MPEP § 2817.01 — Processing and Electronic Issuance of Supplemental Examination Certificate (Annotated Rules)
§2817.01 Processing and Electronic Issuance of Supplemental Examination Certificate
This page consolidates and annotates all enforceable requirements under MPEP § 2817.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.
Processing and Electronic Issuance of Supplemental Examination Certificate
This section addresses Processing and Electronic Issuance of Supplemental Examination Certificate.
Key Rules
Reexamination Certificate
If the supplemental examination certificate indicates that a SNQ is raised in the request, ex parte reexamination of the patent will be ordered under 35 U.S.C. 257. Upon the conclusion of the ex parte reexamination proceeding, an ex parte reexamination certificate, which will include a statement specifying that ex parte reexamination was ordered under 35 U.S.C. 257, will be published as an attachment to the patent by the Office’s patent publication process in accordance with established ex parte reexamination practice (see 37 CFR 1.570). The electronically issued supplemental examination certificate will also remain as part of the public record for the patent.
If the supplemental examination certificate indicates that a SNQ is raised in the request, ex parte reexamination of the patent will be ordered under 35 U.S.C. 257. Upon the conclusion of the ex parte reexamination proceeding, an ex parte reexamination certificate, which will include a statement specifying that ex parte reexamination was ordered under 35 U.S.C. 257, will be published as an attachment to the patent by the Office’s patent publication process in accordance with established ex parte reexamination practice (see 37 CFR 1.570). The electronically issued supplemental examination certificate will also remain as part of the public record for the patent.
If the supplemental examination certificate indicates that a SNQ is raised in the request, ex parte reexamination of the patent will be ordered under 35 U.S.C. 257. Upon the conclusion of the ex parte reexamination proceeding, an ex parte reexamination certificate, which will include a statement specifying that ex parte reexamination was ordered under 35 U.S.C. 257, will be published as an attachment to the patent by the Office’s patent publication process in accordance with established ex parte reexamination practice (see 37 CFR 1.570). The electronically issued supplemental examination certificate will also remain as part of the public record for the patent.
If the supplemental examination certificate indicates that no SNQ is raised in the request, the electronically issued supplemental examination certificate, which will remain as part of the public record for the patent, will also be published in due course by the Office’s patent publication process as an attachment to the patent. The fee for reexamination ordered as a result of supplemental examination, as set forth in 37 CFR 1.20(k)(2), will be refunded in accordance with 37 CFR 1.610(d).
Fees for Third Party Access
If the supplemental examination certificate indicates that no SNQ is raised in the request, the electronically issued supplemental examination certificate, which will remain as part of the public record for the patent, will also be published in due course by the Office’s patent publication process as an attachment to the patent. The fee for reexamination ordered as a result of supplemental examination, as set forth in 37 CFR 1.20(k)(2), will be refunded in accordance with 37 CFR 1.610(d).
Citations
| Primary topic | Citation |
|---|---|
| Reexamination Certificate | 35 U.S.C. § 257 |
| Fees for Third Party Access Reexamination Certificate | 37 CFR § 1.20(k)(2) |
| Reexamination Certificate | 37 CFR § 1.570 |
| Fees for Third Party Access Reexamination Certificate | 37 CFR § 1.610(d) |
Source Text from USPTO’s MPEP
This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.
Official MPEP § 2817.01 — Processing and Electronic Issuance of Supplemental Examination Certificate
Source: USPTO2817.01 Processing and Electronic Issuance of Supplemental Examination Certificate [R-07.2022]
After the examiner has prepared the Supplemental Examination Certificate and the Reasons for Substantial New Question of Patentability Determination (“reasons document”), these documents, and the supplemental examination file, are referred to the Central Reexamination Unit (CRU) Legal Instrument Examiner (LIE) for coordinating the clerical processing carried out by the technical support staff.
The Supplemental Examination Certificate and the reasons document are made of record in the electronic file of the supplemental examination proceeding. Copies of both documents are also mailed to the patent owner.
The supplemental examination certificate will be electronically issued in the Office’s electronic Image File Wrapper system and will be visible in Patent Center within three months of the filing date of the request. Electronic issuance of the supplemental examination certificate will permit the Office to issue the certificate within the three-month statutory period and will permit sufficient time to review the items of information submitted as part of the request. The certificate will be viewable by the public in Patent Center.
The electronically issued supplemental examination certificate will display the filing date of the request. The electronically issued supplemental examination certificate will also list each of the items of information properly submitted as part of the request, and state whether the request raises a SNQ affecting at least one claim of the patent.
If the supplemental examination certificate indicates that a SNQ is raised in the request, ex parte reexamination of the patent will be ordered under 35 U.S.C. 257. Upon the conclusion of the ex parte reexamination proceeding, an ex parte reexamination certificate, which will include a statement specifying that ex parte reexamination was ordered under 35 U.S.C. 257, will be published as an attachment to the patent by the Office’s patent publication process in accordance with established ex parte reexamination practice (see 37 CFR 1.570). The electronically issued supplemental examination certificate will also remain as part of the public record for the patent.
If the supplemental examination certificate indicates that no SNQ is raised in the request, the electronically issued supplemental examination certificate, which will remain as part of the public record for the patent, will also be published in due course by the Office’s patent publication process as an attachment to the patent. The fee for reexamination ordered as a result of supplemental examination, as set forth in 37 CFR 1.20(k)(2), will be refunded in accordance with 37 CFR 1.610(d).