MPEP § 1901.07(a) — Filing of Multiple Papers Relating to Same Issues (Annotated Rules)
§1901.07(a) Filing of Multiple Papers Relating to Same Issues
This page consolidates and annotates all enforceable requirements under MPEP § 1901.07(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
Filing of Multiple Papers Relating to Same Issues
This section addresses Filing of Multiple Papers Relating to Same Issues. Primary authority: 37 CFR 1.291(d), 37 CFR 1.291(c), and 37 CFR 1.291(c)(5). Contains: 1 prohibition, 3 permissions, and 2 other statements.
Key Rules
Prior Art Submissions in Protests
Under 37 CFR 1.291(d), protestor participation ends with the filing of the protest, and protestor will not be allowed to complete any protest that is incomplete. 37 CFR 1.291(c) does not provide for the submission of additional protests in the same application by the same real party in interest except for submissions filed in accordance with 37 CFR 1.291(c)(5). Multiple piecemeal protests (raising a slightly different issue in each protest submission) in a single application by the same real party in interest are not permitted. After the filing of the protest, no further submission of prior art by the same real party in interest will be considered, except for new, non-cumulative prior art submitted under the conditions of 37 CFR 1.291(c)(5). 37 CFR 1.291(c)(5) requires that a second or subsequent protest by the same real party in interest include:
- (A) an explanation as to why the issue(s) raised in the second or subsequent protest are significantly different than those raised earlier;
- (B) an explanation as to why the significantly different issue(s) were not earlier presented; and
- (C) the processing fee under 37 CFR 1.17(i).
Significantly different issue(s) may be raised by the submission of new, non-cumulative prior art or other information not previously made of record. Additional comments seeking to bring in further or even new data or information with respect to an issue previously raised by the same real party in interest would not qualify as a significantly different issue. By imposing requirements for second or subsequent protests on "the same real party in interest," the requirements of 37 CFR 1.291(c)(5) cannot be avoided by multiple protests submitted by different people representing the same real party in interest.
Protest Statement Requirements
Significantly different issue(s) may be raised by the submission of new, non-cumulative prior art or other information not previously made of record. Additional comments seeking to bring in further or even new data or information with respect to an issue previously raised by the same real party in interest would not qualify as a significantly different issue. By imposing requirements for second or subsequent protests on "the same real party in interest," the requirements of 37 CFR 1.291(c)(5) cannot be avoided by multiple protests submitted by different people representing the same real party in interest.
Significantly different issue(s) may be raised by the submission of new, non-cumulative prior art or other information not previously made of record. Additional comments seeking to bring in further or even new data or information with respect to an issue previously raised by the same real party in interest would not qualify as a significantly different issue. By imposing requirements for second or subsequent protests on "the same real party in interest," the requirements of 37 CFR 1.291(c)(5) cannot be avoided by multiple protests submitted by different people representing the same real party in interest.
Protest Filing Requirements
Second or subsequent protest by the same real party in interest that do not comply with 37 CFR 1.291(c)(5) will not be entered in the intended application and will be returned to the protestor, or discarded, at the option of the Office. 37 CFR 1.291(g).
Protest Timing Requirements
An examiner will consider a compliant second or subsequent protest filed on behalf of the same real party in interest (subject to the time frames set forth in 37 CFR 1.291(b), the caveat that the protest can be timely matched and considered prior to the date the notice of allowance under 37 CFR 1.311 is given or mailed, and the content requirements of 37 CFR 1.291(c)(1) to (4)), if the second or subsequent protest complies with 37 CFR 1.291(c)(5).
Citations
| Primary topic | Citation |
|---|---|
| Prior Art Submissions in Protests | 37 CFR § 1.17(i) |
| Protest Timing Requirements | 37 CFR § 1.291(b) |
| Prior Art Submissions in Protests | 37 CFR § 1.291(c) |
| Protest Timing Requirements | 37 CFR § 1.291(c)(1) |
| Prior Art Submissions in Protests Protest Filing Requirements Protest Statement Requirements Protest Timing Requirements | 37 CFR § 1.291(c)(5) |
| Prior Art Submissions in Protests | 37 CFR § 1.291(d) |
| Protest Filing Requirements | 37 CFR § 1.291(g) |
| Protest Timing Requirements | 37 CFR § 1.311 |
Source Text from USPTO’s MPEP
This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.
Official MPEP § 1901.07(a) — Filing of Multiple Papers Relating to Same Issues
Source: USPTO1901.07(a) Filing of Multiple Papers Relating to Same Issues [R-10.2019]
Under 37 CFR 1.291(d), protestor participation ends with the filing of the protest, and protestor will not be allowed to complete any protest that is incomplete. 37 CFR 1.291(c) does not provide for the submission of additional protests in the same application by the same real party in interest except for submissions filed in accordance with 37 CFR 1.291(c)(5). Multiple piecemeal protests (raising a slightly different issue in each protest submission) in a single application by the same real party in interest are not permitted. After the filing of the protest, no further submission of prior art by the same real party in interest will be considered, except for new, non-cumulative prior art submitted under the conditions of 37 CFR 1.291(c)(5). 37 CFR 1.291(c)(5) requires that a second or subsequent protest by the same real party in interest include:
- (A) an explanation as to why the issue(s) raised in the second or subsequent protest are significantly different than those raised earlier;
- (B) an explanation as to why the significantly different issue(s) were not earlier presented; and
- (C) the processing fee under 37 CFR 1.17(i).
Significantly different issue(s) may be raised by the submission of new, non-cumulative prior art or other information not previously made of record. Additional comments seeking to bring in further or even new data or information with respect to an issue previously raised by the same real party in interest would not qualify as a significantly different issue. By imposing requirements for second or subsequent protests on “the same real party in interest,” the requirements of 37 CFR 1.291(c)(5) cannot be avoided by multiple protests submitted by different people representing the same real party in interest.
Second or subsequent protest by the same real party in interest that do not comply with 37 CFR 1.291(c)(5) will not be entered in the intended application and will be returned to the protestor, or discarded, at the option of the Office. 37 CFR 1.291(g).
An examiner will consider a compliant second or subsequent protest filed on behalf of the same real party in interest (subject to the time frames set forth in 37 CFR 1.291(b), the caveat that the protest can be timely matched and considered prior to the date the notice of allowance under 37 CFR 1.311 is given or mailed, and the content requirements of 37 CFR 1.291(c)(1) to (4)), if the second or subsequent protest complies with 37 CFR 1.291(c)(5).