MPEP § 2920.05(f) — Information Disclosure Statement in an International Design Application Designating the United States (Annotated Rules)

§2920.05(f) Information Disclosure Statement in an International Design Application Designating the United States

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2920.05(f), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Information Disclosure Statement in an International Design Application Designating the United States

This section addresses Information Disclosure Statement in an International Design Application Designating the United States. Primary authority: 35 U.S.C. 385, 35 U.S.C. 389(b), and 37 CFR 1.56. Contains: 1 prohibition, 1 permission, and 4 other statements.

Key Rules

Topic

Individuals Under Duty

3 rules
StatutoryInformativeAlways
[mpep-2920-05-f-a3da3efdc43b1779c73e2087]
Duty of Disclosure for Substantively Involved Individuals
Note:
Individuals involved in preparing or prosecuting a patent application, including inventors and attorneys, must disclose material information to the Office.

Pursuant to 37 CFR 1.56(c), individuals associated with the filing or prosecution of a patent application for purposes of 37 CFR 1.56 are: “(1) Each inventor named in the application; (2) Each attorney or agent who prepares or prosecutes the application; and (3) Every other person who is substantively involved in the preparation or prosecution of the application and who is associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application.” For example, individuals who are neither inventors nor practitioners but who are substantively involved in the preparation or prosecution of an international design application designating the United States and who are associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application, have a duty of disclosure under 37 CFR 1.56. In addition, the requirement under 37 CFR 1.63(c) and 1.64(c) that a person may not execute the inventor’s oath or declaration for an application unless that person is aware of the duty to disclose to the Office all information known to the person to be material to patentability as defined in 37 CFR 1.56 is applicable to the inventor’s oath or declaration filed in an international design application designating the United States. See 37 CFR 1.1021(d).

Jump to MPEP Source · 37 CFR 1.56(c)Individuals Under DutyTiming of DutyInventorship for International Designs
StatutoryInformativeAlways
[mpep-2920-05-f-13964a3996f5719672b360c4]
Duty of Substantively Involved Individuals to Disclose
Note:
Individuals who are not inventors but are involved in preparing or prosecuting an international design application for the U.S. and associated with the inventor, applicant, assignee, or obligor must disclose material information under 37 CFR 1.56.

Pursuant to 37 CFR 1.56(c), individuals associated with the filing or prosecution of a patent application for purposes of 37 CFR 1.56 are: “(1) Each inventor named in the application; (2) Each attorney or agent who prepares or prosecutes the application; and (3) Every other person who is substantively involved in the preparation or prosecution of the application and who is associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application.” For example, individuals who are neither inventors nor practitioners but who are substantively involved in the preparation or prosecution of an international design application designating the United States and who are associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application, have a duty of disclosure under 37 CFR 1.56. In addition, the requirement under 37 CFR 1.63(c) and 1.64(c) that a person may not execute the inventor’s oath or declaration for an application unless that person is aware of the duty to disclose to the Office all information known to the person to be material to patentability as defined in 37 CFR 1.56 is applicable to the inventor’s oath or declaration filed in an international design application designating the United States. See 37 CFR 1.1021(d).

Jump to MPEP Source · 37 CFR 1.56(c)Individuals Under DutyTiming of DutyDesignation of United States
StatutoryProhibitedAlways
[mpep-2920-05-f-10b185471130c3bce8d80282]
Inventor’s Oath Must Be Executed by Someone Aware of Disclosure Duty
Note:
The requirement that a person executing an inventor’s oath must be aware of the duty to disclose material information to the Office applies to international design applications designating the United States.

