MPEP § 804.02 — Avoiding a Double Patenting Rejection (Annotated Rules)

§804.02 Avoiding a Double Patenting Rejection

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 804.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Avoiding a Double Patenting Rejection

This section addresses Avoiding a Double Patenting Rejection. Primary authority: 35 U.S.C. 253, 35 U.S.C. 154(a)(2), and 35 U.S.C. 154(b). Contains: 4 requirements, 1 prohibition, 5 permissions, and 11 other statements.

Key Rules

Topic

Effect of Terminal Disclaimer on Term

12 rules
StatutoryPermittedAlways
[mpep-804-02-5b44c0dfdc1302ed13e892e8]
Terminal Disclaimer to Avoid Double Patenting Rejection
Note:
A terminal disclaimer must be filed in the application or proceeding where a nonstatutory double patenting rejection is made to avoid it.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceEffect of Terminal Disclaimer on TermDetermining Expiration DatePatent Term Expiration
StatutoryInformativeAlways
[mpep-804-02-a5a669bc4236d71108bcc6cd]
Effect of Terminal Disclaimer on Patent Term
Note:
A terminal disclaimer in overcoming a nonstatutory double patenting rejection encourages disclosure and earlier expiration of patents, making inventions freely available to the public.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceEffect of Terminal Disclaimer on TermPatent Term ExpirationPatent Term
StatutoryInformativeAlways
[mpep-804-02-21e0fe234d86718c048e721a]
Terminal Disclaimer After Reference Patent Expiration Is Ineffective
Note:
A terminal disclaimer filed after the reference patent expires cannot overcome a nonstatutory double patenting rejection.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceEffect of Terminal Disclaimer on TermPatent Term ExpirationPatent Term
StatutoryRequiredAlways
[mpep-804-02-b1866ccbaac83a5bae2fd670]
Terminal Disclaimer Fee Required for Each Disclaimment
Note:
A fee is required for each terminal disclaimer filed to disclaim patent terms that extend beyond conflicting patents' expiration dates.

If multiple conflicting patents and/or pending applications are applied in nonstatutory double patenting rejections made in a single application, then prior to issuance of that application, it is necessary to disclaim the terminal part of any patent granted on the application which would extend beyond the expiration date of each one of the conflicting patents and/or applications. A terminal disclaimer fee is required for each terminal disclaimer filed. To avoid paying multiple terminal disclaimer fees, a single terminal disclaimer based on common ownership may be filed, for example, in which the term disclaimed is based on all the conflicting, commonly owned nonstatutory double patenting references. Similarly, a single terminal disclaimer based on a joint research agreement may be filed, in which the term disclaimed is based on all the conflicting nonstatutory double patenting references.

Jump to MPEP SourceEffect of Terminal Disclaimer on TermPost-Issuance & Maintenance FeesFee Requirements
StatutoryPermittedAlways
[mpep-804-02-70cc6308b372fb70a0322bd6]
Single Terminal Disclaimer for Common Ownership
Note:
Allows filing one terminal disclaimer based on common ownership to avoid multiple fees for conflicting nonstatutory double patenting references.

If multiple conflicting patents and/or pending applications are applied in nonstatutory double patenting rejections made in a single application, then prior to issuance of that application, it is necessary to disclaim the terminal part of any patent granted on the application which would extend beyond the expiration date of each one of the conflicting patents and/or applications. A terminal disclaimer fee is required for each terminal disclaimer filed. To avoid paying multiple terminal disclaimer fees, a single terminal disclaimer based on common ownership may be filed, for example, in which the term disclaimed is based on all the conflicting, commonly owned nonstatutory double patenting references. Similarly, a single terminal disclaimer based on a joint research agreement may be filed, in which the term disclaimed is based on all the conflicting nonstatutory double patenting references.

Jump to MPEP SourceEffect of Terminal Disclaimer on TermDetermining Expiration DatePost-Issuance & Maintenance Fees
StatutoryPermittedAlways
[mpep-804-02-8f76504b6e03709e100fb52c]
Single Terminal Disclaimer for Joint Research Agreement
Note:
A single terminal disclaimer can be filed based on all conflicting nonstatutory double patenting references from a joint research agreement.

If multiple conflicting patents and/or pending applications are applied in nonstatutory double patenting rejections made in a single application, then prior to issuance of that application, it is necessary to disclaim the terminal part of any patent granted on the application which would extend beyond the expiration date of each one of the conflicting patents and/or applications. A terminal disclaimer fee is required for each terminal disclaimer filed. To avoid paying multiple terminal disclaimer fees, a single terminal disclaimer based on common ownership may be filed, for example, in which the term disclaimed is based on all the conflicting, commonly owned nonstatutory double patenting references. Similarly, a single terminal disclaimer based on a joint research agreement may be filed, in which the term disclaimed is based on all the conflicting nonstatutory double patenting references.

