MPEP § 2734 — Application for Patent Term Adjustment; Due Care Showing (Annotated Rules)

§2734 Application for Patent Term Adjustment; Due Care Showing

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2734, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Application for Patent Term Adjustment; Due Care Showing

This section addresses Application for Patent Term Adjustment; Due Care Showing. Primary authority: 35 U.S.C. 154(b), 35 U.S.C. 154(b)(4), and 35 U.S.C. 154(b)(4)). Contains: 11 requirements, 1 prohibition, 2 permissions, and 9 other statements.

Key Rules

Topic

Request for Reconsideration of PTA

37 rules
StatutoryInformativeAlways
[mpep-2734-68c8d4d949c556d92f0f1678]
Request for Reconsideration of PTA Must Show Due Care
Note:
The rule requires that any request to reconsider a patent term adjustment must demonstrate due care in the preparation and submission.

[Editor Note: 37 CFR 1.705(b) and (c) below include amendments applicable only to patents granted on or after January 14, 2013. See 37 CFR 1.705 (pre-2013-04-01) with respect to patents granted prior to January 14, 2013.]

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-a1c3d156c1da7a4262a205c6]
Request for Reconsideration of PTA
Note:
The Office will manually review and potentially adjust the patent term adjustment in response to an applicant's request.

The Office will conduct a manual redetermination of patent term adjustment in response to a request for reconsideration of the patent term adjustment. The Office makes the patent term adjustment determination indicated in the patent by a computer program that uses the information recorded in the Office's One Patent Service Gateway (OPSG) system, except when an applicant requests reconsideration pursuant to 37 CFR 1.705. See Changes to Implement Patent Term Adjustment Under Twenty-Year Patent Term, 65 FR 56365, 56370, 56380-81 (September 18, 2000) (final rule). The patent term adjustment provisions of 35 U.S.C. 154(b) are complex, with numerous types of communications exchanged between applicants and the Office during the patent application process. Thus, a manual redetermination of patent term adjustment could result in (1) an amount of patent term adjustment that is the amount of patent term adjustment requested by the applicant; (2) the same amount of patent term adjustment as indicated in the patent (i.e., there being no change); or (3) a different amount of patent term adjustment that may be higher or lower than the patent term adjustment as indicated in the patent.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-f625525358b3bca49a05ec1c]
Patent Term Adjustment Redetermination Results in Requested Amount
Note:
If the patent term adjustment redetermination matches the requested amount, the Office will grant reconsideration and issue a certificate of correction.

If the patent term adjustment redetermination results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) and the Office does not require any additional information to render a decision on the request for reconsideration, the Office will issue a decision denying the request for reconsideration, and this decision is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4).

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-656c6a0f7fe27fa286124e2f]
Redetermination of Patent Term Adjustment Not Reconsideration Request
Note:
The Office's redetermination of patent term adjustment is not a decision on an applicant's reconsideration request but rather a new determination of the patent term adjustment.

If the patent term adjustment redetermination results in a different amount of patent term adjustment (higher or lower than the patent term adjustment indicated in the patent), the Office will issue a redetermination of patent term adjustment that explains how the Office arrived at the different amount of patent term adjustment. This redetermination of patent term adjustment is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4), but is simply a new patent term adjustment determination (e.g., a redetermination). If the Office issues such a redetermination of patent term adjustment in response to the request for reconsideration, the applicant has two months from the date of the redetermination to file a renewed request for reconsideration of the patent term adjustment that addresses the issues included in the Office's redetermination of patent term adjustment. No additional fee under 37 CFR 1.18(e) is required. The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.18(e)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-ca2e5c4f7588570cbb009f90]
Two-Month Period for Reconsideration of PTA Redetermination
Note:
Applicants have two months from the Office's redetermination to file a renewed request for reconsideration addressing the issues in the redetermination.

If the patent term adjustment redetermination results in a different amount of patent term adjustment (higher or lower than the patent term adjustment indicated in the patent), the Office will issue a redetermination of patent term adjustment that explains how the Office arrived at the different amount of patent term adjustment. This redetermination of patent term adjustment is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4), but is simply a new patent term adjustment determination (e.g., a redetermination). If the Office issues such a redetermination of patent term adjustment in response to the request for reconsideration, the applicant has two months from the date of the redetermination to file a renewed request for reconsideration of the patent term adjustment that addresses the issues included in the Office's redetermination of patent term adjustment. No additional fee under 37 CFR 1.18(e) is required. The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.18(e)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-5b7e2ff32713a81f1946fb69]
Two-Month PTA Reconsideration Period Extendable
Note:
The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

If the patent term adjustment redetermination results in a different amount of patent term adjustment (higher or lower than the patent term adjustment indicated in the patent), the Office will issue a redetermination of patent term adjustment that explains how the Office arrived at the different amount of patent term adjustment. This redetermination of patent term adjustment is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4), but is simply a new patent term adjustment determination (e.g., a redetermination). If the Office issues such a redetermination of patent term adjustment in response to the request for reconsideration, the applicant has two months from the date of the redetermination to file a renewed request for reconsideration of the patent term adjustment that addresses the issues included in the Office's redetermination of patent term adjustment. No additional fee under 37 CFR 1.18(e) is required. The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.18(e)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-c2bf988b783151142b4c15d7]
Requirement for Additional Info Not Director's Decision on PTA Reconsideration
Note:
The Office’s requirement for additional information in response to a patent term adjustment reconsideration request is not considered the Director's decision under 35 U.S.C. 154(b)(4).

If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) but the Office requires additional information to render a decision on the request for reconsideration of the patent term adjustment, the Office will issue a requirement for information to obtain the additional information. This requirement for information is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). If the Office issues a requirement for information in response to the request for reconsideration of the patent term adjustment, the applicant has two months from the date of the requirement for information to file a renewed request for reconsideration of the patent term adjustment. The renewed request should supply the required information and no additional fee is required. This two-month period is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.136(a)Request for Reconsideration of PTAPatent TermPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-5d0ef40d87913564786ce03f]
Requirement for Additional Information on PTA Reconsideration
Note:
Applicants must file a renewed request for reconsideration of patent term adjustment within two months if the Office requires additional information.

If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) but the Office requires additional information to render a decision on the request for reconsideration of the patent term adjustment, the Office will issue a requirement for information to obtain the additional information. This requirement for information is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). If the Office issues a requirement for information in response to the request for reconsideration of the patent term adjustment, the applicant has two months from the date of the requirement for information to file a renewed request for reconsideration of the patent term adjustment. The renewed request should supply the required information and no additional fee is required. This two-month period is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.136(a)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryRequiredAlways
[mpep-2734-84873ec51e3a7472a7497d4f]
Requirement for Additional Information on PTA Reconsideration
Note:
The renewed request must include the required information without additional fees when reconsidering patent term adjustment.

If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) but the Office requires additional information to render a decision on the request for reconsideration of the patent term adjustment, the Office will issue a requirement for information to obtain the additional information. This requirement for information is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). If the Office issues a requirement for information in response to the request for reconsideration of the patent term adjustment, the applicant has two months from the date of the requirement for information to file a renewed request for reconsideration of the patent term adjustment. The renewed request should supply the required information and no additional fee is required. This two-month period is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.136(a)Request for Reconsideration of PTAPatent Term AdjustmentPTA Calculation and Notification
StatutoryInformativeAlways
[mpep-2734-02c2f7cccc9db1c4d0d8ac6b]
Two-Month Period for Reconsideration of PTA is Extendable
Note:
The two-month period to file a renewed request for reconsideration of patent term adjustment, which must supply required information, can be extended under 37 CFR 1.136(a).

If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) but the Office requires additional information to render a decision on the request for reconsideration of the patent term adjustment, the Office will issue a requirement for information to obtain the additional information. This requirement for information is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). If the Office issues a requirement for information in response to the request for reconsideration of the patent term adjustment, the applicant has two months from the date of the requirement for information to file a renewed request for reconsideration of the patent term adjustment. The renewed request should supply the required information and no additional fee is required. This two-month period is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.136(a)Request for Reconsideration of PTAPatent Term AdjustmentPTA Calculation and Notification
StatutoryInformativeAlways
[mpep-2734-2cfa5d42c8e671ccc1c16d2c]
Request for Reconsideration of PTA Redetermination
Note:
The Office will conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration filed after an initial redetermination or requirement for information.

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-6f8ab3ce08b5e56f83b433c4]
Redetermination Results in Requested PTA Adjustment
Note:
If the redetermination of patent term adjustment matches the applicant's request, the Office will grant reconsideration and issue a certificate with the revised patent term adjustment.

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-cfd110b19a091683706d3c2a]
Director's Decision on PTA Request for Reconsideration
Note:
The Office’s decision denying a request for reconsideration of patent term adjustment is the Director's final determination under 35 U.S.C. 154(b)(4).

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent TermPatent Term Adjustment
StatutoryPermittedAlways
[mpep-2734-842d102dc603998cd44c3136]
Redetermination of Patent Term Adjustment or Requirement for Information
Note:
The Office may conduct another redetermination if the initial redetermination results in a different patent term adjustment, giving applicants an opportunity to file a renewed request for reconsideration.

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-18f1dbbf4a862ef5ef396191]
Applicant May File Renewed PTA Reconsideration
Note:
The applicant is given another opportunity to file a renewed request for reconsideration of patent term adjustment if the initial redetermination does not result in the requested amount.

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPTA Calculation and Notification
StatutoryRequiredAlways
[mpep-2734-4adcecba91fad93c9c49c4a8]
Exclusive Civil Action for PTA Dissatisfaction
Note:
An applicant dissatisfied with the Director’s decision on a request for reconsideration of patent term adjustment must file an exclusive civil action in the Eastern District of Virginia within 180 days.