Pursuant to 37 CFR 1.56(c), individuals associated with the filing or prosecution of a patent application for purposes of 37 CFR 1.56 are: “(1) Each inventor named in the application; (2) Each attorney or agent who prepares or prosecutes the application; and (3) Every other person who is substantively involved in the preparation or prosecution of the application and who is associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application.” For example, individuals who are neither inventors nor practitioners but who are substantively involved in the preparation or prosecution of an international design application designating the United States and who are associated with the inventor, the applicant, an assignee, or anyone to whom there is an obligation to assign the application, have a duty of disclosure under 37 CFR 1.56. In addition, the requirement under 37 CFR 1.63(c) and 1.64(c) that a person may not execute the inventor’s oath or declaration for an application unless that person is aware of the duty to disclose to the Office all information known to the person to be material to patentability as defined in 37 CFR 1.56 is applicable to the inventor’s oath or declaration filed in an international design application designating the United States. See 37 CFR 1.1021(d).

Jump to MPEP Source · 37 CFR 1.56(c)Individuals Under DutyScope of DutyMaterial Information Definition
Topic

IDS Fees and Certification

1 rules
StatutoryInformativeAlways
[mpep-2920-05-f-10482ca7e75ba62eb2bf3891]
IDS Requirement for International Design Applications
Note:
The duty to disclose information material to patentability as defined in 37 CFR 1.56 applies to international design applications designating the United States, making them subject to IDS requirements similar to domestic national applications.

An extensive discussion of Information Disclosure Statement (IDS) practice is set forth in MPEP § 609. Although not specifically stated therein, the duty to disclose information material to patentability as defined in 37 CFR 1.56 is placed on individuals associated with the filing and prosecution of an international design application designating the United States in the same manner as for a domestic national application. An international design application designating the United States has the effect of a U.S. patent application and thus is subject to 37 CFR 1.56. See 35 U.S.C. 385 (“An international design application designating the United States shall have the effect, for all purposes, from its filing date determined in accordance with section 384, of an application for patent filed in the Patent and Trademark Office pursuant to chapter 16.”). See also 35 U.S.C. 389(b) (“All questions of substance and, unless otherwise required by the treaty and Regulations, procedures regarding an international design application designating the United States shall be determined as in the case of applications filed under chapter 16.”).

Jump to MPEP Source · 37 CFR 1.56IDS Fees and CertificationInformation Disclosure StatementInternational Design Application Requirements
Topic

Timing of Duty

1 rules
StatutoryInformativeAlways
[mpep-2920-05-f-137e4f2b3ceb628cb023f49a]
Duty to Disclose Material Information for International Design Applications
Note:
Individuals associated with filing and prosecuting international design applications designating the United States must disclose information material to patentability as required for domestic national applications.

An extensive discussion of Information Disclosure Statement (IDS) practice is set forth in MPEP § 609. Although not specifically stated therein, the duty to disclose information material to patentability as defined in 37 CFR 1.56 is placed on individuals associated with the filing and prosecution of an international design application designating the United States in the same manner as for a domestic national application. An international design application designating the United States has the effect of a U.S. patent application and thus is subject to 37 CFR 1.56. See 35 U.S.C. 385 (“An international design application designating the United States shall have the effect, for all purposes, from its filing date determined in accordance with section 384, of an application for patent filed in the Patent and Trademark Office pursuant to chapter 16.”). See also 35 U.S.C. 389(b) (“All questions of substance and, unless otherwise required by the treaty and Regulations, procedures regarding an international design application designating the United States shall be determined as in the case of applications filed under chapter 16.”).

Jump to MPEP Source · 37 CFR 1.56Timing of DutyMaterial Information DefinitionDesignation of United States
Topic

Mandatory Application Elements

1 rules
StatutoryRequiredAlways
[mpep-2920-05-f-627d26fd8a76d46e890c0bb0]
International Design Application Is Subject to 37 CFR 1.56
Note:
An international design application designating the United States must comply with the same disclosure requirements as a U.S. patent application.

