MPEP § 2404.01 — Biological Material That Is Known and Readily Available to the Public (Annotated Rules)

§2404.01 Biological Material That Is Known and Readily Available to the Public

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2404.01, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Biological Material That Is Known and Readily Available to the Public

This section addresses Biological Material That Is Known and Readily Available to the Public. Primary authority: 35 U.S.C. 112, 37 CFR 1.806, and 37 CFR 1.808(c). Contains: 3 requirements, 2 prohibitions, 2 guidance statements, 4 permissions, and 11 other statements.

Key Rules

Topic

Deposit of Biological Materials

10 rules
StatutoryInformativeAlways
[mpep-2404-01-e6f3a5c1560880f41fa7c150]
Deposit Not Guaranteeing Forever Availability
Note:
Applicant must deposit biological material but does not guarantee its availability forever. Public access during patent term may affect enforceability.

By showing that a biological material is known and readily available or by making a deposit in accordance with these rules, applicant does not guarantee that such biological material will be available forever. Public access during the term of the patent may affect the enforceability of the patent. Although there is a public interest in the availability of a deposited biological material during and after the period of enforceability of the patent, there should not be any undue concern about continued access to the public. See 37 CFR 1.806 (the term of deposit is “at least thirty (30) years and at least five (5) years after the most recent request” for a sample; the agreement sufficiently ensures that the deposit will be “available beyond the enforceable life of the patent”). Unless there is a reasonable basis to believe that the biological material will cease to be available during the enforceable life of the patent, current availability would satisfy the requirement. The incentives provided by the patent system should not be constrained by the mere possibility that a disclosure that was once enabling would become non-enabling over a period of time through no fault of the patentee. In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969).

Jump to MPEP Source · 37 CFR 1.806Deposit of Biological MaterialsThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
StatutoryInformativeAlways
[mpep-2404-01-1fb114d7863cb2f3251d0458]
Current Availability Satisfies Biological Material Requirement
Note:
Unless there is a reasonable basis to believe the material will cease to be available during the patent's life, current availability satisfies the deposit requirement.

By showing that a biological material is known and readily available or by making a deposit in accordance with these rules, applicant does not guarantee that such biological material will be available forever. Public access during the term of the patent may affect the enforceability of the patent. Although there is a public interest in the availability of a deposited biological material during and after the period of enforceability of the patent, there should not be any undue concern about continued access to the public. See 37 CFR 1.806 (the term of deposit is “at least thirty (30) years and at least five (5) years after the most recent request” for a sample; the agreement sufficiently ensures that the deposit will be “available beyond the enforceable life of the patent”). Unless there is a reasonable basis to believe that the biological material will cease to be available during the enforceable life of the patent, current availability would satisfy the requirement. The incentives provided by the patent system should not be constrained by the mere possibility that a disclosure that was once enabling would become non-enabling over a period of time through no fault of the patentee. In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969).

Jump to MPEP Source · 37 CFR 1.806Deposit of Biological MaterialsThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
StatutoryInformativeAlways
[mpep-2404-01-fb5359ba7d35e68e4627b513]
Requirement for Established Known Biological Material
Note:
An applicant must show that a biological material is known and readily available. The Office will accept this showing, but the applicant risks the material becoming unavailable post-patent grant.

If an applicant has adequately established that a biological material is known and readily available, the Office will accept that showing. In those instances, however, the applicant takes the risk that the material may cease to be known and readily available. Such a defect cannot be cured by reissue after the grant of a patent.

Jump to MPEP SourceDeposit of Biological MaterialsReissue Patent Practice
StatutoryPermittedAlways
[mpep-2404-01-b10d25b6b0b46ef472368aeb]
Risk of Material Unavailability After Grant
Note:
If an applicant establishes that biological material is known and readily available, they accept the risk it may cease to be so after patent grant. This defect cannot be cured by reissue.

If an applicant has adequately established that a biological material is known and readily available, the Office will accept that showing. In those instances, however, the applicant takes the risk that the material may cease to be known and readily available. Such a defect cannot be cured by reissue after the grant of a patent.

Jump to MPEP SourceDeposit of Biological MaterialsReissue Patent Practice
StatutoryPermittedAlways
[mpep-2404-01-c7ab147a2a72045e1ca171cb]
Indicia for Known and Readily Available Biological Materials
Note:
Factors such as commercial availability, publication references, accessibility declarations, and deposits can indicate that a biological material is known and readily available to the public.

There are many factors that may be used as indicia that a biological material is known and readily available to the public. Relevant factors include commercial availability, references to the biological material in printed publications, declarations of accessibility by those working in the field, evidence of predictable isolation techniques, or an existing deposit made in accordance with these rules. Each factor alone may or may not be sufficient to demonstrate that the biological material is known and readily available. Those applicants that rely on evidence of accessibility other than a deposit take the risk that the patent may no longer be enforceable if the biological material necessary to satisfy the requirements of 35 U.S.C. 112 ceases to be accessible.