Jump to MPEP SourceEffect of Terminal Disclaimer on TermDetermining Expiration DatePost-Issuance & Maintenance Fees
StatutoryInformativeAlways
[mpep-804-02-b8189498a74d81490d80e61d]
Terminal Disclaimers Must Be Filed to Overcome Nonstatutory Double Patenting Rejections
Note:
Patent applications subject to a 20-year term must file terminal disclaimers to ensure accurate patent term adjustments and avoid multiple enforcement by commonly owned patents.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPatent Term BasicsPatent Term
StatutoryInformativeAlways
[mpep-804-02-201a5180ab60e307db86efd1]
Terminal Disclaimer for Term Adjustment
Note:
A terminal disclaimer must be filed to accurately determine if a patent is entitled to term adjustment due to prosecution delays.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPatent Term BasicsPre-GATT 17-Year Term
StatutoryInformativeAlways
[mpep-804-02-1fd9777e98fb21b5d1580af7]
Terminal Disclaimer Must Limit Enforceability Period
Note:
A terminal disclaimer to overcome a nonstatutory double patenting rejection must limit the enforceability of a granted patent to the period it is commonly owned with the conflicting application or patent.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPre-GATT 17-Year Term20-Year Term from Filing
StatutoryInformativeAlways
[mpep-804-02-cc80bdf214617a7afe5c8bd4]
Requirement for Limiting Patent Enforcement Period
Note:
A terminal disclaimer must be filed to limit patent enforcement to the period when it is not separately enforced from a reference application or patent.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPre-GATT 17-Year Term20-Year Term from Filing
StatutoryInformativeAlways
[mpep-804-02-65d07fbf8ff550f28079bb88]
Terminal Disclaimer Required to Avoid Double Patenting Issues
Note:
A terminal disclaimer must be filed to avoid potential harassment by multiple parties with patents covering the same invention.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPatent Term BasicsPatent Term
StatutoryInformativeAlways
[mpep-804-02-96f03e5e327e45cdfba528f2]
Terminal Disclaimers Must Be Filed In Each Relevant Application And Patent
Note:
This rule requires that terminal disclaimers be filed in each application and patent subject to common ownership to ensure proper notice of the obligation.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Effect of Terminal Disclaimer on TermPre-GATT 17-Year Term20-Year Term from Filing
Topic

Pre-GATT 17-Year Term

6 rules
StatutoryPermittedAlways
[mpep-804-02-272f64e73db82c55520e1728]
Requirement for Terminal Disclaimers to Avoid Double Patenting Rejections
Note:
A terminal disclaimer must be filed to avoid a nonstatutory double patenting rejection and ensure accurate patent term adjustments.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Pre-GATT 17-Year Term20-Year Term from FilingTerm for Continuations/Divisionals
StatutoryInformativeAlways
[mpep-804-02-310f2c6dc8119a2afb5882fc]
Requirement for Terminal Disclaimer to Avoid Harassment by Multiple Patents
Note:
This rule requires a terminal disclaimer to prevent multiple parties with overlapping patents from harassing an accused infringer.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Pre-GATT 17-Year Term20-Year Term from FilingTerm for Continuations/Divisionals
StatutoryInformativeAlways
[mpep-804-02-e89c06f68a7e2678c98682ff]
Requirement for Terminal Disclaimer to Overcome Nonstatutory Double Patenting
Note:
A terminal disclaimer must be filed in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) to ensure accurate patent term adjustment and prevent harassment of accused infringers by multiple parties with patents covering the same invention.

There are at least two reasons for insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2). First, 35 U.S.C. 154(b) includes provisions for patent term adjustment based upon prosecution delays during the application process. Thus, 35 U.S.C. 154 does not ensure that any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will necessarily expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c). However, 35 U.S.C. 154(b)(2)(B) states that no patent the term of which has been disclaimed beyond a specified date may be adjusted under this section beyond the expiration date specified in the disclaimer. As the presence of a terminal disclaimer affects whether the patent is granted an adjustment, it is necessary that the terminal disclaimer be filed in the application in order to accurately determine whether the patent is entitled to a term adjustment. Second, 37 CFR 1.321(c)(3) requires that a terminal disclaimer filed to obviate a nonstatutory double patenting rejection based on commonly owned conflicting claims include a provision that any patent granted on that application be enforceable only for and during the period that the patent is commonly owned with the application or patent which formed the basis for the rejection. 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement and limits enforcement of the patent only to that period when the patent and the reference application or patent are not separately enforced. These requirements serve to avoid the potential for harassment of an accused infringer by multiple parties with patents covering the same patentable invention. See, e.g., In re Van Ornum, 686 F.2d 937, 944-48, 214 USPQ 761, 767-70 (CCPA 1982). Not insisting upon a terminal disclaimer to overcome a nonstatutory double patenting rejection in an application subject to a 20-year term under 35 U.S.C. 154(a)(2) would result in the potential for the problem that 37 CFR 1.321(c)(3) was promulgated to avoid. Further, as a terminal disclaimer is only effective in the application in which it is filed, it is necessary to require that the terminal disclaimer be filed in each application and/or patent that is subject to the common ownership requirement in order to provide complete notice to the public of this obligation.

Jump to MPEP Source · 37 CFR 1.321(c)(3)Pre-GATT 17-Year Term20-Year Term from FilingTerm for Continuations/Divisionals
StatutoryRequiredAlways
[mpep-804-02-df2c34ccc57e6ae5f8e07d0f]
Terminal Disclaimer Required to Overcome Nonstatutory Double Patenting Rejection
Note:
A terminal disclaimer under 37 CFR 1.321 is required in an application filed on or after June 8, 1995, even if it claims the benefit of a prior filing date.

