MPEP § 608.04(a) — Matter Not Present in Specification, Claims, or Drawings on the Application Filing Date (Annotated Rules)

§608.04(a) Matter Not Present in Specification, Claims, or Drawings on the Application Filing Date

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 608.04(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Matter Not Present in Specification, Claims, or Drawings on the Application Filing Date

This section addresses Matter Not Present in Specification, Claims, or Drawings on the Application Filing Date. Primary authority: 35 U.S.C. 132(a), 35 U.S.C. 112(a), and 35 U.S.C. 112. Contains: 1 requirement, 3 guidance statements, 1 permission, and 2 other statements.

Key Rules

Topic

Components Required for Filing Date

3 rules
StatutoryPermittedAlways
[mpep-608-04-a-27fd0f86e3158f6193469069]
Specification Must Not Add New Unsuppported Matter
Note:
The rule requires that new matter, such as unsupported subject matter, specific percentages, compounds, or omitted steps, must not be added to the specification after the filing date.

New matter includes not only the addition of wholly unsupported subject matter, but may also include adding specific percentages or compounds after a broader original disclosure, or even the omission of a step from a method. See In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976) and MPEP § 2163.05 for guidance in determining whether the addition of specific percentages or compounds after a broader original disclosure constitutes new matter.

Jump to MPEP SourceComponents Required for Filing DateFiling Date RequirementsPatent Application Content
StatutoryInformativeAlways
[mpep-608-04-a-4c28e427b8fb9c5a834bea90]
Addition of Specific Percentages Constitutes New Matter
Note:
This rule states that adding specific percentages after a broader original disclosure constitutes new matter and may require additional support.

New matter includes not only the addition of wholly unsupported subject matter, but may also include adding specific percentages or compounds after a broader original disclosure, or even the omission of a step from a method. See In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976) and MPEP § 2163.05 for guidance in determining whether the addition of specific percentages or compounds after a broader original disclosure constitutes new matter.

Jump to MPEP SourceComponents Required for Filing DateFiling Date RequirementsPatent Application Content
StatutoryRecommendedAlways
[mpep-608-04-a-ee2260a7653975ca705c39eb]
Specification Must Not Add New Disclosure
Note:
Amendments to the specification, abstract, or drawings must not include new disclosure beyond what was originally filed.

In the examination of an application following amendment thereof, the examiner must be on the alert to detect new matter. 35 U.S.C. 132(a) should be employed as a basis for objection to amendments to the abstract, specification, or drawings attempting to add new disclosure to that originally disclosed on filing. If new matter is added to the specification, it should be objected to by using Form Paragraph 7.28.

Jump to MPEP SourceComponents Required for Filing DateSpecification AmendmentsPatent Application Content
Topic

Amendments Adding New Matter

2 rules
StatutoryInformativeAlways
[mpep-608-04-a-45dc3946c42714e940b5e56e]
Amendments Adding New Matter Not Allowed
Note:
The specification, claims, and drawings must not include new matter added after the application filing date.

Matter not present on the filing date of the application in the specification, claims, or drawings that is added after the application filing is usually new matter. See MPEP §§ 2163.06 and 2163.07 for guidance in determining whether an amendment adds new matter, and for a discussion of the relationship of new matter to 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph. See MPEP § 2163.07(a) to determine whether added characteristics such as chemical or physical properties, a new structural formula or a new use are inherent characteristics that do not introduce new matter.

Jump to MPEP SourceAmendments Adding New MatterInherent Function, Theory, or Advantage (MPEP 2163.07(a))Components Required for Filing Date
StatutoryRequiredAlways
[mpep-608-04-a-1616b11e239fda8f46a203e1]
Examiner Must Detect New Matter in Amendments
Note:
The examiner is required to be vigilant when examining an application following amendments, ensuring no new matter is added that was not originally disclosed.

In the examination of an application following amendment thereof, the examiner must be on the alert to detect new matter. 35 U.S.C. 132(a) should be employed as a basis for objection to amendments to the abstract, specification, or drawings attempting to add new disclosure to that originally disclosed on filing. If new matter is added to the specification, it should be objected to by using Form Paragraph 7.28.

Jump to MPEP SourceAmendments Adding New MatterAmendments to ApplicationStatutory Authority for Examination
Topic

New Matter Prohibition (MPEP 608.04)

2 rules
StatutoryRecommendedAlways
[mpep-608-04-a-0d7cf4efbbb8498b90959880]
Claims Must Be Supported by Description
Note:
If new matter is added to the claims, a rejection under 35 U.S.C. 112 must be made using form paragraph 7.31.01.

