How do examiners determine the effective filing date for 35 U.S.C. 102 rejections?

Source: FAQ (MPEP-Based)BlueIron Update: 2024-09-29

This page is an FAQ based on guidance from the Manual of Patent Examining Procedure. It is provided as guidance, with links to the ground truth sources. This is information only: it is not legal advice.

Examiners determine the effective filing date for 35 U.S.C. 102 rejections by considering several factors:

  • The actual filing date of the patent application
  • Any priority claims to earlier applications
  • The filing date of the earliest application that supports the claimed invention

According to MPEP 2120.01: “The effective filing date of a claimed invention is determined on a claim-by-claim basis.” This means that different claims within the same application may have different effective filing dates.

Examiners must carefully review the application history and any priority documents to establish the correct effective filing date for each claim. This date is crucial for determining which prior art can be applied under 35 U.S.C. 102(a)(1) and 102(a)(2).

Topics: (B) MPEP 2100 - Patentability MPEP 2120.01 - Rejections Under 35 U.S.C. 102(A)(1) And (A)(2) And Pre - Aia 35 U.S.C. 102(A) Or (E): Printed Publication Or Patent Patent Law Patent Procedure
Tags: Aia Practice, Applicant Statement, Determining Aia Status, Non Final Content, Section 102