MPEP § 402.02(a) — Appointment in Application Filed On or After September 16, 2012 (Annotated Rules)

§402.02(a) Appointment in Application Filed On or After September 16, 2012

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 402.02(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Appointment in Application Filed On or After September 16, 2012

This section addresses Appointment in Application Filed On or After September 16, 2012. Primary authority: 35 U.S.C. 120, 37 CFR 1.32(b)(4), and 37 CFR 1.42(a)). Contains: 10 requirements, 6 permissions, and 1 other statement.

Key Rules

Topic

POA Form Requirements

13 rules
StatutoryRequiredAlways
[mpep-402-02-a-75ca551a9c15a1cbf443fd3c]
Applicant Must Sign Power of Attorney
Note:
The power of attorney must be signed by the inventor or their legal representative to be effective.

Pursuant to 37 CFR 1.42, the word “applicant” refers to the inventor or all of the joint inventors or to the person applying for a patent as provided in 37 CFR 1.43 (legal representative of a deceased or legally incapacitated inventor), 1.45 (joint inventor(s) on behalf of themselves and an omitted inventor) or 1.46 (assignee, obligated assignee, or person who otherwise shows sufficient proprietary interest). Where the applicant is all of the joint inventors under 37 CFR 1.45, one or more of the joint inventor-applicants may be appointed to represent all of the joint inventor-applicants. The power of attorney must be signed by parties identified as the applicant in order to be effective.

Jump to MPEP Source · 37 CFR 1.42POA Form RequirementsPower of Attorney SignatureAssignee as Applicant Signature
StatutoryRequiredAlways
[mpep-402-02-a-b3968cbaba8b3788cbcc36c0]
Power of Attorney Must Be Signed by Authorized Person
Note:
The power of attorney must be signed by someone who has apparent authority or a statement of authorization to act on behalf of the assignee-applicant.

The power of attorney must be signed by someone who is authorized to act on behalf of the assignee-applicant (i.e., a person with a title that carries apparent authority, or a person who includes a statement of authorization to act.). A patent practitioner is not authorized to act on behalf of an assignee simply by existence of authority to prosecute an application.

Jump to MPEP Source · 37 CFR 1.32POA Form RequirementsPower of Attorney SignaturePower of Attorney by Assignee
StatutoryRequiredAlways
[mpep-402-02-a-59c44cd2a4f55076e2133f5f]
Copy of Power of Attorney Required for Continuing Application
Note:
A copy of the power of attorney from a prior application must be filed in a continuing application to claim benefit under certain statutes, unless specific conditions are met.

Pursuant to 37 CFR 1.32(d), a power of attorney from a prior national application for which benefit is claimed under 35 U.S.C. 120, 121, 365(c), or 386(c) in a continuing application may have effect in the continuing application if a copy of the power of attorney from the prior application is filed in the continuing application unless: (1) The power of attorney was granted by the inventor; and (2) the continuing application names an inventor who was not named as an inventor in the prior application. Thus 37 CFR 1.32(d) specifically requires that a copy of the power of attorney from the prior application be filed in the continuing application to have effect (even where a change in power did not occur in the prior application). Additionally, the copy of the power of attorney must comply with 37 CFR 1.32(b) in the continuing application in order to be accepted, meaning that it must be signed by the applicant for patent named in the continuing application.

Jump to MPEP Source · 37 CFR 1.32(d)POA Form RequirementsPower of Attorney SignaturePower of Attorney by Assignee
StatutoryInformativeAlways
[mpep-402-02-a-356692466a789fc915719677]
Requirement for Assignee to Sign PTO/AIA/80
Note:
The assignee must sign the PTO/AIA/80 form, either directly or through an authorized representative.

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)POA Form RequirementsAIA vs Pre-AIA PracticePower of Attorney Signature
StatutoryRequiredAlways
[mpep-402-02-a-775d3e10386b842a1823d236]
Poa Form Requirement for Assignee
Note:
The form PTO/AIA/80 must be accompanied by a statement under 37 CFR 3.73(c) when used by assignees who are either the named applicant or becoming the applicant.