Section 1(h)(3) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(4) to provide that “[a]n applicant dissatisfied with the Director’s decision on the applicant’s request for reconsideration under paragraph (3)(B)(ii) shall have exclusive remedy by a civil action against the Director filed in the United States District Court for the Eastern District of Virginia within 180 days after the date the Director’s decision on the applicant’s request for reconsideration.” The change to 35 U.S.C. 154(b)(4) clarifies that (1) a civil action under 35 U.S.C. 154(b)(4) is not an alternative to requesting reconsideration of the patent term adjustment under 35 U.S.C. 154(b)(3) but is the remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration under 35 U.S.C. 154(b)(3); and (2) a civil action provided in 35 U.S.C. 154(b)(4) is the exclusive remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration. In other words, an applicant that is dissatisfied with the patent term adjustment determination on the patent must first request reconsideration under 35 U.S.C. 154(b)(3) and 37 CFR 1.705(b). Only after receiving a decision denying the request for reconsideration, may the applicant file a civil action, proscribed in 35 U.S.C. 154(b)(4), if the applicant is dissatisfied with the decision on the request for reconsideration. This statutory change is applicable for all patents that issue on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryInformativeAlways
[mpep-2734-cd78c7d3ca252b0ae9c9651e]
Patent Term Adjustment Reconsideration Requirement
Note:
An applicant must first request reconsideration of the patent term adjustment determination before filing a civil action if dissatisfied with the Director’s decision.

Section 1(h)(3) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(4) to provide that “[a]n applicant dissatisfied with the Director’s decision on the applicant’s request for reconsideration under paragraph (3)(B)(ii) shall have exclusive remedy by a civil action against the Director filed in the United States District Court for the Eastern District of Virginia within 180 days after the date the Director’s decision on the applicant’s request for reconsideration.” The change to 35 U.S.C. 154(b)(4) clarifies that (1) a civil action under 35 U.S.C. 154(b)(4) is not an alternative to requesting reconsideration of the patent term adjustment under 35 U.S.C. 154(b)(3) but is the remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration under 35 U.S.C. 154(b)(3); and (2) a civil action provided in 35 U.S.C. 154(b)(4) is the exclusive remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration. In other words, an applicant that is dissatisfied with the patent term adjustment determination on the patent must first request reconsideration under 35 U.S.C. 154(b)(3) and 37 CFR 1.705(b). Only after receiving a decision denying the request for reconsideration, may the applicant file a civil action, proscribed in 35 U.S.C. 154(b)(4), if the applicant is dissatisfied with the decision on the request for reconsideration. This statutory change is applicable for all patents that issue on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryRequiredAlways
[mpep-2734-253f5430c11da5fe959ed31f]
Patent Term Adjustment Determination Must Be Reconsidered First
Note:
An applicant must first request reconsideration of the patent term adjustment determination before filing a civil action if dissatisfied.

Section 1(h)(3) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(4) to provide that “[a]n applicant dissatisfied with the Director’s decision on the applicant’s request for reconsideration under paragraph (3)(B)(ii) shall have exclusive remedy by a civil action against the Director filed in the United States District Court for the Eastern District of Virginia within 180 days after the date the Director’s decision on the applicant’s request for reconsideration.” The change to 35 U.S.C. 154(b)(4) clarifies that (1) a civil action under 35 U.S.C. 154(b)(4) is not an alternative to requesting reconsideration of the patent term adjustment under 35 U.S.C. 154(b)(3) but is the remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration under 35 U.S.C. 154(b)(3); and (2) a civil action provided in 35 U.S.C. 154(b)(4) is the exclusive remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration. In other words, an applicant that is dissatisfied with the patent term adjustment determination on the patent must first request reconsideration under 35 U.S.C. 154(b)(3) and 37 CFR 1.705(b). Only after receiving a decision denying the request for reconsideration, may the applicant file a civil action, proscribed in 35 U.S.C. 154(b)(4), if the applicant is dissatisfied with the decision on the request for reconsideration. This statutory change is applicable for all patents that issue on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryPermittedAlways
[mpep-2734-802dc2baeec754acfc85b87d]
Patent Term Adjustment Reconsideration Requirement
Note:
An applicant must first request reconsideration of the patent term adjustment before filing a civil action if dissatisfied with the Director's decision.

Section 1(h)(3) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(4) to provide that “[a]n applicant dissatisfied with the Director’s decision on the applicant’s request for reconsideration under paragraph (3)(B)(ii) shall have exclusive remedy by a civil action against the Director filed in the United States District Court for the Eastern District of Virginia within 180 days after the date the Director’s decision on the applicant’s request for reconsideration.” The change to 35 U.S.C. 154(b)(4) clarifies that (1) a civil action under 35 U.S.C. 154(b)(4) is not an alternative to requesting reconsideration of the patent term adjustment under 35 U.S.C. 154(b)(3) but is the remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration under 35 U.S.C. 154(b)(3); and (2) a civil action provided in 35 U.S.C. 154(b)(4) is the exclusive remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration. In other words, an applicant that is dissatisfied with the patent term adjustment determination on the patent must first request reconsideration under 35 U.S.C. 154(b)(3) and 37 CFR 1.705(b). Only after receiving a decision denying the request for reconsideration, may the applicant file a civil action, proscribed in 35 U.S.C. 154(b)(4), if the applicant is dissatisfied with the decision on the request for reconsideration. This statutory change is applicable for all patents that issue on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryInformativeAlways
[mpep-2734-83d5c7ff4c91eb16f19c799e]
Civil Action for Dissatisfied PTA Determination
Note:
An applicant dissatisfied with the Director’s decision on a request for reconsideration of patent term adjustment must file a civil action within 180 days.

Section 1(h)(3) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(4) to provide that “[a]n applicant dissatisfied with the Director’s decision on the applicant’s request for reconsideration under paragraph (3)(B)(ii) shall have exclusive remedy by a civil action against the Director filed in the United States District Court for the Eastern District of Virginia within 180 days after the date the Director’s decision on the applicant’s request for reconsideration.” The change to 35 U.S.C. 154(b)(4) clarifies that (1) a civil action under 35 U.S.C. 154(b)(4) is not an alternative to requesting reconsideration of the patent term adjustment under 35 U.S.C. 154(b)(3) but is the remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration under 35 U.S.C. 154(b)(3); and (2) a civil action provided in 35 U.S.C. 154(b)(4) is the exclusive remedy for an applicant who is dissatisfied with the Director’s decision on the applicant’s request for reconsideration. In other words, an applicant that is dissatisfied with the patent term adjustment determination on the patent must first request reconsideration under 35 U.S.C. 154(b)(3) and 37 CFR 1.705(b). Only after receiving a decision denying the request for reconsideration, may the applicant file a civil action, proscribed in 35 U.S.C. 154(b)(4), if the applicant is dissatisfied with the decision on the request for reconsideration. This statutory change is applicable for all patents that issue on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAAssignee as Applicant SignatureApplicant and Assignee Filing Under AIA
StatutoryInformativeAlways
[mpep-2734-0753c29a1a014c1aa4b94b6a]
Patentee Not Entitled to Equitable Tolling of 180-Day Filing Period
Note:
Patentee cannot delay filing a civil action beyond the 180-day period if they had sufficient facts to sue and instead waited for another party's favorable ruling.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPeriod Computation Rules
StatutoryInformativeAlways
[mpep-2734-16204a86d21db0410adbe37c]
180-Day Deadline for PTA Challenge Tolls on Reconsideration Requests
Note:
The 180-day deadline to challenge a patent term adjustment determination is tolled when the patent holder timely requests reconsideration.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-be75a63c3074b7f959f0aed5]
Patent Term Adjustment Request for Reconsideration
Note:
The rule requires that a patent holder must timely request reconsideration of the PTA determination to toll the 180-day deadline for filing a lawsuit challenging the PTA.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPeriod Computation Rules
StatutoryProhibitedAlways
[mpep-2734-631a5269897780049da8bfce]
Request for Reinstatement Beyond Three Months Not Allowed
Note:
The Office will not grant a request for reinstatement if it exceeds three additional months for each reply beyond the initial three-month period after receiving an Office communication.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-d9964a4fce91d7e420ec2639]
Request for Reinstatement Must Be Filed Before Patent Issuance
Note:
The request for reinstatement of patent term adjustment must be filed before the patent is issued.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-6839aeef966c73824790a6e6]
Request for Reinstatement Must Be Filed Before Patent Issued
Note:
The Office will not consider a request for reinstatement if it is filed after the patent is issued.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent TermPTA B Delay – 3-Year Pendency
StatutoryProhibitedAlways
[mpep-2734-1e73fb403629e1cbbb091c81]
Request for Reinstatement Cannot Be Part of Request for Reconsideration
Note:
A request for reinstatement cannot be included in a request for reconsideration under 37 CFR 1.705(b).

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent Term AdjustmentPTA B Delay – 3-Year Pendency
StatutoryRequiredAlways
[mpep-2734-6d3ecd739fb61102d0ec45c1]
Prompt Request for Reinstatement Before Patent Issuance
Note:
Applicants must file a request for reinstatement promptly, no later than one day before patent issuance, if they cannot reply within three months due to all due care.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAMaintenance Fee PaymentPTA B Delay – 3-Year Pendency
StatutoryInformativeAlways
[mpep-2734-aaa395c4ca5c23df826e7069]
Request for Reconsideration After Patent Issuance
Note:
The Office will not delay patent issuance but will review requests for reinstatement and adjust the patent term after the grant of the patent.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryRequiredAlways
[mpep-2734-890237a7c6b08e2dd6dcc587]
Request for Reinstatement of Patent Term Adjustment Must Be Filed Before Issuance
Note:
An applicant must file a request to reinstate any reduced patent term adjustment before the patent is issued, if due care was not taken in responding within the three-month period.

As noted supra, 37 CFR 1.705(c) continues to require that any request for reinstatement of all or part of the cumulative period of time of an adjustment reduced under 35 U.S.C. 154(b)(2)(C), on the basis of a showing that, in spite of all due care, the applicant was unable to respond within the three-month period, must be filed prior to the issuance of the patent. Thus, where an applicant is seeking reinstatement under 35 U.S.C. 154(b)(3)(C) of patent term adjustment reduced under 35 U.S.C. 154(b)(2)(C), the showing required by 35 U.S.C. 154(b)(3)(C) must be filed prior to the issuance of the patent. However, where the patentee is not seeking reinstatement under 35 U.S.C. 154(b)(3)(C) of patent term adjustment reduced under 35 U.S.C. 154(b)(2)(C), but is simply contending that the Office's patent term adjustment determination is in error with respect to the three-month timeframe in 35 U.S.C. 154(b)(2)(C)(ii) (e.g., a reply is filed within the three-month timeframe in 35 U.S.C. 154(b)(2)(C)(ii), but the Office's patent term adjustment determination treats the reply as having been filed outside the three-month period in 35 U.S.C. 154(b)(2)(C)(ii)), any request for reconsideration or review of a patent term adjustment determination is by way of an application for patent term adjustment under 37 CFR 1.705(b) filed no later than two months from the date the patent was granted (this two-month period being extendable under the provisions of 37 CFR 1.136(a)).

