MPEP § 513 — Deposit as Priority Mail Express ® with U.S. Postal Service (Annotated Rules)

§513 Deposit as Priority Mail Express ® with U.S. Postal Service

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 513, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Deposit as Priority Mail Express ® with U.S. Postal Service

This section addresses Deposit as Priority Mail Express ® with U.S. Postal Service. Primary authority: 35 U.S.C. 21(a), 37 CFR 1.6, and 37 CFR 1.10. Contains: 8 requirements, 1 prohibition, 5 guidance statements, 2 permissions, and 4 other statements.

Key Rules

Topic

Priority Mail Express

73 rules
StatutoryRecommendedAlways
[mpep-513-85a761ed090ed726779a2834]
Priority Mail Express Deposit Must Be Direct
Note:
Correspondence must be deposited directly with a USPS employee to ensure receipt of the mailing label and date accepted.

(b) Correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked. Persons dealing indirectly with the employees of the USPS (such as by deposit in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. The paper(s) or fee(s) that constitute the correspondence should also include the Priority Mail Express ® mailing label number thereon. See paragraphs (c), (d) and (e) of this section.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionFee Requirements
StatutoryRecommendedAlways
[mpep-513-2a8e5f77dd0dcc732ae903fd]
Priority Mail Express Mailing Label Required
Note:
The correspondence must include the Priority Mail Express mailing label number to ensure proper filing.

(b) Correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked. Persons dealing indirectly with the employees of the USPS (such as by deposit in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. The paper(s) or fee(s) that constitute the correspondence should also include the Priority Mail Express ® mailing label number thereon. See paragraphs (c), (d) and (e) of this section.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionFee Requirements
StatutoryInformativeAlways
[mpep-513-48e5dd6b7a3849bab93ac885]
Priority Mail Express Deposit Must Include Label
Note:
Correspondence must be deposited directly with USPS to ensure receipt of the mailing label with a clear ‘date accepted’. Labels must also include the mailing label number.

(b) Correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked. Persons dealing indirectly with the employees of the USPS (such as by deposit in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. The paper(s) or fee(s) that constitute the correspondence should also include the Priority Mail Express ® mailing label number thereon. See paragraphs (c), (d) and (e) of this section.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionFee Requirements
StatutoryPermittedAlways
[mpep-513-3655b043f0ebf48e6f490ba4]
Priority Mail Express Filing Date Correction
Note:
Allows petition for filing date correction if USPS incorrectly enters or omits the 'date accepted' on Priority Mail Express mailing labels, subject to prompt filing and evidence requirements.
(d) Any person filing correspondence under this section that was received by the Office and delivered by the Priority Mail Express ® Post Office to Addressee service of the USPS, who can show that the “date accepted” on the Priority Mail Express ® mailing label or other official notation entered by the USPS was incorrectly entered or omitted by the USPS, may petition the Director to accord the correspondence a filing date as of the date the correspondence is shown to have been deposited with the USPS, provided that:
  • (1) The petition is filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date based upon an incorrect entry by the USPS;
  • (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®; and
  • (3) The petition includes a showing which establishes, to the satisfaction of the Director, that the requested filing date was the date the correspondence was deposited in the Priority Mail Express ® Post Office to Addressee service prior to the last scheduled pickup for that day. Any showing pursuant to this paragraph must be corroborated by evidence from the USPS or that came into being after deposit and within one business day of the deposit of the correspondence in the Priority Mail Express ® Post Office to Addressee service of the USPS.
Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionFee Requirements
StatutoryInformativeAlways
[mpep-513-52cafd58cc0fb1b489f7cf4f]
Petition for Correct Filing Date Based on USPS Deposit
Note:
A person may petition the Director to set a filing date based on the deposit date with USPS Priority Mail Express Post Office to Addressee service, provided the requested date is before the last pickup of that day.

(d) Any person filing correspondence under this section that was received by the Office and delivered by the Priority Mail Express ® Post Office to Addressee service of the USPS, who can show that the “date accepted” on the Priority Mail Express ® mailing label or other official notation entered by the USPS was incorrectly entered or omitted by the USPS, may petition the Director to accord the correspondence a filing date as of the date the correspondence is shown to have been deposited with the USPS, provided that:

(3) The petition includes a showing which establishes, to the satisfaction of the Director, that the requested filing date was the date the correspondence was deposited in the Priority Mail Express ® Post Office to Addressee service prior to the last scheduled pickup for that day.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryRequiredAlways
[mpep-513-cbbae5a9ffdf9b7c152fcd87]
Petition for Correct Filing Date Requires USPS Verification
Note:
A person can petition for a correct filing date if the 'date accepted' on the Priority Mail Express label is incorrect, but must provide evidence from USPS or after deposit within one business day.

(d) Any person filing correspondence under this section that was received by the Office and delivered by the Priority Mail Express ® Post Office to Addressee service of the USPS, who can show that the “date accepted” on the Priority Mail Express ® mailing label or other official notation entered by the USPS was incorrectly entered or omitted by the USPS, may petition the Director to accord the correspondence a filing date as of the date the correspondence is shown to have been deposited with the USPS, provided that:

Any showing pursuant to this paragraph must be corroborated by evidence from the USPS or that came into being after deposit and within one business day of the deposit of the correspondence in the Priority Mail Express ® Post Office to Addressee service of the USPS.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryPermittedAlways
[mpep-513-2307ccafeb0b0b1b5f01e7da]
Petition for Consideration of Missing Priority Mail Express Correspondence
Note:
A person may petition the Director to consider correspondence mailed via Priority Mail Express as filed on the USPS deposit date if it was not received by the Office and meets certain requirements.
(e) Any person mailing correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS but not received by the Office, may petition the Director to consider such correspondence filed in the Office on the USPS deposit date, provided that:
  • (1) The petition is filed promptly after the person becomes aware that the Office has no evidence of receipt of the correspondence;
  • (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®;
  • (3) The petition includes a copy of the originally deposited paper(s) or fee(s) that constitute the correspondence showing the number of the Priority Mail Express ® mailing label thereon, a copy of any returned postcard receipt, a copy of the Priority Mail Express ® mailing label showing the “date accepted,” a copy of any other official notation by the USPS relied upon to show the date of deposit, and, if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label or other official notation entered by the USPS, a showing pursuant to paragraph (d)(3) of this section that the requested filing date was the date the correspondence was deposited in the Priority Mail Express ® Post Office to Addressee service prior to the last scheduled pickup for that day; and
  • (4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the copies of the correspondence, the copy of the Priority Mail Express ® mailing label, the copy of any returned postcard receipt, and any official notation entered by the USPS are true copies of the originally mailed correspondence, original Priority Mail Express ® mailing label, returned postcard receipt, and official notation entered by the USPS.
Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-c2a9539f13796baeb3853876]
Petition Must Establish Mailing Details
Note:
The petition must establish the original deposit of correspondence and confirm copies match USPS records.

(e) Any person mailing correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS but not received by the Office, may petition the Director to consider such correspondence filed in the Office on the USPS deposit date, provided that:

(4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the copies of the correspondence, the copy of the Priority Mail Express ® mailing label, the copy of any returned postcard receipt, and any official notation entered by the USPS are true copies of the originally mailed correspondence, original Priority Mail Express ® mailing label, returned postcard receipt, and official notation entered by the USPS.

Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryPermittedAlways
[mpep-513-38bb9b66b3e29b0c8f8563f8]
Requirement for Verifying Priority Mail Express Deposit
Note:
The Office may ask for extra evidence to confirm if correspondence was deposited as Priority Mail Express with USPS on the specified date.

(f) The Office may require additional evidence to determine if the correspondence was deposited as Priority Mail Express ® with the USPS on the date in question.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryPermittedAlways
[mpep-513-5c6ae046baa09202be3da45b]
Petition for Consideration of Returned Priority Mail Express Correspondence
Note:
Allows a person to petition the Director to consider correspondence as filed on a particular date if it was returned due to an interruption or emergency in Priority Mail Express service.
(g) Any person who mails correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence returned by the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:
  • (1) The petition is filed promptly after the person becomes aware of the return of the correspondence;
  • (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®;
  • (3) The petition includes the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon and a copy of the Priority Mail Express ® mailing label showing the “date accepted”; and
  • (4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally deposited with the USPS on the requested filing date. The Office may require additional evidence to determine if the correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service.
Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressMaintenance Fee PaymentCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-949ff19035fdebe590285a4b]
Petition to Consider Returned Mail as Filed on Requested Date
Note:
A person may petition the Director to consider correspondence returned by USPS due to an interruption in Priority Mail Express service as filed on a particular date, provided they establish the original deposit and that it is a true copy of the deposited correspondence.

(g) Any person who mails correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence returned by the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:

(4) The petition includes a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-0c098847f5389985cec9715b]
Requirement for Additional Proof of USPS Return Due to Service Interruption
Note:
The Office may require extra evidence to confirm that correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express service.

