MPEP § 708.02 — Petition To Make Special (Annotated Rules)

§708.02 Petition To Make Special

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 708.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Petition To Make Special

This section addresses Petition To Make Special. Primary authority: 35 U.S.C. 371, 37 CFR 1.102, and 37 CFR 1.17(c). Contains: 12 requirements, 1 prohibition, 3 guidance statements, 5 permissions, and 4 other statements.

Key Rules

Topic

Petition to Make Special (37 CFR 1.102)

10 rules
StatutoryPermittedAlways
[mpep-708-02-e0223454f92621ca4d72f544]
Exceptions for Special Examination Status
Note:
A petition to make special may be granted under certain conditions, allowing advancement of examination despite the usual order of filing dates.

New applications ordinarily are taken up for examination in the order of their filing dates in view of any domestic benefit claimed. Certain exceptions are made by way of petitions to make special, which may be granted under the conditions set forth below. Any statement in support of a petition to make special must be based on a good faith belief that the invention in fact qualifies for special status. See 37 CFR 1.56 and 11.18. Advancement of examination under 37 CFR 1.102 may be sought via a petition to make special under 37 CFR 1.102(c) – (d), or via a request for prioritized examination under 37 CFR 1.102(e).

Jump to MPEP Source · 37 CFR 1.56Petition to Make Special (37 CFR 1.102)Track One PrioritizedCommon Petition Types
StatutoryRequiredAlways
[mpep-708-02-d1d02fc4eb13aa50187019dd]
Supporting Statement Must Be In Good Faith
Note:
Any statement in support of a petition to make special must be based on a genuine belief that the invention qualifies for special status.

New applications ordinarily are taken up for examination in the order of their filing dates in view of any domestic benefit claimed. Certain exceptions are made by way of petitions to make special, which may be granted under the conditions set forth below. Any statement in support of a petition to make special must be based on a good faith belief that the invention in fact qualifies for special status. See 37 CFR 1.56 and 11.18. Advancement of examination under 37 CFR 1.102 may be sought via a petition to make special under 37 CFR 1.102(c) – (d), or via a request for prioritized examination under 37 CFR 1.102(e).

Jump to MPEP Source · 37 CFR 1.56Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-708-02-e1a73dec23d841482022a128]
Guidelines for Petition to Make Special Before August 25, 2006
Note:
Provides guidelines and requirements for filing a petition to make special in an application before August 25, 2006.

See the version of MPEP § 708.02 in force in August 2010 (Eighth Edition, Revision 9) for guidelines and the requirements for a petition to make special filed in an application before August 25, 2006. A petition to make special filed on or after August 25, 2006 will only be granted if it is based upon applicant’s health or age, is under the PPH pilot program (see MPEP § 708.02(c)), or complies with the requirements set forth in MPEP § 708.02(a). For a request for prioritized examination under 37 CFR 1.102(e) filed on or after September 26, 2011, see MPEP § 708.02(b).

Jump to MPEP Source · 37 CFR 1.102(e)Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-708-02-ac9bb9000c6ab4823c46ab0a]
Patent Applications for Environmental Enhancements Get Special Status
Note:
The U.S. Patent and Trademark Office will grant special status to patent applications that significantly improve environmental quality by restoring or maintaining air, water, and soil.

The U.S. Patent and Trademark Office will accord “special” status to all patent applications for inventions which materially enhance the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements, i.e., air, water, and soil. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-708-02-353c748f0d742bd6442bc7e3]
Petition to Make Special Must Comply with MPEP §708.02(a)
Note:
Any petition for special status must meet the requirements specified in MPEP §708.02(a).

The U.S. Patent and Trademark Office will accord “special” status to all patent applications for inventions which materially enhance the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements, i.e., air, water, and soil. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-708-02-6529e1979642e8fe9dc971a8]
Requirements for Petition to Make Special
Note:
Any petition to make special must comply with the requirements set forth in MPEP § 708.02(a).

The U.S. Patent and Trademark Office will, on petition, accord “special” status to all patent applications for inventions which materially contribute to (A) the discovery or development of energy resources, or (B) the more efficient utilization and conservation of energy resources. Examples of inventions in category (A) would be developments in fossil fuels (natural gas, coal, and petroleum), hydrogen fuel technologies, nuclear energy, solar energy, etc. Category (B) would include inventions relating to the reduction of energy consumption in combustion systems, industrial equipment, household appliances, etc. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-708-02-b50918556ce140593f1099d4]
Special Status for Anti-Terrorism Inventions
Note:
Petitions to make special status will be granted to patent applications that significantly contribute to countering terrorism, ensuring prompt disclosure of such advancements.

In view of the importance of developing technologies for countering terrorism and the desirability of prompt disclosure of advances made in these fields, the U.S. Patent and Trademark Office will accord “special” status to patent applications for inventions which materially contribute to countering terrorism. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-708-02-2cc2f4cb25c5205ae92c7953]
Petition to Make Special Must Comply with MPEP §708.02(a)
Note:
Any petition for special status must meet the requirements specified in MPEP §708.02(a).