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)POA Form RequirementsEstablishing OwnershipAssignee Rights to Take Action (MPEP 324-325)
StatutoryPermittedAlways
[mpep-402-02-a-2071091127f893087c3d2533]
Assignee Can Use PTO/AIA/82 Instead of PTO/AIA/80
Note:
An assignee named as the applicant can appoint a power of attorney using Form PTO/AIA/82 instead of Form PTO/AIA/80.

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)POA Form RequirementsPower of Attorney SignatureAssignee as Applicant Signature
StatutoryPermittedAlways
[mpep-402-02-a-36da49b131a623e947bbca6b]
Power of Attorney for Joint Inventors Must Be Signed by All
Note:
All joint inventor-applicants, including those being given power of attorney, must sign the PTO/AIA/81 form to appoint a representative.

Form PTO/AIA/81 may be used by joint inventors who are the applicant to give one or more joint inventor-applicants power of attorney to sign on behalf of all joint inventor-applicants. Since powers of attorney must be signed by “the applicant,” all joint inventor-applicants must sign a power of attorney, including the joint inventor(s) who are being given power of attorney. For example, if the applicant is four joint inventors, A, B, C. and D, and all four wish to appoint inventor-applicant C as having power of attorney, A, B, C and D must all sign a power of attorney that appoints C.

Jump to MPEP Source · 37 CFR 1.32POA Form RequirementsPower of Attorney SignatureAssignee as Applicant Signature
StatutoryRequiredAlways
[mpep-402-02-a-f37abecffbdd0062696d9367]
All Joint Inventors Must Sign POA
Note:
All joint inventor-applicants, including those being given power of attorney, must sign a power of attorney form to appoint another inventor as their agent.

Form PTO/AIA/81 may be used by joint inventors who are the applicant to give one or more joint inventor-applicants power of attorney to sign on behalf of all joint inventor-applicants. Since powers of attorney must be signed by “the applicant,” all joint inventor-applicants must sign a power of attorney, including the joint inventor(s) who are being given power of attorney. For example, if the applicant is four joint inventors, A, B, C. and D, and all four wish to appoint inventor-applicant C as having power of attorney, A, B, C and D must all sign a power of attorney that appoints C.

Jump to MPEP Source · 37 CFR 1.32POA Form RequirementsPower of Attorney SignatureAssignee as Applicant Signature
StatutoryInformativeAlways
[mpep-402-02-a-dd904ad92173f7e1ede62ec1]
Power of Attorney Form Has Three Parts
Note:
The power of attorney form for applications filed on or after September 16, 2012, consists of three parts: transmittal page (Part A), power of attorney (Part B), and an optional appointment page (Part C).

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)POA Form RequirementsAIA vs Pre-AIA PracticePower of Attorney Signature
StatutoryRequiredAlways
[mpep-402-02-a-b5257b511f95fad09064442b]
Applicant Must Sign Part B of POA Form
Note:
The applicant is required to sign the power of attorney form's Part B, which specifies the correspondence address.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)POA Form RequirementsAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryRequiredAlways
[mpep-402-02-a-24728644912d386d6fcd219f]
Power of Attorney for Multiple Applicants Must Be Same
Note:
When multiple applicants are involved, each must submit a signed power of attorney that appoints the same patent practitioner.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)POA Form RequirementsPower of Attorney SignatureAssignee as Applicant Signature
StatutoryProhibitedAlways
[mpep-402-02-a-6c955b99815d816bb951953b]
Application Number Box Cannot Be Altered After Signing
Note:
The 'Application Number' and 'Filing Date' boxes on Part B of the form must not be filled in by a patent practitioner after it has been signed by the applicant.

PTO/AIA/82 may be used like a general power of attorney, if desired. For example, where the applicant is a juristic entity assignee, an officer of the company could sign Part B, leaving the optional “Application Number” and “Filing Date” boxes empty, and then the patent practitioner could complete and sign one Part A for each respective application and file a copy of Part B with each Part A. If Part A or an equivalent is not filed with Part B, then the “Application Number” and “Filing Date” boxes on Part B must be completed to identify the application to which the power is being directed. See 37 CFR 1.5. Note that the “Application Number” and “Filing Date” boxes of Part B may not be filled in by a patent practitioner after Part B has been signed by the applicant (i.e., the form may not be altered once it has been signed).