An extensive discussion of Information Disclosure Statement (IDS) practice is set forth in MPEP § 609. Although not specifically stated therein, the duty to disclose information material to patentability as defined in 37 CFR 1.56 is placed on individuals associated with the filing and prosecution of an international design application designating the United States in the same manner as for a domestic national application. An international design application designating the United States has the effect of a U.S. patent application and thus is subject to 37 CFR 1.56. See 35 U.S.C. 385 (“An international design application designating the United States shall have the effect, for all purposes, from its filing date determined in accordance with section 384, of an application for patent filed in the Patent and Trademark Office pursuant to chapter 16.”). See also 35 U.S.C. 389(b) (“All questions of substance and, unless otherwise required by the treaty and Regulations, procedures regarding an international design application designating the United States shall be determined as in the case of applications filed under chapter 16.”).

Jump to MPEP Source · 37 CFR 1.56Mandatory Application ElementsDesignation of United StatesFiling Date Requirements
Topic

Correspondence Address Requirements

1 rules
StatutoryRequiredAlways
[mpep-2920-05-f-162a1ee18c997b1900ddda51]
Requirement for IDS Filing After Publication
Note:
Applicants must adhere to specific requirements set by 37 CFR sections to ensure their IDS is considered by the examiner after an international design application's publication.

Applicant must adhere to the requirements set forth in 37 CFR 1.97, 37 CFR 1.98, and 37 CFR 1.33(b) to ensure consideration of an IDS by the examiner. When filing an international design application, an applicant may submit an IDS using Annex III to the official application form (DM/1 form). See MPEP § 2909.03. The International Bureau will send the annex to the USPTO when the published international registration is sent to the Office pursuant to Hague Agreement Article 10(3). However, the Office would prefer to receive the IDS from the applicant after publication of the international registration. Pursuant to 37 CFR 1.97(b)(5), the IDS will be considered by the Office if filed by the applicant within three months of the date of publication of the international registration under Hague Agreement Article 10(3). The Office may also consider an IDS filed after this three month period as provided in 37 CFR 1.97. See MPEP § 609 for further information.

Jump to MPEP Source · 37 CFR 1.97Correspondence Address RequirementsCorrespondence AddressDesignation of United States
Topic

Hague Definitions

1 rules
StatutoryPermittedAlways
[mpep-2920-05-f-327fd55a3a5c35b8158c3a2c]
Information Disclosure Statement Using Annex III Required for International Design Applications
Note:
Applicants must submit an IDS using Annex III to the official application form within three months of international registration publication.

Applicant must adhere to the requirements set forth in 37 CFR 1.97, 37 CFR 1.98, and 37 CFR 1.33(b) to ensure consideration of an IDS by the examiner. When filing an international design application, an applicant may submit an IDS using Annex III to the official application form (DM/1 form). See MPEP § 2909.03. The International Bureau will send the annex to the USPTO when the published international registration is sent to the Office pursuant to Hague Agreement Article 10(3). However, the Office would prefer to receive the IDS from the applicant after publication of the international registration. Pursuant to 37 CFR 1.97(b)(5), the IDS will be considered by the Office if filed by the applicant within three months of the date of publication of the international registration under Hague Agreement Article 10(3). The Office may also consider an IDS filed after this three month period as provided in 37 CFR 1.97. See MPEP § 609 for further information.

Jump to MPEP Source · 37 CFR 1.97Hague DefinitionsInternational Design Application FilingInternational Design Applications
Topic

Hague Agreement Overview

1 rules
StatutoryInformativeAlways
[mpep-2920-05-f-b9adfd6712f1a9a1f9d6ae1e]
Annex Sent by International Bureau After Publication
Note:
The International Bureau will send the annex to the USPTO after sending the published international registration to the Office, but the Office prefers to receive the IDS from the applicant after publication.

Applicant must adhere to the requirements set forth in 37 CFR 1.97, 37 CFR 1.98, and 37 CFR 1.33(b) to ensure consideration of an IDS by the examiner. When filing an international design application, an applicant may submit an IDS using Annex III to the official application form (DM/1 form). See MPEP § 2909.03. The International Bureau will send the annex to the USPTO when the published international registration is sent to the Office pursuant to Hague Agreement Article 10(3). However, the Office would prefer to receive the IDS from the applicant after publication of the international registration. Pursuant to 37 CFR 1.97(b)(5), the IDS will be considered by the Office if filed by the applicant within three months of the date of publication of the international registration under Hague Agreement Article 10(3). The Office may also consider an IDS filed after this three month period as provided in 37 CFR 1.97. See MPEP § 609 for further information.