In view of the importance of developing technologies for countering terrorism and the desirability of prompt disclosure of advances made in these fields, the U.S. Patent and Trademark Office will accord “special” status to patent applications for inventions which materially contribute to countering terrorism. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Petition to Make Special (37 CFR 1.102)Common Petition TypesDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-708-02-6cee779cb8f7e299c7bd4a0d]
Petitions and Decisions Must Be Recorded in Application File
Note:
All petitions to make special or advance examination, along with their decisions, must be recorded in the application file.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Petition to Make Special (37 CFR 1.102)Petition for Access (37 CFR 1.14(i))Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-1ef8bbefa0b8707ca6ac3976]
Quality Assurance Specialist Decides Other Petitions to Make Special
Note:
All petitions to make special, except those based on health, age, PPH program, or prioritized examination, are decided by the Quality Assurance Specialist of the assigned TC.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Petition to Make Special (37 CFR 1.102)Quality Assurance Specialist ReviewAllowance Quality Review
Topic

Petition Procedures (MPEP 1002)

9 rules
StatutoryRecommendedAlways
[mpep-708-02-e0ae0fe8c138e6f2559f2a8f]
Petition for Special Status Must State Environmental Contribution
Note:
Applicants must petition for special status, stating that their invention materially enhances the environment by contributing to basic life-sustaining elements.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially enhances the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements. No fee is required for such a petition. See 37 CFR 1.102(c). If it is not clear from the application's disclosure that the claimed invention materially enhances the quality of the environment by contributing to the restoration or maintenance of one of the basic life-sustaining natural elements, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially enhance the quality of the environment. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may enhance the quality of the environment.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryRequiredAlways
[mpep-708-02-de7e253f0dad7c719635ca89]
Petition for Special Status Must State Environmental Benefit
Note:
The petition must state that the invention materially enhances environmental quality by contributing to the restoration or maintenance of basic life-sustaining natural elements.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially enhances the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements. No fee is required for such a petition. See 37 CFR 1.102(c). If it is not clear from the application's disclosure that the claimed invention materially enhances the quality of the environment by contributing to the restoration or maintenance of one of the basic life-sustaining natural elements, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially enhance the quality of the environment. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may enhance the quality of the environment.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryPermittedAlways
[mpep-708-02-dc68793b50ad496c4ab0a0fa]
Invention Must Directly Enhance Environment
Note:
The materiality standard requires that the claimed invention must directly enhance the quality of the environment, not merely speculate on hypothetical applications or minor aspects.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially enhances the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements. No fee is required for such a petition. See 37 CFR 1.102(c). If it is not clear from the application's disclosure that the claimed invention materially enhances the quality of the environment by contributing to the restoration or maintenance of one of the basic life-sustaining natural elements, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially enhance the quality of the environment. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may enhance the quality of the environment.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryRecommendedAlways
[mpep-708-02-ba9b6afb9f89ff021510557d]
Petition for Special Status Must State Material Contribution to Category (A) or (B)
Note:
Applicants must petition for special status, stating that their invention materially contributes to category (A) or (B), and provide evidence if not clear from the application.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to category (A) or (B) set forth above. No fee is required for such a petition, 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention materially contributes to category (A) or (B), the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially contribute to category (A) or (B). Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to category (A) or (B).

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryRequiredAlways
[mpep-708-02-0d1adb4f96814c0ef05fd757]
Petition for Special Status Must State Material Contribution
Note:
The petition must state that the invention materially contributes to category (A) or (B).

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to category (A) or (B) set forth above. No fee is required for such a petition, 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention materially contributes to category (A) or (B), the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially contribute to category (A) or (B). Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to category (A) or (B).

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryPermittedAlways
[mpep-708-02-0ba46845d268e9b00c695dc7]
Materiality Standard for Special Status Petition
Note:
The rule requires that applicants must clearly demonstrate how the claimed invention materially contributes to category (A) or (B), and prohibits speculation about hypothetical end-user applications.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to category (A) or (B) set forth above. No fee is required for such a petition, 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention materially contributes to category (A) or (B), the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially contribute to category (A) or (B). Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to category (A) or (B).

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryRecommendedAlways
[mpep-708-02-3b3bb52f824233210590cfe2]
Petition for Special Status Must State Material Contribution to Countering Terrorism
Note:
Applicants must petition for special status, stating that their invention materially contributes to countering terrorism.

All applicants desiring to participate in this program should petition that their applications be accorded special status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to countering terrorism. No fee is required for such a petition. See 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention is materially directed to countering terrorism, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the invention materiality contributes to countering terrorism. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could counter terrorism. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to countering terrorism.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryRequiredAlways
[mpep-708-02-75e2e22837672a616e554d12]
Petition for Special Status Must State Invention Contributes to Countering Terrorism
Note:
The petition must state that the invention materially contributes to countering terrorism to be eligible for special status under 37 CFR 1.102.