Jump to MPEP Source · 37 CFR 1.5POA Form RequirementsAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryRequiredAlways
[mpep-402-02-a-134a6bae334133549e578c0b]
Statement Required for Current Patent Owner Signature
Note:
If the form is signed by the current patent owner, a Statement under 37 CFR 3.73(c) must be filed to comply with 37 CFR 3.71 and 3.73.

Form PTO/AIA/81A may be used to appoint a power of attorney in a patent resulting from an application filed on or after September 16, 2012 and must be signed by the applicant or the current patent owner. If the form is signed by the current patent owner, compliance with 37 CFR 3.71 and 3.73 is required by filing a Statement Under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent).

Jump to MPEP Source · 37 CFR 3.71POA Form RequirementsEstablishing OwnershipAssignee Rights to Take Action (MPEP 324-325)
Topic

Assignee as Applicant Signature

5 rules
StatutoryInformativeAlways
[mpep-402-02-a-a5dbfdfaea570e4ade535cba]
Definition of Applicant for Patent
Note:
This rule defines who can be considered an applicant for a patent, including inventors, legal representatives, and assignees.

Pursuant to 37 CFR 1.42, the word “applicant” refers to the inventor or all of the joint inventors or to the person applying for a patent as provided in 37 CFR 1.43 (legal representative of a deceased or legally incapacitated inventor), 1.45 (joint inventor(s) on behalf of themselves and an omitted inventor) or 1.46 (assignee, obligated assignee, or person who otherwise shows sufficient proprietary interest). Where the applicant is all of the joint inventors under 37 CFR 1.45, one or more of the joint inventor-applicants may be appointed to represent all of the joint inventor-applicants. The power of attorney must be signed by parties identified as the applicant in order to be effective.

Jump to MPEP Source · 37 CFR 1.42Assignee as Applicant SignatureJoint Applicant SignaturesPower of Attorney by Assignee
StatutoryPermittedAlways
[mpep-402-02-a-872bcbfd47d1a351ceac0a19]
Joint Inventors Can Appoint Representative
Note:
One or more joint inventors may be appointed to represent all joint inventors under certain conditions.

Pursuant to 37 CFR 1.42, the word “applicant” refers to the inventor or all of the joint inventors or to the person applying for a patent as provided in 37 CFR 1.43 (legal representative of a deceased or legally incapacitated inventor), 1.45 (joint inventor(s) on behalf of themselves and an omitted inventor) or 1.46 (assignee, obligated assignee, or person who otherwise shows sufficient proprietary interest). Where the applicant is all of the joint inventors under 37 CFR 1.45, one or more of the joint inventor-applicants may be appointed to represent all of the joint inventor-applicants. The power of attorney must be signed by parties identified as the applicant in order to be effective.

Jump to MPEP Source · 37 CFR 1.42Assignee as Applicant SignatureJoint Applicant SignaturesPower of Attorney by Assignee
StatutoryPermittedAlways
[mpep-402-02-a-920e5d2c84537d3ae401e743]
Requirement for Assignee to Sign Application
Note:
Assignees who are the named applicant or becoming the applicant must sign the application using Form PTO/AIA/80, accompanied by a statement under 37 CFR 3.73(c).

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)Assignee as Applicant SignatureApplicant and Assignee Filing Under AIAPower of Attorney by Assignee
StatutoryPermittedAlways
[mpep-402-02-a-ce7bf156ea010088435bb434]
Practitioner Can Sign PTO/AIA/80 for Assignee with Specific Authority
Note:
A practitioner may sign the PTO/AIA/80 on behalf of an assignee who has given specific authority, such as through organizational resolution.

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)Assignee as Applicant SignaturePower of Attorney by AssigneeAIA vs Pre-AIA Practice
StatutoryPermittedAlways
[mpep-402-02-a-9f0f00ea9108bdd0309c6516]
Power of Attorney for Patent Practitioners
Note:
Applicants may appoint one or more patent practitioners by filling out Form PTO/AIA/82, which includes identifying the application and signing Part B.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)Assignee as Applicant SignatureApplicant and Assignee Filing Under AIAPower of Attorney by Assignee
Topic

AIA Effective Dates

4 rules
StatutoryInformativeAlways
[mpep-402-02-a-272e32e787c88b46ddadd086]
Forms Required for AIA Applications Filed On or After September 16, 2012
Note:
The rule requires the use of specific forms (PTO/AIA/80, PTO/AIA/81, and PTO/AIA/82) in patent applications filed on or after September 16, 2012.