Jump to MPEP SourceDeposit of Biological MaterialsTime of Making DepositWhen Deposit is Required
StatutoryProhibitedAlways
[mpep-2404-01-1d08f5c66bf2d318647d98f3]
Factors May Not Alone Prove Biological Material Known and Readily Available
Note:
The rule states that individual factors, such as commercial availability or references in publications, may not be sufficient to prove a biological material is known and readily available.

There are many factors that may be used as indicia that a biological material is known and readily available to the public. Relevant factors include commercial availability, references to the biological material in printed publications, declarations of accessibility by those working in the field, evidence of predictable isolation techniques, or an existing deposit made in accordance with these rules. Each factor alone may or may not be sufficient to demonstrate that the biological material is known and readily available. Those applicants that rely on evidence of accessibility other than a deposit take the risk that the patent may no longer be enforceable if the biological material necessary to satisfy the requirements of 35 U.S.C. 112 ceases to be accessible.

Jump to MPEP SourceDeposit of Biological MaterialsTime of Making DepositWhen Deposit is Required
StatutoryInformativeAlways
[mpep-2404-01-200b4ceef9496d638fa2a7d1]
Commercial Availability as Evidence of Readiness
Note:
The Office will accept commercial availability as evidence that a biological material is known and readily available, but the price must not effectively eliminate accessibility. The relationship between the applicant and the supplier is considered, but mere commercial availability through the patent holder does not justify a finding of unavailability unless there's reason to believe access would be restricted.

The Office will accept commercial availability as evidence that a biological material is known and readily available only when the evidence is clear and convincing that the public has access to the material. See the final rule entitled “ Deposit of Biological Materials for Patent Purposes, ” 54 FR 34864, 34875 (August 22, 1989). A product could be commercially available but only at a price that effectively eliminates accessibility to those desiring to obtain a sample. The relationship between the applicant relying on a biological material and the commercial supplier is one factor that would be considered in determining whether the biological material was known and readily available. However, the mere fact that the biological material is commercially available only through the patent holder or the patent holder’s agents or assigns shall not, by itself, justify a finding that the necessary material is not readily available, absent reason to believe that access to the biological material would later be improperly restricted.

Jump to MPEP SourceDeposit of Biological MaterialsThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)
StatutoryInformativeAlways
[mpep-2404-01-ed40e4b56e1dcc1d9f5a4911]
Deposit Reference Does Not Ensure Availability
Note:
The mere mention of a deposit in documents does not guarantee the biological material is readily available to the public.

The mere reference to a deposit or the biological material itself in any document or publication does not necessarily mean that the deposited biological material is readily available. Even a deposit made under the Budapest Treaty and referenced in a United States or foreign patent document would not necessarily meet the test for known and readily available unless the deposit was made under conditions that are consistent with those specified in these rules, including the provision that requires, with one possible exception (37 CFR 1.808(b)), that all restrictions on the accessibility be irrevocably removed by the applicant upon the granting of the patent. Ex parte Hildebrand, 15 USPQ2d 1662 (Bd. Pat. App. & Int. 1990).

Jump to MPEP Source · 37 CFR 1.808(b))Deposit of Biological MaterialsCompliance with Budapest TreatyBudapest Treaty Deposits
MPEP GuidanceRequiredAlways
[mpep-2404-01-78c2958299dfc1209ef1fb97]
Biological Material Must Be Known and Readily Available
Note:
The biological material must be both known to the public and readily accessible for an application to avoid deposit requirements, as neither condition alone is sufficient.

In an application where the invention required access to specific biological material, an applicant could show that the biological material is accessible because it is known and readily available to the public. The concepts of “known and readily available” are considered to reflect a level of public accessibility to a necessary component of an invention disclosure that is consistent with an ability to make and use the invention. To avoid the need for a deposit on this basis, the biological material must be both known and readily available – neither concept alone is sufficient. A material may be known in the sense that its existence has been published, but is not available to those who wish to obtain that particular known biological material. Likewise, a biological material may be available in the sense that those having possession of it would make it available upon request, but no one has been informed of its existence.

Jump to MPEP SourceDeposit of Biological MaterialsRestrictions on Access to Application FilesThird Party Access to Files (MPEP 103, 1134.01)
MPEP GuidancePermittedAlways
[mpep-2404-01-3b6bf6bd8650e451a9319bda]
Availability of Biological Material Must Be Known and Accessible
Note:
The biological material must be known to exist and accessible upon request, but no one has been informed of its existence.

In an application where the invention required access to specific biological material, an applicant could show that the biological material is accessible because it is known and readily available to the public. The concepts of “known and readily available” are considered to reflect a level of public accessibility to a necessary component of an invention disclosure that is consistent with an ability to make and use the invention. To avoid the need for a deposit on this basis, the biological material must be both known and readily available – neither concept alone is sufficient. A material may be known in the sense that its existence has been published, but is not available to those who wish to obtain that particular known biological material. Likewise, a biological material may be available in the sense that those having possession of it would make it available upon request, but no one has been informed of its existence.

