37 CFR § 1.16 — National application filing, search, and (MPEP Coverage Index) – BlueIron IP
37 CFR § 1.16 National application filing, search, and
This page consolidates MPEP guidance interpreting 37 CFR § 1.16, including 341 rules from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
Summary
Understand the specific filing requirements for appeal fees in national applications, including avoiding deposit account authorization and ensuring timely payments.
What this section covers
- Defines the filing requirements and deposit account authorization for appeal fees in national applications.
- Identifies the core topic of appeal fee payment restrictions and key obligations.
Key obligations
- Ensure appeal fees are not paid via deposit account authorization.
- Follow the filing requirements for appeal fees, including timing and payment methods.
- Comply with USC/CFR regulations for appeal fee payments, including specific conditions and exceptions.
- Ensure appeal fees are not paid via deposit account authorization and follow specific filing requirements.
Practice notes
- Draft appeal fee payments to avoid deposit account authorization and ensure timely submission.
- Be aware that appeal fees must not be paid prematurely, before the examiner’s answer.
- Avoid deposit account authorization for appeal fee payments and ensure timely submission.
Official MPEP § 1.16 — National application filing, search, and
Source: USPTOLast Modified: 10/30/2024 08:50:22
1.16 National application filing, search, and examination fees.
[Editor Note: The amendment adding paragraph (u) is effective on January 17, 2024.]
- (a) Basic fee for filing each application under
35 U.S.C. 111
for an original patent, except design, plant, or provisional
applications:
-
By a micro entity (§ 1.29)……$64.00
-
By a small entity (§ 1.27(a))……128.00
-
By a small entity (§ 1.27(a)) if the application is submitted in compliance with the USPTO patent electronic filing system (§ 1.27(b)(2))……64.00
-
By other than a small or micro entity……320.00
TABLE 1 TO PARAGRAPH (a)
-
- (b) Basic fee for filing each application under
35 U.S.C. 111
for an original design patent:
-
By a micro entity (§ 1.29)……$44.00
-
By a small entity (§ 1.27(a))……88.00
-
By other than a small or micro entity……220.00
TABLE 2 TO PARAGRAPH (b)
-
- (c) Basic fee for filing each application for an
original plant patent:
-
By a micro entity (§ 1.29)……$44.00
-
By a small entity (§ 1.27(a))……88.00
-
By other than a small or micro entity……220.00
TABLE 3 TO PARAGRAPH (c)
-
- (d) Basic fee for filing each provisional
application:
-
By a micro entity (§ 1.29)……$60.00
-
By a small entity (§ 1.27(a))……120.00
-
By other than a small or micro entity……300.00
TABLE 4 TO PARAGRAPH (d)
-
- (e) Basic fee for filing each application for the
reissue of a patent:
-
By a micro entity (§ 1.29)……$64.00
-
By a small entity (§ 1.27(a))……128.00
-
By other than a small or micro entity……320.00
TABLE 5 TO PARAGRAPH (e)
-
- (f) Surcharge for filing the basic filing fee, search
fee, examination fee, or the inventor’s oath or declaration on a
date later than the filing date of the application, an application
that does not contain at least one claim on the filing date of the
application, or an application filed by reference to a previously
filed application under §
1.57(a)
, except
provisional applications:
-
By a micro entity (§ 1.29)……$32.00
-
By a small entity (§ 1.27(a))……64.00
-
By other than a small or micro entity……160.00
TABLE 6 TO PARAGRAPH (f)
-
- (g) Surcharge for filing the basic filing fee or cover
sheet (§
1.51(c)(1)
) on
a date later than the filing date of the provisional
application:
-
By a micro entity (§ 1.29)……$12.00
-
By a small entity (§ 1.27(a))……24.00
-
By other than a small or micro entity……60.00
TABLE 7 TO PARAGRAPH (g)
-
