MPEP § 705.01(a) — Nature of P.R., Its Use and Disposal (Annotated Rules)

§705.01(a) Nature of P.R., Its Use and Disposal

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 705.01(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Nature of P.R., Its Use and Disposal

This section addresses Nature of P.R., Its Use and Disposal. Contains: 1 requirement, 1 prohibition, 3 guidance statements, 2 permissions, and 4 other statements.

Key Rules

Topic

PTAB Jurisdiction

6 rules
MPEP GuidanceRecommendedAlways
[mpep-705-01-a-9b065053955bd4f6e93c914e]
Primary Examiner Must Incorporate Patentability Report
Note:
The primary examiner must include the substance of the patentability report in their examination action, making it complete for all claims if they agree with the report.

If the primary examiner in the TC having jurisdiction of the application agrees with the Patentability Report, he or she should incorporate the substance thereof in his or her action, which action will be complete as to all claims.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case Procedures
MPEP GuidancePermittedAlways
[mpep-705-01-a-08ad9ed0a9a42d8ed99dbc89]
Primary Examiner Can Consult Responsible Examiner on Disagreement
Note:
If the primary examiner disagrees with the Patentability Report, they may consult the responsible examiner. If no agreement is reached, the primary examiner can make their own decision without relying on the report.

If the primary examiner does not agree with the Patentability Report or any portion thereof, he or she may consult with the primary examiner responsible for the report. If agreement as to the resulting action cannot be reached, the primary examiner having jurisdiction of the application need not rely on the Patentability Report but may make his or her own action on the referred claims, in which case the Patentability Report should be removed from the file.

Jump to MPEP SourcePTAB JurisdictionSettlement of Contested CasePTAB Contested Case Procedures
MPEP GuidanceProhibitedAlways
[mpep-705-01-a-d3ecbf4099df61c069b69614]
Primary Examiner May Act Without Patentability Report
Note:
If the primary examiner disagrees with the Patentability Report, they can make their own decision on the claims without relying on it and remove the report from the file.

If the primary examiner does not agree with the Patentability Report or any portion thereof, he or she may consult with the primary examiner responsible for the report. If agreement as to the resulting action cannot be reached, the primary examiner having jurisdiction of the application need not rely on the Patentability Report but may make his or her own action on the referred claims, in which case the Patentability Report should be removed from the file.

Jump to MPEP SourcePTAB JurisdictionSettlement of Contested CasePTAB Contested Case Procedures
MPEP GuidanceRecommendedAlways
[mpep-705-01-a-71edb101c50c37051cafd0a8]
Appeal from Claim Rejection Requires TC Transfer
Note:
When appealing a claim rejection, the application must be transferred to the original examining TC for further processing and preparation of an examiner’s answer.

When an appeal is taken from the rejection of claims, all of which are examinable in the TC preparing a Patentability Report, the application should be transferred to said TC for the purpose of appeal. The receiving TC will take jurisdiction of the application and prepare the examiner’s answer. If allowed, the application may be sent to issue by said TC with its classification determined by the controlling claims remaining in the application.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
MPEP GuidanceInformativeAlways
[mpep-705-01-a-fa3389425bd201d8dcf016c3]
Application Transferred for Appeal
Note:
When an appeal is taken from a rejection, the application must be transferred to the original examining TC for preparing the examiner’s answer and potential issuance.

When an appeal is taken from the rejection of claims, all of which are examinable in the TC preparing a Patentability Report, the application should be transferred to said TC for the purpose of appeal. The receiving TC will take jurisdiction of the application and prepare the examiner’s answer. If allowed, the application may be sent to issue by said TC with its classification determined by the controlling claims remaining in the application.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
MPEP GuidancePermittedAlways
[mpep-705-01-a-fa7a0f3710f3258ecf61ffe6]
Application Appeal Must Be Transferred to Original Examining TC
Note:
When an appeal is taken from rejected claims, the application must be transferred back to the original examining TC for further processing and preparation of the examiner’s answer.

When an appeal is taken from the rejection of claims, all of which are examinable in the TC preparing a Patentability Report, the application should be transferred to said TC for the purpose of appeal. The receiving TC will take jurisdiction of the application and prepare the examiner’s answer. If allowed, the application may be sent to issue by said TC with its classification determined by the controlling claims remaining in the application.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
Topic

Ordering Certified Copies

4 rules
MPEP GuidanceInformativeAlways
[mpep-705-01-a-421e67fdfe8faf6c9bbf38a3]
Primary Examiner Must Direct Preparation of Patentability Report
Note:
If the primary examiner in the Technology Center approves a request for a Patentability Report, they must direct its preparation. The report includes citations of pertinent references and actions on all claims.