The following forms, available on the USPTO website at www.uspto.gov/patent/patents-forms, are for use in applications filed on or after September 16, 2012: PTO/AIA/80, PTO/AIA/81, and PTO/AIA/82. Form PTO/AIA/81A may be used in a patent that issued from an application filed on or after September 16, 2012.

Jump to MPEP Source · 37 CFR 1.32AIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
StatutoryPermittedAlways
[mpep-402-02-a-ca9fb520b4d2a868eb88738b]
Patent Issued from Post-2012 Application Requires PTO/AIA/81A
Note:
This rule requires that a patent issued from an application filed on or after September 16, 2012, must use Form PTO/AIA/81A.

The following forms, available on the USPTO website at www.uspto.gov/patent/patents-forms, are for use in applications filed on or after September 16, 2012: PTO/AIA/80, PTO/AIA/81, and PTO/AIA/82. Form PTO/AIA/81A may be used in a patent that issued from an application filed on or after September 16, 2012.

Jump to MPEP Source · 37 CFR 1.32AIA Effective DatesPOA Form RequirementsAIA Overview and Effective Dates
StatutoryRequiredAlways
[mpep-402-02-a-b941673bdb25dd326af277e4]
Power of Attorney Appointment Requirement for Post-2012 Applications
Note:
Form PTO/AIA/81A must be signed by the applicant or current patent owner to appoint a power of attorney for patents from applications filed on or after September 16, 2012.

Form PTO/AIA/81A may be used to appoint a power of attorney in a patent resulting from an application filed on or after September 16, 2012 and must be signed by the applicant or the current patent owner. If the form is signed by the current patent owner, compliance with 37 CFR 3.71 and 3.73 is required by filing a Statement Under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent).

Jump to MPEP Source · 37 CFR 3.71AIA Effective DatesPOA Form RequirementsPower of Attorney Signature
MPEP GuidanceInformativeAlways
[mpep-402-02-a-4c1b0a24ec4d0bc1d331dd9a]
Requirement for Power of Attorney Appointment Before September 16, 2012
Note:
This rule requires the appointment of a power of attorney for applications filed before September 16, 2012.

[Editor Note: See MPEP § 402.02(b) for information pertaining to appointment of a power of attorney in an application filed before September 16, 2012.]

Jump to MPEP SourceAIA Effective DatesAIA Overview and Effective DatesAIA vs Pre-AIA Practice
Topic

Assignee Rights Post-AIA (MPEP 324-325)

3 rules
StatutoryPermittedAlways
[mpep-402-02-a-2a828a079cfc5192c0dbc7bc]
Power of Attorney for Assignees with Sufficient Interest
Note:
Assignees who have a sufficient proprietary interest can submit a power of attorney along with a petition, which becomes effective upon approval.

As set forth in 37 CFR 1.42(b), if a person is applying for a patent as provided in 37 CFR 1.46, that person (which may be a juristic entity), and not the inventor, is the applicant. In this situation, the Office would not accept a power of attorney from the inventor. An assignee or obligated assignee who is the applicant may appoint an effective power of attorney without the need to establish the right to take action under 37 CFR 3.71. See also MPEP § 325. Persons who otherwise show sufficient proprietary interest in the matter may supply a power of attorney along with a petition under 37 CFR 1.46(b)(2), which power would be effective once the petition is granted.

Jump to MPEP Source · 37 CFR 1.42(b)Assignee Rights Post-AIA (MPEP 324-325)Assignee as Applicant SignaturePower of Attorney
StatutoryPermittedAlways
[mpep-402-02-a-ea096b4cdc03c9e1383c7deb]
Non-Applicant Assignee Must Become Applicant
Note:
A non-applicant assignee may sign a power of attorney only if they become the applicant, complying with specific requirements.

An assignee who is not the applicant may sign a power of attorney only if the assignee becomes the applicant per 37 CFR 1.46(c) (which requires compliance with 37 CFR 3.71 and 3.73). See MPEP § 325. A patent owner who was not the applicant under 37 CFR 1.46 must appoint any power of attorney in compliance with 37 CFR 3.71 and 3.73. This covers a patent owner in a reissue application who was not the applicant under 37 CFR 1.46 in the application for the original patent, as well as a patent owner in a supplemental examination or reexamination proceeding who was not the applicant under 37 CFR 1.46.

