTIONS.—When an invention is made by two or more persons jointly, they shall apply for patent jointly and each make the required oath, except as otherwise provided in this title. Inventors may apply for a patent jointly even though (1) they did not physically work together or at the same time, (2) each did not make the same type or amount of contribution, or (3) each did not make a contribution to the subject matter of every claim of the patent.
  • (b) OMITTED INVENTOR.—If a joint inventor refuses to join in an application for patent or cannot be found or reached after diligent effort, the application may be made by the other inventor on behalf of himself and the omitted inventor. The Director, on proof of the pertinent facts and after such notice to the omitted inventor as he prescribes, may grant a patent to the inventor making the application, subject to the same rights which the omitted inventor would have had if he had been joined. The omitted inventor may subsequently join in the application.
  • (c) CORRECTION OF ERRORS IN APPLICATION.—Whenever through error a person is named in an application for patent as the inventor, or through an error an inventor is not named in an application, the Director may permit the application to be amended accordingly, under such terms as he prescribes.
Jump to MPEP SourceReissue Oath/Declaration ContentReissue Oath or DeclarationReissue Patent Practice
Topic

AIA Effective Dates

1 rules
StatutoryInformativeAlways
[mpep-2109-01-2f77fec60e906da522683432]
Not Applicable After September 16, 2012
Note:
This rule is not applicable to proceedings commenced on or after September 16, 2012. For further details, see 35 U.S.C. 116.

[Editor Note: Not applicable to proceedings commenced on or after September 16, 2012. See 35 U.S.C. 116 for the law otherwise applicable.]

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
Topic

Error Statement Requirements

1 rules
StatutoryPermittedAlways
[mpep-2109-01-95c65d3a440ad67e6044acf8]
Amendment for Inventorship Error Permitted
Note:
The Director may permit an application to be amended if an inventor was incorrectly named or omitted due to error, without deceptive intent.

Whenever through error a person is named in an application for patent as the inventor, or through an error an inventor is not named in an application, and such error arose without any deceptive intention on his part, the Director may permit the application to be amended accordingly, under such terms as he prescribes.

Jump to MPEP SourceError Statement RequirementsGrounds for ReissueReissue Patent Practice
Topic

Means-Plus-Function Claims

1 rules
StatutoryInformativeAlways
[mpep-2109-01-f1b04d2e989e60ee2e741f6e]
Contribution to One Claim Makes Inventor a Joint Inventor
Note:
An electronics technician who contributed to one of the alternative structures in the specification for a means-plus-function claim element is considered a joint inventor.

A joint inventor or coinventor need not make a contribution to every claim of a patent; a contribution to one claim is enough. “The contributor of any disclosed means of a means-plus-function claim element is a joint inventor as to that claim, unless one asserting sole inventorship can show that the contribution of that means was simply a reduction to practice of the sole inventor’s broader concept.” Ethicon Inc. v. United States Surgical Corp., 135 F.3d 1456, 1460-63, 45 USPQ2d 1545, 1548-1551 (Fed. Cir. 1998) (The electronics technician who contributed to one of the two alternative structures in the specification to define “the means for detaining” in a claim limitation was held to be a joint inventor.). In addition, there is no requirement that all the inventors be joint inventors of the subject matter of any one claim.

Jump to MPEP SourceMeans-Plus-Function ClaimsWhen 112(f) Is Invoked (MPEP 2181)

Citations

Primary topicCitation
AIA Effective Dates
AIA vs Pre-AIA Practice
Grounds for Reissue
Inventor's Oath/Declaration Requirements
Reissue Oath/Declaration Content
35 U.S.C. § 116
Determining Whether Application Is AIA or Pre-AIAMPEP § 602.01(c)
Determining Whether Application Is AIA or Pre-AIAMPEP § 602.09
AIA vs Pre-AIA PracticeMonsanto Co. v. Kamp, 269 F. Supp. 818, 824, 154 USPQ 259, 262 (D.D.C. 1967)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2026-01-17