All applicants desiring to participate in this program should petition that their applications be accorded special status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to countering terrorism. No fee is required for such a petition. See 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention is materially directed to countering terrorism, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the invention materiality contributes to countering terrorism. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could counter terrorism. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to countering terrorism.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
StatutoryPermittedAlways
[mpep-708-02-4cac06c455d9e8ec3949235a]
Invention Must Directly Counter Terrorism
Note:
Applicants must clearly state how their invention directly contributes to countering terrorism; speculation on hypothetical applications is not permitted.

All applicants desiring to participate in this program should petition that their applications be accorded special status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to countering terrorism. No fee is required for such a petition. See 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention is materially directed to countering terrorism, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the invention materiality contributes to countering terrorism. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could counter terrorism. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to countering terrorism.

Jump to MPEP Source · 37 CFR 1.102Petition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)Fee Requirements
Topic

Age or Health Basis

7 rules
StatutoryRequiredAlways
[mpep-708-02-55f1d97bf4fe037481dc37bd]
Requirements for Petitions Filed After August 25, 2006
Note:
Petitions to make special filed on or after August 25, 2006 must meet the requirements of the revised accelerated examination program.

Any petition to make special, other than those based on applicant’s health or age or participation in the Patent Prosecution Highway (PPH) pilot program, filed on or after August 25, 2006 must meet the requirements for the revised accelerated examination program set forth in MPEP § 708.02(a). For prioritized examination under 37 CFR 1.102(e), see MPEP § 708.02(b). See subsections I and II below for the requirements for filing a petition to make special based on applicant’s health or age.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-d78665b96805dd8ffc98a560]
Requirements for Filing Petition Based on Health or Age
Note:
The rule outlines the specific requirements for filing a petition to make special based on an applicant's health or age, applicable after August 25, 2006.

Any petition to make special, other than those based on applicant’s health or age or participation in the Patent Prosecution Highway (PPH) pilot program, filed on or after August 25, 2006 must meet the requirements for the revised accelerated examination program set forth in MPEP § 708.02(a). For prioritized examination under 37 CFR 1.102(e), see MPEP § 708.02(b). See subsections I and II below for the requirements for filing a petition to make special based on applicant’s health or age.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-7ab00b32083f85ffae40edbe]
Special Petition After August 25, 2006 Requires Health or Age Basis
Note:
A petition to make special filed on or after August 25, 2006 must be based on the applicant's health or age, participate in the PPH pilot program, or meet other specified requirements.

See the version of MPEP § 708.02 in force in August 2010 (Eighth Edition, Revision 9) for guidelines and the requirements for a petition to make special filed in an application before August 25, 2006. A petition to make special filed on or after August 25, 2006 will only be granted if it is based upon applicant’s health or age, is under the PPH pilot program (see MPEP § 708.02(c)), or complies with the requirements set forth in MPEP § 708.02(a). For a request for prioritized examination under 37 CFR 1.102(e) filed on or after September 26, 2011, see MPEP § 708.02(b).

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-a4581686458f9c0d0e64a4c9]
Petitions and Decisions Must Be Recorded in File
Note:
The Office is responsible for recording petitions, supporting documents, and resulting decisions in the application file record.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisTrack One PrioritizedPetition to Make Special (37 CFR 1.102)
StatutoryInformativeAlways
[mpep-708-02-0fec2b5f9a2d547a1b27769c]
Petition and Decision Must Be Separately Entered
Note:
The petition to make special and the resulting decision must be recorded as separate documents in the application file.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisTrack One PrioritizedPetition to Make Special (37 CFR 1.102)
StatutoryInformativeAlways
[mpep-708-02-35924982a22d791509c74d3e]
Petitions to Make Special Filed and Decided by Office of Petitions or Quality Assurance Specialist
Note:
Petitions to make special, regardless of the ground upon which they are based, are filed in the application file and decided by either the Office of Petitions or the Quality Assurance Specialist of the assigned TC.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisTrack One PrioritizedPetition to Make Special (37 CFR 1.102)
StatutoryInformativeAlways
[mpep-708-02-e5fa31edb66f60ee5a29f358]
Petitions for Special Examination Decided by Office of Petitions
Note:
Currently, petitions based on health or age, participation in PPH programs, and requests for prioritized examination are decided by the Office of Petitions.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Age or Health BasisTrack One PrioritizedPetition to Make Special (37 CFR 1.102)
Topic

Fee Requirements

6 rules
StatutoryPermittedAlways
[mpep-708-02-4f339382e3a8d2e5f6169498]
Petition for Health-Based Special Examination
Note:
Allows an application to be made special if the inventor's health might prevent them from assisting in prosecution, requiring evidence like a doctor’s certificate.

An application may be made special upon a petition by applicant accompanied by any evidence showing that the state of health of the inventor or joint inventor is such that they might not be available to assist in the prosecution of the application if it were to run its normal course, such as a doctor’s certificate or other medical certificate. No fee is required for such a petition. See 37 CFR 1.102(c).