(g) Any person who mails correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence returned by the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:

The Office may require additional evidence to determine if the correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-f612f4c459c455d174260bdf]
Petition for Consideration of Refused Priority Mail Express Correspondence
Note:
Allows a person to petition the Director to consider correspondence as filed if it was refused due to an interruption or emergency in Priority Mail Express service, provided certain conditions are met.
(h) Any person who attempts to mail correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:
  • (1) The petition is filed promptly after the person becomes aware of the refusal of the correspondence;
  • (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the attempted mailing by Priority Mail Express ®;
  • (3) The petition includes the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon; and
  • (4) The petition includes a statement by the person who originally attempted to deposit the correspondence with the USPS which establishes, to the satisfaction of the Director, the original attempt to deposit the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date. The Office may require additional evidence to determine if the correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service.
Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressMaintenance Fee PaymentCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-ccc196c23f6025d75369cdb6]
Petition to Consider Refused Priority Mail Express Correspondence as Filed on Requested Date
Note:
A person who attempts to mail correspondence via Priority Mail Express but has it refused due to service interruption can petition the Director to consider the correspondence filed on a specific date, provided they submit evidence of the original attempt and that the submitted copy is true.

(h) Any person who attempts to mail correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:

(4) The petition includes a statement by the person who originally attempted to deposit the correspondence with the USPS which establishes, to the satisfaction of the Director, the original attempt to deposit the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-221217c3360d2755cb5b82d2]
Requirement for Proof of USPS Refusal Due to Service Interruption
Note:
The Office may require proof that correspondence was refused by USPS due to an interruption in Priority Mail Express service before considering it filed on a specific date.

(h) Any person who attempts to mail correspondence addressed as set out in § 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:

The Office may require additional evidence to determine if the correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.1(a)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-cc15d166783c5311210bbf26]
Petition for Consideration of Unfiled Priority Mail Express Correspondence
Note:
A person can petition the Director to consider their unfiled correspondence as filed on a particular date if it was unable to be deposited due to an emergency in Priority Mail Express service.
(i) Any person attempting to file correspondence under this sect ion that was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:
  • (1) The petition is filed in a manner designated by the Director promptly after the person becomes aware of the designated interruption or emergency in Priority Mail Express ® service;
  • (2) The petition includes the original correspondence or a copy of the original correspondence; and
  • (3) The petition includes a statement which establishes, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption or emergency in Priority Mail Express ® service, and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.
Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-6169d741f16ba43cdb64a209]
Petition for Consideration of Correspondence Due to USPS Service Interruption
Note:
A person may petition the Director to consider correspondence as filed on a particular date if it was unable to be deposited with USPS due to an interruption in Priority Mail Express service.

(i) Any person attempting to file correspondence under this sect ion that was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director, may petition the Director to consider such correspondence as filed on a particular date in the Office, provided that:

(3) The petition includes a statement which establishes, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption or emergency in Priority Mail Express ® service, and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-29e89f40d3c89e334f727fd2]
Filing Requirement for Priority Mail Express with USPS
Note:
This rule requires that correspondence be deposited using the Priority Mail Express Post Office to Addressee service of the USPS.

35 U.S.C. 21(a) is limited to correspondence deposited with the United States Postal Service (USPS). The procedure in 37 CFR 1.10 is limited to correspondence deposited in the Priority Mail Express ® Post Office to Addressee service of the USPS. There are no similar provisions and no similar benefit can be obtained for correspondence deposited in International Express Mail.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-97f2e676c4c5c5953a8816d1]
Filing of Correspondence by Priority Mail Express with USPS
Note:
This rule specifies that correspondence must be deposited using the Priority Mail Express Post Office to Addressee service of the USPS for filing under 37 CFR 1.10.

35 U.S.C. 21(a) is limited to correspondence deposited with the United States Postal Service (USPS). The procedure in 37 CFR 1.10 is limited to correspondence deposited in the Priority Mail Express ® Post Office to Addressee service of the USPS. There are no similar provisions and no similar benefit can be obtained for correspondence deposited in International Express Mail.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryPermittedAlways
[mpep-513-8ebd5245bd8f1572b5a48de3]
No Benefit for International Express Mail
Note:
Correspondence deposited in International Express Mail does not qualify for the same benefits as when deposited with the United States Postal Service through Priority Mail Express.

35 U.S.C. 21(a) is limited to correspondence deposited with the United States Postal Service (USPS). The procedure in 37 CFR 1.10 is limited to correspondence deposited in the Priority Mail Express ® Post Office to Addressee service of the USPS. There are no similar provisions and no similar benefit can be obtained for correspondence deposited in International Express Mail.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-aec237f719c989aa89d7ac45]
Filing Date for Priority Mail Express Deposits
Note:
Correspondence deposited as Priority Mail Express is considered filed on the deposit date, even on weekends or holidays.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-1cbbcb86e835445076d64447]
Filing Date for Priority Mail Express Correspondence
Note:
This rule assigns the date of deposit as Priority Mail Express with USPS to be considered the filing date in the U.S. Patent and Trademark Office, regardless of the actual day it is received.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-7abdc6b996980f1696e94d5a]
Saturday Filing Benefit for Priority Mail Express
Note:
A patent application filed by Priority Mail Express on a Saturday receives the filing date, even if the Office is closed.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-1859547fb55e49b07cd2fcdf]
Filing Date Based on Receipt If Proper Procedure Not Followed
Note:
If the proper procedure for filing by Priority Mail Express is not followed, the filing date will be based on the actual receipt in the Office.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryPermittedAlways
[mpep-513-1d05725e417ee67720d5ae0e]
Petition for Alternative Filing Date
Note:
An applicant can file a petition to present arguments and evidence that a paper or fee is entitled to a filing date other than the one assigned by the Office.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-e6f4b7d72d57a4ed9dda0b59]
Requirement for Priority Mail Express ® Post Office to Addressee Service
Note:
The rule requires the use of the USPS Priority Mail Express ® Post Office to Addressee service for filing correspondence, with the date accepted by USPS determining the filing date.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-513-cd0d2f1fd29dce1d14ecf099]
Priority Mail Express Mailing Label Must Indicate Deposit Date
Note:
The USPS must clearly indicate the deposit date on the Priority Mail Express mailing label, which is considered the filing date by Office personnel.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-513-5161185c6eb5251caa9fb742]
Priority Mail Express Filing Date Is USPS-Entered Date
Note:
Correspondence sent via Priority Mail Express must have its filing date determined by the USPS-entered 'date accepted', which Office personnel will use as the official filing date.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryRequiredAlways
[mpep-513-19568b100f028195e12533c6]
Date Accepted Must Be Completed by USPS
Note:
The 'date accepted' on the Priority Mail Express mailing label must be filled in by the USPS, not the applicant.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-513-ca0f16dc125ad269ea061f06]
Priority Mail Express Mailing Label Determines Filing Date
Note:
Office personnel will use the 'date accepted' from the Priority Mail Express mailing label as the filing date for correspondence filed in accordance with 37 CFR 1.10.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryInformativeAlways
[mpep-513-fbb44cf42ddbd30ed0ac17e8]
Deposit Date as Filing Date for Priority Mail Express
Note:
If the USPS enters the deposit date on the mailing label, it will be used as the filing date. Otherwise, the receipt date is used.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryProhibitedAlways
[mpep-513-ce65f72c8c4ba77bbaadeda8]
If USPS Deposit Date Uncertain, Use Office Receipt Date as Filing Date
Note:
If the USPS deposit date cannot be determined for correspondence filed via Priority Mail Express, the Office receipt date will serve as the filing date.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryPermittedAlways
[mpep-513-f890b37b6c45878a4439c7a6]
Petition for Different Filing Date
Note:
An applicant may file a petition to present arguments and evidence that a paper or fee is entitled to a filing date other than the one assigned by the Office.

The procedure in 37 CFR 1.10(a) requires the use of the Priority Mail Express ® Post Office to Addressee service of the USPS. This service provides for the use of a mailing label on which the USPS clearly indicates the date on which it was deposited. Correspondence sent by the Priority Mail Express ® Post Office to Addressee service is considered filed in the Office on the “date accepted” entered by the USPS. The “date accepted” on the Priority Mail Express ® mailing label must be completed by the USPS, not by the applicant. For correspondence filed in accordance with 37 CFR 1.10, Office personnel will routinely look to the Priority Mail Express ® mailing label, and stamp the “date accepted” or other official USPS notation as the filing date of the correspondence. Accordingly, if the USPS enters the deposit date as its “date accepted,” the correspondence will receive the deposit date as its filing date. If the USPS deposit date cannot be determined, the correspondence will be accorded the date of receipt in the Office as the filing date. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d), (e), (g), (h), or (i) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.10(a)Priority Mail ExpressCertificate of Mailing and TransmissionDirector Authority and Petitions (MPEP 1000)
StatutoryRecommendedAlways
[mpep-513-a3d562040fbc25ef4e00ea82]
Deposit Correspondence Directly with USPS Employee
Note:
Correspondence must be deposited directly with a USPS employee to ensure receipt of the mailing label with the 'date accepted' marked. Using drop boxes carries risk.