Jump to MPEP Source · 37 CFR 1.705(c)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryPermittedAlways
[mpep-2734-dbfeade34ddff57ae63243fc]
Circumstances Not Showing Due Care
Note:
Lists situations where an applicant's failure to respond within three months does not demonstrate due care.
Examples of circumstances that would NOT establish that the applicant was unable to respond within the three-month period in spite of all due care are:
  • (A) an applicant’s or representative’s preoccupation with other matters (e.g., an inter partes lawsuit or interference) that is given priority over prosecution of the application;
  • (B) illness or death of the practitioner in charge of the application if the practitioner is associated (in a law firm) with other practitioners (since the other practitioners could have taken action to reply within the three-month period);
  • (C) time consumed with communications between the applicant and the applicant's representative, regardless of whether the applicant resides in the United States or chooses to communicate with the United States representative via a foreign representative;
  • (D) vacation or other non-attention to an application that results in a failure to reply within the three-month period;
  • (E) applicant filing a reply on or near the last day of the three-month period using first class mail with a certificate of mailing under 37 CFR 1.8, rather than by electronic filing, Priority Mail Express ® under 37 CFR 1.10 or facsimile (if permitted), and the reply is not received (filed) in the Office until after the three-month period; or
  • (F) failure of clerical employees of applicant or applicant’s representative to properly docket the Office action or notice for reply or perform other tasks necessary for reply within the three-month period.
Jump to MPEP Source · 37 CFR 1.705Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryInformativeAlways
[mpep-2734-19c04338b9e3927e1aeab1ed]
Fee Waived for Requesting PTA Recalculation
Note:
Patentees can request recalculation of patent term adjustment without paying a fee if the sole reason is the Office’s failure to recognize a timely filed safe harbor statement.

For safe harbor statements under 37 CFR 1.704(d) filed before July 17, 2023, the Office has created an interim procedure by which a patentee can request recalculation of patent term adjustment where the sole reason for contesting the patent term adjustment determination is the Office’s failure to recognize a timely filed safe harbor statement accompanying an information disclosure statement. The interim procedure waives the fee under 37 CFR 1.705(b)(1) as set forth in 37 CFR 1.18(e) to file the request for reconsideration. The interim procedure is not applicable to safe harbor statements filed on or after July 17, 2023, because the Office updated the patent term adjustment computer program and provided notice to the public that the computer program had been updated in the final rule Standardization of the Patent Term Adjustment Statement Regarding Information Disclosure Statements, 88 FR 39172 (June 15, 2023).

Jump to MPEP Source · 37 CFR 1.704(d)Request for Reconsideration of PTAIssue FeesPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-e590aa42ad4c1f48b1eb6c22]
Request for Reconsideration of PTA in View of Safe Harbor Statement
Note:
Submit form PTO/SB/134 within the time period set forth in 37 CFR 1.705(b) to request reconsideration of patent term adjustment.

Under the interim procedure, recalculation of patent term adjustment is requested by submitting form PTO/SB/134 in lieu of the request and fee set forth in 37 CFR 1.705(b). This form, “Request for Reconsideration of Patent Term Adjustment in View of Safe Harbor Statement Under 37 CFR 1.704(d)”, is available on the USPTO website (www.uspto.gov) and is reproduced below. The form must be filed within the time period set forth in 37 CFR 1.705(b), and the Office will not grant any request for recalculation of the patent term adjustment that is not timely filed. The time period set forth set forth in 37 CFR 1.705(b) may be extended under the provisions of 37 CFR 1.136(a). The Office of Management and Budget (OMB) has determined that, under 5 CFR 1320.3(h), Form PTO/SB/134 does not collect “information” within the meaning of the Paperwork Reduction Act of 1995.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryRequiredAlways
[mpep-2734-fad399cfb9bb5d7bd67fa4dd]
Request for Reconsideration of Patent Term Adjustment Must Be Timely Filed
Note:
The form to request reconsideration of patent term adjustment must be filed within the time period set forth in 37 CFR 1.705(b), and any late submission will not be granted.

Under the interim procedure, recalculation of patent term adjustment is requested by submitting form PTO/SB/134 in lieu of the request and fee set forth in 37 CFR 1.705(b). This form, “Request for Reconsideration of Patent Term Adjustment in View of Safe Harbor Statement Under 37 CFR 1.704(d)”, is available on the USPTO website (www.uspto.gov) and is reproduced below. The form must be filed within the time period set forth in 37 CFR 1.705(b), and the Office will not grant any request for recalculation of the patent term adjustment that is not timely filed. The time period set forth set forth in 37 CFR 1.705(b) may be extended under the provisions of 37 CFR 1.136(a). The Office of Management and Budget (OMB) has determined that, under 5 CFR 1320.3(h), Form PTO/SB/134 does not collect “information” within the meaning of the Paperwork Reduction Act of 1995.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryPermittedAlways
[mpep-2734-889ee4551f38cb6c6eaf5c15]
Request for PTA Recalculation Timely Filing Can Be Extended
Note:
The time period to file a request for reconsideration of patent term adjustment can be extended under the provisions of 37 CFR 1.136(a).

Under the interim procedure, recalculation of patent term adjustment is requested by submitting form PTO/SB/134 in lieu of the request and fee set forth in 37 CFR 1.705(b). This form, “Request for Reconsideration of Patent Term Adjustment in View of Safe Harbor Statement Under 37 CFR 1.704(d)”, is available on the USPTO website (www.uspto.gov) and is reproduced below. The form must be filed within the time period set forth in 37 CFR 1.705(b), and the Office will not grant any request for recalculation of the patent term adjustment that is not timely filed. The time period set forth set forth in 37 CFR 1.705(b) may be extended under the provisions of 37 CFR 1.136(a). The Office of Management and Budget (OMB) has determined that, under 5 CFR 1320.3(h), Form PTO/SB/134 does not collect “information” within the meaning of the Paperwork Reduction Act of 1995.

Jump to MPEP Source · 37 CFR 1.705(b)Request for Reconsideration of PTAPatent Term AdjustmentPTA Reduction – Applicant Delay
StatutoryInformativeAlways
[mpep-2734-e8d750b448d21f140e985e96]
Office of Petitions Reviews PTA Recalculation Requests
Note:
The Office of Petitions will manually review patent term adjustment recalculation requests filed under the interim procedure and provide one opportunity for response within two months.

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702Request for Reconsideration of PTAPatent Term AdjustmentPatent Term
StatutoryRequiredAlways
[mpep-2734-1261e1da18629b4018416aff]
Patentee Must Comply with 37 CFR 1.705(b)(1) and (2)
Note:
If patentee requests changes to recalculation not related to the safe harbor statement, they must follow specific requirements outlined in 37 CFR 1.705(b)(1) and (2).

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702Request for Reconsideration of PTAPatent Term AdjustmentPTA Calculation and Notification
Topic

PTA Calculation and Notification

14 rules
StatutoryInformativeAlways
[mpep-2734-e8ecb90dd62fe5692436600d]
Patent Term Adjustment Reconsideration Deadline Extendable
Note:
Patentees can extend the two-month deadline for requesting reconsideration of patent term adjustment by up to five months, allowing requests within seven months after patent grant.

37 CFR 1.705(b) provides that any request for reconsideration of the patent term adjustment indicated on the patent must be by way of an application for patent term adjustment which must filed within two months of the date the patent was granted and accompanied by the fee set forth in 37 CFR 1.18(e) and a statement of the facts involved. 37 CFR 1.705(b)(2) provides that such statement of facts involved must specify: (1) the correct patent term adjustment and the basis or bases under 37 CFR 1.702 for the adjustment; (2) the relevant dates as specified in 37 CFR 1.703(a) through (e) for which an adjustment is sought and the adjustment as specified in 37 CFR 1.703(f) to which the patent is entitled; (3) whether the patent is subject to a terminal disclaimer and any expiration date specified in the terminal disclaimer; and (4) any circumstances, if any, during the prosecution of the application resulting in the patent that constitute a failure to engage in reasonable efforts to conclude processing or examination of such application as set forth in 37 CFR 1.704 (or a statement that there were no such circumstances). The two month period set in 37 CFR 1.705(b) is extendable under 37 CFR 1.136(a) for up to five additional months (permitting patentee to request reconsideration of the patent term adjustment indicated on the patent as late as within seven months after the date the patent was granted).

Jump to MPEP Source · 37 CFR 1.705(b)PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-c404a744b7375ca4646054c5]
Computer Program Determines Patent Term Adjustment Except On Reconsideration Request
Note:
The Office uses a computer program to determine patent term adjustment based on information from the One Patent Service Gateway system, unless an applicant requests reconsideration.

The Office will conduct a manual redetermination of patent term adjustment in response to a request for reconsideration of the patent term adjustment. The Office makes the patent term adjustment determination indicated in the patent by a computer program that uses the information recorded in the Office's One Patent Service Gateway (OPSG) system, except when an applicant requests reconsideration pursuant to 37 CFR 1.705. See Changes to Implement Patent Term Adjustment Under Twenty-Year Patent Term, 65 FR 56365, 56370, 56380-81 (September 18, 2000) (final rule). The patent term adjustment provisions of 35 U.S.C. 154(b) are complex, with numerous types of communications exchanged between applicants and the Office during the patent application process. Thus, a manual redetermination of patent term adjustment could result in (1) an amount of patent term adjustment that is the amount of patent term adjustment requested by the applicant; (2) the same amount of patent term adjustment as indicated in the patent (i.e., there being no change); or (3) a different amount of patent term adjustment that may be higher or lower than the patent term adjustment as indicated in the patent.