3. If new matter is added to the claims, or affects the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, using form paragraph 7.31.01 should also be made. If new matter is added only to a claim, an objection using this paragraph should not be made, but the claim should be rejected using form paragraph 7.31.01. As to any other appropriate prior art or 35 U.S.C. 112 rejection, the new matter must be considered as part of the claimed subject matter and cannot be ignored.

35 U.S.C.New Matter Prohibition (MPEP 608.04)35 U.S.C. 112(a) – Written Description & EnablementDisclosure Requirements
StatutoryProhibitedAlways
[mpep-608-04-a-38e8e05b0deb2c67109e32f8]
New Matter Must Be Included In Rejection
Note:
When rejecting claims based on prior art or 35 U.S.C. 112, any new matter added to the claims must be considered as part of the claimed subject matter and cannot be ignored.

3. If new matter is added to the claims, or affects the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, using form paragraph 7.31.01 should also be made. If new matter is added only to a claim, an objection using this paragraph should not be made, but the claim should be rejected using form paragraph 7.31.01. As to any other appropriate prior art or 35 U.S.C. 112 rejection, the new matter must be considered as part of the claimed subject matter and cannot be ignored.

35 U.S.C.New Matter Prohibition (MPEP 608.04)112 Rejections – OverviewDisclosure Requirements
Topic

Support in Original Disclosure (MPEP 2163.06)

2 rules
StatutoryRecommendedAlways
[mpep-608-04-a-56afbe796db2e1d09df5ced6]
Claims Must Be Supported by Original Disclosure
Note:
If claims include new matter not supported in the original application, they must be rejected under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph.

If the new matter has been entered into the claims or affects the scope of the claims, the claims affected should be rejected under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, on the ground that it recites elements without support in the original disclosure. See Waldemar Link, GmbH & Co. v. Osteonics Corp., 32 F.3d 556, 559, 31 USPQ2d 1855, 1857 (Fed. Cir. 1994); Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1560, 19 USPQ2d 1111, 1114 (Fed. Cir. 1991)(A written-description question often arises when an applicant, after filing a patent application, subsequently adds “new matter” not present in the original application.); In re Rasmussen, 650 F.2d 1212, 211 USPQ 323 (CCPA 1981).

Jump to MPEP SourceSupport in Original Disclosure (MPEP 2163.06)35 U.S.C. 112(a) – Written Description & EnablementAIA vs Pre-AIA Practice
StatutoryInformativeAlways
[mpep-608-04-a-e6981f412c256d9711a62ed0]
Claims Must Be Supported by Original Disclosure
Note:
Patent claims must be supported by the original description in the application to avoid rejection under 35 U.S.C. 112(a).

If the new matter has been entered into the claims or affects the scope of the claims, the claims affected should be rejected under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, on the ground that it recites elements without support in the original disclosure. See Waldemar Link, GmbH & Co. v. Osteonics Corp., 32 F.3d 556, 559, 31 USPQ2d 1855, 1857 (Fed. Cir. 1994); Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1560, 19 USPQ2d 1111, 1114 (Fed. Cir. 1991)(A written-description question often arises when an applicant, after filing a patent application, subsequently adds “new matter” not present in the original application.); In re Rasmussen, 650 F.2d 1212, 211 USPQ 323 (CCPA 1981).

Jump to MPEP SourceSupport in Original Disclosure (MPEP 2163.06)Assignee as Applicant SignatureApplicant and Assignee Filing Under AIA
Topic

Claim Subject Matter

2 rules
MPEP GuidanceInformativeAlways
[mpep-608-04-a-7c99d91ac98a98f0878507ff]
Identify New Matter Added to Specification
Note:
Explain new matter by page and line numbers, supporting it with the specification as filed and addressing any unresolved possession questions.

2. In bracket 2, identify the new matter by page and the line numbers and provide an appropriate explanation of your position. This explanation should address any statement by applicant to support the position that the subject matter is described in the specification as filed. It should further include any unresolved questions which raise a doubt as to the possession of the claimed invention at the time of filing.

MPEP § 608.04(a)Claim Subject MatterPatent Application Content
MPEP GuidanceRecommendedAlways
[mpep-608-04-a-61ab39660166692904c589ed]
Specification Must Describe Invention Completely
Note:
The specification must fully describe the claimed invention as filed, addressing any new matter not previously described and resolving doubts about possession.

2. In bracket 2, identify the new matter by page and the line numbers and provide an appropriate explanation of your position. This explanation should address any statement by applicant to support the position that the subject matter is described in the specification as filed. It should further include any unresolved questions which raise a doubt as to the possession of the claimed invention at the time of filing.

MPEP § 608.04(a)Claim Subject MatterPatent Application Content
Topic

Patent Application Content

2 rules
MPEP GuidanceInformativeAlways
[mpep-608-04-a-efacb21a9f5b24afdd668db6]
Specification Must Describe Invention Completely
Note:
The rule requires that the patent application specification must fully describe the invention as filed, including all necessary details to support the claims.