Jump to MPEP Source · 37 CFR 1.102(c)Fee Requirements
StatutoryRequiredAlways
[mpep-708-02-414849565247f54bef95e1d4]
No Fee for Health Petition
Note:
A petition to make an application special due to the inventor's health condition does not require a fee.

An application may be made special upon a petition by applicant accompanied by any evidence showing that the state of health of the inventor or joint inventor is such that they might not be available to assist in the prosecution of the application if it were to run its normal course, such as a doctor’s certificate or other medical certificate. No fee is required for such a petition. See 37 CFR 1.102(c).

Jump to MPEP Source · 37 CFR 1.102(c)Fee Requirements
StatutoryRequiredAlways
[mpep-708-02-b8cb9af21ec5497967fd9df3]
No Fee for Petition to Make Special
Note:
A petition to make an application special based on inventor age does not require a fee.

An application may be made special upon filing a petition including any evidence showing that the inventor or joint inventor is 65 years of age, or more, such as a statement by the inventor or joint inventor or a statement from a registered practitioner that they have evidence that the inventor or joint inventor is 65 years of age or older. No fee is required with such a petition. See 37 CFR 1.102(c).

Jump to MPEP Source · 37 CFR 1.102(c)Fee RequirementsPractitioner Recognition and Conduct
StatutoryRequiredAlways
[mpep-708-02-87f2c7d106d5639a00769bdb]
No Fee for Petition to Make Special if Invention Enhances Environment
Note:
Petitions seeking special status for inventions that enhance the environment do not require fees, but must clearly demonstrate their contribution to basic life-sustaining elements.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially enhances the quality of the environment of mankind by contributing to the restoration or maintenance of the basic life-sustaining natural elements. No fee is required for such a petition. See 37 CFR 1.102(c). If it is not clear from the application's disclosure that the claimed invention materially enhances the quality of the environment by contributing to the restoration or maintenance of one of the basic life-sustaining natural elements, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially enhance the quality of the environment. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may enhance the quality of the environment.

Jump to MPEP Source · 37 CFR 1.102Fee RequirementsPractitioner Recognition and ConductPetition Procedures (MPEP 1002)
StatutoryRequiredAlways
[mpep-708-02-ddf2499886b5faf3ed6ed298]
No Fee for Special Status Petition
Note:
Petitions seeking special status under 37 CFR 1.102 do not require a fee.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to category (A) or (B) set forth above. No fee is required for such a petition, 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention materially contributes to category (A) or (B), the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially contribute to category (A) or (B). Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to category (A) or (B).

Jump to MPEP Source · 37 CFR 1.102Fee RequirementsPetition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-708-02-884443d23ef71e3ee6e9dd68]
No Fee for Special Status Petition
Note:
Petitions seeking special status due to inventions that materially contribute to countering terrorism do not require a fee.

All applicants desiring to participate in this program should petition that their applications be accorded special status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to countering terrorism. No fee is required for such a petition. See 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention is materially directed to countering terrorism, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the invention materiality contributes to countering terrorism. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could counter terrorism. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to countering terrorism.

Jump to MPEP Source · 37 CFR 1.102Fee RequirementsPetition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
Topic

Track One Prioritized

5 rules
StatutoryProhibitedAlways
[mpep-708-02-d23de8642555ef12e5d91950]
Request for Track One Prioritized Examination Must Comply with Requirements and Fees
Note:
A request for prioritized examination must include the required fees, comply with claim limitations, and meet additional filing requirements.
(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year.
  • (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.
  • (2) A request for prioritized examination may be filed with or after a request for continued examination in compliance with § 1.114. If the application is a utility application, the request must be filed via the USPTO patent electronic filing system. The request must be filed before the mailing of the first Office action after the filing of the request for continued examination under § 1.114. Only a single such request for prioritized examination under this paragraph may be granted in an application.
Jump to MPEP Source · 37 CFR 1.17(c)Track One PrioritizedEntry of Preliminary AmendmentDependent Claim Changes in Reissue
StatutoryInformativeAlways
[mpep-708-02-e320f4925b760a094907ae2c]
Applications Examined by Filing Date
Note:
New applications are generally examined in the order of their filing dates, considering any claimed domestic benefits.

New applications ordinarily are taken up for examination in the order of their filing dates in view of any domestic benefit claimed. Certain exceptions are made by way of petitions to make special, which may be granted under the conditions set forth below. Any statement in support of a petition to make special must be based on a good faith belief that the invention in fact qualifies for special status. See 37 CFR 1.56 and 11.18. Advancement of examination under 37 CFR 1.102 may be sought via a petition to make special under 37 CFR 1.102(c) – (d), or via a request for prioritized examination under 37 CFR 1.102(e).