Jump to MPEP Source · 37 CFR 1.46(c)Assignee Rights Post-AIA (MPEP 324-325)Consent of AssigneeEstablishing Ownership
StatutoryRequiredAlways
[mpep-402-02-a-91022ba2389c8ab8f3591057]
Patent Owner Must Appoint Power of Attorney in Reissue and Examination Proceedings
Note:
A patent owner who was not the original applicant must appoint a power of attorney in compliance with 37 CFR 3.71 and 3.73 for reissue, supplemental examination, or reexamination proceedings.

An assignee who is not the applicant may sign a power of attorney only if the assignee becomes the applicant per 37 CFR 1.46(c) (which requires compliance with 37 CFR 3.71 and 3.73). See MPEP § 325. A patent owner who was not the applicant under 37 CFR 1.46 must appoint any power of attorney in compliance with 37 CFR 3.71 and 3.73. This covers a patent owner in a reissue application who was not the applicant under 37 CFR 1.46 in the application for the original patent, as well as a patent owner in a supplemental examination or reexamination proceeding who was not the applicant under 37 CFR 1.46.

Jump to MPEP Source · 37 CFR 1.46(c)Assignee Rights Post-AIA (MPEP 324-325)Consent of AssigneeReissue and Reexamination
Topic

AIA Definition of Applicant (37 CFR 1.42)

2 rules
StatutoryRequiredAlways
[mpep-402-02-a-5d198370a5a5000e9a2143cb]
Applicant or Patent Owner Must Sign Power of Attorney
Note:
For applications filed on or after September 16, 2012, a power of attorney must be signed by all applicants or the patent owner for reissue, reexamination, and supplemental examination proceedings.

For applications filed on or after September 16, 2012, 37 CFR 1.32(b)(4) sets forth that a power of attorney must be signed by the applicant for patent (i.e., all parties identified as the applicant as defined by 37 CFR 1.42(a)) or the patent owner (for reissue applications, reexamination proceedings and supplemental examination proceedings). An assignee who is not an applicant cannot revoke or appoint power of attorney in a patent application.

Jump to MPEP Source · 37 CFR 1.32(b)(4)AIA Definition of Applicant (37 CFR 1.42)AIA Effective DatesKey Changes Under AIA
StatutoryPermittedAlways
[mpep-402-02-a-598f554df356904591212b1e]
Patent Applicant Must Be Filing Person, Not Inventor
Note:
The rule states that when applying for a patent under 37 CFR 1.46, the applicant must be the person filing the application, not the inventor.

As set forth in 37 CFR 1.42(b), if a person is applying for a patent as provided in 37 CFR 1.46, that person (which may be a juristic entity), and not the inventor, is the applicant. In this situation, the Office would not accept a power of attorney from the inventor. An assignee or obligated assignee who is the applicant may appoint an effective power of attorney without the need to establish the right to take action under 37 CFR 3.71. See also MPEP § 325. Persons who otherwise show sufficient proprietary interest in the matter may supply a power of attorney along with a petition under 37 CFR 1.46(b)(2), which power would be effective once the petition is granted.

Jump to MPEP Source · 37 CFR 1.42(b)AIA Definition of Applicant (37 CFR 1.42)Juristic Entity as ApplicantAssignee Rights Post-AIA (MPEP 324-325)
Topic

Juristic Entity as Applicant

2 rules
StatutoryRequiredAlways
[mpep-402-02-a-93de2b56240e961e35304ede]
Juristic Entity Must Sign PTO/AIA/80
Note:
A juristic entity must sign the Form PTO/AIA/80, either directly or through an authorized representative.

Form PTO/AIA/80 may be used by assignees who either are the named applicant or are becoming the applicant by filing a request to change the applicant under 37 CFR 1.46(c). In either situation, this form must be accompanied by a statement under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). The Form PTO/AIA/80 must be signed by the named assignee or, where the assignee is a juristic entity, by a person who is authorized to act on behalf of the assignee. Where an assignee gives the practitioner specific authority to act on behalf of the assignee (e.g., authority given by organizational resolution), a practitioner may sign the PTO/AIA/80 on behalf of the assignee. Where an assignee is named as the applicant in the patent application, the assignee-applicant can appoint a power of attorney using the PTO/AIA/82 form instead of Form PTO/AIA/80.