37 CFR 1.10(b) further provides that correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked, and that persons dealing indirectly with the employees of the USPS (such as by depositing correspondence in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. On petition, the failure to obtain a Priority Mail Express ® receipt with the “date accepted” clearly marked may be considered an omission that could have been avoided by the exercise of due care, as discussed below. While the Office strongly urges direct deposit of Priority Mail Express ® correspondence in order to obtain a legible copy of the Priority Mail Express ® mailing label, parties are not precluded from using Priority Mail Express ® drop boxes, but do so at their own risk.

Jump to MPEP Source · 37 CFR 1.10(b)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-dfd37a654c969ed42bc2056b]
Requirement for Clear Date Marked on Receipt
Note:
Failure to obtain a Priority Mail Express receipt with the 'date accepted' clearly marked may be considered an omission that could have been avoided by exercising due care.

37 CFR 1.10(b) further provides that correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked, and that persons dealing indirectly with the employees of the USPS (such as by depositing correspondence in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. On petition, the failure to obtain a Priority Mail Express ® receipt with the “date accepted” clearly marked may be considered an omission that could have been avoided by the exercise of due care, as discussed below. While the Office strongly urges direct deposit of Priority Mail Express ® correspondence in order to obtain a legible copy of the Priority Mail Express ® mailing label, parties are not precluded from using Priority Mail Express ® drop boxes, but do so at their own risk.

Jump to MPEP Source · 37 CFR 1.10(b)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-e2a3282a1ea8b2882304dfae]
Drop Box Use at Own Risk for Priority Mail Express
Note:
Parties may use Priority Mail Express drop boxes but must accept the risk of not receiving a legible mailing label with the 'date accepted' marked.

37 CFR 1.10(b) further provides that correspondence should be deposited directly with an employee of the USPS to ensure that the person depositing the correspondence receives a legible copy of the Priority Mail Express ® mailing label with the “date accepted” clearly marked, and that persons dealing indirectly with the employees of the USPS (such as by depositing correspondence in a Priority Mail Express ® drop box) do so at the risk of not receiving a copy of the Priority Mail Express ® mailing label with the desired “date accepted” clearly marked. On petition, the failure to obtain a Priority Mail Express ® receipt with the “date accepted” clearly marked may be considered an omission that could have been avoided by the exercise of due care, as discussed below. While the Office strongly urges direct deposit of Priority Mail Express ® correspondence in order to obtain a legible copy of the Priority Mail Express ® mailing label, parties are not precluded from using Priority Mail Express ® drop boxes, but do so at their own risk.

Jump to MPEP Source · 37 CFR 1.10(b)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-eccde69ff8f9e9a06cd5c3b0]
Priority Mail Express Deposit Considered Received on Label Date
Note:
A paper or fee placed in a Priority Mail Express box after the last clearance will be considered deposited as of the date indicated on the mailing label.

A paper or fee placed in a Priority Mail Express ® box receptacle after the box has been cleared for the last time on a given day will be considered to be deposited as of the date of receipt (“date accepted”) indicated on the Priority Mail Express ® mailing label by the Postal Service Priority Mail Express ® acceptance clerk. 37 CFR 1.10(d) permits the Office to correct a USPS “date-in” error when the correspondence is deposited in an Priority Mail Express ® drop box prior to last scheduled pick up of the day, that is, the time clearly marked on the Priority Mail Express ® drop box indicating when the box will be cleared for the last time on the date of deposit. 37 CFR 1.10(d) sets forth the procedures to be followed to be entitled to such a correction.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of MailingCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-5d255103d5dc55ff74b07fa8]
Procedures for Correcting USPS Date-In Errors on Priority Mail Express
Note:
This rule outlines the procedures to be followed when seeking correction of a United States Postal Service date-in error for correspondence deposited in a Priority Mail Express drop box before its last scheduled pick-up.

A paper or fee placed in a Priority Mail Express ® box receptacle after the box has been cleared for the last time on a given day will be considered to be deposited as of the date of receipt (“date accepted”) indicated on the Priority Mail Express ® mailing label by the Postal Service Priority Mail Express ® acceptance clerk. 37 CFR 1.10(d) permits the Office to correct a USPS “date-in” error when the correspondence is deposited in an Priority Mail Express ® drop box prior to last scheduled pick up of the day, that is, the time clearly marked on the Priority Mail Express ® drop box indicating when the box will be cleared for the last time on the date of deposit. 37 CFR 1.10(d) sets forth the procedures to be followed to be entitled to such a correction.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryPermittedAlways
[mpep-513-bc583d113cdbf2b6e7e22c17]
Requirement for Maintaining Log of Priority Mail Express Deposits
Note:
Parties using drop boxes must maintain a log of Priority Mail Express deposits within one business day to support petitions under 37 CFR 1.10(c), (d), (e), or (g).

Parties who do use drop boxes can protect themselves from uncertainty due to illegible mailing labels by routinely maintaining a log of Priority Mail Express ® deposits in which notations are entered by the person who deposited the correspondence as Priority Mail Express ® within one business day after deposit with the USPS. Such evidence could be useful to later support a petition filed under 37 CFR 1.10(c), (d), (e), or (g). Evidence that came into being after deposit and within one day after the deposit of the correspondence as Priority Mail Express ® may be in the form of a log book which contains information such as the Priority Mail Express ® number; the application number, attorney docket number or other such file identification number; the place, date and time of deposit; the time of the last scheduled pick-up for that date and place of deposit; the depositor’s initials or signature; and the date and time of entry in the log.

Jump to MPEP Source · 37 CFR 1.10(c)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-1a271c1f0e17d2690503b085]
Log Book Required for Priority Mail Express Deposits
Note:
A log book must be maintained for Priority Mail Express deposits, containing specific details such as the mail number and deposit time.

Parties who do use drop boxes can protect themselves from uncertainty due to illegible mailing labels by routinely maintaining a log of Priority Mail Express ® deposits in which notations are entered by the person who deposited the correspondence as Priority Mail Express ® within one business day after deposit with the USPS. Such evidence could be useful to later support a petition filed under 37 CFR 1.10(c), (d), (e), or (g). Evidence that came into being after deposit and within one day after the deposit of the correspondence as Priority Mail Express ® may be in the form of a log book which contains information such as the Priority Mail Express ® number; the application number, attorney docket number or other such file identification number; the place, date and time of deposit; the time of the last scheduled pick-up for that date and place of deposit; the depositor’s initials or signature; and the date and time of entry in the log.

Jump to MPEP Source · 37 CFR 1.10(c)Priority Mail ExpressCertificate of Mailing and TransmissionExaminer Docket Management
StatutoryInformativeAlways
[mpep-513-7a1eb8b79e4dc927eee2212c]
Label Number Must Be Placed on Correspondence
Note:
The mailing label number must be placed on each separate paper and fee transmittal for correspondence filed by Priority Mail Express, even though it is not required.

While 37 CFR 1.10(b) does not require placement of the Priority Mail Express ® mailing label number on the correspondence prior to mailing, it is advisable to do so. If the number of the mailing label did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g), or (h), even if the party who filed the correspondence satisfies the other requirements of 37 CFR 1.10(c), 1.10(d), 1.10(e), 1.10(g), or 1.10(h). To be effective, the number must be placed on each separate paper and each fee transmittal either directly on the document or by a separate paper firmly and securely attached thereto. In situations wherein the correspondence includes several papers directed to the same application (for example, the specification, drawings, and declaration for a new application), the correspondence may be submitted with a cover or transmittal letter which should itemize the papers. It is not necessary that the number be placed on each page of a particular paper or fee transmittal. Merely placing the number in one prominent location on each separate paper or fee transmittal (or cover sheet or transmittal letter which should itemize the separate papers and fees) will be sufficient.

Jump to MPEP Source · 37 CFR 1.10(b)Priority Mail ExpressCertificate of Mailing and TransmissionFee Transmittal
StatutoryInformativeAlways
[mpep-513-79b27aadf06e3041f36eda60]
Mailing Label Number Required for Relief
Note:
If the mailing label number is not on correspondence, relief under 37 CFR 1.10(c), (d), (e), (g), or (h) cannot be granted even if other requirements are met.

While 37 CFR 1.10(b) does not require placement of the Priority Mail Express ® mailing label number on the correspondence prior to mailing, it is advisable to do so. If the number of the mailing label did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g), or (h), even if the party who filed the correspondence satisfies the other requirements of 37 CFR 1.10(c), 1.10(d), 1.10(e), 1.10(g), or 1.10(h). To be effective, the number must be placed on each separate paper and each fee transmittal either directly on the document or by a separate paper firmly and securely attached thereto. In situations wherein the correspondence includes several papers directed to the same application (for example, the specification, drawings, and declaration for a new application), the correspondence may be submitted with a cover or transmittal letter which should itemize the papers. It is not necessary that the number be placed on each page of a particular paper or fee transmittal. Merely placing the number in one prominent location on each separate paper or fee transmittal (or cover sheet or transmittal letter which should itemize the separate papers and fees) will be sufficient.