Jump to MPEP Source · 37 CFR 1.56Track One PrioritizedPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryPermittedAlways
[mpep-708-02-5ac50406d9c00a8e8f88fd58]
Advancement of Examination Through Petitions
Note:
Allows for expedited examination through petitions to make special under 37 CFR 1.102(c)-(d) or prioritized examination under 37 CFR 1.102(e).

New applications ordinarily are taken up for examination in the order of their filing dates in view of any domestic benefit claimed. Certain exceptions are made by way of petitions to make special, which may be granted under the conditions set forth below. Any statement in support of a petition to make special must be based on a good faith belief that the invention in fact qualifies for special status. See 37 CFR 1.56 and 11.18. Advancement of examination under 37 CFR 1.102 may be sought via a petition to make special under 37 CFR 1.102(c) – (d), or via a request for prioritized examination under 37 CFR 1.102(e).

Jump to MPEP Source · 37 CFR 1.56Track One PrioritizedPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-efa742bc38e38bd5553842eb]
Requirement for Filing Petition to Make Special Under 37 CFR 1.102(e)
Note:
The rule outlines the requirements for filing a petition to make special for prioritized examination under 37 CFR 1.102(e).

Any petition to make special, other than those based on applicant’s health or age or participation in the Patent Prosecution Highway (PPH) pilot program, filed on or after August 25, 2006 must meet the requirements for the revised accelerated examination program set forth in MPEP § 708.02(a). For prioritized examination under 37 CFR 1.102(e), see MPEP § 708.02(b). See subsections I and II below for the requirements for filing a petition to make special based on applicant’s health or age.

Jump to MPEP Source · 37 CFR 1.102(e)Track One PrioritizedPetition to Make Special (37 CFR 1.102)Age or Health Basis
StatutoryInformativeAlways
[mpep-708-02-3032e1e5a7a62a62a3c6c3b2]
Request for Prioritized Examination Under 37 CFR 1.102(e)
Note:
For requests filed on or after September 26, 2011, refer to MPEP § 708.02(b) for requirements.

See the version of MPEP § 708.02 in force in August 2010 (Eighth Edition, Revision 9) for guidelines and the requirements for a petition to make special filed in an application before August 25, 2006. A petition to make special filed on or after August 25, 2006 will only be granted if it is based upon applicant’s health or age, is under the PPH pilot program (see MPEP § 708.02(c)), or complies with the requirements set forth in MPEP § 708.02(a). For a request for prioritized examination under 37 CFR 1.102(e) filed on or after September 26, 2011, see MPEP § 708.02(b).

Jump to MPEP Source · 37 CFR 1.102(e)Track One PrioritizedPetition to Make Special (37 CFR 1.102)Age or Health Basis
Topic

Access to Patent Application Files (MPEP 101-106)

3 rules
StatutoryRequiredAlways
[mpep-708-02-b9765bbd2559cd05cab6515f]
Personal/medical information must be submitted under MPEP §724.02 if not to be public.
Note:
If an applicant does not want personal or medical information to be part of the application file record, it must be submitted according to MPEP §724.02.

Personal/medical information submitted as evidence to support the petition will be available to the public if the application file and contents are available to the public pursuant to 37 CFR 1.11 or 1.14. If applicant does not wish to have this information become part of the application file record, the information must be submitted pursuant to MPEP § 724.02.

Jump to MPEP Source · 37 CFR 1.11Access to Patent Application Files (MPEP 101-106)Third Party Access to Files (MPEP 103, 1134.01)
StatutoryRequiredAlways
[mpep-708-02-51d61d5045029961726f01f9]
Personal/medical information must be submitted under MPEP §724.02 if not to be public.
Note:
If an applicant does not wish personal or medical information to be part of the application file record, it must be submitted according to MPEP §724.02.

Personal/medical information submitted as evidence to support the petition will be available to the public if the application file and contents are available to the public pursuant to 37 CFR 1.11 or 1.14. If applicant does not wish to have this information become part of the application file record, the information must be submitted pursuant to MPEP § 724.02.

Jump to MPEP Source · 37 CFR 1.11Access to Patent Application Files (MPEP 101-106)Third Party Access to Files (MPEP 103, 1134.01)
StatutoryInformativeAlways
[mpep-708-02-1aeb0f4cce8fdc93ae57a215]
Petition and Supporting Documents Must Be Combined
Note:
The petition, along with any attached papers and supporting affidavits, must be provided as a single document in the application’s file wrapper.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Access to Patent Application Files (MPEP 101-106)Certified Copies of DocumentsAge or Health Basis
Topic

Practitioner Recognition and Conduct

3 rules
StatutoryPermittedAlways
[mpep-708-02-0db2d13db96038576739e32c]
Petition to Make Special if Inventor is 65+
Note:
A petition can be filed to make an application special if the inventor or joint inventor is 65 years old or older, without any fee required.

An application may be made special upon filing a petition including any evidence showing that the inventor or joint inventor is 65 years of age, or more, such as a statement by the inventor or joint inventor or a statement from a registered practitioner that they have evidence that the inventor or joint inventor is 65 years of age or older. No fee is required with such a petition. See 37 CFR 1.102(c).