Jump to MPEP Source · 37 CFR 1.46(c)Juristic Entity as ApplicantPOA Form RequirementsAssignee as Applicant Signature
StatutoryRequiredAlways
[mpep-402-02-a-c6bc3896c58254afb9d21411]
Power of Attorney for Juristic Entity Assignee
Note:
An officer of a juristic entity assignee can sign Part B without filling in the application number and filing date, while a patent practitioner completes and signs Part A for each respective application.

PTO/AIA/82 may be used like a general power of attorney, if desired. For example, where the applicant is a juristic entity assignee, an officer of the company could sign Part B, leaving the optional “Application Number” and “Filing Date” boxes empty, and then the patent practitioner could complete and sign one Part A for each respective application and file a copy of Part B with each Part A. If Part A or an equivalent is not filed with Part B, then the “Application Number” and “Filing Date” boxes on Part B must be completed to identify the application to which the power is being directed. See 37 CFR 1.5. Note that the “Application Number” and “Filing Date” boxes of Part B may not be filled in by a patent practitioner after Part B has been signed by the applicant (i.e., the form may not be altered once it has been signed).

Jump to MPEP Source · 37 CFR 1.5Juristic Entity as ApplicantAssignee as Applicant SignatureJuristic Entity Signature
Topic

Who May File Reissue

1 rules
StatutoryProhibitedAlways
[mpep-402-02-a-a1fbc227085767a79624cbaf]
Assignee Must Not Revise Power of Attorney in Application
Note:
An assignee who is not an applicant cannot revoke or appoint power of attorney for a patent application filed on or after September 16, 2012.

For applications filed on or after September 16, 2012, 37 CFR 1.32(b)(4) sets forth that a power of attorney must be signed by the applicant for patent (i.e., all parties identified as the applicant as defined by 37 CFR 1.42(a)) or the patent owner (for reissue applications, reexamination proceedings and supplemental examination proceedings). An assignee who is not an applicant cannot revoke or appoint power of attorney in a patent application.

Jump to MPEP Source · 37 CFR 1.32(b)(4)Who May File ReissuePower of Attorney SignatureAssignee as Applicant Signature
Topic

Power of Attorney

1 rules
StatutoryInformativeAlways
[mpep-402-02-a-d29fb1d419e2b92fbed79a9c]
Inventor Cannot Submit Power of Attorney
Note:
The Office will not accept a power of attorney from the inventor; it must be submitted by the applicant, who can be an assignee or obligated assignee.

As set forth in 37 CFR 1.42(b), if a person is applying for a patent as provided in 37 CFR 1.46, that person (which may be a juristic entity), and not the inventor, is the applicant. In this situation, the Office would not accept a power of attorney from the inventor. An assignee or obligated assignee who is the applicant may appoint an effective power of attorney without the need to establish the right to take action under 37 CFR 3.71. See also MPEP § 325. Persons who otherwise show sufficient proprietary interest in the matter may supply a power of attorney along with a petition under 37 CFR 1.46(b)(2), which power would be effective once the petition is granted.

Jump to MPEP Source · 37 CFR 1.42(b)Power of AttorneyAIA Definition of Applicant (37 CFR 1.42)Juristic Entity as Applicant
Topic

Establishing Ownership

1 rules
StatutoryPermittedAlways
[mpep-402-02-a-6c89f87d394588a328461438]
Applicant Can Appoint Power of Attorney Without Right to Act
Note:
An assignee or obligated assignee who is the applicant can appoint a power of attorney without needing to establish the right to take action under 37 CFR 3.71.

As set forth in 37 CFR 1.42(b), if a person is applying for a patent as provided in 37 CFR 1.46, that person (which may be a juristic entity), and not the inventor, is the applicant. In this situation, the Office would not accept a power of attorney from the inventor. An assignee or obligated assignee who is the applicant may appoint an effective power of attorney without the need to establish the right to take action under 37 CFR 3.71. See also MPEP § 325. Persons who otherwise show sufficient proprietary interest in the matter may supply a power of attorney along with a petition under 37 CFR 1.46(b)(2), which power would be effective once the petition is granted.