Jump to MPEP Source · 37 CFR 1.705PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryPermittedAlways
[mpep-2734-bbddc27d72f8a3c4e74467d9]
Manual Redetermination of Patent Term Adjustment Can Result in Different Amounts
Note:
The Office may manually recalculate patent term adjustment, which could result in the same amount as requested by the applicant or a different amount than indicated in the patent.

The Office will conduct a manual redetermination of patent term adjustment in response to a request for reconsideration of the patent term adjustment. The Office makes the patent term adjustment determination indicated in the patent by a computer program that uses the information recorded in the Office's One Patent Service Gateway (OPSG) system, except when an applicant requests reconsideration pursuant to 37 CFR 1.705. See Changes to Implement Patent Term Adjustment Under Twenty-Year Patent Term, 65 FR 56365, 56370, 56380-81 (September 18, 2000) (final rule). The patent term adjustment provisions of 35 U.S.C. 154(b) are complex, with numerous types of communications exchanged between applicants and the Office during the patent application process. Thus, a manual redetermination of patent term adjustment could result in (1) an amount of patent term adjustment that is the amount of patent term adjustment requested by the applicant; (2) the same amount of patent term adjustment as indicated in the patent (i.e., there being no change); or (3) a different amount of patent term adjustment that may be higher or lower than the patent term adjustment as indicated in the patent.

Jump to MPEP Source · 37 CFR 1.705PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-529268e94002ebffadf6f6d5]
No Change in PTA Denies Reconsideration Request
Note:
If the patent term adjustment redetermination results in no change and the Office does not need additional information, the request for reconsideration is denied.

If the patent term adjustment redetermination results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) and the Office does not require any additional information to render a decision on the request for reconsideration, the Office will issue a decision denying the request for reconsideration, and this decision is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4).

Jump to MPEP Source · 37 CFR 1.705PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-0f06dcf89ec16d088060ef7a]
Redetermination of Patent Term Adjustment When Amount Changes
Note:
When the Office recalculates patent term adjustment and finds a different amount than originally indicated, it will issue a redetermination explaining its calculation.

If the patent term adjustment redetermination results in a different amount of patent term adjustment (higher or lower than the patent term adjustment indicated in the patent), the Office will issue a redetermination of patent term adjustment that explains how the Office arrived at the different amount of patent term adjustment. This redetermination of patent term adjustment is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4), but is simply a new patent term adjustment determination (e.g., a redetermination). If the Office issues such a redetermination of patent term adjustment in response to the request for reconsideration, the applicant has two months from the date of the redetermination to file a renewed request for reconsideration of the patent term adjustment that addresses the issues included in the Office's redetermination of patent term adjustment. No additional fee under 37 CFR 1.18(e) is required. The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.18(e)PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-d3efacb2f658a479bccb8a83]
Office Requires Additional Info for PTA Redetermination
Note:
If the patent term adjustment redetermination results in no change but the Office needs more info, it will request such information from the applicant.

If the patent term adjustment redetermination results in the same amount of patent term adjustment as indicated in the patent (i.e., there being no change) but the Office requires additional information to render a decision on the request for reconsideration of the patent term adjustment, the Office will issue a requirement for information to obtain the additional information. This requirement for information is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). If the Office issues a requirement for information in response to the request for reconsideration of the patent term adjustment, the applicant has two months from the date of the requirement for information to file a renewed request for reconsideration of the patent term adjustment. The renewed request should supply the required information and no additional fee is required. This two-month period is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.136(a)PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-ef4c2411112ac1a5862f7c46]
Redetermination of Patent Term Adjustment Results in Same Amount
Note:
If the redetermination results in the same patent term adjustment as previously indicated, the Office will deny the request for reconsideration and issue a certificate of correction if necessary.

The Office will again conduct a redetermination of patent term adjustment in response to any renewed request for reconsideration, which is filed in response to a redetermination of patent term adjustment and/or a requirement for information. If this redetermination of patent term adjustment results in the amount of patent term adjustment requested by the applicant, the Office will issue a decision granting the request for reconsideration and a certificate of correction that indicates the revised patent term adjustment. If this redetermination of patent term adjustment results in the same amount of patent term adjustment as indicated in the previous redetermination of patent term adjustment or in the patent, the Office will generally issue a decision denying the request for reconsideration and a certificate of correction, if necessary, indicating the revised patent term adjustment as the result of a redetermination of patent term adjustment. The decision denying the request for reconsideration is the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4). In certain, limited circumstances, the redetermination may result in another redetermination of patent term adjustment or requirement for information. In such a case, applicant will be given another opportunity to file a renewed request for reconsideration as described above.

Jump to MPEP Source · 37 CFR 1.705PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-51f35b018b94cfa0f536f654]
No Need to Review PTA Calculation for Reinstatement
Note:
Applicants do not need to review the patent term adjustment calculation when requesting reinstatement under 37 CFR 1.705(c).

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)PTA Calculation and NotificationRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryRequiredAlways
[mpep-2734-5cd1f7f2060d5924dd7d6683]
Patent Term Adjustment Must Be Reconsidered If Not Based on Safe Harbor Statement
Note:
If a request for recalculation is not based solely on the Office’s failure to recognize a timely filed, compliant safe harbor statement under 37 CFR 1.704(d), the patentee must file a request for reconsideration of the patent term adjustment indicated on the patent under 37 CFR 1.705(b) with the fee set forth in 37 CFR 1.18(e).

If the request for recalculation is not based solely on the Office’s failure to recognize a timely filed, compliant safe harbor statement under 37 CFR 1.704(d), the patentee must file a request for reconsideration of the patent term adjustment indicated on the patent under 37 CFR 1.705(b) with the fee set forth in 37 CFR 1.18(e). If a patentee files both form PTO/SB/134 and a request under 37 CFR 1.705(b) prior to the Office’s recalculation of patent term adjustment, the Office will treat both papers together as a request for reconsideration of the patent term adjustment indicated on the patent under 37 CFR 1.705(b) and require the fee set forth in 37 CFR 1.18(e).

Jump to MPEP Source · 37 CFR 1.704(d)PTA Calculation and NotificationPTA Reduction – Applicant DelayRequest for Reconsideration of PTA
StatutoryInformativeAlways
[mpep-2734-50afbcab9d152a19755f41f8]
Both PTO/SB/134 and 37 CFR 1.705(b) Request Together as Reconsideration
Note:
If a patentee files both form PTO/SB/134 and a request under 37 CFR 1.705(b) before the Office recalculates patent term adjustment, it will be treated as a single reconsideration request with required fees.

If the request for recalculation is not based solely on the Office’s failure to recognize a timely filed, compliant safe harbor statement under 37 CFR 1.704(d), the patentee must file a request for reconsideration of the patent term adjustment indicated on the patent under 37 CFR 1.705(b) with the fee set forth in 37 CFR 1.18(e). If a patentee files both form PTO/SB/134 and a request under 37 CFR 1.705(b) prior to the Office’s recalculation of patent term adjustment, the Office will treat both papers together as a request for reconsideration of the patent term adjustment indicated on the patent under 37 CFR 1.705(b) and require the fee set forth in 37 CFR 1.18(e).

Jump to MPEP Source · 37 CFR 1.704(d)PTA Calculation and NotificationRequest for Reconsideration of PTAIssue Fees
StatutoryInformativeAlways
[mpep-2734-a815e0669e1043c8744503b7]
Office of Petitions Reviews PTA Calculation
Note:
The Office of Petitions will review the accuracy of patent term adjustment calculations based on 37 CFR 1.702 through 1.704 and provide one opportunity for patentee to respond.

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702PTA Calculation and NotificationPTA Reduction – Applicant DelayPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-0a8153b3ae121ba4d1a97173]
Patentee Given One Chance to Respond After PTA Recalculation Review
Note:
The patentee will be given one opportunity to respond to the recalculation of patent term adjustment after it is reviewed by the Office of Petitions.

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702PTA Calculation and NotificationPTA Reduction – Applicant DelayRequest for Reconsideration of PTA
StatutoryRequiredAlways
[mpep-2734-74dcb548683fdb087dc938e8]
Response Must Be Filed Within Two Months After Recalculation Notification
Note:
Patentee must file a response to the recalculation of patent term adjustment within two months from the date of notification.

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702PTA Calculation and NotificationPTA Reduction – Applicant DelayRequest for Reconsideration of PTA
StatutoryInformativeAlways
[mpep-2734-7da2f78135f79bcddabf04d3]
No Extensions for PTA Recalculation Response
Note:
Patentees must respond to PTA recalculation within two months; no extensions are granted.

The Office of Petitions will manually review the request for recalculation of patent term adjustment filed under the interim procedure. Specifically, the Office of Petitions will review the accuracy of the patent term adjustment calculation in view of 37 CFR 1.702 through 1.704. After the review by the Office of Petitions, the patentee will be given one opportunity to respond to the recalculation. The response must be filed by patentee within two months of the date of the recalculation is mailed or given. No extensions of time will be granted. If patentee responds to the recalculation by requesting changes to the recalculation based on issues not related to the safe harbor statement, patentee must comply with the requirements of 37 CFR 1.705(b)(1) and (2).

Jump to MPEP Source · 37 CFR 1.702PTA Calculation and NotificationPTA Reduction – Applicant DelayRequest for Reconsideration of PTA
Topic

PTA Reduction – Applicant Delay

5 rules
StatutoryRequiredAlways
[mpep-2734-5dcb2e8a2d4c8285a4b7cea8]
Request for Reinstatement of PTA Reduction Due to Delayed Reply
Note:
A request for reinstatement of the period of adjustment reduced due to delayed reply must include a fee and evidence that all due care was taken but the applicant still failed to respond within three months.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)PTA Reduction – Applicant DelayRequest for Reconsideration of PTAIssue Fees
StatutoryPermittedAlways
[mpep-2734-22166a6d74ae42af99530b80]
Interim Procedure for Safe Harbor Statement Recalculation Before July 17, 2023
Note:
Patentees can request recalculation of patent term adjustment where the Office failed to recognize timely filed safe harbor statements before July 17, 2023.