Jump to MPEP Source · 37 CFR 1.102(c)Practitioner Recognition and ConductFee Requirements
StatutoryRequiredAlways
[mpep-708-02-3fa5ccd519158c3a34961b0a]
Petition Must Explain Materiality If Not Clear
Note:
If the application disclosure does not clearly show that the claimed invention contributes to category (A) or (B), a petition must include an explanation from the applicant, assignee, or registered attorney/agent.

All applicants desiring to participate in this program should petition that their applications be accorded “special” status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to category (A) or (B) set forth above. No fee is required for such a petition, 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention materially contributes to category (A) or (B), the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the materiality standard is met. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could materially contribute to category (A) or (B). Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to category (A) or (B).

Jump to MPEP Source · 37 CFR 1.102Practitioner Recognition and ConductPetition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-708-02-da5698a457bd7f3fe9255e17]
Petition Must Explain Invention's Counter-Terrorism Contribution
Note:
If the application does not clearly show the invention is for counter-terrorism, a petition must be accompanied by an explanation from the applicant or assignee detailing how the invention contributes to countering terrorism.

All applicants desiring to participate in this program should petition that their applications be accorded special status. The petition under 37 CFR 1.102 must state that special status is sought because the invention materially contributes to countering terrorism. No fee is required for such a petition. See 37 CFR 1.102(c). If the application disclosure is not clear on its face that the claimed invention is materially directed to countering terrorism, the petition must be accompanied by a statement under 37 CFR 1.102 by the applicant, assignee, or an attorney/agent registered to practice before the Office explaining how the invention materiality contributes to countering terrorism. The materiality standard does not permit an applicant to speculate as to how a hypothetical end-user might specially apply the invention in a manner that could counter terrorism. Nor does such standard permit an applicant to enjoy the benefit of advanced examination merely because some minor aspect of the claimed invention may be directed to countering terrorism.

Jump to MPEP Source · 37 CFR 1.102Practitioner Recognition and ConductPetition Procedures (MPEP 1002)Director Authority and Petitions (MPEP 1000)
Topic

Environmental Quality

3 rules
StatutoryInformativeAlways
[mpep-708-02-0e2db2d91d4855b9ac8ceb65]
Petitions for Special Status for Energy Inventions
Note:
Patent applications for inventions that contribute to energy resource discovery, development, or efficiency must be petitioned for special status.

The U.S. Patent and Trademark Office will, on petition, accord “special” status to all patent applications for inventions which materially contribute to (A) the discovery or development of energy resources, or (B) the more efficient utilization and conservation of energy resources. Examples of inventions in category (A) would be developments in fossil fuels (natural gas, coal, and petroleum), hydrogen fuel technologies, nuclear energy, solar energy, etc. Category (B) would include inventions relating to the reduction of energy consumption in combustion systems, industrial equipment, household appliances, etc. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Environmental QualityPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-5be94c078f9cab546e2d1806]
Special Status for Energy Inventions Petition
Note:
Allows petitions for special status to patent applications contributing to energy resource discovery, development, or efficiency.

The U.S. Patent and Trademark Office will, on petition, accord “special” status to all patent applications for inventions which materially contribute to (A) the discovery or development of energy resources, or (B) the more efficient utilization and conservation of energy resources. Examples of inventions in category (A) would be developments in fossil fuels (natural gas, coal, and petroleum), hydrogen fuel technologies, nuclear energy, solar energy, etc. Category (B) would include inventions relating to the reduction of energy consumption in combustion systems, industrial equipment, household appliances, etc. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Environmental QualityPetition to Make Special (37 CFR 1.102)Common Petition Types
StatutoryInformativeAlways
[mpep-708-02-2dbe67976fd818cc0f76348b]
Special Status for Energy Efficiency Inventions
Note:
Patent applications for inventions reducing energy consumption in various systems can receive special status.

The U.S. Patent and Trademark Office will, on petition, accord “special” status to all patent applications for inventions which materially contribute to (A) the discovery or development of energy resources, or (B) the more efficient utilization and conservation of energy resources. Examples of inventions in category (A) would be developments in fossil fuels (natural gas, coal, and petroleum), hydrogen fuel technologies, nuclear energy, solar energy, etc. Category (B) would include inventions relating to the reduction of energy consumption in combustion systems, industrial equipment, household appliances, etc. Any petition to make special filed under this subsection must comply with the requirements set forth in MPEP § 708.02(a).