Jump to MPEP Source · 37 CFR 1.97Hague Agreement OverviewExamination by International BureauRepresentation Before International Bureau
Topic

Basic Hague Agreement Principles

1 rules
StatutoryInformativeAlways
[mpep-2920-05-f-c65701557b9d8e9cf388c120]
Information Disclosure Statement Within Three Months of Publication
Note:
The IDS must be filed by the applicant within three months of the international registration publication under Hague Agreement Article 10(3) to be considered by the Office.

Applicant must adhere to the requirements set forth in 37 CFR 1.97, 37 CFR 1.98, and 37 CFR 1.33(b) to ensure consideration of an IDS by the examiner. When filing an international design application, an applicant may submit an IDS using Annex III to the official application form (DM/1 form). See MPEP § 2909.03. The International Bureau will send the annex to the USPTO when the published international registration is sent to the Office pursuant to Hague Agreement Article 10(3). However, the Office would prefer to receive the IDS from the applicant after publication of the international registration. Pursuant to 37 CFR 1.97(b)(5), the IDS will be considered by the Office if filed by the applicant within three months of the date of publication of the international registration under Hague Agreement Article 10(3). The Office may also consider an IDS filed after this three month period as provided in 37 CFR 1.97. See MPEP § 609 for further information.

Jump to MPEP Source · 37 CFR 1.97Basic Hague Agreement PrinciplesInternational Design ApplicationsDesignation of United States
Topic

Designation of United States

1 rules
StatutoryPermittedAlways
[mpep-2920-05-f-97f86a3b1b212e635db69b06]
IDS After Three Months Allowed
Note:
The Office may consider an IDS filed after the three-month period following publication of the international registration.

Applicant must adhere to the requirements set forth in 37 CFR 1.97, 37 CFR 1.98, and 37 CFR 1.33(b) to ensure consideration of an IDS by the examiner. When filing an international design application, an applicant may submit an IDS using Annex III to the official application form (DM/1 form). See MPEP § 2909.03. The International Bureau will send the annex to the USPTO when the published international registration is sent to the Office pursuant to Hague Agreement Article 10(3). However, the Office would prefer to receive the IDS from the applicant after publication of the international registration. Pursuant to 37 CFR 1.97(b)(5), the IDS will be considered by the Office if filed by the applicant within three months of the date of publication of the international registration under Hague Agreement Article 10(3). The Office may also consider an IDS filed after this three month period as provided in 37 CFR 1.97. See MPEP § 609 for further information.

Jump to MPEP Source · 37 CFR 1.97Designation of United StatesInternational Design Application FilingHague Definitions

Citations

Primary topicCitation
IDS Fees and Certification
Mandatory Application Elements
Timing of Duty
35 U.S.C. § 385
IDS Fees and Certification
Mandatory Application Elements
Timing of Duty
35 U.S.C. § 389(b)
Individuals Under Duty37 CFR § 1.1021(d)
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
37 CFR § 1.33(b)
IDS Fees and Certification
Individuals Under Duty
Mandatory Application Elements
Timing of Duty
37 CFR § 1.56
Individuals Under Duty37 CFR § 1.56(c)
Individuals Under Duty37 CFR § 1.63(c)
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
37 CFR § 1.97
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
37 CFR § 1.97(b)(5)
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
37 CFR § 1.98
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
MPEP § 2909.03
Basic Hague Agreement Principles
Correspondence Address Requirements
Designation of United States
Hague Agreement Overview
Hague Definitions
IDS Fees and Certification
Mandatory Application Elements
Timing of Duty
MPEP § 609

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31