For safe harbor statements under 37 CFR 1.704(d) filed before July 17, 2023, the Office has created an interim procedure by which a patentee can request recalculation of patent term adjustment where the sole reason for contesting the patent term adjustment determination is the Office’s failure to recognize a timely filed safe harbor statement accompanying an information disclosure statement. The interim procedure waives the fee under 37 CFR 1.705(b)(1) as set forth in 37 CFR 1.18(e) to file the request for reconsideration. The interim procedure is not applicable to safe harbor statements filed on or after July 17, 2023, because the Office updated the patent term adjustment computer program and provided notice to the public that the computer program had been updated in the final rule Standardization of the Patent Term Adjustment Statement Regarding Information Disclosure Statements, 88 FR 39172 (June 15, 2023).

Jump to MPEP Source · 37 CFR 1.704(d)PTA Reduction – Applicant DelayRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-f34a1b8a00a255d387a30c53]
Request for Reconsideration of Patent Term Adjustment
Note:
This form allows applicants to request a reconsideration of patent term adjustment if they believe the initial calculation was incorrect, based on a safe harbor statement.

Under the interim procedure, recalculation of patent term adjustment is requested by submitting form PTO/SB/134 in lieu of the request and fee set forth in 37 CFR 1.705(b). This form, “Request for Reconsideration of Patent Term Adjustment in View of Safe Harbor Statement Under 37 CFR 1.704(d)”, is available on the USPTO website (www.uspto.gov) and is reproduced below. The form must be filed within the time period set forth in 37 CFR 1.705(b), and the Office will not grant any request for recalculation of the patent term adjustment that is not timely filed. The time period set forth set forth in 37 CFR 1.705(b) may be extended under the provisions of 37 CFR 1.136(a). The Office of Management and Budget (OMB) has determined that, under 5 CFR 1320.3(h), Form PTO/SB/134 does not collect “information” within the meaning of the Paperwork Reduction Act of 1995.

Jump to MPEP Source · 37 CFR 1.705(b)PTA Reduction – Applicant DelayRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-44dce66c9516502cf21a8172]
OMB Determines PTO/SB/134 Not Collecting Information
Note:
The Office of Management and Budget has determined that Form PTO/SB/134 does not collect information under the Paperwork Reduction Act of 1995.

Under the interim procedure, recalculation of patent term adjustment is requested by submitting form PTO/SB/134 in lieu of the request and fee set forth in 37 CFR 1.705(b). This form, “Request for Reconsideration of Patent Term Adjustment in View of Safe Harbor Statement Under 37 CFR 1.704(d)”, is available on the USPTO website (www.uspto.gov) and is reproduced below. The form must be filed within the time period set forth in 37 CFR 1.705(b), and the Office will not grant any request for recalculation of the patent term adjustment that is not timely filed. The time period set forth set forth in 37 CFR 1.705(b) may be extended under the provisions of 37 CFR 1.136(a). The Office of Management and Budget (OMB) has determined that, under 5 CFR 1320.3(h), Form PTO/SB/134 does not collect “information” within the meaning of the Paperwork Reduction Act of 1995.

Jump to MPEP Source · 37 CFR 1.705(b)PTA Reduction – Applicant DelayRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryRequiredAlways
[mpep-2734-91ce18cc0d825b21a84b79a8]
PTA Fee Not Waived for Reconsideration Requests
Note:
The Office's interim procedure waives the fee to file form PTO/SB/134 but does not waive extensions of time fees or refund fees for reconsideration requests under 37 CFR 1.705.

While the Office’s interim procedure waives the fee under 37 CFR 1.705(b)(1) as set forth in 37 CFR 1.18(e) to file the form PTO/SB/134, it does not waive any extensions of time fees due under 37 CFR 1.705(b) and 37 CFR 1.136. In addition, it is noted that the fee specified in 37 CFR 1.18(e) is required for a request for reconsideration under 37 CFR 1.705, and the Office may only refund fees paid by mistake or in excess of that required (35 U.S.C. 42(d)). Thus, the interim procedure is not a basis for requesting a refund of the fee specified in 37 CFR 1.18(e) for any request for reconsideration under 37 CFR 1.705, including any previously filed request that was solely based on the Office's error in assessing an applicant delay under 37 CFR 1.704(c)(6), (c)(8), (c)(9), (c)(10), or (c)(12) for the submission of an information disclosure statement that was accompanied by the statement under 37 CFR 1.704(d).

Jump to MPEP Source · 37 CFR 1.705(b)(1)PTA Reduction – Applicant DelayRequest for Reconsideration of PTANot Grounds for Reissue
Topic

Patent Term Adjustment

4 rules
StatutoryInformativeAlways
[mpep-2734-cfc872e7f3ebdfa508d23e0e]
Manual Redetermination of Patent Term Adjustment Upon Request
Note:
The Office will manually review and potentially adjust the patent term adjustment upon an applicant's request for reconsideration.

The Office will conduct a manual redetermination of patent term adjustment in response to a request for reconsideration of the patent term adjustment. The Office makes the patent term adjustment determination indicated in the patent by a computer program that uses the information recorded in the Office's One Patent Service Gateway (OPSG) system, except when an applicant requests reconsideration pursuant to 37 CFR 1.705. See Changes to Implement Patent Term Adjustment Under Twenty-Year Patent Term, 65 FR 56365, 56370, 56380-81 (September 18, 2000) (final rule). The patent term adjustment provisions of 35 U.S.C. 154(b) are complex, with numerous types of communications exchanged between applicants and the Office during the patent application process. Thus, a manual redetermination of patent term adjustment could result in (1) an amount of patent term adjustment that is the amount of patent term adjustment requested by the applicant; (2) the same amount of patent term adjustment as indicated in the patent (i.e., there being no change); or (3) a different amount of patent term adjustment that may be higher or lower than the patent term adjustment as indicated in the patent.

Jump to MPEP Source · 37 CFR 1.705Patent Term AdjustmentPatent TermPTA Calculation and Notification
StatutoryInformativeAlways
[mpep-2734-0d7811058711c3b564a3627d]
Interim Procedure Not Applicable After July 17, 2023
Note:
The interim procedure for recalculating patent term adjustment due to safe harbor statements is no longer applicable after the update on July 17, 2023.

For safe harbor statements under 37 CFR 1.704(d) filed before July 17, 2023, the Office has created an interim procedure by which a patentee can request recalculation of patent term adjustment where the sole reason for contesting the patent term adjustment determination is the Office’s failure to recognize a timely filed safe harbor statement accompanying an information disclosure statement. The interim procedure waives the fee under 37 CFR 1.705(b)(1) as set forth in 37 CFR 1.18(e) to file the request for reconsideration. The interim procedure is not applicable to safe harbor statements filed on or after July 17, 2023, because the Office updated the patent term adjustment computer program and provided notice to the public that the computer program had been updated in the final rule Standardization of the Patent Term Adjustment Statement Regarding Information Disclosure Statements, 88 FR 39172 (June 15, 2023).

Jump to MPEP Source · 37 CFR 1.704(d)Patent Term AdjustmentPatent TermPTA Reduction – Applicant Delay
StatutoryInformativeAlways
[mpep-2734-2c7348e578269806c6ffc0d9]
Office Will Issue Certificate Reflecting Recalculated Patent Term Adjustment
Note:
If the patentee fails to respond to a recalculation and the Office's determination differs from what is printed on the patent, the Office will issue a certificate of correction with the recalculated term adjustment.

If patentee fails to respond to the recalculation and the Office’s determination of the amount of recalculated patent term adjustment is different from that printed on the front of the patent, the Office will sua sponte issue a certificate of correction that reflects the recalculated patent term adjustment. If patentee files a response after the Office’s recalculation and the Office maintains its recalculation, the Office will issue its decision confirming its recalculation pursuant to 35 U.S.C. 154(b)(3)(B)(ii), and this decision is the Director’s decision under 35 U.S.C. 154(b)(4). The Office's initial recalculation of patent term adjustment under the interim procedure described above is not the Director’s decision under 35 U.S.C. 154(b)(4).

Jump to MPEP Source · 37 CFR 1.705Patent Term AdjustmentPatent TermRequest for Reconsideration of PTA
StatutoryInformativeAlways
[mpep-2734-4c806b1c8ba80d6c65129efb]
Initial Recalculation Not Director’s Decision
Note:
The Office's initial recalculation of patent term adjustment is not considered the Director’s decision under 35 U.S.C. 154(b)(4).

If patentee fails to respond to the recalculation and the Office’s determination of the amount of recalculated patent term adjustment is different from that printed on the front of the patent, the Office will sua sponte issue a certificate of correction that reflects the recalculated patent term adjustment. If patentee files a response after the Office’s recalculation and the Office maintains its recalculation, the Office will issue its decision confirming its recalculation pursuant to 35 U.S.C. 154(b)(3)(B)(ii), and this decision is the Director’s decision under 35 U.S.C. 154(b)(4). The Office's initial recalculation of patent term adjustment under the interim procedure described above is not the Director’s decision under 35 U.S.C. 154(b)(4).