Jump to MPEP Source · 37 CFR 1.102Environmental QualityPetition to Make Special (37 CFR 1.102)Common Petition Types
Topic

International Stage Fees

2 rules
StatutoryRequiredAlways
[mpep-708-02-f995c600ff40335ecb141db2]
Utility Application Must Be Filed Electronically
Note:
A utility application must be filed via the USPTO patent electronic filing system and include the required fees upon filing.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)International Stage FeesNational Stage FeesNational Stage Entry Requirements
StatutoryRequiredAlways
[mpep-708-02-5cdeb960affa37f585cf3cc7]
Filing Requirements for Plant Applications
Note:
A plant application must include the filing fee, search fee, and examination fee upon filing.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)International Stage FeesNational Stage FeesNational Stage Entry Requirements
Topic

Third Party Access to Files (MPEP 103, 1134.01)

2 rules
StatutoryInformativeAlways
[mpep-708-02-43c2f16086b74a6254e30705]
Personal/medical information must be publicly available if application file is public
Note:
If the application file and contents are publicly available, any personal or medical information submitted as evidence in a petition will also be made public.

Personal/medical information submitted as evidence to support the petition will be available to the public if the application file and contents are available to the public pursuant to 37 CFR 1.11 or 1.14. If applicant does not wish to have this information become part of the application file record, the information must be submitted pursuant to MPEP § 724.02.

Jump to MPEP Source · 37 CFR 1.11Third Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
StatutoryInformativeAlways
[mpep-708-02-7c634a79aa1b5c0f8d9af945]
Personal/Medical Information Must Be Public if Application File Is Public
Note:
If personal or medical information is submitted as evidence to support a petition and the application file is public, then this information will also be available to the public.

Personal/medical information submitted as evidence to support the petition will be available to the public if the application file and contents are available to the public pursuant to 37 CFR 1.11 or 1.14. If applicant does not wish to have this information become part of the application file record, the information must be submitted pursuant to MPEP § 724.02.

Jump to MPEP Source · 37 CFR 1.11Third Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
Topic

Director Authority and Petitions (MPEP 1000)

1 rules
StatutoryPermittedAlways
[mpep-708-02-1db795e42a856e92e0f11133]
Basis for Fee Waiver on Special Petition
Note:
A fee waiver is permitted for a special petition if based on the applicant's age or health, or if the invention contributes to environmental quality, energy conservation, or countering terrorism.
(c) A petition to make an application special may be filed without a fee if the basis for the petition is:
  • (1) The applicant’s age or health; or
  • (2) That the invention will materially:
    • (i) Enhance the quality of the environment;
    • (ii) Contribute to the development or conservation of energy resources; or
    • (iii) Contribute to countering terrorism.
Jump to MPEP Source · 37 CFR 1.102Director Authority and Petitions (MPEP 1000)Fee Requirements
Topic

Processing Fees

1 rules
StatutoryRequiredAlways
[mpep-708-02-fd54c68191becd75c753e822]
Fee Required for Special Petition
Note:
A petition to make an application special on grounds other than those specified must be accompanied by the fee set forth in § 1.17(h).

(d) A petition to make an application special on grounds other than those referred to in paragraph (c) of this section must be accompanied by the fee set forth in § 1.17(h).

Jump to MPEP Source · 37 CFR 1.17(h)Processing FeesFee RequirementsDirector Authority and Petitions (MPEP 1000)
Topic

Types of Claim Status in Reissue

1 rules
StatutoryPermittedAlways
[mpep-708-02-eb776dc82ee6dd42cb35c6ee]
Request for Prioritized Examination Must Comply with Requirements
Note:
A request for prioritized examination must be filed with an original utility or plant nonprovisional application and comply with specific claim limitations, fees, and other requirements.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)Types of Claim Status in ReissueClaim Status Identifiers in ReissueRequest Content and Form
Topic

PCT Claims Format

1 rules
StatutoryRequiredAlways
[mpep-708-02-1a367fa180af4ca76f05c4d8]
Specification Must Include Claim, Drawing, and Oath/Declaration
Note:
The application must contain a specification with at least one claim, a drawing if necessary, and an inventor’s oath or declaration upon filing.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)PCT Claims FormatPCT Drawing RequirementsOath/Declaration in National Stage
Topic

Dependent Claim Changes in Reissue

1 rules
StatutoryRequiredAlways
[mpep-708-02-208cf327ad5e1155c2e4f576]
Amendment to Cancel Claims Required Within One Month
Note:
The applicant must file an amendment to cancel any independent claims in excess of four, total claims in excess of thirty, or multiple dependent claims within one month from the first decision on the request for prioritized examination.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)Dependent Claim Changes in ReissueColumn and Line ReferencesArticle 19 Amendment Scope
Topic

Rejections in National Stage

1 rules
StatutoryInformativeAlways
[mpep-708-02-828cd68f82e55a8752721226]
One-Month Time Period for Amending Claims Is Not Extendable
Note:
This rule states that the one-month time period to amend claims after a decision on prioritized examination is not extendable.