Accordingly, a terminal disclaimer under 37 CFR 1.321 is required in an application to overcome a nonstatutory double patenting rejection, even if the application was filed on or after June 8, 1995 and even if the application claims the benefit under 35 U.S.C. 120, 121, 365(c), or 386(c) of the filing date of the patent or application which forms the basis for the rejection. Examiners should respond to arguments that a terminal disclaimer under 37 CFR 1.321 should not be required in a continuing application filed on or after June 8, 1995 to overcome a nonstatutory double patenting rejection due to the change to 35 U.S.C. 154 by citing to this section of the MPEP. See Terminal Disclaimers Required to Overcome Judicially-Created Double Patenting Rejections in Utility and Plant Applications Filed on or After June 8, 1995, 1202 OG 112 (September 30, 1997). See also AbbVie Inc. v. Kennedy Institute of Rheumatology Trust, 764 F.3d 1366, 112 USPQ2d 1001 (Fed. Cir. 2014).

Jump to MPEP Source · 37 CFR 1.321Pre-GATT 17-Year TermTerm for Continuations/DivisionalsPatent Term Basics
StatutoryRequiredAlways
[mpep-804-02-abe7201ec1b4104ef8f45464]
Terminal Disclaimers Required for Nonstatutory Double Patenting Rejections
Note:
Examiners must require terminal disclaimers under 37 CFR 1.321 to overcome nonstatutory double patenting rejections, even in continuing applications filed on or after June 8, 1995.

Accordingly, a terminal disclaimer under 37 CFR 1.321 is required in an application to overcome a nonstatutory double patenting rejection, even if the application was filed on or after June 8, 1995 and even if the application claims the benefit under 35 U.S.C. 120, 121, 365(c), or 386(c) of the filing date of the patent or application which forms the basis for the rejection. Examiners should respond to arguments that a terminal disclaimer under 37 CFR 1.321 should not be required in a continuing application filed on or after June 8, 1995 to overcome a nonstatutory double patenting rejection due to the change to 35 U.S.C. 154 by citing to this section of the MPEP. See Terminal Disclaimers Required to Overcome Judicially-Created Double Patenting Rejections in Utility and Plant Applications Filed on or After June 8, 1995, 1202 OG 112 (September 30, 1997). See also AbbVie Inc. v. Kennedy Institute of Rheumatology Trust, 764 F.3d 1366, 112 USPQ2d 1001 (Fed. Cir. 2014).

Jump to MPEP Source · 37 CFR 1.321Pre-GATT 17-Year TermPatent Term BasicsPatent Term
StatutoryRequiredAlways
[mpep-804-02-46c7e89b3deeb3b323c2fd9b]
Terminal Disclaimer Required to Overcome Double Patenting Rejections in Utility and Plant Applications Filed on or After June 8, 1995
Note:
A terminal disclaimer must be submitted under 37 CFR 1.321 to overcome a nonstatutory double patenting rejection for utility and plant applications filed on or after June 8, 1995.

Accordingly, a terminal disclaimer under 37 CFR 1.321 is required in an application to overcome a nonstatutory double patenting rejection, even if the application was filed on or after June 8, 1995 and even if the application claims the benefit under 35 U.S.C. 120, 121, 365(c), or 386(c) of the filing date of the patent or application which forms the basis for the rejection. Examiners should respond to arguments that a terminal disclaimer under 37 CFR 1.321 should not be required in a continuing application filed on or after June 8, 1995 to overcome a nonstatutory double patenting rejection due to the change to 35 U.S.C. 154 by citing to this section of the MPEP. See Terminal Disclaimers Required to Overcome Judicially-Created Double Patenting Rejections in Utility and Plant Applications Filed on or After June 8, 1995, 1202 OG 112 (September 30, 1997). See also AbbVie Inc. v. Kennedy Institute of Rheumatology Trust, 764 F.3d 1366, 112 USPQ2d 1001 (Fed. Cir. 2014).

Jump to MPEP Source · 37 CFR 1.321Pre-GATT 17-Year TermTerm for Continuations/DivisionalsPatent Term Basics
Topic

Determining Expiration Date

4 rules
StatutoryInformativeAlways
[mpep-804-02-e458ce62fa2e430f1362ad05]
Requirement for Terminal Disclaimer to Avoid Double Patenting Rejection
Note:
A terminal disclaimer must be filed in the application or proceeding where a nonstatutory double patenting rejection is made to avoid such rejection.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceDetermining Expiration DateEffect of Terminal Disclaimer on TermPatent Term Expiration
StatutoryInformativeAlways
[mpep-804-02-266436c89e696eca08eb68d2]
Disclaiming Patentably Indistinct Claims Has No Impact on Later Expiration Patents
Note:
A disclaimer filed in a reference patent with an earlier expiration date does not affect the validity of a nonstatutory double patenting rejection for a later expiration patent.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceDetermining Expiration DatePatent Term ExpirationPatent Term
StatutoryProhibitedAlways
[mpep-804-02-d741f672d5884c52411793a7]
A patent owner cannot avoid double patenting by disclaiming the earlier patent.
Note:
This rule prohibits a patent owner from avoiding a nonstatutory double patenting rejection by disclaiming claims in an earlier patent.