The primary examiner in the Technology Center (TC) from which the Patentability Report is requested, if he or she approves the request, will direct the preparation of the Patentability Report. This Patentability Report is in memorandum form and will include the citation of all pertinent references and a complete action on all claims involved. The field of search covered must be recorded in the appropriate section of the "Search Notes" form. See MPEP § 719.05. When an examiner to whom an application has been forwarded for a Patentability Report is of the opinion that final action is in order as to the referred claims, he or she should so state. The Patentability Report when signed by the primary examiner in the reporting TC will be returned to the TC to which the application is regularly assigned and placed in the file wrapper.

Jump to MPEP SourceOrdering Certified CopiesCertified Copies of DocumentsAccess to Patent Application Files (MPEP 101-106)
MPEP GuidanceInformativeAlways
[mpep-705-01-a-f067913f1bea83b562b1f508]
Patentability Report Must Include Citations and Action on Claims
Note:
The Patentability Report must include citations of all pertinent references and a complete action on all claims involved.

The primary examiner in the Technology Center (TC) from which the Patentability Report is requested, if he or she approves the request, will direct the preparation of the Patentability Report. This Patentability Report is in memorandum form and will include the citation of all pertinent references and a complete action on all claims involved. The field of search covered must be recorded in the appropriate section of the "Search Notes" form. See MPEP § 719.05. When an examiner to whom an application has been forwarded for a Patentability Report is of the opinion that final action is in order as to the referred claims, he or she should so state. The Patentability Report when signed by the primary examiner in the reporting TC will be returned to the TC to which the application is regularly assigned and placed in the file wrapper.

Jump to MPEP SourceOrdering Certified CopiesCertified Copies of DocumentsAccess to Patent Application Files (MPEP 101-106)
MPEP GuidanceRequiredAlways
[mpep-705-01-a-e3db2017cc6c4acd29f35d97]
Field of Search Must Be Recorded In Search Notes Form
Note:
The primary examiner must record the field of search in the appropriate section of the 'Search Notes' form when preparing a Patentability Report.

The primary examiner in the Technology Center (TC) from which the Patentability Report is requested, if he or she approves the request, will direct the preparation of the Patentability Report. This Patentability Report is in memorandum form and will include the citation of all pertinent references and a complete action on all claims involved. The field of search covered must be recorded in the appropriate section of the "Search Notes" form. See MPEP § 719.05. When an examiner to whom an application has been forwarded for a Patentability Report is of the opinion that final action is in order as to the referred claims, he or she should so state. The Patentability Report when signed by the primary examiner in the reporting TC will be returned to the TC to which the application is regularly assigned and placed in the file wrapper.

Jump to MPEP SourceOrdering Certified CopiesCertified Copies of DocumentsAccess to Patent Application Files (MPEP 101-106)
MPEP GuidanceRecommendedAlways
[mpep-705-01-a-3a84888ce521e75bd8224fa2]
Final Action Required for Claims
Note:
When an examiner reviewing a Patentability Report believes final action is necessary for the claims, they must state this opinion.

The primary examiner in the Technology Center (TC) from which the Patentability Report is requested, if he or she approves the request, will direct the preparation of the Patentability Report. This Patentability Report is in memorandum form and will include the citation of all pertinent references and a complete action on all claims involved. The field of search covered must be recorded in the appropriate section of the "Search Notes" form. See MPEP § 719.05. When an examiner to whom an application has been forwarded for a Patentability Report is of the opinion that final action is in order as to the referred claims, he or she should so state. The Patentability Report when signed by the primary examiner in the reporting TC will be returned to the TC to which the application is regularly assigned and placed in the file wrapper.

Jump to MPEP SourceOrdering Certified CopiesCertified Copies of DocumentsAccess to Patent Application Files (MPEP 101-106)
Topic

Certified Copies of Documents

1 rules
MPEP GuidanceInformativeAlways
[mpep-705-01-a-74171e806be3a7455bb4c349]
Patentability Report Must Be Returned to Assigning TC
Note:
The Patentability Report, signed by the primary examiner, must be returned to the application's regularly assigned Technology Center and placed in the file wrapper.

The primary examiner in the Technology Center (TC) from which the Patentability Report is requested, if he or she approves the request, will direct the preparation of the Patentability Report. This Patentability Report is in memorandum form and will include the citation of all pertinent references and a complete action on all claims involved. The field of search covered must be recorded in the appropriate section of the "Search Notes" form. See MPEP § 719.05. When an examiner to whom an application has been forwarded for a Patentability Report is of the opinion that final action is in order as to the referred claims, he or she should so state. The Patentability Report when signed by the primary examiner in the reporting TC will be returned to the TC to which the application is regularly assigned and placed in the file wrapper.

Jump to MPEP SourceCertified Copies of DocumentsOrdering Certified CopiesAccess to Patent Application Files (MPEP 101-106)

Citations

Primary topicCitation
Certified Copies of Documents
Ordering Certified Copies
MPEP § 719.05

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31