Jump to MPEP Source · 37 CFR 1.705Patent Term AdjustmentPatent TermRequest for Reconsideration of PTA
Topic

Reply Period and Extensions

3 rules
StatutoryPermittedAlways
[mpep-2734-938366a04e768397e4e024c3]
Reply Outside Three Months Is Per Se Failure
Note:
Filing a reply outside three months after an Office action is deemed a failure unless due care can be proven.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)PTA Reduction – Applicant Delay
StatutoryInformativeAlways
[mpep-2734-26027e71fc13da69835a9af3]
Three-Month Reply Period Determined by 35 U.S.C. 21(b)
Note:
The three-month period for reply is determined according to the provisions of 35 U.S.C. 21(b), including extensions for weekends and holidays.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Office Actions and Responses
StatutoryInformativeAlways
[mpep-2734-65c64e40ecd59298e1c723f1]
Reply Outside Three Months Not Permissible Without Due Care
Note:
An applicant must reply within three months of an Office action; otherwise, no patent term adjustment can be reinstated unless due care is shown.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Reply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)Request for Reconsideration of PTA
Topic

Period Calculation

3 rules
StatutoryPermittedAlways
[mpep-2734-a1de8ea8ff0d611addeb9746]
Action Due on Next Business Day Without Patent Term Adjustment Loss
Note:
If the last day of a three-month period falls on a weekend or holiday, actions can be taken on the next business day without losing patent term adjustment.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Period CalculationRejection vs. ObjectionPTA Reduction – Applicant Delay
StatutoryInformativeAlways
[mpep-2734-c694f7dfc17230bf7ce80ad6]
Failure to Reply Within Three Months Is Per Se a Failure
Note:
If an applicant fails to reply within three months of an Office action, it is considered a failure unless the delay was due to all due care being exercised.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Period CalculationReply Period and ExtensionsResponse to Office Action Requirements (37 CFR 1.111)
StatutoryInformativeAlways
[mpep-2734-a7aac5e1f6ea324c9ebe40d6]
Three-Month Reply Period Extension
Note:
If the three-month reply period expires on a weekend or federal holiday, it can be extended to the next business day without affecting patent term adjustment.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Period CalculationResponse to Office Action Requirements (37 CFR 1.111)Office Actions and Responses
Topic

Period Computation Rules

2 rules
StatutoryRequiredAlways
[mpep-2734-f9d1aace8b8d5a2ef632b3d5]
180-Day Deadline for Commencing Civil Action
Note:
Patentees must commence civil action within 180 days of patent grant, with no equitable tolling allowed unless reconsideration requests were timely made.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Period Computation RulesPatent TermRequest for Reconsideration of PTA
StatutoryPermittedAlways
[mpep-2734-0a927321236f6f9e54715dca]
Patent Term Adjustment Applies to All Patents Issued After January 14, 2013
Note:
The rule states that changes to patent term adjustment provisions apply to all patents granted on or after January 14, 2013, not just those filed on the same date.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Period Computation RulesSix Month Statutory PeriodPatent Term Adjustment
Topic

AIA vs Pre-AIA Practice

2 rules
StatutoryRequiredAlways
[mpep-2734-54bf0083c7dcf07a8e3ddb1a]
Patent Term Adjustment Requirement for Patents Filed After January 14, 2013
Note:
This rule requires that patent term adjustment provisions apply to patents granted on or after January 14, 2013.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705AIA vs Pre-AIA PracticeRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-743f405b2f15604dc19f294c]
Patent Term Adjustment Applies to Patents Issued After January 13, 2013
Note:
The changes to the patent term adjustment provisions apply to patents granted on or after January 14, 2013.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705AIA vs Pre-AIA PracticePatent TermRequest for Reconsideration of PTA
Topic

Response to Office Action Requirements (37 CFR 1.111)

2 rules
StatutoryInformativeAlways
[mpep-2734-6f1b061ca56292863fa132e2]
Reply Due on Monday Not Reduced Patent Term
Note:
If a reply is received on the next secular business day after the three-month period, no patent term adjustment will be reduced.

Filing a reply outside of three months after an Office action is per se a failure to engage in reasonable efforts to conclude prosecution under 35 U.S.C. 154(b)(2)(C)(ii) unless applicant can establish that the delay was “in spite of all due care.” The provisions of 35 U.S.C. 21(b) are applicable to the determination of three-month period for reply. If the last day of the three-month period from the Office communication notifying the applicant of the rejection, objection, argument, or other request falls on a Saturday, Sunday, or federal holiday within the District of Columbia, then action, may be taken, or the fee paid, on the next succeeding secular or business day without loss of any patent term adjustment under 37 CFR 1.704(b). See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011). For example, an applicant’s three-month reply time period expires on a Saturday and the applicant files a reply that is received by the Office on the following Monday, which is not a federal holiday within the District of Columbia. In this case, any patent term would not be reduced under 37 CFR 1.704(b) because the reply was received on Monday, the next succeeding secular or business day after the expiration of the three-month reply time. Accordingly, a request for reinstatement of all or part of the period of adjustment under 37 CFR 1.705(c) would not be applicable since applicant would not have been deemed to reply more than three months from the date of the Office action.

Jump to MPEP Source · 37 CFR 1.704(b)Response to Office Action Requirements (37 CFR 1.111)PTA Reduction – Applicant DelayOffice Actions and Responses
StatutoryPermittedAlways
[mpep-2734-a2b8009c9d670657b628a33f]
Due Care Showing for Late Response
Note:
This rule outlines what must be shown to establish that an applicant was unable to respond within the three-month period despite due care.
The following are examples of showings that may establish that the applicant was unable to respond within the three-month period in spite of all due care:
  • (A) a showing that the original three-month period was insufficient to obtain the test data necessary for an affidavit or declaration under 37 CFR 1.132 that was submitted with a reply filed outside the original three-month period;
  • (B) a showing that the applicant was unable to reply within the original three-month period due to a natural disaster;
  • (C) a showing that applicant was unable to reply within the original three-month period because testing was required to reply to an Office action, and the testing necessarily took longer than three months; or
  • (D) a showing that the applicant was unable to reply within the original three-month period due to illness or death of a sole practitioner of record who was responsible for prosecuting the application.
Jump to MPEP Source · 37 CFR 1.705Response to Office Action Requirements (37 CFR 1.111)Office Actions and ResponsesPower of Attorney by Assignee
Topic

Petition to Reinstate

2 rules
StatutoryRequiredAlways
[mpep-2734-b1850225ca470f61852bbb43]
Requirement for Due Care Showing to Reinstate Patent Term Adjustment
Note:
The applicant must show they were unable to respond within the three-month period despite exercising due care, to reinstate a reduced patent term adjustment.

The Office “shall reinstate all or part of the cumulative period of time of an adjustment reduced under [35 U.S.C. 154(b)(2)(C)] if the applicant… makes a showing that, in spite of all due care, the applicant was unable to respond within the 3-month period….” See 35 U.S.C. 154(b)(3)(C). The “due care” of a reasonably prudent person standard has been applied in deciding petitions under the “unavoidable delay” standard of 35 U.S.C. 133. See In re Mattullath, 38 App. D.C. 497, 514-15 (1912) (“the word ‘unavoidable’ … is applicable to ordinary human affairs, and requires no more or greater care or diligence than is generally used and observed by prudent and careful men in relation to their most important business”) (quoting and adopting Ex parte Pratt, 1887 Dec. Comm’r Pat. 31, 32-33); see also Ray v. Lehman, 55 F.3d 606, 609, 34 USPQ2d 1786, 1787 (Fed. Cir. 1995) (“in determining whether a delay…was unavoidable, one looks to whether the party…exercised the due care of a reasonably prudent person”). While the legislative history of the American Inventors Protection Act of 1999 is silent as to the meaning of the phrase “in spite of all due care,” the phrases “all due care” and “unable to respond” invoke a higher degree of care than the ordinary due care standard of 35 U.S.C. 133, as well as the “reasonable efforts to conclude processing or examination [or prosecution] of an application” standard of 35 U.S.C. 154(b)(2)(C)(i) and (iii). Therefore, applicants should not rely upon decisions relating to the “unavoidable delay” standard of 35 U.S.C. 133 as controlling in a request to reinstate reduced patent term adjustment on the basis of a showing that the applicant was unable to respond within the three-month period in spite of all due care.

Jump to MPEP Source · 37 CFR 1.705Petition to ReinstatePatent ReinstatementLate Payment and Reinstatement
StatutoryRecommendedAlways
[mpep-2734-273bbf62a6f5dccd47bc7021]
Due Care Showing for Patent Term Adjustment
Note:
Applicants must demonstrate they exercised all due care in responding within the three-month period to qualify for reinstatement of reduced patent term adjustment.

The Office “shall reinstate all or part of the cumulative period of time of an adjustment reduced under [35 U.S.C. 154(b)(2)(C)] if the applicant… makes a showing that, in spite of all due care, the applicant was unable to respond within the 3-month period….” See 35 U.S.C. 154(b)(3)(C). The “due care” of a reasonably prudent person standard has been applied in deciding petitions under the “unavoidable delay” standard of 35 U.S.C. 133. See In re Mattullath, 38 App. D.C. 497, 514-15 (1912) (“the word ‘unavoidable’ … is applicable to ordinary human affairs, and requires no more or greater care or diligence than is generally used and observed by prudent and careful men in relation to their most important business”) (quoting and adopting Ex parte Pratt, 1887 Dec. Comm’r Pat. 31, 32-33); see also Ray v. Lehman, 55 F.3d 606, 609, 34 USPQ2d 1786, 1787 (Fed. Cir. 1995) (“in determining whether a delay…was unavoidable, one looks to whether the party…exercised the due care of a reasonably prudent person”). While the legislative history of the American Inventors Protection Act of 1999 is silent as to the meaning of the phrase “in spite of all due care,” the phrases “all due care” and “unable to respond” invoke a higher degree of care than the ordinary due care standard of 35 U.S.C. 133, as well as the “reasonable efforts to conclude processing or examination [or prosecution] of an application” standard of 35 U.S.C. 154(b)(2)(C)(i) and (iii). Therefore, applicants should not rely upon decisions relating to the “unavoidable delay” standard of 35 U.S.C. 133 as controlling in a request to reinstate reduced patent term adjustment on the basis of a showing that the applicant was unable to respond within the three-month period in spite of all due care.

Jump to MPEP Source · 37 CFR 1.705Petition to ReinstateUnavoidable Delay StandardRequest for Reconsideration of PTA
Topic

Unavoidable Delay Standard

2 rules
StatutoryInformativeAlways
[mpep-2734-ea63049b7c135fc440171679]
Due Care Requirement for Unavoidable Delay Petitions
Note:
Applicants must demonstrate they exercised the due care of a reasonably prudent person in failing to respond within three months, as required by the 'unavoidable delay' standard.