Jump to MPEP Source · 37 CFR 1.10(b)Priority Mail ExpressCertificate of Mailing and TransmissionFee Transmittal
StatutoryPermittedAlways
[mpep-513-637d4f9dca1490096c66ed6a]
Priority Mail Express Label Required for Filing
Note:
Correspondence filed under 37 CFR 1.10 must include the Priority Mail Express label number; failure to do so is an oversight that cannot be waived.

Since the filing of correspondence under 37 CFR 1.10 without the number of the Priority Mail Express ® mailing label thereon is an oversight that can be avoided by the exercise of reasonable care, requests for waiver of this requirement will not be granted on petition. A party’s inadvertent failure to comply with the requirements of a rule is not deemed to be an extraordinary situation that would warrant waiver of a rule under 37 CFR 1.183, 2.146(a)(5) or 2.148. See Honigsbaum v. Lehman, 903 F. Supp. 8, 37 USPQ2d 1799 (D.D.C. 1995) (Commissioner did not abuse his discretion in refusing to waive requirements of 37 CFR 1.10(c) in order to grant filing date to patent application, where applicant failed to produce “Express Mail” customer receipt or any other evidence that application was actually deposited with USPS as “Express Mail.”), aff’d without opinion, 95 F.3d 1166 (Fed. Cir. 1996); Gustafson v. Strange, 227 USPQ 174 (Comm’r Pat. 1985) (counsel’s unawareness of 37 CFR 1.8 not extraordinary situation warranting waiver of a rule); In re Chicago Historical Antique Automobile Museum, Inc., 197 USPQ 289 (Comm’r Pat. 1978) (since certificate of mailing procedure under 37 CFR 1.8 was available to petitioner, lateness due to mail delay not deemed to be extraordinary situation).

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCorrespondence with the OfficeExpress Mail Filing
StatutoryInformativeAlways
[mpep-513-ed3a86efcf419d888d3fce3d]
Procedures for Petitioning Filing Date as Priority Mail Express Deposit
Note:
These procedures outline how to petition the Director for a filing date based on the deposit of correspondence via Priority Mail Express with USPS, addressing discrepancies and issues related to USPS notation or service interruptions.

37 CFR 1.10(c) through 1.10(e) and 1.10(g) set forth procedures for petitioning the Director to accord a filing date as of the date of deposit as Priority Mail Express ® (Priority Mail Express). Briefly, 37 CFR 1.10(c) applies where there is a discrepancy between the filing date accorded by the Office and the “date accepted” entered by the USPS on the Priority Mail Express ® mailing label or other official USPS notation; 37 CFR 1.10(d) applies where the “date accepted” is incorrectly entered by the USPS; 37 CFR 1.10(e) applies where correspondence deposited with the USPS as Priority Mail Express ® is not received by the Office; and 37 CFR 1.10(g) applies where correspondence deposited with the USPS as "Express Mail" was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10(c)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-8eb252d892c722ceecbb5996]
Petition for Refused Priority Mail Express Deposit
Note:
Procedures for petitioning the Director when correspondence was refused or unable to be deposited as Priority Mail Express due to USPS service interruptions.

37 CFR 1.10(h) and 1.10(i) set forth procedures for petitioning the Director when correspondence was attempted to be deposited as Priority Mail Express ®. 37 CFR 1.10(h) applies where correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service; and 37 CFR 1.10(i) applies where correspondence was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director.

Jump to MPEP Source · 37 CFR 1.10(h)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-8afd7882f754637d5a523c53]
Deposit Requirements During Priority Mail Express Interruptions
Note:
These rules outline the procedures for filing correspondence by Priority Mail Express when service is interrupted, requiring petitioning the Director if refused or unable to be deposited.

37 CFR 1.10(h) and 1.10(i) set forth procedures for petitioning the Director when correspondence was attempted to be deposited as Priority Mail Express ®. 37 CFR 1.10(h) applies where correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service; and 37 CFR 1.10(i) applies where correspondence was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director.

Jump to MPEP Source · 37 CFR 1.10(h)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-a6cbe159b43e4e0c15c25364]
Petition Filing Date Must Show Priority Mail Express Deposit
Note:
The petition to accord a filing date must include proof that the correspondence was deposited as Priority Mail Express before the last scheduled pickup on the requested filing date.

37 CFR 1.10(d) sets forth procedures for filing a petition to the Director to accord a filing date as of the actual date of deposit with the USPS, where the “date accepted” or other official notation is incorrectly entered by the USPS. Such a petition should:

(C) include a showing that the correspondence was deposited as Priority Mail Express ® prior to the last scheduled pickup on the requested filing date.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of MailingCertificate of Mailing and Transmission
StatutoryRequiredAlways
[mpep-513-41032f20843249b34615f2b1]
Evidence Required for Priority Mail Express Filing
Note:
The rule requires evidence from USPS or a log book documenting the deposit of correspondence as Priority Mail Express within one business day.

The showing under 37 CFR 1.10(d) must be corroborated by (1) evidence from the USPS, or (2) evidence that came into being after deposit and within one business day of the deposit of the correspondence as Priority Mail Express ®. Evidence from the USPS may be the Priority Mail Express ® Corporate Account Mailing Statement. Evidence that came into being within one day after the deposit of the correspondence as Priority Mail Express ® may be in the form of a log book which contains information such as the Priority Mail Express ® number; the application number, attorney docket number or other such file identification number; the place, date and time of deposit; the time of the last scheduled pick-up for that date and place of deposit; the depositor’s initials or signature; and the date and time of entry in the log.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of Mailing and TransmissionExaminer Docket Management
StatutoryPermittedAlways
[mpep-513-a1b1c012824c5237fb67b661]
Priority Mail Express Corporate Account Mailing Statement Admissible as USPS Evidence
Note:
The Priority Mail Express Corporate Account Mailing Statement from the USPS can be used to corroborate filing requirements for correspondence deposited as Priority Mail Express.

The showing under 37 CFR 1.10(d) must be corroborated by (1) evidence from the USPS, or (2) evidence that came into being after deposit and within one business day of the deposit of the correspondence as Priority Mail Express ®. Evidence from the USPS may be the Priority Mail Express ® Corporate Account Mailing Statement. Evidence that came into being within one day after the deposit of the correspondence as Priority Mail Express ® may be in the form of a log book which contains information such as the Priority Mail Express ® number; the application number, attorney docket number or other such file identification number; the place, date and time of deposit; the time of the last scheduled pick-up for that date and place of deposit; the depositor’s initials or signature; and the date and time of entry in the log.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of Mailing and TransmissionExaminer Docket Management
StatutoryPermittedAlways
[mpep-513-6830286c3679143d7ad3d430]
Log Book Required for Priority Mail Express Deposit Evidence
Note:
A log book must contain specific information to serve as evidence of deposit for correspondence sent via Priority Mail Express within one business day.

The showing under 37 CFR 1.10(d) must be corroborated by (1) evidence from the USPS, or (2) evidence that came into being after deposit and within one business day of the deposit of the correspondence as Priority Mail Express ®. Evidence from the USPS may be the Priority Mail Express ® Corporate Account Mailing Statement. Evidence that came into being within one day after the deposit of the correspondence as Priority Mail Express ® may be in the form of a log book which contains information such as the Priority Mail Express ® number; the application number, attorney docket number or other such file identification number; the place, date and time of deposit; the time of the last scheduled pick-up for that date and place of deposit; the depositor’s initials or signature; and the date and time of entry in the log.

Jump to MPEP Source · 37 CFR 1.10(d)Priority Mail ExpressCertificate of Mailing and TransmissionExaminer Docket Management
StatutoryInformativeAlways
[mpep-513-412fc5eef88a0060a7901603]
Date Accepted Evidence Must Be From USPS
Note:
Petitions alleging USPS date acceptance errors must be supported by evidence from USPS, not external documents created before or after the deposit.
A petition alleging that the USPS erred in entering the “date accepted” will be denied if it is supported only by evidence (other than from the USPS) which was:
  • (A) created prior to the deposit of the correspondence as Priority Mail Express ® with the USPS (e.g., an application transmittal cover letter, or a client letter prepared prior to the deposit of the correspondence); or
  • (B) created more than one business day after the deposit of the correspondence as Priority Mail Express ® (e.g., an affidavit or declaration prepared more than one business day after the correspondence was deposited with the USPS as Priority Mail Express ®).
Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-1259d3b8baad6f5a4ee3d8f4]
Evidence Must Be Created Before Deposit
Note:
Petitions alleging USPS date entry errors must be supported by evidence created before the deposit of Priority Mail Express correspondence.