Jump to MPEP Source · 37 CFR 1.42(b)Establishing OwnershipAssignee as Applicant SignatureAssignee Rights to Take Action (MPEP 324-325)
Topic

Power of Attorney by Assignee

1 rules
StatutoryInformativeAlways
[mpep-402-02-a-4f13c438b7fec22291659702]
Assignee Must Authorize Agent
Note:
A patent practitioner cannot act on behalf of an assignee unless specifically authorized by the assignee.

The power of attorney must be signed by someone who is authorized to act on behalf of the assignee-applicant (i.e., a person with a title that carries apparent authority, or a person who includes a statement of authorization to act.). A patent practitioner is not authorized to act on behalf of an assignee simply by existence of authority to prosecute an application.

Jump to MPEP Source · 37 CFR 1.32Power of Attorney by AssigneePower of Attorney SignaturePower of Attorney Requirements
Topic

Power of Attorney Signature

1 rules
StatutoryRequiredAlways
[mpep-402-02-a-e09a4d05cc80f6785de091d1]
All Joint Inventors Must Sign Power of Attorney for Appointment
Note:
If four joint inventors wish to appoint one inventor as the power of attorney, all four must sign the power of attorney document.

Form PTO/AIA/81 may be used by joint inventors who are the applicant to give one or more joint inventor-applicants power of attorney to sign on behalf of all joint inventor-applicants. Since powers of attorney must be signed by “the applicant,” all joint inventor-applicants must sign a power of attorney, including the joint inventor(s) who are being given power of attorney. For example, if the applicant is four joint inventors, A, B, C. and D, and all four wish to appoint inventor-applicant C as having power of attorney, A, B, C and D must all sign a power of attorney that appoints C.

Jump to MPEP Source · 37 CFR 1.32Power of Attorney SignatureAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
Topic

Types of Forms

1 rules
StatutoryInformativeAlways
[mpep-402-02-a-890626a170cefbf188bfa1cc]
Form PTO/AIA/82 for Patent Practitioners
Note:
The form must be used by applicants to appoint patent practitioners and includes three parts: transmittal, power of attorney, and optional additional appointments.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)Types of FormsPOA Form RequirementsUSPTO Forms
Topic

Identifying the Application

1 rules
StatutoryRequiredAlways
[mpep-402-02-a-97a77245a568afbea9cad06c]
Part A of Power of Attorney Must Be Signed by Proper Party
Note:
The transmittal page (Part A) identifying the application must be signed by a proper party as required under 37 CFR 1.33(b).

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)Identifying the ApplicationPOA Form RequirementsPower of Attorney Signature
Topic

Correspondence Signature Requirements

1 rules
StatutoryPermittedAlways
[mpep-402-02-a-14ebb967bec03b38e86ad4a0]
Power of Attorney and Correspondence Address
Note:
Part B of the power of attorney form may specify the correspondence address and must be signed by the applicant.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)Correspondence Signature RequirementsPower of Attorney SignatureCorrespondence Address Requirements
Topic

POA for Joint Applicants

1 rules
StatutoryInformativeAlways
[mpep-402-02-a-1f557c61c1beff897f1d3f74]
Power of Attorney for Joint Applicants Must Be Signed by Each Party
Note:
Each joint applicant must sign a power of attorney form, and all powers must make the same appointment.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)POA for Joint ApplicantsPower of Attorney SignaturePower of Attorney Requirements
Topic

Registration Number on Signature

1 rules
StatutoryPermittedAlways
[mpep-402-02-a-9484a36e2ad9e673208e9dd8]
Optional Page for Up to 10 Patent Practitioners
Note:
An optional Part C of Form PTO/AIA/82 allows appointment of up to 10 patent practitioners by name and registration number.

Form PTO/AIA/82 may be used by the applicant for patent to appoint one or more patent practitioners. The form has three pages, PTO/AIA/82A (Part A), PTO/AIA/82B (Part B), and PTO/AIA/82C (Part C). Part A is a transmittal page used to identify the application (e.g., application number, if known, filing date, first named inventor) to which the power of attorney is directed and must be signed by a proper 37 CFR 1.33(b) party. Part B is the power of attorney and may also specify the correspondence address. Part B must be signed by the applicant. Where there are multiple applicant parties, a power of attorney signed by each party must be submitted, and the powers must make the same appointment. For information about powers of attorney by less than all applicants, see MPEP § 402.10. Part C is an optional page that may be used to appoint up to 10 patent practitioners by name and registration number.

