What are the mandatory file name extensions for Sequence Listing XML files?
What are the mandatory file name extensions for Sequence Listing XML files? According to MPEP 2413.02, the mandatory file name extensions for Sequence Listing XML files are: .xml for the XML file .zip for the compressed file (if applicable) The MPEP states: “The file name extension must be either .xml or .zip. No other file…
Read MoreWhat are the compatibility requirements for a “Sequence Listing XML” file?
According to MPEP 2413.02, the “Sequence Listing XML” file must have the following compatibilities: Computer compatibility: PC or Mac® Operating system compatibility: MS-DOS®, MS-Windows®, Mac OS®, or Unix®/Linux® As stated in the MPEP, “In order for the USPTO to be able to process the .xml file containing the “Sequence Listing XML”, all characters must be…
Read MoreHow should feature locations be formatted in a Sequence Listing XML?
How should feature locations be formatted in a Sequence Listing XML? According to MPEP 2413, feature locations in a Sequence Listing XML must follow specific formatting rules: Use periods to separate numbers in a location (e.g., 1.5, 2.7) Use double greater-than signs (>>) to indicate “to” in a location range Use a caret (^) to…
Read MoreWhat are the encoding requirements for a Sequence Listing XML file?
The encoding requirements for a Sequence Listing XML file are specified in MPEP 2413.01(a): The file must be encoded using Unicode UTF-8 It must comply with XML 1.0 specifications Character usage is restricted based on the element type Specifically, the MPEP states: “The file must be encoded using Unicode UTF-8, with the following restrictions: (1)…
Read MoreWhat are the size limitations for submitting a “Sequence Listing XML” file electronically?
When submitting a “Sequence Listing XML” file electronically via the USPTO patent electronic filing system, there is a specific size limitation. According to MPEP 2413.03: “For submission of a “Sequence Listing XML” that is 100MB in size or less, the preferred method of submission is via the USPTO Patent Electronic System. Only the Patent Center…
Read MoreWhen did the requirement for a valid Sequence Listing XML become effective?
The requirement for a valid Sequence Listing XML became effective for patent applications filed on or after July 1, 2022. This is clearly stated in the editor’s note in MPEP § 2413.01(b): “[Editor Note: This section is applicable to all applications filed on or after July 1, 2022, having disclosures of nucleotide and/or amino acid…
Read MoreWhat is a “Sequence Listing XML” and why must it be valid according to the DTD?
A “Sequence Listing XML” is a standardized format for presenting nucleotide and/or amino acid sequences in patent applications. It must be valid according to the Document Type Definition (DTD) as specified in MPEP § 2413.01(b) and 37 CFR 1.833(b)(1). The MPEP states: “The ‘Sequence Listing XML’ presented in accordance with paragraph (a) of this section…
Read MoreWhat regulations govern the content of a Sequence Listing XML?
The content of a Sequence Listing XML is governed by specific regulations to ensure consistency and uniformity. According to MPEP 2413, “37 CFR 1.833 defines the content of the ‘Sequence Listing XML.’” This regulation specifies what information must be included in the Sequence Listing XML and how it should be structured. Applicants must adhere to…
Read MoreWhat are the compression options for submitting a “Sequence Listing XML” on optical discs?
When submitting a “Sequence Listing XML” on read-only optical discs, there are specific compression options available. According to MPEP 2413.03, the following compression options are allowed: “The file may be compressed using WinZip®, 7-Zip, or Unix®/Linux® Zip;” However, it’s important to note the following restrictions: A compressed file must not be self-extracting. If a compressed…
Read MoreWhat character encoding is required for the “Sequence Listing XML” file?
The “Sequence Listing XML” file must use Unicode UTF-8 character encoding. According to MPEP 2413.02: “In order for the USPTO to be able to process the .xml file containing the “Sequence Listing XML”, all characters must be encoded using Unicode UTF-8.“ This requirement ensures that the file can be properly read and processed by USPTO…
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