How is the filing date determined for a national application under 35 U.S.C. 111(a) compared to a national stage application under 35 U.S.C. 371?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-27

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

The filing date determination differs between these two types of applications:

  • For a national application under 35 U.S.C. 111(a): The filing date is generally the date when a specification is received by the USPTO, as per 37 CFR 1.53(b).
  • For a national stage application under 35 U.S.C. 371: The filing date is the international filing date of the PCT application.

As stated in MPEP 1896: “By virtue of 35 U.S.C. 363, the U.S. filing date of an international application that designates the United States is, for most legal purposes, the international filing date.”

Tags: Filing Date, National Application, patent procedure, Pct Application