The Office “shall reinstate all or part of the cumulative period of time of an adjustment reduced under [35 U.S.C. 154(b)(2)(C)] if the applicant… makes a showing that, in spite of all due care, the applicant was unable to respond within the 3-month period….” See 35 U.S.C. 154(b)(3)(C). The “due care” of a reasonably prudent person standard has been applied in deciding petitions under the “unavoidable delay” standard of 35 U.S.C. 133. See In re Mattullath, 38 App. D.C. 497, 514-15 (1912) (“the word ‘unavoidable’ … is applicable to ordinary human affairs, and requires no more or greater care or diligence than is generally used and observed by prudent and careful men in relation to their most important business”) (quoting and adopting Ex parte Pratt, 1887 Dec. Comm’r Pat. 31, 32-33); see also Ray v. Lehman, 55 F.3d 606, 609, 34 USPQ2d 1786, 1787 (Fed. Cir. 1995) (“in determining whether a delay…was unavoidable, one looks to whether the party…exercised the due care of a reasonably prudent person”). While the legislative history of the American Inventors Protection Act of 1999 is silent as to the meaning of the phrase “in spite of all due care,” the phrases “all due care” and “unable to respond” invoke a higher degree of care than the ordinary due care standard of 35 U.S.C. 133, as well as the “reasonable efforts to conclude processing or examination [or prosecution] of an application” standard of 35 U.S.C. 154(b)(2)(C)(i) and (iii). Therefore, applicants should not rely upon decisions relating to the “unavoidable delay” standard of 35 U.S.C. 133 as controlling in a request to reinstate reduced patent term adjustment on the basis of a showing that the applicant was unable to respond within the three-month period in spite of all due care.

Jump to MPEP Source · 37 CFR 1.705Unavoidable Delay StandardRequest for Reconsideration of PTAPatent Term Adjustment
StatutoryInformativeAlways
[mpep-2734-bb345dd27b560a52e3802585]
Due Care Standard for Unavoidable Delay in Patent Term Adjustment
Note:
Applicants must show they exercised due care to respond within the three-month period, despite any unavoidable delays.

The Office “shall reinstate all or part of the cumulative period of time of an adjustment reduced under [35 U.S.C. 154(b)(2)(C)] if the applicant… makes a showing that, in spite of all due care, the applicant was unable to respond within the 3-month period….” See 35 U.S.C. 154(b)(3)(C). The “due care” of a reasonably prudent person standard has been applied in deciding petitions under the “unavoidable delay” standard of 35 U.S.C. 133. See In re Mattullath, 38 App. D.C. 497, 514-15 (1912) (“the word ‘unavoidable’ … is applicable to ordinary human affairs, and requires no more or greater care or diligence than is generally used and observed by prudent and careful men in relation to their most important business”) (quoting and adopting Ex parte Pratt, 1887 Dec. Comm’r Pat. 31, 32-33); see also Ray v. Lehman, 55 F.3d 606, 609, 34 USPQ2d 1786, 1787 (Fed. Cir. 1995) (“in determining whether a delay…was unavoidable, one looks to whether the party…exercised the due care of a reasonably prudent person”). While the legislative history of the American Inventors Protection Act of 1999 is silent as to the meaning of the phrase “in spite of all due care,” the phrases “all due care” and “unable to respond” invoke a higher degree of care than the ordinary due care standard of 35 U.S.C. 133, as well as the “reasonable efforts to conclude processing or examination [or prosecution] of an application” standard of 35 U.S.C. 154(b)(2)(C)(i) and (iii). Therefore, applicants should not rely upon decisions relating to the “unavoidable delay” standard of 35 U.S.C. 133 as controlling in a request to reinstate reduced patent term adjustment on the basis of a showing that the applicant was unable to respond within the three-month period in spite of all due care.

Jump to MPEP Source · 37 CFR 1.705Unavoidable Delay StandardPTA A Delay – USPTO Failure to ActIntervening Rights After Reinstatement
Topic

Terminal Disclaimer Practice

1 rules
StatutoryRequiredAlways
[mpep-2734-c2e1a650b9405b1e4d79ba58]
Request for Patent Term Adjustment Must Be Filed Within Two Months
Note:
A request to reconsider the patent term adjustment must be filed within two months of the patent grant, accompanied by a fee and specific factual details.

37 CFR 1.705(b) provides that any request for reconsideration of the patent term adjustment indicated on the patent must be by way of an application for patent term adjustment which must filed within two months of the date the patent was granted and accompanied by the fee set forth in 37 CFR 1.18(e) and a statement of the facts involved. 37 CFR 1.705(b)(2) provides that such statement of facts involved must specify: (1) the correct patent term adjustment and the basis or bases under 37 CFR 1.702 for the adjustment; (2) the relevant dates as specified in 37 CFR 1.703(a) through (e) for which an adjustment is sought and the adjustment as specified in 37 CFR 1.703(f) to which the patent is entitled; (3) whether the patent is subject to a terminal disclaimer and any expiration date specified in the terminal disclaimer; and (4) any circumstances, if any, during the prosecution of the application resulting in the patent that constitute a failure to engage in reasonable efforts to conclude processing or examination of such application as set forth in 37 CFR 1.704 (or a statement that there were no such circumstances). The two month period set in 37 CFR 1.705(b) is extendable under 37 CFR 1.136(a) for up to five additional months (permitting patentee to request reconsideration of the patent term adjustment indicated on the patent as late as within seven months after the date the patent was granted).

Jump to MPEP Source · 37 CFR 1.705(b)Terminal Disclaimer PracticePTA Calculation and NotificationPTA Reduction – Applicant Delay
Topic

Issue Fees

1 rules
StatutoryRequiredAlways
[mpep-2734-aa541d82e80258bcdfe5040b]
No Additional Fee for Redetermined Patent Term Adjustment
Note:
If the patent term adjustment is redetermined, no additional fee under 37 CFR 1.18(e) is required.

If the patent term adjustment redetermination results in a different amount of patent term adjustment (higher or lower than the patent term adjustment indicated in the patent), the Office will issue a redetermination of patent term adjustment that explains how the Office arrived at the different amount of patent term adjustment. This redetermination of patent term adjustment is not the Director's decision on the applicant's request for reconsideration within the meaning of 35 U.S.C. 154(b)(4), but is simply a new patent term adjustment determination (e.g., a redetermination). If the Office issues such a redetermination of patent term adjustment in response to the request for reconsideration, the applicant has two months from the date of the redetermination to file a renewed request for reconsideration of the patent term adjustment that addresses the issues included in the Office's redetermination of patent term adjustment. No additional fee under 37 CFR 1.18(e) is required. The two-month period to file a renewed request for reconsideration of patent term adjustment is extendable under 37 CFR 1.136(a).

Jump to MPEP Source · 37 CFR 1.18(e)Issue FeesFee RequirementsRequest for Reconsideration of PTA
Topic

Civil Action

1 rules
StatutoryPermittedAlways
[mpep-2734-ddc0d689110f9af3e082626d]
Patentee Can Appeal Denial of Reconsideration to District Court
Note:
Patentee may appeal a decision denying their request for reconsideration of patent term adjustment to the District Court for the Eastern District of Virginia within 180 days.

Only if the Office issues a decision denying patentee’s request for reconsideration, then patentee may appeal such decision to the District Court for the Eastern District of Virginia by filing a civil complaint within 180 days of the date of the decision on the request for reconsideration of patent term adjustment (within the meaning of 35 U.S.C. 154(b)(4)).

Jump to MPEP Source · 37 CFR 1.705Civil ActionRequest for Reconsideration of PTAJudicial Review of Board Decisions
Topic

Assignee as Applicant Signature

1 rules
StatutoryInformativeAlways
[mpep-2734-4f192ae10ece3d92a41ca1fe]
Patent Term Adjustment Not Commenced Until Grant
Note:
Patent term adjustment proceedings are not considered commenced until the Office notifies the applicant of its determination upon patent grant.

For patents that issued prior to January 14, 2013, 35 U.S.C. 154(b)(4) previously required that patentee commence a civil action within 180 days of the grant of the patent. Patentee is not entitled to equitable tolling of the 180-day period to commence the civil action in the district court where patentee did not lack sufficient facts on which it could sue but instead waited until another, unrelated party secured a favorable ruling on a legal theory in another court proceeding. See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014). It is noted, however, that the U.S. District Court for the District of Columbia affirmed a prior decision of the court holding that the 180-day deadline under 35 U.S.C. 154(b)(4)(A) for filing a lawsuit challenging a PTA determination was tolled in the circumstances of that case by the patent holders' timely requests for reconsideration of the PTA determinations set forth in the patents at issue. See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012) (denying reconsideration of the decision published at 841 F. Supp. 2d 238 (D.D.C. 2012)). Section 1(n) of the AIA Technical Corrections Act provides that amendments made in section 1(h) shall take effect on January 14, 2013 (the date of enactment) and shall apply to the proceedings commenced on or after January 14, 2013. Section 1(n) of the Technical Corrections Act does not limit the applicability of the changes in section 1(h) to applications filed on or after January 14, 2013. Cf. Section 4405(a) of the American Inventors Protection Act of 1999 (AIPA), Public Law 106-113, 113 Stat. 1501, 1501A-552 through 1501A-591 (limiting the applicability of the patent term adjustment provisions of the AIPA to applications filed on or after May 29, 2000 (the date that is six months after the enactment of AIPA)). Patent term adjustment proceedings are not “commenced” until the Office notifies the applicant of the Office’s patent term adjustment determination under 35 U.S.C. 154(b)(3), which now occurs when the patent is granted. Accordingly, the changes to 35 U.S.C. 154 in section 1(h) of the AIA Technical Corrections Act apply to any patent granted on or after January 14, 2013.

Jump to MPEP Source · 37 CFR 1.705Assignee as Applicant SignatureApplicant and Assignee Filing Under AIAPatent Term Adjustment
Topic

PTA B Delay – 3-Year Pendency

1 rules
StatutoryInformativeAlways
[mpep-2734-e894bdafd2b7eb1bd52be716]
Request for Reinstatement Due to Late Reply
Note:
Applicants must file a request for reinstatement promptly if their reply was filed more than three months after receiving an Office communication notifying of rejection.