A petition alleging that the USPS erred in entering the “date accepted” will be denied if it is supported only by evidence (other than from the USPS) which was:

(B) created more than one business day after the deposit of the correspondence as Priority Mail Express ® (e.g., an affidavit or declaration prepared more than one business day after the correspondence was deposited with the USPS as Priority Mail Express ®).

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryRequiredAlways
[mpep-513-b4b2788f9c99734143ff084a]
Filing Date Requires Priority Mail Express Before Last Pickup
Note:
To obtain a filing date as of the requested date, correspondence must be deposited as Priority Mail Express before the last scheduled pickup on that date.

37 CFR 1.10(d)(3) further provides that a party must show that correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date.

Jump to MPEP Source · 37 CFR 1.10(d)(3)Priority Mail ExpressCertificate of Mailing and TransmissionPTAB Contested Case Procedures
StatutoryInformativeAlways
[mpep-513-c8c5b7a815322bc5088321b4]
Petition Must Include Deposit Statement
Note:
The petition should include a signed statement by the depositor setting forth the date and time of deposit, and declaring that the enclosed copies are true.

37 CFR 1.10(e) sets forth procedures for filing a petition to the Director to accord a filing date as of the date of deposit with the USPS, where correspondence deposited as Priority Mail Express ® is never received by the Office. Such a petition should:

(D) include a statement, signed by the person who deposited the documents as Priority Mail Express ® with the USPS, setting forth the date and time of deposit, and declaring that the copies of the correspondence, Priority Mail Express ® mailing label, and returned postcard receipt accompanying the petition are true copies of the correspondence, mailing label and returned postcard receipt originally mailed or received.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of MailingCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-eb6f10e83d9a398cce5913b1]
Proper Addressing and Postage Not Required for Received Correspondence
Note:
This rule states that correspondence does not need to be properly addressed and mailed with sufficient postage if it is actually received by the Office.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryRecommendedAlways
[mpep-513-80f8cac193dc1566a712f1ea]
Petition for Filing Date as of Deposit Date
Note:
If the requested filing date is not the 'date accepted' on the Priority Mail Express label, a petition must show that the correspondence was deposited before the last scheduled pickup on the requested filing date.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-cc6ed67eaa7e241d667f5c36]
Filing Date for Lost Correspondence
Note:
Petition can be filed for a filing date if the entire correspondence was not delivered to the Office.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryInformativeAlways
[mpep-513-d70ff13b1c1bef6e02bba59c]
Office Records Override Applicant Claims on Submitted Drawings
Note:
The Office will rely on its official records of submitted correspondence, overriding any applicant claims that differ from the record, in resolving disputes about the contents of filings.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryProhibitedAlways
[mpep-513-c1b73d3fca5864fe04d52c6f]
Applicant Cannot Use 37 CFR 1.10(e) to Establish Document Contents
Note:
An applicant may not use 37 CFR 1.10(e) to claim what documents or fees were submitted with correspondence if the Office records already contain those items.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Priority Mail ExpressCertificate of Mailing and TransmissionCertificate of Mailing
StatutoryPermittedAlways
[mpep-513-d120ca484d081c4b726c2da8]
Requirement for Additional Evidence of Priority Mail Express Deposit
Note:
The Office may require additional evidence to prove that correspondence was deposited as Priority Mail Express with the USPS on the specified date.

37 CFR 1.10(f) provides that the Office may require additional evidence to determine whether the correspondence was deposited as Priority Mail Express ® with the USPS on the date in question.

Jump to MPEP Source · 37 CFR 1.10(f)Priority Mail ExpressCertificate of Mailing and Transmission
StatutoryRequiredAlways
[mpep-513-e9a06c9feb300c0212d8456b]
Petition for Considered Filing Date After Priority Mail Express Return
Note:
Allows petition to consider correspondence as filed on a specific date if returned due to Priority Mail Express service interruption.
37 CFR 1.10(g) provides that any person who mails correspondence addressed as set out in 37 CFR 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence returned by the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider the correspondence as filed on a particular date in the Office. Such a petition must:
  • (A) be filed promptly after the person becomes aware of the return of the correspondence;
  • (B) include a showing that the number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®;
  • (C) include the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon and a copy of the Priority Mail Express ® mailing label showing the “date accepted”; and
  • (D) include a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the correspondence or the copy of the correspondence is the original correspondence or a true copy of the correspondence originally deposited with the USPS on the requested filing date.
Jump to MPEP Source · 37 CFR 1.10(g)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-bed920c1fdd0f79b98f35242]
Petition Deposit Statement for Priority Mail Express Filing
Note:
The petition must include a statement proving the original deposit of correspondence with USPS on the requested filing date.

37 CFR 1.10(g) provides that any person who mails correspondence addressed as set out in 37 CFR 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence returned by the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider the correspondence as filed on a particular date in the Office. Such a petition must:

(D) include a statement which establishes, to the satisfaction of the Director, the original deposit of the correspondence and that the correspondence or the copy of the correspondence is the original correspondence or a true copy of the correspondence originally deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.10(g)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-2947606ebd96150a9902e6f2]
Requirement for USPS Service Interruption Confirmation
Note:
The Office may require a letter from USPS confirming that returned Priority Mail Express correspondence was due to an interruption or emergency in service.

The Office may require additional evidence to determine if the correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service. For example, the Office may require a letter from the USPS confirming that the return was due to an interruption or emergency in the Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-f1078edc6450626dac5453c9]
USPS Confirmation for Priority Mail Express Return Due to Emergency
Note:
The Office may require a letter from the USPS confirming that returned correspondence was due to an interruption or emergency in the Priority Mail Express service.

The Office may require additional evidence to determine if the correspondence was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service. For example, the Office may require a letter from the USPS confirming that the return was due to an interruption or emergency in the Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryRequiredAlways
[mpep-513-b9c078859067aeda138c3ebd]
Petition for Consideration of Refused Priority Mail Express Correspondence
Note:
Allows a person to petition the Director to consider correspondence as filed on a particular date if it was refused due to an interruption in Priority Mail Express service.
37 CFR 1.10(h) provides that any person who attempts to mail correspondence addressed as set out in 37 CFR 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider the correspondence as filed on a particular date in the Office. Such a petition must:
  • (A) be filed promptly after the person becomes aware of the refusal of the correspondence;
  • (B) include a showing that the number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the attempted mailing by Priority Mail Express ®;
  • (C) include the original correspondence or a copy of the original correspondence showing the number of the Priority Mail Express ® mailing label thereon; and
  • (D) include a statement by the person who originally attempted to deposit the correspondence with the USPS which establishes, to the satisfaction of the Director, the original attempt to deposit the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.
Jump to MPEP Source · 37 CFR 1.10(h)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-a68e97c6eaa55f32eae4ddde]
Petition Must Include Deposit Confirmation
Note:
The petition must include a statement confirming the original attempt to deposit correspondence with USPS and that it is an original copy.

37 CFR 1.10(h) provides that any person who attempts to mail correspondence addressed as set out in 37 CFR 1.1(a) to the Office with sufficient postage utilizing the Priority Mail Express ® Post Office to Addressee service of the USPS, but has the correspondence refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service, may petition the Director to consider the correspondence as filed on a particular date in the Office. Such a petition must:

(D) include a statement by the person who originally attempted to deposit the correspondence with the USPS which establishes, to the satisfaction of the Director, the original attempt to deposit the correspondence and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.10(h)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-d363a9c345d34c42431ab9c3]
Requirement for Additional Evidence on USPS Refusal Due to Service Interruption
Note:
The Office may require proof from the USPS that a Priority Mail Express refusal was due to an interruption or emergency in service.

The Office may require additional evidence to determine if the correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service. For example, the Office may require a letter from the USPS confirming that the refusal was due to an interruption or emergency in the Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryPermittedAlways
[mpep-513-f07038fd6c83b058196fc69b]
USPS Confirmation Needed for Priority Mail Express Refusal Due to Service Interruption
Note:
The Office may require a letter from USPS confirming that a refusal was due to an interruption or emergency in the Priority Mail Express service.

The Office may require additional evidence to determine if the correspondence was refused by an employee of the USPS due to an interruption or emergency in Priority Mail Express ® service. For example, the Office may require a letter from the USPS confirming that the refusal was due to an interruption or emergency in the Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryRequiredAlways
[mpep-513-e59d02ad16a07c65f03a817f]
Petition for Consideration of Correspondence Filed by Priority Mail Express During Service Interruption
Note:
Allows petition to consider correspondence as filed on a specific date if mailed via Priority Mail Express and interrupted service prevents deposit with USPS.
37 CFR 1.10(i) provides that any person attempting to file correspondence by Priority Mail Express ® that was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director may petition the Director to consider such correspondence as filed on a particular date in the Office. Such a petition must:
  • (A) be filed in a manner designated by the Director promptly after the person becomes aware of the designated interruption or emergency in Priority Mail Express ® service;
  • (B) include the original correspondence or a copy of the original correspondence; and
  • (C) include a statement which establishes, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption or emergency in Priority Mail Express ® service, and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.
Jump to MPEP Source · 37 CFR 1.10(i)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-2d60885eb306c0b0ecbaf4b7]
Petition for Priority Mail Express Filing
Note:
A petition must be made to the Director if correspondence intended for Priority Mail Express could not be deposited with USPS due to an interruption or emergency, and must include a statement confirming the original attempt on the requested filing date.