For completeness of specification, see MPEP § 608.01(p). For trademarks and trade names, see MPEP § 608.01(v).

Jump to MPEP SourcePatent Application Content
MPEP GuidanceInformativeAlways
[mpep-608-04-a-7b6b128e9f71f75d5f49f4ec]
Requirement for Trademarks and Trade Names
Note:
The rule requires that trademarks and trade names be included in the patent application specification.

For completeness of specification, see MPEP § 608.01(p). For trademarks and trade names, see MPEP § 608.01(v).

Jump to MPEP SourcePatent Application Content
Topic

Column and Line References

1 rules
StatutoryRecommendedAlways
[mpep-608-04-a-d29faef9320ef6f7799ab32e]
Specification Must Not Include New Disclosure
Note:
If new information is added to the specification, it should be objected to using Form Paragraph 7.28.

In the examination of an application following amendment thereof, the examiner must be on the alert to detect new matter. 35 U.S.C. 132(a) should be employed as a basis for objection to amendments to the abstract, specification, or drawings attempting to add new disclosure to that originally disclosed on filing. If new matter is added to the specification, it should be objected to by using Form Paragraph 7.28.

Jump to MPEP SourceColumn and Line ReferencesComponents Required for Filing DateSpecification Amendments
Topic

New Matter Objection Response

1 rules
StatutoryRecommendedAlways
[mpep-608-04-a-df9bc4d388d56312c3233979]
Claim Must Be Rejected If New Matter Added
Note:
If new matter is added to a claim, the claim must be rejected using form paragraph 7.31.01.

3. If new matter is added to the claims, or affects the claims, a rejection under 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph, using form paragraph 7.31.01 should also be made. If new matter is added only to a claim, an objection using this paragraph should not be made, but the claim should be rejected using form paragraph 7.31.01. As to any other appropriate prior art or 35 U.S.C. 112 rejection, the new matter must be considered as part of the claimed subject matter and cannot be ignored.

35 U.S.C.New Matter Objection ResponseNew Matter Prohibition (MPEP 608.04)112 Rejections – Overview
Topic

Reissue Patent Practice

1 rules
MPEP GuidanceInformativeAlways
[mpep-608-04-a-d70f74105b33abae5fed9831]
Form Paragraph Not for Reissue Applications
Note:
This rule prohibits the use of a specific form paragraph in reissue applications and directs to use a different form paragraph instead.

1. This form paragraph is not to be used in reissue applications; use form paragraph 14.22.01 instead.

MPEP § 608.04(a)Reissue Patent Practice

Examiner Form Paragraphs

Examiner form paragraphs are standard language that you might see in an Office Action or communication from the USPTO. Examiners have latitude to change the form paragraphs, but you will often see this exact language.

¶ 7.28 ¶ 7.28 Objection to New Matter Added to Specification

The amendment filed [1] is objected to under 35 U.S.C. 132 (a) because it introduces new matter into the disclosure. 35 U.S.C. 132(a) states that no amendment shall introduce new matter into the disclosure of the invention. The added material which is not supported by the original disclosure is as follows: [2] .

Applicant is required to cancel the new matter in the reply to this Office action.

Citations

Primary topicCitation
Amendments Adding New Matter
New Matter Objection Response
New Matter Prohibition (MPEP 608.04)
Support in Original Disclosure (MPEP 2163.06)
35 U.S.C. § 112
Amendments Adding New Matter
New Matter Objection Response
New Matter Prohibition (MPEP 608.04)
Support in Original Disclosure (MPEP 2163.06)
35 U.S.C. § 112(a)
Amendments Adding New Matter
Column and Line References
Components Required for Filing Date
35 U.S.C. § 132(a)
Components Required for Filing DateMPEP § 2163.05
Amendments Adding New MatterMPEP § 2163.06
Amendments Adding New MatterMPEP § 2163.07(a)
MPEP § 608.01(l)
Patent Application ContentMPEP § 608.01(p)
Patent Application ContentMPEP § 608.01(v)
MPEP § 608.02(h)
Reissue Patent PracticeForm Paragraph § 14.22.01
Form Paragraph § 6.37
Amendments Adding New Matter
Column and Line References
Components Required for Filing Date
Form Paragraph § 7.28
New Matter Objection Response
New Matter Prohibition (MPEP 608.04)
Form Paragraph § 7.31.01
Support in Original Disclosure (MPEP 2163.06)In re Rasmussen, 650 F.2d 1212, 211 USPQ 323 (CCPA 1981)
Components Required for Filing DateIn re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976)
Support in Original Disclosure (MPEP 2163.06)Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1560, 19 USPQ2d 1111, 1114 (Fed. Cir. 1991)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31