What are the compatibility requirements for a “Sequence Listing XML” file?

According to MPEP 2413.02, the “Sequence Listing XML” file must have the following compatibilities: Computer compatibility: PC or Mac® Operating system compatibility: MS-DOS®, MS-Windows®, Mac OS®, or Unix®/Linux® As stated in the MPEP, “In order for the USPTO to be able to process the .xml file containing the “Sequence Listing XML”, all characters must be…

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What are the size limitations for submitting a “Sequence Listing XML” file electronically?

When submitting a “Sequence Listing XML” file electronically via the USPTO patent electronic filing system, there is a specific size limitation. According to MPEP 2413.03: “For submission of a “Sequence Listing XML” that is 100MB in size or less, the preferred method of submission is via the USPTO Patent Electronic System. Only the Patent Center…

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What is a “Sequence Listing XML” and why must it be valid according to the DTD?

A “Sequence Listing XML” is a standardized format for presenting nucleotide and/or amino acid sequences in patent applications. It must be valid according to the Document Type Definition (DTD) as specified in MPEP § 2413.01(b) and 37 CFR 1.833(b)(1). The MPEP states: “The ‘Sequence Listing XML’ presented in accordance with paragraph (a) of this section…

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What regulations govern the content of a Sequence Listing XML?

The content of a Sequence Listing XML is governed by specific regulations to ensure consistency and uniformity. According to MPEP 2413, “37 CFR 1.833 defines the content of the ‘Sequence Listing XML.’” This regulation specifies what information must be included in the Sequence Listing XML and how it should be structured. Applicants must adhere to…

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What are the compression options for submitting a “Sequence Listing XML” on optical discs?

When submitting a “Sequence Listing XML” on read-only optical discs, there are specific compression options available. According to MPEP 2413.03, the following compression options are allowed: “The file may be compressed using WinZip®, 7-Zip, or Unix®/Linux® Zip;” However, it’s important to note the following restrictions: A compressed file must not be self-extracting. If a compressed…

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