(e) A request for prioritized examination under this paragraph must comply with the requirements of this paragraph and be accompanied by the prioritized examination fee set forth in § 1.17(c), the processing fee set forth in § 1.17(i), and if not already paid, the publication fee set forth in § 1.18(d). An application for which prioritized examination has been requested may not contain or be amended to contain more than four independent claims, more than thirty total claims, or any multiple dependent claim. Prioritized examination under this paragraph will not be accorded to international applications that have not entered the national stage under 35 U.S.C. 371, design applications, reissue applications, provisional applications, or reexamination proceedings. A request for prioritized examination must also comply with the requirements of paragraph (e)(1) or paragraph (e)(2) of this section. No more than 15,000 requests for such prioritized examination will be accepted in any fiscal year. (1) A request for prioritized examination may be filed with an original utility or plant nonprovisional application under 35 U.S.C. 111(a). The application must include a specification as prescribed by 35 U.S.C. 112 including at least one claim, a drawing when necessary, and the inventor’s oath or declaration on filing, except that the filing of an inventor’s oath or declaration may be postponed in accordance with § 1.53(f)(3) if an application data sheet meeting the conditions specified in § 1.53(f)(3)(i) is present upon filing. If the application is a utility application, it must be filed via the USPTO patent electronic filing system and include the filing fee under § 1.16(a), search fee under § 1.16(k), and examination fee under § 1.16(o) upon filing. If the application is a plant application, it must include the filing fee under § 1.16(c), search fee under § 1.16(m), and examination fee under § 1.16(q) upon filing. The request for prioritized examination in compliance with this paragraph must be present upon filing of the application, except that the applicant may file an amendment to cancel any independent claims in excess of four, any total claims in excess of thirty, and any multiple dependent claim not later than one month from a first decision on the request for prioritized examination. This one-month time period is not extendable.

Jump to MPEP Source · 37 CFR 1.17(c)Rejections in National StageTypes of Claim Status in ReissueClaim Status Identifiers in Reissue
Topic

Ordering Certified Copies

1 rules
StatutoryInformativeAlways
[mpep-708-02-7990439aac9f0cbc38a75024]
Technical Support Ensures Proper Petition Order Before Consideration
Note:
The technical support staff in the TC must ensure all papers prior to a petition are entered and listed before forwarding it for consideration.

Each petition to make special or request to advance examination, regardless of the ground upon which the petition or request is based and the nature of the decision, is made of record in the application file, together with the decision thereon. The part of the Office that rules on a petition is responsible for properly entering that petition and the resulting decision in the file record. The petition, with any attached papers and supporting affidavits, will be provided as a single document in the application’s file wrapper. The decision will be provided as a separate document similarly entered. To ensure entries in the “Contents” in proper order, the technical support staff in the TC will make certain that all papers prior to a petition have been entered and/or listed in the application file before forwarding it for consideration of the petition. Note MPEP § 1002.02(s). Currently petitions to make special based on applicant’s health or age, participation in a PPH program, or under a pilot program, and requests for prioritized examination under 37 CFR 1.102(e) are decided by the Office of Petitions. All other petitions to make special are decided by the Quality Assurance Specialist of the TC to which the application is assigned.

Jump to MPEP Source · 37 CFR 1.102(e)Ordering Certified CopiesAccess to Patent Application Files (MPEP 101-106)Age or Health Basis

Citations

Primary topicCitation
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
35 U.S.C. § 111(a)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
35 U.S.C. § 112
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
35 U.S.C. § 371
Fee Requirements
Petition Procedures (MPEP 1002)
Petition to Make Special (37 CFR 1.102)
Practitioner Recognition and Conduct
Track One Prioritized
37 CFR § 1.102
Fee Requirements
Petition Procedures (MPEP 1002)
Petition to Make Special (37 CFR 1.102)
Practitioner Recognition and Conduct
Track One Prioritized
37 CFR § 1.102(c)
Access to Patent Application Files (MPEP 101-106)
Age or Health Basis
Ordering Certified Copies
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
37 CFR § 1.102(e)
Access to Patent Application Files (MPEP 101-106)
Third Party Access to Files (MPEP 103, 1134.01)
37 CFR § 1.11
Track One Prioritized37 CFR § 1.114
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(a)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(c)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(k)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(m)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(o)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.16(q)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.17(c)
Processing Fees37 CFR § 1.17(h)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.17(i)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.18(d)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.53(f)(3)
Dependent Claim Changes in Reissue
International Stage Fees
PCT Claims Format
Rejections in National Stage
Track One Prioritized
Types of Claim Status in Reissue
37 CFR § 1.53(f)(3)(i)
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
37 CFR § 1.56
Access to Patent Application Files (MPEP 101-106)
Age or Health Basis
Ordering Certified Copies
Petition to Make Special (37 CFR 1.102)
MPEP § 1002.02(s)
Age or Health Basis
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
MPEP § 708.02
Age or Health Basis
Environmental Quality
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
MPEP § 708.02(a)
Age or Health Basis
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
MPEP § 708.02(b)
Age or Health Basis
Petition to Make Special (37 CFR 1.102)
Track One Prioritized
MPEP § 708.02(c)
Access to Patent Application Files (MPEP 101-106)
Third Party Access to Files (MPEP 103, 1134.01)
MPEP § 724.02

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31