37 CFR 1.10(i) provides that any person attempting to file correspondence by Priority Mail Express ® that was unable to be deposited with the USPS due to an interruption or emergency in Priority Mail Express ® service which has been so designated by the Director may petition the Director to consider such correspondence as filed on a particular date in the Office. Such a petition must:

(C) include a statement which establishes, to the satisfaction of the Director, that the correspondence would have been deposited with the USPS but for the designated interruption or emergency in Priority Mail Express ® service, and that the correspondence or copy of the correspondence is the original correspondence or a true copy of the correspondence originally attempted to be deposited with the USPS on the requested filing date.

Jump to MPEP Source · 37 CFR 1.10(i)Priority Mail ExpressCertificate of Mailing and TransmissionMaintenance Fee Payment
StatutoryInformativeAlways
[mpep-513-aa214d42577693f865c6ebac]
Petitions Guidance During Priority Mail Express Service Interruptions
Note:
The Director must provide guidance on filing petitions when interrupting Priority Mail Express service.

This procedure applies only when the Director designates an interruption or emergency in Priority Mail Express ® service. In the notice designating the interruption or emergency the Director will provide guidance on the manner in which petitions under 37 CFR 1.10(i) should be filed. The notice will be placed on the USPTO website at www.uspto.gov and published in the Official Gazette.

Jump to MPEP Source · 37 CFR 1.10(i)Priority Mail ExpressCertificate of Mailing and TransmissionOfficial Gazette – Patents (MPEP 1730)
StatutoryRecommendedAlways
[mpep-513-000f98e09594adbcd317bbed]
Guidance for Petitions Under 37 CFR 1.10(i) During Priority Mail Express Interruptions
Note:
Provides instructions on how to file petitions under 37 CFR 1.10(i) when the Director designates an interruption or emergency in Priority Mail Express service.

This procedure applies only when the Director designates an interruption or emergency in Priority Mail Express ® service. In the notice designating the interruption or emergency the Director will provide guidance on the manner in which petitions under 37 CFR 1.10(i) should be filed. The notice will be placed on the USPTO website at www.uspto.gov and published in the Official Gazette.

Jump to MPEP Source · 37 CFR 1.10(i)Priority Mail ExpressCertificate of Mailing and TransmissionOfficial Gazette – Patents (MPEP 1730)
StatutoryInformativeAlways
[mpep-513-154acba118787bd669cb838a]
Notice Must Be Published on USPTO Website and Official Gazette
Note:
The notice designating an interruption or emergency in Priority Mail Express service must be placed on the USPTO website and published in the Official Gazette.

This procedure applies only when the Director designates an interruption or emergency in Priority Mail Express ® service. In the notice designating the interruption or emergency the Director will provide guidance on the manner in which petitions under 37 CFR 1.10(i) should be filed. The notice will be placed on the USPTO website at www.uspto.gov and published in the Official Gazette.

Jump to MPEP Source · 37 CFR 1.10(i)Priority Mail ExpressCertificate of Mailing and TransmissionOfficial Gazette – Patents (MPEP 1730)
Topic

Certificate of Mailing

14 rules
StatutoryPermittedAlways
[mpep-513-3a275315334dc688e080b81d]
Petition for Correct Filing Date if USPS Label Shows Earlier Date
Note:
Allows a person to petition the Director to change the filing date based on an earlier date shown on the Priority Mail Express mailing label.
(c) Any person filing correspondence under this section that was received by the Office and delivered by the Priority Mail Express ® Post Office to Addressee service of the USPS, who can show that there is a discrepancy between the filing date accorded by the Office to the correspondence and the date of deposit as shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation, may petition the Director to accord the correspondence a filing date as of the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation, provided that:
  • (1) The petition is filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date other than the USPS deposit date;
  • (2) The number of the Priority Mail Express ® mailing label was placed on the paper(s) or fee(s) that constitute the correspondence prior to the original mailing by Priority Mail Express ®; and
  • (3) The petition includes a true copy of the Priority Mail Express ® mailing label showing the “date accepted,” and of any other official notation by the USPS relied upon to show the date of deposit.
Jump to MPEP Source · 37 CFR 1.10Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-08f414b617b9c7167130c28b]
Petition for Correct Filing Date Using USPS Label
Note:
A person may petition to correct the filing date of correspondence based on the 'date accepted' on a Priority Mail Express mailing label, provided they submit a true copy of the label and any other official USPS notation.

(c) Any person filing correspondence under this section that was received by the Office and delivered by the Priority Mail Express ® Post Office to Addressee service of the USPS, who can show that there is a discrepancy between the filing date accorded by the Office to the correspondence and the date of deposit as shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation, may petition the Director to accord the correspondence a filing date as of the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation, provided that:

(3) The petition includes a true copy of the Priority Mail Express ® mailing label showing the “date accepted,” and of any other official notation by the USPS relied upon to show the date of deposit.

Jump to MPEP Source · 37 CFR 1.10Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-b55f0f0d89ff240d0c40148b]
Filing Date as of Deposit for Priority Mail Express
Note:
This rule specifies that the filing date is based on the date of deposit in Priority Mail Express rather than the date of receipt at the Office.

The specific rule for obtaining a filing date as of the date of deposit in Priority Mail Express ® (rather than the date of receipt at the Office) is 37 CFR 1.10.

Jump to MPEP Source · 37 CFR 1.10Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryPermittedAlways
[mpep-513-d8991742e120feba2d19be92]
Date of Deposit for Priority Mail Express Correspondence
Note:
The date of deposit with USPS is the 'date accepted' on the mailing label, even on Saturdays, Sundays, or holidays.

37 CFR 1.6(a)(2) provides that correspondence deposited as Priority Mail Express ® in accordance with 37 CFR 1.10 will be stamped, and, therefore, considered as filed on the date of its deposit, regardless of whether that date is a Saturday, Sunday or Federal holiday within the District of Columbia. 37 CFR 1.10 provides a procedure for assigning the date on which any paper or fee is deposited as Priority Mail Express ® with the USPS as the filing date of the paper or fee in the U.S. Patent and Trademark Office (Office). The date of deposit with the USPS is shown by the “date accepted” on the Priority Mail Express ® mailing label or other official USPS notation. This holds true for any day that the correspondence may be accepted as Priority Mail Express ® by the USPS, even when the paper or fee is deposited and accepted on a Saturday, Sunday or Federal holiday within the District of Columbia. For example, if a person files a patent application by Priority Mail Express ® with the USPS on a Saturday in compliance with 37 CFR 1.10, they will receive the benefit of the Saturday date, even though the Office is closed on Saturdays and, therefore, the person could not have filed the application by depositing it directly at the Office on that Saturday. See 37 CFR 1.6(a)(1). In those cases where the procedure of 37 CFR 1.10(a) has not been properly followed, e.g., the “date accepted” is illegible, the filing date of the correspondence will be the date of actual receipt in the Office. An applicant may file a petition under the conditions specified in 37 CFR 1.10(c), (d) or (e) (discussed below) presenting whatever arguments and evidence that the paper or fee is entitled to a filing date other than the filing date accorded by the Office.

Jump to MPEP Source · 37 CFR 1.6(a)(2)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-ced46b2ec353c5a7327c68e4]
Office Can Correct USPS Date-in Error for Priority Mail Express Drop Box Deposits Before Last Pick Up
Note:
The Office can correct a USPS date-in error if correspondence is deposited in a Priority Mail Express drop box before the last scheduled pick up of the day.

A paper or fee placed in a Priority Mail Express ® box receptacle after the box has been cleared for the last time on a given day will be considered to be deposited as of the date of receipt (“date accepted”) indicated on the Priority Mail Express ® mailing label by the Postal Service Priority Mail Express ® acceptance clerk. 37 CFR 1.10(d) permits the Office to correct a USPS “date-in” error when the correspondence is deposited in an Priority Mail Express ® drop box prior to last scheduled pick up of the day, that is, the time clearly marked on the Priority Mail Express ® drop box indicating when the box will be cleared for the last time on the date of deposit. 37 CFR 1.10(d) sets forth the procedures to be followed to be entitled to such a correction.

Jump to MPEP Source · 37 CFR 1.10(d)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-7e229d105af79056887e017e]
Petition for Filing Date as Priority Mail Express Deposit
Note:
Procedures for petitioning the Director to assign a filing date based on the deposit of correspondence via Priority Mail Express.