A rejection based on a nonstatutory type of double patenting can be avoided by filing a terminal disclaimer in the application or proceeding in which the rejection is made. In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967); and In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966). The use of a terminal disclaimer in overcoming a nonstatutory double patenting rejection is in the public interest because it encourages the disclosure of additional developments, the earlier filing of applications, and the earlier expiration of patents whereby the inventions covered become freely available to the public. In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968); In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968); In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967). Note that a terminal disclaimer filed after the expiration of the reference patent is not effective to obviate a nonstatutory double patenting rejection. See Boehringer Ingelheim Int’l v. Barr Laboratories, 592 F.3d 1340, 93 USPQ2d 1417 (Fed. Cir. 2010). See also MPEP § 1490, subsection VI.A. A disclaimer filed in a reference patent that has an earlier expiration date and that disclaims the patentably indistinct claim(s) would have no impact on whether a nonstatutory double patenting rejection is proper in a patent that has, or an application for a patent that would have, a later expiration date. Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 967 n.5, 58 USPQ2d 1869, 1878 n.5 (Fed. Cir. 2001)(“A patent owner cannot avoid double patenting by disclaiming the earlier patent.”).

Jump to MPEP SourceDetermining Expiration DateEffect of Terminal Disclaimer on TermPatent Term Expiration
StatutoryInformativeAlways
[mpep-804-02-49a0574ceabe2a4a03081e8c]
Terminal Part Must Be Disclaimed for Conflicting Patents
Note:
Prior to issuance, any patent granted on an application must disclaim the terminal part extending beyond conflicting patents or pending applications.

If multiple conflicting patents and/or pending applications are applied in nonstatutory double patenting rejections made in a single application, then prior to issuance of that application, it is necessary to disclaim the terminal part of any patent granted on the application which would extend beyond the expiration date of each one of the conflicting patents and/or applications. A terminal disclaimer fee is required for each terminal disclaimer filed. To avoid paying multiple terminal disclaimer fees, a single terminal disclaimer based on common ownership may be filed, for example, in which the term disclaimed is based on all the conflicting, commonly owned nonstatutory double patenting references. Similarly, a single terminal disclaimer based on a joint research agreement may be filed, in which the term disclaimed is based on all the conflicting nonstatutory double patenting references.

Jump to MPEP SourceDetermining Expiration DatePatent Term ExpirationPatent Term
Topic

Identity of Invention

4 rules
StatutoryInformativeAlways
[mpep-804-02-f50802dc7ee3f188980c492a]
Preventing Multiple Patents on Identical Subject Matter
Note:
This rule prevents two patents from being issued for the same invention, ensuring that identical subject matter is not protected by multiple patents.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Identity of InventionPatent EligibilityCommon Ownership Exception – 102(b)(2)(C)
StatutoryInformativeAlways
[mpep-804-02-be2c5ee83896242599a2f161]
Requirement for Identical Subject Matter
Note:
Claims must be identical to avoid double patenting under 35 U.S.C. 101.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Identity of InventionElements of Anticipation (MPEP 2131)Common Ownership Exception – 102(b)(2)(C)
StatutoryInformativeAlways
[mpep-804-02-10264d0ab1895bd658729b89]
Requirement for Identical Subject Matter Not to Issue Multiple Patents
Note:
The rule requires that identical subject matter not be patented more than once, preventing two patents from issuing on the same invention.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Identity of InventionCommon Ownership Exception – 102(b)(2)(C)Differences Between Claimed Invention and Prior Art
StatutoryInformativeAlways
[mpep-804-02-f8404c543d83ed4df0a2b56e]
Claims Differing Slightly Not Considered Same Invention for Double Patenting
Note:
Claims that differ slightly, even if the difference is not obvious, are not considered to be drawn to the same invention under 35 U.S.C. 101.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Identity of InventionDifferences Between Claimed Invention and Prior ArtGraham v. Deere Factors
Topic

Safe Harbor for Divisional

3 rules
StatutoryPermittedAlways
[mpep-804-02-0d298d07929e4e43246eaf56]
Maintain Consonance for Divisional Applications to Avoid Double Patenting
Note:
To avoid a nonstatutory double patenting rejection, maintain consonance between the originally restricted inventions in a divisional application.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceSafe Harbor for DivisionalDivisional Applications (MPEP 201.06)Distinct Inventions (MPEP 802.01)
StatutoryInformativeAlways
[mpep-804-02-8d67c0adf4d912394183db1d]
Consonance Between Divided Claims and Restriction Required to Avoid Double Patenting
Note:
This rule requires maintaining consonance between the divided groups of claims and an earlier restriction requirement to avoid a double patenting rejection.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceSafe Harbor for DivisionalRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)
StatutoryInformativeAlways
[mpep-804-02-2e44e95c80f0c719725f14a1]
Maintain Line of Demarcation Between Inventions in Divisional Applications
Note:
Ensure that the distinction between independent inventions prompting a restriction requirement is preserved in divisional applications to avoid nonstatutory double patenting rejections.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceSafe Harbor for DivisionalBasis for Restriction (MPEP 802)Restriction Requirement (MPEP 802-803)
Topic

