MPEP § 409.03(j) — Action Following Acceptance of a Pre-AIA 37 CFR 1.47 Application (Annotated Rules)

§409.03(j) Action Following Acceptance of a Pre-AIA 37 CFR 1.47 Application

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 409.03(j), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Action Following Acceptance of a Pre-AIA 37 CFR 1.47 Application

This section addresses Action Following Acceptance of a Pre-AIA 37 CFR 1.47 Application. Primary authority: 37 CFR 1.47. Contains: 2 requirements and 1 permission.

Key Rules

Topic

AIA vs Pre-AIA Practice

2 rules
StatutoryInformativeAlways
[mpep-409-03-j-cf22f4dea9040fc0c28b9a67]
Examiner Will Act on Pre-AIA Application After Acceptance
Note:
After an application deposited under pre-AIA 37 CFR 1.47 is found acceptable, the examiner will proceed with usual examination procedures.

After an application deposited pursuant to pre-AIA 37 CFR 1.47 is found acceptable by the Office, the examiner will act on the application in the usual manner. Papers filed by an inventor who did not originally join in the application, and papers relating to its pre-AIA 37 CFR 1.47 status, will be placed in the file wrapper.

Jump to MPEP Source · 37 CFR 1.47AIA vs Pre-AIA PracticeAccess to Patent Application Files (MPEP 101-106)Certified Copies of Documents
StatutoryRequiredAlways
[mpep-409-03-j-794c457569bcfd22e6e95f0f]
Examiner Must Verify Petition Decision
Note:
An examiner must check if a petition under pre-AIA 37 CFR 1.47 has been decided by the Office of Petitions before taking further action on an application.

When an examiner receives an application in which a petition under pre-AIA 37 CFR 1.47 has been filed, he or she must check the file to determine that the petition has been decided by the Office of Petitions. If the petition has not been decided by the Office of Petitions, the application, or an electronic message concerning the petition, must be forwarded to the Office of Petitions for appropriate action.

Jump to MPEP Source · 37 CFR 1.47AIA vs Pre-AIA PracticeDirector Authority and Petitions (MPEP 1000)
Topic

Access to Patent Application Files (MPEP 101-106)

1 rules
StatutoryInformativeAlways
[mpep-409-03-j-ea854a479920b9652a17e380]
Inventor Papers and Pre-AIA 37 CFR 1.47 Status Must Be Placed in File Wrapper
Note:
Papers filed by an inventor who did not originally join the application, along with papers related to its pre-AIA 37 CFR 1.47 status, must be included in the file wrapper after acceptance.

After an application deposited pursuant to pre-AIA 37 CFR 1.47 is found acceptable by the Office, the examiner will act on the application in the usual manner. Papers filed by an inventor who did not originally join in the application, and papers relating to its pre-AIA 37 CFR 1.47 status, will be placed in the file wrapper.

Jump to MPEP Source · 37 CFR 1.47Access to Patent Application Files (MPEP 101-106)AIA vs Pre-AIA PracticeCertified Copies of Documents
Topic

Access to Oath/Declaration

1 rules
StatutoryInformativeAlways
[mpep-409-03-j-e9b18d1e26bc4f18b64b36ac]
Nonsigning Inventor's Oath/Declaration Requirement
Note:
If a nonsigning inventor decides to join the application, they must file an executed oath or declaration complying with pre-AIA 37 CFR 1.63, which will be placed in the application file.

In the event the previously nonsigning inventor decides to join in the application by filing an executed oath or declaration complying with pre-AIA 37 CFR 1.63, the oath or declaration will be placed in the application file.

Jump to MPEP Source · 37 CFR 1.63Access to Oath/DeclarationAIA Oath/Declaration Requirements (37 CFR 1.63)Pre-AIA Oath/Declaration Requirements
Topic

Director Authority and Petitions (MPEP 1000)

1 rules
StatutoryRequiredAlways
[mpep-409-03-j-786a01f6405c3281a229d46c]
Petition Must Be Forwarded to Office of Petitions
Note:
If a petition under pre-AIA 37 CFR 1.47 has not been decided by the Office of Petitions, the application or related electronic message must be forwarded for appropriate action.

When an examiner receives an application in which a petition under pre-AIA 37 CFR 1.47 has been filed, he or she must check the file to determine that the petition has been decided by the Office of Petitions. If the petition has not been decided by the Office of Petitions, the application, or an electronic message concerning the petition, must be forwarded to the Office of Petitions for appropriate action.

Jump to MPEP Source · 37 CFR 1.47Director Authority and Petitions (MPEP 1000)AIA vs Pre-AIA Practice
Topic

AIA Effective Dates

1 rules
StatutoryPermittedAlways
[mpep-409-03-j-3710f1e982bbb59c8776ecbc]
Pre-AIA SIR Requirement Before March 16, 2013
Note:
An application filed under pre-AIA 37 CFR 1.47 can be published as a Statutory Invention Registration if the request for registration was filed before March 16, 2013.

An application filed under pre-AIA 37 CFR 1.47 can be published as a Statutory Invention Registration (provided the request for a Statutory Invention Registration was filed before March 16, 2013).

Jump to MPEP Source · 37 CFR 1.47AIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice

Citations

Primary topicCitation
AIA Effective Dates
AIA vs Pre-AIA Practice
Access to Patent Application Files (MPEP 101-106)
Director Authority and Petitions (MPEP 1000)
37 CFR § 1.47
Access to Oath/Declaration37 CFR § 1.63

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31