37 CFR 1.10(c) through 1.10(e) and 1.10(g) set forth procedures for petitioning the Director to accord a filing date as of the date of deposit as Priority Mail Express ® (Priority Mail Express). Briefly, 37 CFR 1.10(c) applies where there is a discrepancy between the filing date accorded by the Office and the “date accepted” entered by the USPS on the Priority Mail Express ® mailing label or other official USPS notation; 37 CFR 1.10(d) applies where the “date accepted” is incorrectly entered by the USPS; 37 CFR 1.10(e) applies where correspondence deposited with the USPS as Priority Mail Express ® is not received by the Office; and 37 CFR 1.10(g) applies where correspondence deposited with the USPS as "Express Mail" was returned by the USPS due to an interruption or emergency in Priority Mail Express ® service.

Jump to MPEP Source · 37 CFR 1.10(c)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryRecommendedAlways
[mpep-513-f1bc5e49004007e5586d7149]
Petition for Filing Date Based on USPS Deposit Date
Note:
This rule outlines the procedures for filing a petition to the Director for a filing date based on the USPS deposit date, when there is a discrepancy with the Office's assigned filing date.
37 CFR 1.10(c) sets forth procedures for filing a petition to the Director for a filing date as of the date of deposit with the USPS, where there is a discrepancy between the filing date initially accorded by the Office and the “date accepted” entered by the USPS or other official USPS notation. Such a petition should:
  • (A) be filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date other than the USPS deposit date;
  • (B) include a showing that the number of the Priority Mail Express ® mailing label was placed on each piece of correspondence prior to the original mailing; and
  • (C) include a true copy of the Priority Mail Express ® mailing label showing the “date accepted” or other official notation by the USPS.
Jump to MPEP Source · 37 CFR 1.10(c)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryRecommendedAlways
[mpep-513-e3a2bdeed923c47222421d91]
Petition to Correct Filing Date Based on USPS Error
Note:
This rule outlines the procedures for filing a petition with the Director to correct the filing date when it is based on an incorrect USPS entry.
37 CFR 1.10(d) sets forth procedures for filing a petition to the Director to accord a filing date as of the actual date of deposit with the USPS, where the “date accepted” or other official notation is incorrectly entered by the USPS. Such a petition should:
  • (A) be filed promptly after the person becomes aware that the Office has accorded, or will accord, a filing date based upon an incorrect entry by the USPS;
  • (B) include a showing that the number of the Priority Mail Express ® mailing label was placed on each piece of correspondence prior to the original mailing; and
  • (C) include a showing that the correspondence was deposited as Priority Mail Express ® prior to the last scheduled pickup on the requested filing date.
Jump to MPEP Source · 37 CFR 1.10(d)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-50adddfa64937687f8f0b30d]
Petition Must Be Corroborated by USPS for Priority Mail Express
Note:
Any petition under 37 CFR 1.10(d) must be supported by evidence from the USPS or a post-deposit document within one business day.

The reason the Office considers correspondence to have been filed as of the date of deposit as Priority Mail Express ® is that this date has been verified by a disinterested USPS employee, through the insertion of a “date accepted,” or other official USPS notation, on the Priority Mail Express ® mailing label. Due to the questionable reliability of evidence from a party other than the USPS that did not come into being contemporaneously with the deposit of the correspondence with the USPS, 37 CFR 1.10(d) specifically requires that any petition under 37 CFR 1.10(d) be corroborated either by evidence from the USPS, or by evidence that came into being after deposit and within one business day after the deposit of the correspondence as Priority Mail Express ®.

Jump to MPEP Source · 37 CFR 1.10(d)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-d1f8258bff1a5296b45a58c8]
Log Book Notation for Priority Mail Express Deposit
Note:
A log book notation entered within one business day of deposit is deemed an adequate showing of the date of deposit for Priority Mail Express correspondence.

On the other hand, a notation in a log book, entered after deposit by the person who deposited the correspondence as Priority Mail Express ® within one business day of such deposit, setting forth the items indicated above, would be deemed on petition to be an adequate showing of the date of deposit under 37 CFR 1.10(d)(3).

Jump to MPEP Source · 37 CFR 1.10(d)(3)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryRecommendedAlways
[mpep-513-a1d4e87970614eb452ef9d98]
Petition for Filing Date as of USPS Deposit Date
Note:
Requires filing a prompt petition with the Director when Priority Mail Express correspondence is not received by the Office, including specific documentation and a signed declaration.
37 CFR 1.10(e) sets forth procedures for filing a petition to the Director to accord a filing date as of the date of deposit with the USPS, where correspondence deposited as Priority Mail Express ® is never received by the Office. Such a petition should:
  • (A) be filed promptly after the person becomes aware that the Office has no evidence of receipt of the correspondence;
  • (B) include a showing that the number of the Priority Mail Express ® mailing label was placed on each piece of correspondence prior to the original mailing;
  • (C) include a true copy of the originally deposited correspondence showing the number of the Priority Mail Express ® mailing label thereon, a copy of any returned postcard receipt, a copy of the Priority Mail Express ® mailing label showing the “date accepted” or other official notation entered by the USPS; and
  • (D) include a statement, signed by the person who deposited the documents as Priority Mail Express ® with the USPS, setting forth the date and time of deposit, and declaring that the copies of the correspondence, Priority Mail Express ® mailing label, and returned postcard receipt accompanying the petition are true copies of the correspondence, mailing label and returned postcard receipt originally mailed or received.
Jump to MPEP Source · 37 CFR 1.10(e)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-46efe22c85b9b9136d11fe9d]
Petition to Accrue Filing Date with Priority Mail Express
Note:
Allows filing a petition to assign a filing date based on deposit with USPS as Priority Mail Express if correspondence was mailed with sufficient postage and addressed correctly.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-cca83b43c97d7ee9eb6dedac]
Filing Date for Priority Mail Express Not Denied Due to Addressing or Postage
Note:
Correspondence mailed by Priority Mail Express that is actually received will not be denied a filing date based on insufficient postage or improper addressing.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
StatutoryInformativeAlways
[mpep-513-9649e36b50a060eeccf40be2]
Office Will Rely on Official Record of Contents
Note:
The Office will use its official records to determine the contents of correspondence unless there is convincing evidence that it received and misplaced additional documents or fees.

37 CFR 1.10(e) provides for the filing of a petition to accord correspondence a filing date as of the date of deposit with the USPS as Priority Mail Express ® only where the correspondence was mailed with sufficient postage and addressed as set out in 37 CFR 1.1(a). There is no corresponding provision that correspondence be properly addressed and mailed with sufficient postage in 37 CFR 1.10(a), (c) and (d), because these sections apply only to correspondence that is actually received by the Office. Correspondence mailed by Priority Mail Express ® that is actually received by the Office will not be denied a filing date as of the date of deposit as Priority Mail Express ® simply because the correspondence was not mailed with sufficient postage or not addressed as set out in 37 CFR 1.1(a). 37 CFR 1.10(e)(3) provides that if the requested filing date is a date other than the “date accepted” on the Priority Mail Express ® mailing label, the petition should include a showing under 37 CFR 1.10(d)(3), as discussed above, that the correspondence was deposited as Priority Mail Express ® before the last scheduled pickup on the requested filing date in order to obtain a filing date as of that date. 37 CFR 1.10(e) applies only in those situations in which the correspondence at issue was lost in toto (i.e., the entire correspondence was not delivered to the Office). Where there is a dispute as to the contents of correspondence submitted to the Office (e.g., an applicant asserts that three sheets of drawings were submitted under 37 CFR 1.10 with an application, but the Office records indicate receipt of only two sheets of drawings with the application), an applicant may not rely upon the provisions of 37 CFR 1.10(e) to establish what document(s) and/or fee(s) were filed in the Office with such correspondence. Rather, where the records of the Office (e.g., the file of the application) contain any document(s) or fee(s) corresponding to the contents of the correspondence at issue, the Office will rely upon its official record of the contents of such correspondence in absence of convincing evidence (e.g., a postcard receipt under MPEP § 503 containing specific itemization of the document(s) or fee(s) purported to have been filed with the correspondence at issue) that the Office received and misplaced any document(s) or fee(s) that is not among the official records of the Office.

Jump to MPEP Source · 37 CFR 1.10(e)Certificate of MailingPriority Mail ExpressCertificate of Mailing and Transmission
Topic

Fee Transmittal

3 rules
StatutoryRequiredAlways
[mpep-513-f712047d87a20682c1de832d]
Fee Transmittal Must Be Clearly Marked
Note:
Each fee transmittal must be placed on each separate paper either directly or by a separate firmly attached sheet.