Distinct Inventions (MPEP 802.01)

3 rules
StatutoryInformativeAlways
[mpep-804-02-b5be0dacba0e99e64675d798]
Maintain Line of Demarcation Between Inventions
Note:
The rule requires maintaining the line of demarcation between distinct inventions to avoid a double patenting rejection in divisional applications.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Safe Harbor for DivisionalBasis for Restriction (MPEP 802)
StatutoryInformativeAlways
[mpep-804-02-b2af46ef3b9b9f4ce19c7cee]
Maintain Line of Demarcation Between Inventions
Note:
Ensure that the distinction between inventions remains consistent when dividing claims to avoid double patenting rejections.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Safe Harbor for DivisionalBasis for Restriction (MPEP 802)
StatutoryInformativeAlways
[mpep-804-02-f5008666a5b2842ddd8b41c3]
Maintain Line of Demarcation Between Inventions in Divisional Applications
Note:
The rule requires maintaining the line of demarcation between distinct inventions that prompted an earlier restriction requirement to avoid a double patenting rejection in divisional applications.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceDistinct Inventions (MPEP 802.01)Safe Harbor for DivisionalBasis for Restriction (MPEP 802)
Topic

Restriction Requirement (MPEP 802-803)

2 rules
StatutoryInformativeAlways
[mpep-804-02-df3ffdd3fe7bf802bc98d788]
Maintaining Consonance Requirement
Note:
The rule requires maintaining the line of demarcation between inventions to avoid double patenting, unless Section 121 requirements are met or claims are distinct.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)Distinct Inventions (MPEP 802.01)
StatutoryInformativeAlways
[mpep-804-02-e7cd7c04400c38aa501f3a2c]
Section 121 Accommodates Administrative Convenience and Protects Patentees
Note:
Section 121 shields claims against double patenting challenges if consonance is maintained between divided groups of claims, accommodating administrative convenience and protecting patentees from technical flaws.

A nonstatutory double patenting rejection may also be avoided if consonance between the originally restricted inventions is maintained in a divisional application. “ Section 121 shields claims against a double patenting challenge if consonance exists between the divided groups of claims and an earlier restriction requirement.” Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003). “Consonance requires that the line of demarcation between the ‘independent and distinct inventions’ that prompted the restriction requirement be maintained… Where that line is crossed the prohibition of the third sentence of Section 121 does not apply.” Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991) (quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)). “However, even if such consonance is lost, double patenting does not follow if the requirements of Section 121 are met or if the claims are in fact patentably distinct … The purpose of Section 121 is to accommodate administrative convenience and to protect the patentee from technical flaws based on this unappealable examination practice.” Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996).

Jump to MPEP SourceRestriction Requirement (MPEP 802-803)Restriction and Election Practice (MPEP Chapter 800)Distinct Inventions (MPEP 802.01)
Topic

Ex Parte Reexamination

2 rules
StatutoryRequiredAlways
[mpep-804-02-ad4952c892e299a77b3afb17]
Terminal Disclaimer Must Include All Conflicting References
Note:
A terminal disclaimer must include all commonly owned conflicting nonstatutory double patenting references to avoid dual ownership issues if the examined patent ceases to be commonly owned with any of these references.

Each one of the commonly owned conflicting nonstatutory double patenting references must be included in the terminal disclaimer to avoid the problem of dual ownership of patents to patentably indistinct inventions in the event that the patent issuing from the application being examined ceases to be commonly owned with any one of the double patenting references that have issued or may issue as a patent. Note that 37 CFR 1.321(c)(3) requires that a terminal disclaimer for commonly owned conflicting claims “[i]nclude a provision that any patent granted on that application or any patent subject to the reexamination proceeding shall be enforceable only for and during such period that said patent is commonly owned with the application or patent which formed the basis for the judicially created double patenting.”

Jump to MPEP Source · 37 CFR 1.321(c)(3)Ex Parte Reexamination
StatutoryRequiredAlways
[mpep-804-02-ba66a8a53fcd3469cca2ec0a]
Terminal Disclaimer Must Include Common Ownership Clause
Note:
A terminal disclaimer for commonly owned conflicting claims must include a provision that any patent granted on the application can only be enforced while it remains commonly owned with the basis for double patenting.

Each one of the commonly owned conflicting nonstatutory double patenting references must be included in the terminal disclaimer to avoid the problem of dual ownership of patents to patentably indistinct inventions in the event that the patent issuing from the application being examined ceases to be commonly owned with any one of the double patenting references that have issued or may issue as a patent. Note that 37 CFR 1.321(c)(3) requires that a terminal disclaimer for commonly owned conflicting claims “[i]nclude a provision that any patent granted on that application or any patent subject to the reexamination proceeding shall be enforceable only for and during such period that said patent is commonly owned with the application or patent which formed the basis for the judicially created double patenting.”