Jump to MPEP Source · 37 CFR 1.33(b)Registration Number on SignaturePower of Attorney RequirementsPractitioner Signature and Certification
Topic

POA via Customer Number

1 rules
StatutoryPermittedAlways
[mpep-402-02-a-edccff08f8dc9a7996f9721c]
Power of Attorney Can Serve as General Proxy
Note:
PTO/AIA/82 can act as a general power of attorney, allowing an officer to sign Part B while leaving application details blank for completion by the patent practitioner.

PTO/AIA/82 may be used like a general power of attorney, if desired. For example, where the applicant is a juristic entity assignee, an officer of the company could sign Part B, leaving the optional “Application Number” and “Filing Date” boxes empty, and then the patent practitioner could complete and sign one Part A for each respective application and file a copy of Part B with each Part A. If Part A or an equivalent is not filed with Part B, then the “Application Number” and “Filing Date” boxes on Part B must be completed to identify the application to which the power is being directed. See 37 CFR 1.5. Note that the “Application Number” and “Filing Date” boxes of Part B may not be filled in by a patent practitioner after Part B has been signed by the applicant (i.e., the form may not be altered once it has been signed).

Jump to MPEP Source · 37 CFR 1.5POA via Customer NumberPower of Attorney RequirementsAIA vs Pre-AIA Practice

Citations

Primary topicCitation
POA Form Requirements35 U.S.C. § 120
POA Form Requirements37 CFR § 1.32(b)
AIA Definition of Applicant (37 CFR 1.42)
Who May File Reissue
37 CFR § 1.32(b)(4)
POA Form Requirements37 CFR § 1.32(d)
Assignee as Applicant Signature
Correspondence Signature Requirements
Identifying the Application
POA Form Requirements
POA for Joint Applicants
Registration Number on Signature
Types of Forms
37 CFR § 1.33(b)
Assignee as Applicant Signature
POA Form Requirements
37 CFR § 1.42
AIA Definition of Applicant (37 CFR 1.42)
Who May File Reissue
37 CFR § 1.42(a)
AIA Definition of Applicant (37 CFR 1.42)
Assignee Rights Post-AIA (MPEP 324-325)
Establishing Ownership
Power of Attorney
37 CFR § 1.42(b)
Assignee as Applicant Signature
POA Form Requirements
37 CFR § 1.43
Assignee as Applicant Signature
POA Form Requirements
37 CFR § 1.45
AIA Definition of Applicant (37 CFR 1.42)
Assignee Rights Post-AIA (MPEP 324-325)
Establishing Ownership
Power of Attorney
37 CFR § 1.46
AIA Definition of Applicant (37 CFR 1.42)
Assignee Rights Post-AIA (MPEP 324-325)
Establishing Ownership
Power of Attorney
37 CFR § 1.46(b)(2)
Assignee Rights Post-AIA (MPEP 324-325)
Assignee as Applicant Signature
Juristic Entity as Applicant
POA Form Requirements
37 CFR § 1.46(c)
Juristic Entity as Applicant
POA Form Requirements
POA via Customer Number
37 CFR § 1.5
AIA Definition of Applicant (37 CFR 1.42)
AIA Effective Dates
Assignee Rights Post-AIA (MPEP 324-325)
Establishing Ownership
POA Form Requirements
Power of Attorney
37 CFR § 3.71
AIA Effective Dates
Assignee as Applicant Signature
Juristic Entity as Applicant
POA Form Requirements
37 CFR § 3.73(c)
AIA Definition of Applicant (37 CFR 1.42)
Assignee Rights Post-AIA (MPEP 324-325)
Establishing Ownership
Power of Attorney
MPEP § 325
AIA Effective DatesMPEP § 402.02(b)
Assignee as Applicant Signature
Correspondence Signature Requirements
Identifying the Application
POA Form Requirements
POA for Joint Applicants
Registration Number on Signature
Types of Forms
MPEP § 402.10

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31