While 37 CFR 1.10(b) does not require placement of the Priority Mail Express ® mailing label number on the correspondence prior to mailing, it is advisable to do so. If the number of the mailing label did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g), or (h), even if the party who filed the correspondence satisfies the other requirements of 37 CFR 1.10(c), 1.10(d), 1.10(e), 1.10(g), or 1.10(h). To be effective, the number must be placed on each separate paper and each fee transmittal either directly on the document or by a separate paper firmly and securely attached thereto. In situations wherein the correspondence includes several papers directed to the same application (for example, the specification, drawings, and declaration for a new application), the correspondence may be submitted with a cover or transmittal letter which should itemize the papers. It is not necessary that the number be placed on each page of a particular paper or fee transmittal. Merely placing the number in one prominent location on each separate paper or fee transmittal (or cover sheet or transmittal letter which should itemize the separate papers and fees) will be sufficient.

Jump to MPEP Source · 37 CFR 1.10(b)Fee TransmittalApplication TransmittalDocuments Excluded from Certificate Practice
StatutoryRecommendedAlways
[mpep-513-07328efe10d4629d60e65bbf]
Cover Letter for Multiple Application Papers
Note:
Submit multiple application papers with a cover letter that itemizes the documents. Numbering each page is not required.

While 37 CFR 1.10(b) does not require placement of the Priority Mail Express ® mailing label number on the correspondence prior to mailing, it is advisable to do so. If the number of the mailing label did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g), or (h), even if the party who filed the correspondence satisfies the other requirements of 37 CFR 1.10(c), 1.10(d), 1.10(e), 1.10(g), or 1.10(h). To be effective, the number must be placed on each separate paper and each fee transmittal either directly on the document or by a separate paper firmly and securely attached thereto. In situations wherein the correspondence includes several papers directed to the same application (for example, the specification, drawings, and declaration for a new application), the correspondence may be submitted with a cover or transmittal letter which should itemize the papers. It is not necessary that the number be placed on each page of a particular paper or fee transmittal. Merely placing the number in one prominent location on each separate paper or fee transmittal (or cover sheet or transmittal letter which should itemize the separate papers and fees) will be sufficient.

Jump to MPEP Source · 37 CFR 1.10(b)Fee TransmittalDocuments Excluded from Certificate PracticeApplication Transmittal
StatutoryRecommendedAlways
[mpep-513-a7efb3e3fc7891d9ade00bfe]
Number Must Be Placed Prominently On Each Fee Transmittal
Note:
The number must be placed in one prominent location on each separate paper and fee transmittal for effective filing.

While 37 CFR 1.10(b) does not require placement of the Priority Mail Express ® mailing label number on the correspondence prior to mailing, it is advisable to do so. If the number of the mailing label did not appear on the correspondence as originally filed, relief will not be granted on petition under 37 CFR 1.10(c), (d), (e), (g), or (h), even if the party who filed the correspondence satisfies the other requirements of 37 CFR 1.10(c), 1.10(d), 1.10(e), 1.10(g), or 1.10(h). To be effective, the number must be placed on each separate paper and each fee transmittal either directly on the document or by a separate paper firmly and securely attached thereto. In situations wherein the correspondence includes several papers directed to the same application (for example, the specification, drawings, and declaration for a new application), the correspondence may be submitted with a cover or transmittal letter which should itemize the papers. It is not necessary that the number be placed on each page of a particular paper or fee transmittal. Merely placing the number in one prominent location on each separate paper or fee transmittal (or cover sheet or transmittal letter which should itemize the separate papers and fees) will be sufficient.

Jump to MPEP Source · 37 CFR 1.10(b)Fee TransmittalApplication TransmittalDocuments Excluded from Certificate Practice
Topic

Fee Requirements

1 rules
StatutoryRequiredAlways
[mpep-513-4e9bf50d819804e73fa9adfc]
Deposit with USPS Considered Filed
Note:
The Director may require that papers or fees deposited with the U.S. Postal Service be considered filed in the Patent and Trademark Office on the deposit date, even for postal service interruptions.

(a) The Director may by rule prescribe that any paper or fee required to be filed in the Patent and Trademark Office will be considered filed in the Office on the date on which it was deposited with the United States Postal Service or would have been deposited with the United States Postal Service but for postal service interruptions or emergencies designated by the Director.

Jump to MPEP SourceFee Requirements
Topic

SIR Patent Rights Waiver

1 rules
StatutoryInformativeAlways
[mpep-513-d7712675a40d0c4db7f3888e]
Inadvertent Failure to Comply Not Waivable
Note:
A party's unintentional non-compliance with a rule is not considered an extraordinary situation warranting waiver under 37 CFR 1.183, 2.146(a)(5), or 2.148.

Since the filing of correspondence under 37 CFR 1.10 without the number of the Priority Mail Express ® mailing label thereon is an oversight that can be avoided by the exercise of reasonable care, requests for waiver of this requirement will not be granted on petition. A party’s inadvertent failure to comply with the requirements of a rule is not deemed to be an extraordinary situation that would warrant waiver of a rule under 37 CFR 1.183, 2.146(a)(5) or 2.148. See Honigsbaum v. Lehman, 903 F. Supp. 8, 37 USPQ2d 1799 (D.D.C. 1995) (Commissioner did not abuse his discretion in refusing to waive requirements of 37 CFR 1.10(c) in order to grant filing date to patent application, where applicant failed to produce “Express Mail” customer receipt or any other evidence that application was actually deposited with USPS as “Express Mail.”), aff’d without opinion, 95 F.3d 1166 (Fed. Cir. 1996); Gustafson v. Strange, 227 USPQ 174 (Comm’r Pat. 1985) (counsel’s unawareness of 37 CFR 1.8 not extraordinary situation warranting waiver of a rule); In re Chicago Historical Antique Automobile Museum, Inc., 197 USPQ 289 (Comm’r Pat. 1978) (since certificate of mailing procedure under 37 CFR 1.8 was available to petitioner, lateness due to mail delay not deemed to be extraordinary situation).

Jump to MPEP Source · 37 CFR 1.10SIR Patent Rights WaiverStatutory Invention Registration (Discontinued)Certificate of Mailing
Topic

Certificate of Mailing

1 rules
StatutoryInformativeAlways
[mpep-513-60d624758b6c82895defc6be]
Failure to Provide Express Mail Receipt Not Waived
Note:
The rule states that failing to provide an Express Mail receipt for a patent application does not warrant waiving the requirement, as it is an oversight avoidable by reasonable care.

Since the filing of correspondence under 37 CFR 1.10 without the number of the Priority Mail Express ® mailing label thereon is an oversight that can be avoided by the exercise of reasonable care, requests for waiver of this requirement will not be granted on petition. A party’s inadvertent failure to comply with the requirements of a rule is not deemed to be an extraordinary situation that would warrant waiver of a rule under 37 CFR 1.183, 2.146(a)(5) or 2.148. See Honigsbaum v. Lehman, 903 F. Supp. 8, 37 USPQ2d 1799 (D.D.C. 1995) (Commissioner did not abuse his discretion in refusing to waive requirements of 37 CFR 1.10(c) in order to grant filing date to patent application, where applicant failed to produce “Express Mail” customer receipt or any other evidence that application was actually deposited with USPS as “Express Mail.”), aff’d without opinion, 95 F.3d 1166 (Fed. Cir. 1996); Gustafson v. Strange, 227 USPQ 174 (Comm’r Pat. 1985) (counsel’s unawareness of 37 CFR 1.8 not extraordinary situation warranting waiver of a rule); In re Chicago Historical Antique Automobile Museum, Inc., 197 USPQ 289 (Comm’r Pat. 1978) (since certificate of mailing procedure under 37 CFR 1.8 was available to petitioner, lateness due to mail delay not deemed to be extraordinary situation).

Jump to MPEP Source · 37 CFR 1.10Certificate of MailingIdentifying the ApplicationExpress Mail Filing Date

Citations

Primary topicCitation
Priority Mail Express35 U.S.C. § 21(a)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.1(a)
Certificate of Mailing
Priority Mail Express
SIR Patent Rights Waiver
37 CFR § 1.10
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(a)
Fee Transmittal
Priority Mail Express
37 CFR § 1.10(b)
Certificate of Mailing
Fee Transmittal
Priority Mail Express
SIR Patent Rights Waiver
37 CFR § 1.10(c)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(d)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(d)(3)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(e)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(e)(3)
Priority Mail Express37 CFR § 1.10(f)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.10(g)
Priority Mail Express37 CFR § 1.10(h)
Priority Mail Express37 CFR § 1.10(i)
Certificate of Mailing
Priority Mail Express
SIR Patent Rights Waiver
37 CFR § 1.183
Certificate of Mailing
Priority Mail Express
37 CFR § 1.6(a)(1)
Certificate of Mailing
Priority Mail Express
37 CFR § 1.6(a)(2)
Certificate of Mailing
Priority Mail Express
SIR Patent Rights Waiver
37 CFR § 1.8
Certificate of Mailing
Priority Mail Express
MPEP § 503
Certificate of Mailing
Priority Mail Express
SIR Patent Rights Waiver
See Honigsbaum v. Lehman, 903 F. Supp. 8, 37 USPQ2d 1799 (D.D.C. 1995)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31