Jump to MPEP Source · 37 CFR 1.321(c)(3)Ex Parte Reexamination
Topic

35 U.S.C. 112 Considerations

2 rules
StatutoryInformativeAlways
[mpep-804-02-052e6c5f1bc48083c4ccee9f]
Patent Term Determined by Earliest Filing Date Claimed
Note:
Patents issuing on applications filed on or after June 8, 1995 will expire based on the earliest filing date claimed under specific sections of U.S. patent law.

Public Law 103-465 (1994) amended 35 U.S.C. 154(a)(2) to provide that any patent issuing on a utility or plant application filed on or after June 8, 1995 will expire 20 years from its actual filing date, or, if the application claims the benefit of an earlier filed application under 35 U.S.C. 120, 121, or 365(c), 20 years from the earliest filing date for which a benefit under 35 U.S.C. 120, 121, or 365(c) is claimed. The Patent Law Treaties Implementation Act of 2012, Public Law 112-211, which implemented the provisions of the Hague Agreement, amended 35 U.S.C. 154(a)(2) to delete “section 120, 121, or 365(c)” and to insert “section 120, 121, 365(c), or 386(c)” and 35 U.S.C. 154(a)(3) to delete “section 119, 365(a), or 365(b)” and to insert “section 119, 365(a), 365(b), 386(a), or 386(b).” Therefore, any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c), subject to the provisions of 35 U.S.C. 154(b) and 156 (providing for certain patent term adjustments and extensions). Thus, situations will often arise in which two copending applications subject to a provisional double patenting rejection will have the same patent term filing date, and thus, potentially will have the same patent term. Note that a benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) that meets the requirements of 37 CFR 1.78 determines the twenty year patent term for utility and plant applications filed on or after June 8, 1995. For patent term, it is not relevant if any claimed invention in the patent actually has 35 U.S.C. 112(a)) support in an earlier application and is therefore entitled to benefit of the earlier filing date for the purpose of avoiding prior art. See MPEP § 804, subsection I.B.1(a).

Jump to MPEP Source · 37 CFR 1.7835 U.S.C. 112 ConsiderationsFiling Date RequirementsPre-GATT 17-Year Term
StatutoryInformativeAlways
[mpep-804-02-87487a993db7669708cf5455]
Benefit Claim Determines Patent Term for Utility and Plant Applications Filed on or After June 8, 1995
Note:
A benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) that meets the requirements of 37 CFR 1.78 determines the twenty-year patent term for utility and plant applications filed on or after June 8, 1995.

Public Law 103-465 (1994) amended 35 U.S.C. 154(a)(2) to provide that any patent issuing on a utility or plant application filed on or after June 8, 1995 will expire 20 years from its actual filing date, or, if the application claims the benefit of an earlier filed application under 35 U.S.C. 120, 121, or 365(c), 20 years from the earliest filing date for which a benefit under 35 U.S.C. 120, 121, or 365(c) is claimed. The Patent Law Treaties Implementation Act of 2012, Public Law 112-211, which implemented the provisions of the Hague Agreement, amended 35 U.S.C. 154(a)(2) to delete “section 120, 121, or 365(c)” and to insert “section 120, 121, 365(c), or 386(c)” and 35 U.S.C. 154(a)(3) to delete “section 119, 365(a), or 365(b)” and to insert “section 119, 365(a), 365(b), 386(a), or 386(b).” Therefore, any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c), subject to the provisions of 35 U.S.C. 154(b) and 156 (providing for certain patent term adjustments and extensions). Thus, situations will often arise in which two copending applications subject to a provisional double patenting rejection will have the same patent term filing date, and thus, potentially will have the same patent term. Note that a benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) that meets the requirements of 37 CFR 1.78 determines the twenty year patent term for utility and plant applications filed on or after June 8, 1995. For patent term, it is not relevant if any claimed invention in the patent actually has 35 U.S.C. 112(a)) support in an earlier application and is therefore entitled to benefit of the earlier filing date for the purpose of avoiding prior art. See MPEP § 804, subsection I.B.1(a).

Jump to MPEP Source · 37 CFR 1.7835 U.S.C. 112 ConsiderationsFiling Date RequirementsDesign Claim Requirements
Topic

Petition Not Otherwise Provided For (37 CFR 1.182)

2 rules
StatutoryPermittedAlways
[mpep-804-02-29429d576c888dac01d4ff28]
Petition to Withdraw Terminal Disclaimer Before Issuance
Note:
Allows filing a petition under 37 CFR 1.182 to withdraw a terminal disclaimer before patent issuance if claims are canceled or shown to be distinct from reference claims.

If a terminal disclaimer is filed in an application in which the claims are then canceled or otherwise shown to be patentably distinct from the reference claims, the terminal disclaimer may be withdrawn before issuance of the patent by filing a petition under 37 CFR 1.182 requesting withdrawal of the recorded terminal disclaimer. A terminal disclaimer may not be withdrawn after issuance of the patent. See MPEP § 1490, subsection VIII, for a complete discussion of withdrawal of a terminal disclaimer.

Jump to MPEP Source · 37 CFR 1.182Petition Not Otherwise Provided For (37 CFR 1.182)Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
StatutoryProhibitedAlways
[mpep-804-02-a3ebf41f6ceb856f08b55e99]
Terminal Disclaimer Cannot Be Withdrawn After Issuance
Note:
A terminal disclaimer cannot be withdrawn once the patent has been issued.