37 CFR 1.705(c) implements the provisions of 35 U.S.C. 154(b)(3)(C) and specifically provides that a request for reinstatement of all or part of the period of adjustment reduced pursuant to 37 CFR 1.704(b) for failing to reply to a rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request must include: (1) the fee set forth in 37 CFR 1.18(f); and (2) a showing to the satisfaction of the Director that, in spite of all due care, the applicant was unable to reply to the rejection, objection, argument, or other request within three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request. 37 CFR 1.705(c) also provides that the Office shall not grant any request for reinstatement for more than three additional months for each reply beyond three months of the date of mailing of the Office communication notifying the applicant of the rejection, objection, argument, or other request (35 U.S.C. 154(b)(3)(C)). 35 U.S.C. 154(b)(3)(C) and 37 CFR 1.705(c) also requires that the request for reinstatement be filed prior to the issuance of the patent. Because 35 U.S.C. 154(b)(3)(C) requires that the request be filed prior to the issuance of the patent, the Office will not consider or act on a request for reinstatement in a paper filed after the patent is issued. For example, a request for reinstatement cannot be made as part of a request for reconsideration under 37 CFR 1.705(b). Applicants are aware during the pendency of the application of situations where the reply was filed more than three months after the Office communication notifying the applicant of the rejection, objection, argument, or other request. If applicants believe that they can make the required showing that, in spite of all due care, the applicant was unable to rely to the rejection, objection, argument or other Office request within three months, then applicants should file the request for reinstatement promptly and no later than at least one day prior to the issuance of the patent. Applicants need not review of the patent term adjustment calculation to establish a request for reinstatement under 37 CFR 1.705(c). The Office will not delay issuance of the patent but will make a decision on the request for reinstatement after the grant of the patent and if appropriate, issue a certificate of correction to revise the patent term adjustment determination on the patent.

Jump to MPEP Source · 37 CFR 1.705(c)PTA B Delay – 3-Year PendencyRequest for Reconsideration of PTAPTA Calculation and Notification
Topic

Power of Attorney by Assignee

1 rules
StatutoryInformativeAlways
[mpep-2734-e264a287432e3465f073b919]
Death of Sole Practitioner Extends Response Period
Note:
This rule permits extending the response period if the sole practitioner responsible for prosecuting the application dies before responding within the original three-month timeframe.

The following are examples of showings that may establish that the applicant was unable to respond within the three-month period in spite of all due care:

(D) a showing that the applicant was unable to reply within the original three-month period due to illness or death of a sole practitioner of record who was responsible for prosecuting the application.

Jump to MPEP Source · 37 CFR 1.705Power of Attorney by AssigneePower of AttorneyRequest for Reconsideration of PTA
Topic

Power of Attorney

1 rules
StatutoryInformativeAlways
[mpep-2734-f164a145c393e2dc57ba4084]
Multiple Attorneys for Power of Attorney
Note:
When power of attorney is granted, multiple attorneys are often involved, requiring plans to ensure work continuity and timely filings.

Rarely is the power of attorney given to a single attorney and often many attorneys are given power of attorney in an application. An attorney in litigation, working on an interference or taking a vacation is generally aware of that fact before the event and should make plans for another to take over the work so that it is completed and filed in the Office within the three-month period. Thus, failure to reply within the three-month period in 35 U.S.C. 154(b)(2)(C)(ii) due to preoccupation with other matters (e.g., an inter partes lawsuit or interference) given priority over the application, or vacation or other non-attention to an application, cannot be relied upon to show that applicant was unable to reply “in spite of all due care” under 35 U.S.C. 154(b)(3)(C).

Jump to MPEP Source · 37 CFR 1.705Power of AttorneyRequest for Reconsideration of PTAPatent Term Adjustment
Topic

PTA C Delay – Interference/Secrecy

1 rules
StatutoryProhibitedAlways
[mpep-2734-3b49bb5bfc6fba05796e1f28]
Due Care Must Be Demonstrated for Interference or Vacation
Note:
Attorney must plan for coverage when involved in other matters or on vacation to ensure timely response within the three-month period.

Rarely is the power of attorney given to a single attorney and often many attorneys are given power of attorney in an application. An attorney in litigation, working on an interference or taking a vacation is generally aware of that fact before the event and should make plans for another to take over the work so that it is completed and filed in the Office within the three-month period. Thus, failure to reply within the three-month period in 35 U.S.C. 154(b)(2)(C)(ii) due to preoccupation with other matters (e.g., an inter partes lawsuit or interference) given priority over the application, or vacation or other non-attention to an application, cannot be relied upon to show that applicant was unable to reply “in spite of all due care” under 35 U.S.C. 154(b)(3)(C).

Jump to MPEP Source · 37 CFR 1.705PTA C Delay – Interference/SecrecyPower of Attorney by AssigneePatent Term
Topic

Patent Term

1 rules
StatutoryInformativeAlways
[mpep-2734-5c164f576527cbed56697070]
Office Decision Confirms Recalculated Patent Term Adjustment
Note:
If the patentee files a response after the Office’s recalculation and the Office maintains its recalculation, the Office will issue a decision confirming the recalculated patent term adjustment.

If patentee fails to respond to the recalculation and the Office’s determination of the amount of recalculated patent term adjustment is different from that printed on the front of the patent, the Office will sua sponte issue a certificate of correction that reflects the recalculated patent term adjustment. If patentee files a response after the Office’s recalculation and the Office maintains its recalculation, the Office will issue its decision confirming its recalculation pursuant to 35 U.S.C. 154(b)(3)(B)(ii), and this decision is the Director’s decision under 35 U.S.C. 154(b)(4). The Office's initial recalculation of patent term adjustment under the interim procedure described above is not the Director’s decision under 35 U.S.C. 154(b)(4).

Jump to MPEP Source · 37 CFR 1.705Patent TermRequest for Reconsideration of PTAPatent Term Adjustment

Citations

Primary topicCitation
Petition to Reinstate
Unavoidable Delay Standard
35 U.S.C. § 133
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Period Computation Rules
Request for Reconsideration of PTA
35 U.S.C. § 154
PTA Calculation and Notification
Patent Term Adjustment
Request for Reconsideration of PTA
35 U.S.C. § 154(b)
Petition to Reinstate
Request for Reconsideration of PTA
Unavoidable Delay Standard
35 U.S.C. § 154(b)(2)(C)
Petition to Reinstate
Unavoidable Delay Standard
35 U.S.C. § 154(b)(2)(C)(i)
PTA C Delay – Interference/Secrecy
Period Calculation
Power of Attorney
Reply Period and Extensions
Request for Reconsideration of PTA
Response to Office Action Requirements (37 CFR 1.111)
35 U.S.C. § 154(b)(2)(C)(ii)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Period Computation Rules
Request for Reconsideration of PTA
35 U.S.C. § 154(b)(3)
Patent Term
Patent Term Adjustment
35 U.S.C. § 154(b)(3)(B)(ii)
PTA B Delay – 3-Year Pendency
PTA C Delay – Interference/Secrecy
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Petition to Reinstate
Power of Attorney
Request for Reconsideration of PTA
Unavoidable Delay Standard
35 U.S.C. § 154(b)(3)(C)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Civil Action
Issue Fees
PTA Calculation and Notification
Patent Term
Patent Term Adjustment
Period Computation Rules
Request for Reconsideration of PTA
35 U.S.C. § 154(b)(4)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Period Computation Rules
Request for Reconsideration of PTA
35 U.S.C. § 154(b)(4)(A)
Period Calculation
Reply Period and Extensions
Response to Office Action Requirements (37 CFR 1.111)
35 U.S.C. § 21(b)
PTA Reduction – Applicant Delay35 U.S.C. § 42(d)
Request for Reconsideration of PTA37 CFR § 1.10
Response to Office Action Requirements (37 CFR 1.111)37 CFR § 1.132
PTA Reduction – Applicant Delay37 CFR § 1.136
Issue Fees
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Request for Reconsideration of PTA
Terminal Disclaimer Practice
37 CFR § 1.136(a)
Issue Fees
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Patent Term Adjustment
Request for Reconsideration of PTA
Terminal Disclaimer Practice
37 CFR § 1.18(e)
PTA B Delay – 3-Year Pendency
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Request for Reconsideration of PTA
37 CFR § 1.18(f)
PTA Calculation and Notification
Request for Reconsideration of PTA
Terminal Disclaimer Practice
37 CFR § 1.702
PTA Calculation and Notification
Terminal Disclaimer Practice
37 CFR § 1.703(a)
PTA Calculation and Notification
Terminal Disclaimer Practice
37 CFR § 1.703(f)
PTA Calculation and Notification
Terminal Disclaimer Practice
37 CFR § 1.704
PTA B Delay – 3-Year Pendency
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Period Calculation
Reply Period and Extensions
Request for Reconsideration of PTA
Response to Office Action Requirements (37 CFR 1.111)
37 CFR § 1.704(b)
PTA Reduction – Applicant Delay37 CFR § 1.704(c)(6)
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Patent Term Adjustment
Request for Reconsideration of PTA
37 CFR § 1.704(d)
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Patent Term Adjustment
Request for Reconsideration of PTA
37 CFR § 1.705
PTA B Delay – 3-Year Pendency
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Request for Reconsideration of PTA
Terminal Disclaimer Practice
37 CFR § 1.705(b)
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Patent Term Adjustment
Request for Reconsideration of PTA
37 CFR § 1.705(b)(1)
PTA Calculation and Notification
Terminal Disclaimer Practice
37 CFR § 1.705(b)(2)
PTA B Delay – 3-Year Pendency
PTA Calculation and Notification
PTA Reduction – Applicant Delay
Period Calculation
Reply Period and Extensions
Request for Reconsideration of PTA
Response to Office Action Requirements (37 CFR 1.111)
37 CFR § 1.705(c)
Request for Reconsideration of PTA37 CFR § 1.8
Period Calculation
Reply Period and Extensions
Response to Office Action Requirements (37 CFR 1.111)
See ArQule v. Kappos, 793 F. Supp. 2d 214 (D.D.C. 2011)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Period Computation Rules
Request for Reconsideration of PTA
See Bristol-Myers Squibb Co. v. Kappos, 891 F. Supp. 2d 135 (D.D.C. 2012)
AIA vs Pre-AIA Practice
Assignee as Applicant Signature
Period Computation Rules
Request for Reconsideration of PTA
See Novartis AG v. Lee, 740 F.3d 593, 109 USPQ2d 1385 (Fed. Cir. 2014)
Petition to Reinstate
Unavoidable Delay Standard
see also Ray v. Lehman, 55 F.3d 606, 609, 34 USPQ2d 1786, 1787 (Fed. Cir. 1995)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31