- (h) In addition to the basic filing fee in an
application, other than a provisional application, for filing or
later presentation at any other time of each claim in independent
form in excess of 3:
-
By a micro entity (§ 1.29)……$96.00
-
By a small entity (§ 1.27(a))……192.00
-
By other than a small or micro entity……480.00
TABLE 8 TO PARAGRAPH (h)
-
- (i) In addition to the basic filing fee in an
application, other than a provisional application, for filing or
later presentation at any other time of each claim (whether
dependent or independent) in excess of 20 (note that §
1.75(c)
indicates how multiple dependent claims are considered for fee
calculation purposes):
-
By a micro entity (§ 1.29)……$20.00
-
By a small entity (§ 1.27(a))……40.00
-
By other than a small or micro entity……100.00
TABLE 9 TO PARAGRAPH (i)
-
- (j) In addition to the basic filing fee in an
application, other than a provisional application, that contains,
or is amended to contain, a multiple dependent claim, per
application:
-
By a micro entity (§ 1.29)……$172.00
-
By a small entity (§ 1.27(a))……344.00
-
By other than a small or micro entity……860.00
TABLE 10 TO PARAGRAPH (j)
-
- (k) Search fee for each application filed under
35 U.S.C. 111
for an original patent, except design, plant, or provisional
applications:
-
By a micro entity (§ 1.29)……$140.00
-
By a small entity (§ 1.27(a))……280.00
-
By other than a small or micro entity……700.00
TABLE 11 TO PARAGRAPH (k)
-
- (l) Search fee for each application under
35 U.S.C. 111
for an original design patent:
-
By a micro entity (§ 1.29)……$32.00
-
By a small entity (§ 1.27(a))……64.00
-
By other than a small or micro entity……160.00
TABLE 12 TO PARAGRAPH (l)
-
- (m) Search fee for each application for an original
plant patent:
-
By a micro entity (§ 1.29)……$88.00
-
By a small entity (§ 1.27(a))……176.00
-
By other than a small or micro entity……440.00
TABLE 13 TO PARAGRAPH (m)
-
- (n) Search fee for each application for the reissue of
a patent:
-
By a micro entity (§ 1.29)……$140.00
-
By a small entity (§ 1.27(a))……280.00
-
By other than a small or micro entity……700.00
TABLE 14 TO PARAGRAPH (n)
-
- (o) Examination fee for each application filed under
35 U.S.C. 111
for an original patent, except design, plant, or provisional
applications:
-
By a micro entity (§ 1.29)……$160.00
-
By a small entity (§ 1.27(a))……320.00
-
By other than a small or micro entity……800.00
TABLE 15 TO PARAGRAPH (o)
-
- (p) Examination fee for each application under
35 U.S.C. 111
for an original design patent:
-
By a micro entity (§ 1.29)……$128.00
-
By a small entity (§ 1.27(a))……256.00
-
By other than a small or micro entity……640.00
TABLE 16 TO PARAGRAPH (p)
-
- (q) Examination fee for each application for an
original plant patent:
-
By a micro entity (§ 1.29)……$132.00
-
By a small entity (§ 1.27(a))……264.00
-
By other than a small or micro entity……660.00
TABLE 17 TO PARAGRAPH (q)
-
- (r) Examination fee for each application for the
reissue of a patent:
-
By a micro entity (§ 1.29)……$464.00
-
By a small entity (§ 1.27(a))……928.00
-
By other than a small or micro entity……2,320.00
TABLE 18 TO PARAGRAPH (r)
-
- (s) Application size fee for any application filed
under
35 U.S.C.111
for the specification and drawings which exceed 100 sheets of
paper, for each additional 50 sheets or fraction thereof:
-
By a micro entity (§ 1.29)……$84.00
-
By a small entity (§ 1.27(a))……168.00
-
By other than a small or micro entity……420.00
TABLE 19 TO PARAGRAPH (s)
-
- (t) Non-electronic filing fee for any
application under
35 U.S.C.
111(a)
that is filed on or after November 15,
2011, other than by the USPTO patent electronic filing system,
except for a reissue, design, or plant application:
-
By a small entity (§ 1.27(a))……$200.00
-
By other than a small entity……$400.00
TABLE 20 TO PARAGRAPH (t)