If a terminal disclaimer is filed in an application in which the claims are then canceled or otherwise shown to be patentably distinct from the reference claims, the terminal disclaimer may be withdrawn before issuance of the patent by filing a petition under 37 CFR 1.182 requesting withdrawal of the recorded terminal disclaimer. A terminal disclaimer may not be withdrawn after issuance of the patent. See MPEP § 1490, subsection VIII, for a complete discussion of withdrawal of a terminal disclaimer.

Jump to MPEP Source · 37 CFR 1.182Petition Not Otherwise Provided For (37 CFR 1.182)Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
Topic

Common Ownership Exception – 102(b)(2)(C)

1 rules
StatutoryRequiredAlways
[mpep-804-02-b190bc07d7e7ce37b1b73f68]
Terminal Disclaimers Must Include Unenforceability Clause for Common Ownership
Note:
Patent claims differing but obvious must use terminal disclaimers stating patent becomes unenforceable if not commonly owned or enforced together.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Common Ownership Exception – 102(b)(2)(C)Responding to 101 RejectionsObviousness
Topic

Differences Between Claimed Invention and Prior Art

1 rules
StatutoryProhibitedAlways
[mpep-804-02-231900bc29cd7e8e4b864458]
Terminal Disclaimer Cannot Overcome Art Rejections
Note:
A terminal disclaimer cannot be used to overcome prior art rejections under sections 102 and 103 of the U.S. Patent Law.

35 U.S.C. 101 prevents two patents from issuing on the same invention. “Same invention” means identical subject matter. See, e.g., Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). Claims that differ from each other (aside from minor differences in language, punctuation, etc.), whether or not the difference would have been obvious, are not considered to be drawn to the same invention for double patenting purposes under 35 U.S.C. 101. In cases where the difference in claims would have been obvious, terminal disclaimers are effective to overcome nonstatutory double patenting rejections. Such terminal disclaimers must include a provision that the patent shall be unenforceable if it ceases to be commonly owned or enforced with the other application or patent. Note 37 CFR 1.321(c) and (d). 37 CFR 1.321(d) sets forth the requirements for a terminal disclaimer where the claimed invention resulted from activities undertaken within the scope of a joint research agreement. It should be emphasized that a terminal disclaimer cannot be used to overcome a prior art rejection under 35 U.S.C. 102 or 103.

Jump to MPEP Source · 37 CFR 1.321(c)Differences Between Claimed Invention and Prior ArtScope and Content of Prior ArtResponding to 101 Rejections
Topic

Filing Date Requirements

1 rules
StatutoryInformativeAlways
[mpep-804-02-711f1cffc01245f4fbb582a1]
Patent Term Based on Earliest Filing Date
Note:
Determines the patent term based on the earliest filing date claimed under 35 U.S.C. 120, 121, 365(c), or 386(c) for applications filed on or after June 8, 1995.

Public Law 103-465 (1994) amended 35 U.S.C. 154(a)(2) to provide that any patent issuing on a utility or plant application filed on or after June 8, 1995 will expire 20 years from its actual filing date, or, if the application claims the benefit of an earlier filed application under 35 U.S.C. 120, 121, or 365(c), 20 years from the earliest filing date for which a benefit under 35 U.S.C. 120, 121, or 365(c) is claimed. The Patent Law Treaties Implementation Act of 2012, Public Law 112-211, which implemented the provisions of the Hague Agreement, amended 35 U.S.C. 154(a)(2) to delete “section 120, 121, or 365(c)” and to insert “section 120, 121, 365(c), or 386(c)” and 35 U.S.C. 154(a)(3) to delete “section 119, 365(a), or 365(b)” and to insert “section 119, 365(a), 365(b), 386(a), or 386(b).” Therefore, any patent issuing on a continuing utility or plant application filed on or after June 8, 1995 will expire 20 years from the earliest filing date for which a benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c), subject to the provisions of 35 U.S.C. 154(b) and 156 (providing for certain patent term adjustments and extensions). Thus, situations will often arise in which two copending applications subject to a provisional double patenting rejection will have the same patent term filing date, and thus, potentially will have the same patent term. Note that a benefit claim under 35 U.S.C. 120, 121, 365(c), or 386(c) that meets the requirements of 37 CFR 1.78 determines the twenty year patent term for utility and plant applications filed on or after June 8, 1995. For patent term, it is not relevant if any claimed invention in the patent actually has 35 U.S.C. 112(a)) support in an earlier application and is therefore entitled to benefit of the earlier filing date for the purpose of avoiding prior art. See MPEP § 804, subsection I.B.1(a).

Jump to MPEP Source · 37 CFR 1.78Filing Date RequirementsPre-GATT 17-Year Term20-Year Term from Filing

Citations

Primary topicCitation
Common Ownership Exception – 102(b)(2)(C)
Differences Between Claimed Invention and Prior Art
Identity of Invention
35 U.S.C. § 101
Common Ownership Exception – 102(b)(2)(C)
Differences Between Claimed Invention and Prior Art
Identity of Invention
35 U.S.C. § 102
35 U.S.C. 112 Considerations
Filing Date Requirements
35 U.S.C. § 112(a)
35 U.S.C. 112 Considerations
Effect of Terminal Disclaimer on Term
Filing Date Requirements
Pre-GATT 17-Year Term
35 U.S.C. § 120
Effect of Terminal Disclaimer on Term
Pre-GATT 17-Year Term
35 U.S.C. § 154
35 U.S.C. 112 Considerations
Effect of Terminal Disclaimer on Term
Filing Date Requirements
Pre-GATT 17-Year Term
35 U.S.C. § 154(a)(2)
35 U.S.C. 112 Considerations
Filing Date Requirements
35 U.S.C. § 154(a)(3)
35 U.S.C. 112 Considerations
Effect of Terminal Disclaimer on Term
Filing Date Requirements
Pre-GATT 17-Year Term
35 U.S.C. § 154(b)
Effect of Terminal Disclaimer on Term
Pre-GATT 17-Year Term
35 U.S.C. § 154(b)(2)(B)
35 U.S.C. § 253
37 CFR § 1.131(a)
Petition Not Otherwise Provided For (37 CFR 1.182)37 CFR § 1.182
Pre-GATT 17-Year Term37 CFR § 1.321
Common Ownership Exception – 102(b)(2)(C)
Differences Between Claimed Invention and Prior Art
Identity of Invention
37 CFR § 1.321(c)
Effect of Terminal Disclaimer on Term
Ex Parte Reexamination
Pre-GATT 17-Year Term
37 CFR § 1.321(c)(3)
Common Ownership Exception – 102(b)(2)(C)
Differences Between Claimed Invention and Prior Art
Effect of Terminal Disclaimer on Term
Identity of Invention
Pre-GATT 17-Year Term
37 CFR § 1.321(d)
35 U.S.C. 112 Considerations
Filing Date Requirements
37 CFR § 1.78
Determining Expiration Date
Effect of Terminal Disclaimer on Term
Petition Not Otherwise Provided For (37 CFR 1.182)
MPEP § 1490
35 U.S.C. 112 Considerations
Filing Date Requirements
MPEP § 804
Distinct Inventions (MPEP 802.01)
Restriction Requirement (MPEP 802-803)
Safe Harbor for Divisional
Applied Materials Inc. v. Advanced Semiconductor Materials, 98 F.3d 1563, 1568, 40 USPQ2d 1481, 1484 (Fed. Cir. 1996)
Distinct Inventions (MPEP 802.01)
Restriction Requirement (MPEP 802-803)
Safe Harbor for Divisional
Geneva Pharmaceuticals Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1381, 68 USPQ2d 1865, 1871 (Fed. Cir. 2003)
Determining Expiration Date
Effect of Terminal Disclaimer on Term
In re Braithwaite, 379 F.2d 594, 154 USPQ 29 (CCPA 1967)
In re Dunn, 349 F.2d 433, 146 USPQ 479 (CCPA 1965)
Determining Expiration Date
Effect of Terminal Disclaimer on Term
In re Eckel, 393 F.2d 848, 157 USPQ 415 (CCPA 1968)
Determining Expiration Date
Effect of Terminal Disclaimer on Term
In re Griswold, 365 F.2d 834, 150 USPQ 804 (CCPA 1966)
In re Hidy, 303 F.2d 954, 133 USPQ 65 (CCPA 1962)
Determining Expiration Date
Effect of Terminal Disclaimer on Term
In re Jentoft, 392 F.2d 633, 157 USPQ 363 (CCPA 1968)
Determining Expiration Date
Effect of Terminal Disclaimer on Term
In re Knohl, 386 F.2d 476, 155 USPQ 586 (CCPA 1967)
Common Ownership Exception – 102(b)(2)(C)
Differences Between Claimed Invention and Prior Art
Identity of Invention
In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957)
In re Teague, 254 F.2d 145, 117 USPQ 284 (CCPA 1958)
Common Ownership Exception – 102(b)(2)(C)
Determining Expiration Date
Differences Between Claimed Invention and Prior Art
Effect of Terminal Disclaimer on Term
Identity of Invention
In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970)
In re Ward, 236 F.2d 428, 111 USPQ 101 (CCPA 1956)
Quad Environmental Technologies Corp. v. Union Sanitary District, 946 F.2d 870, 20 USPQ2d 1392 (Fed. Cir. 1991)
Pre-GATT 17-Year TermSee also AbbVie Inc. v. Kennedy Institute of Rheumatology Trust, 764 F.3d 1366, 112 USPQ2d 1001 (Fed. Cir. 2014)
Distinct Inventions (MPEP 802.01)
Restriction Requirement (MPEP 802-803)
Safe Harbor for Divisional
Symbol Techs, Inc. v. Opticon, Inc., 935 F.2d 1569, 1579, 19 USPQ2d 1241, 1249 (Fed. Cir. 1991)
Distinct Inventions (MPEP 802.01)
Restriction Requirement (MPEP 802-803)
Safe Harbor for Divisional
quoting Gerber Garment Technology Inc. v. Lectra Systems Inc., 916 F.2d 683, 688, 16 USPQ2d 1436, 1440 (Fed. Cir. 1990)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31