-
- (u) Additional fee for any application
filed on or after January 17, 2024 under
35 U.S.C.
111
for an original patent, except design,
plant, or provisional applications, where the specification,
claims, and/or abstract does not conform to the USPTO requirements
for submission in DOCX format:
-
By a micro entity (§ 1.29)……$80.00
-
By a small entity (§ 1.27(a))……160.00
-
By a small entity (§ 1.27(a)) if the application is submitted in compliance with the USPTO patent electronic filing system (§ 1.27(b)(2))……160.00
-
By other than a small or micro entity……400.00
TABLE 21 TO PARAGRAPH (u)
-
[Added, 47 FR 41272, Sept. 17, 1982, effective date Oct. 1, 1982; 50 FR 31824, Aug. 6, 1985, effective date Oct. 5, 1985; paras. (a), (b), (d)-(i), 54 FR 6893, Feb. 15, 1989, effective Apr. 17, 1989; paras. (a)-(j), 56 FR 65142, Dec. 13, 1991, effective Dec. 16, 1991; paras. (a)-(d) and (f)-(j), 57 FR 38190, Aug. 21, 1992, effective Oct. 1, 1992; paras. (a), (b), (d) and (f)-(i), 59 FR 43736, Aug. 25, 1994, effective Oct. 1, 1994; paras. (a)-(g) amended and paras. (k) and (l) added, 60 FR 20195, Apr. 25, 1995, effective June 8, 1995; paras. (a), (b), (d), & (f)-(i) amended, 60 FR 41018, Aug. 11, 1995, effective Oct. 1, 1995; paras. (a), (b), (d), and (f)-(i) amended and para. (m) added, 61 FR 39585, July 30, 1996, effective Oct. 1, 1996; paras. (a), (b), (d), and (f)-(i) amended, 62 FR 40450, July 29, 1997, effective Oct. 1, 1997; paras. (d) & (l) amended, 62 FR 53132, Oct. 10, 1997, effective Dec. 1, 1997; paras. (a)-(d) and (f)-(j) revised, 63 FR 6758, Dec. 8, 1998, effective Nov. 10, 1998; paras. (a) and (b) revised, 64 FR 67774, Dec. 3, 1999, effective Dec. 29, 1999; paras. (a), (b), (d), and (f)-(i) revised, 65 FR 49193, Aug. 11, 2000, effective Oct. 1, 2000; paras. (a)-(l) revised, 65 FR 78958, Dec. 18, 2000; paras. (a), (b), (d), (f)-(i) and (k) revised, 66 FR 39447, July 31, 2001, effective Oct. 1, 2001; paras. (a), (g), and (h) revised, 67 FR 70847, Nov. 27, 2002, effective Jan. 1, 2003; paras. (a), (b), (d), and (f)-(i) revised, 68 FR 41532, July 14, 2003, effective Oct. 1, 2003; paras. (a), (b), (d), and (f)-(i) revised, 69 FR 52604, Aug. 27, 2004, effective Oct. 1, 2004; revised, 70 FR 3880, Jan. 27, 2005, effective Dec. 8, 2004; paras. (f) and (s) revised, 70 FR 30360, May 26, 2005, effective July 1, 2005; paras. (a)-(e) and (h)-(s) revised, 72 FR 46899, Aug. 22, 2007, effective Sept. 30, 2007; paras. (a)-(e), (h)-(k), and (m)-(s) revised, 73 FR 47534, Aug. 14, 2008, effective Oct. 2, 2008; para. (t) added, 76 FR 70651, Nov. 15, 2011, effective Nov. 15, 2011; para. (f) revised, 77 FR 48776, Aug. 14, 2012, effective Sept. 16, 2012; paras. (a)-(e), (h)-(j), and (o)-(s) revised, 77 FR 54360, Sept. 5, 2012, effective Oct. 5, 2012; paras. (a)-(s) revised, 78 FR 4212, Jan. 18, 2013, effective Mar. 19, 2013; para. (f) revised, 78 FR 62368, Oct. 21, 2013, effective Dec. 18, 2013; introductory text of paras. (b), (l), and (p) revised, 80 FR 17918, Apr. 2, 2015, effective May 13, 2015; paras. (a)-(f) and (h)-(r) revised, 82 FR 52780, Nov. 14, 2017, effective Jan. 16, 2018; paras. (a)-(e), (h), (j), (k), and (m)-(s) revised and table headings added to paras. (f), (g), (i), (l), and (t), 85 FR 46932, Aug. 3, 2020, effective Oct. 2, 2020; para. (u) added, 85 FR 46932, Aug. 3, 2020, effective Jan. 1, 2022; para. (u) effective date delayed, 86 FR 66192, Nov. 22, 2021, effective Jan. 1, 2023; paras. (a), (t), and (u) revised, 87 FR 68900, Nov. 17, 2022, effective Dec. 19, 2022; para. (u) effective date delayed, 87 FR 80073, Dec. 29, 2022, effective Apr. 3, 2023; revised tables in paras. (a) through (s), 88 FR 17147, Mar. 22, 2023, effective Mar. 22, 2023; revised para. (u), 88 FR 17147, Mar. 22, 2023, effective Apr. 3, 2023; para. (u) effective date delayed, 88 FR 18052, Mar. 27, 2023, effective June 30, 2023; para. (u) effective date delayed, 88 FR 36956, June 6, 2023, effective Jan. 17, 2024]
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