Jump to MPEP SourceDeposit of Biological MaterialsRestrictions on Access to Application FilesThird Party Access to Files (MPEP 103, 1134.01)
Topic

Third Party Access to Files (MPEP 103, 1134.01)

8 rules
StatutoryPermittedAlways
[mpep-2404-01-1b4c83bb996c95cb581d718e]
Public Access May Affect Patent Enforceability
Note:
The availability of biological material to the public during a patent's term may impact the enforceability of the patent.

By showing that a biological material is known and readily available or by making a deposit in accordance with these rules, applicant does not guarantee that such biological material will be available forever. Public access during the term of the patent may affect the enforceability of the patent. Although there is a public interest in the availability of a deposited biological material during and after the period of enforceability of the patent, there should not be any undue concern about continued access to the public. See 37 CFR 1.806 (the term of deposit is “at least thirty (30) years and at least five (5) years after the most recent request” for a sample; the agreement sufficiently ensures that the deposit will be “available beyond the enforceable life of the patent”). Unless there is a reasonable basis to believe that the biological material will cease to be available during the enforceable life of the patent, current availability would satisfy the requirement. The incentives provided by the patent system should not be constrained by the mere possibility that a disclosure that was once enabling would become non-enabling over a period of time through no fault of the patentee. In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969).

Jump to MPEP Source · 37 CFR 1.806Third Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
StatutoryRecommendedAlways
[mpep-2404-01-96be3df7d19de8eb77cef767]
Deposit Requirement Ensures Long-term Availability
Note:
The deposit must be available for at least 30 years and beyond the patent's enforceable life to ensure public access.

By showing that a biological material is known and readily available or by making a deposit in accordance with these rules, applicant does not guarantee that such biological material will be available forever. Public access during the term of the patent may affect the enforceability of the patent. Although there is a public interest in the availability of a deposited biological material during and after the period of enforceability of the patent, there should not be any undue concern about continued access to the public. See 37 CFR 1.806 (the term of deposit is “at least thirty (30) years and at least five (5) years after the most recent request” for a sample; the agreement sufficiently ensures that the deposit will be “available beyond the enforceable life of the patent”). Unless there is a reasonable basis to believe that the biological material will cease to be available during the enforceable life of the patent, current availability would satisfy the requirement. The incentives provided by the patent system should not be constrained by the mere possibility that a disclosure that was once enabling would become non-enabling over a period of time through no fault of the patentee. In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969).

Jump to MPEP Source · 37 CFR 1.806Third Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
StatutoryRecommendedAlways
[mpep-2404-01-937b95a255a7c4e3650f9016]
Disclosure Must Not Become Non-Enabling Over Time
Note:
Patent incentives should not be limited by the possibility that a once-enabling disclosure may become non-enabling due to no fault of the patentee.

By showing that a biological material is known and readily available or by making a deposit in accordance with these rules, applicant does not guarantee that such biological material will be available forever. Public access during the term of the patent may affect the enforceability of the patent. Although there is a public interest in the availability of a deposited biological material during and after the period of enforceability of the patent, there should not be any undue concern about continued access to the public. See 37 CFR 1.806 (the term of deposit is “at least thirty (30) years and at least five (5) years after the most recent request” for a sample; the agreement sufficiently ensures that the deposit will be “available beyond the enforceable life of the patent”). Unless there is a reasonable basis to believe that the biological material will cease to be available during the enforceable life of the patent, current availability would satisfy the requirement. The incentives provided by the patent system should not be constrained by the mere possibility that a disclosure that was once enabling would become non-enabling over a period of time through no fault of the patentee. In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969).

Jump to MPEP Source · 37 CFR 1.806Third Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
StatutoryInformativeAlways
[mpep-2404-01-90a4c0e325d13d726c1eb335]
Deposit Required for Biological Material Accessibility
Note:
Applicants must deposit biological material to ensure public access and compliance with the enablement requirement, regardless of prior availability.

On the other hand, Ex parte Humphreys, 24 USPQ2d 1255 (Bd. Pat. App. & Int. 1992), held that the only manner in which applicants could satisfy their burden of assuring public access to the needed biological material, and, thereby, compliance with the enablement requirement of 35 U.S.C. 112, was by making an appropriate deposit. The fact that applicants and other members of the public were able to obtain the material in question from a given depository prior to and after the filing date of the application in issue did not establish that upon issuance of a patent on the application that such material would continue to be accessible to the public. The applicants did not make of record any of the facts and circumstances surrounding their access to the material in issue from the depository, nor was there any evidence as to the depository’s policy regarding the material if a patent would have been granted. Further, there was no assurance that the depository would have allowed unlimited access to the material if the application had matured into a patent.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
StatutoryInformativeAlways
[mpep-2404-01-0062df4929cd0f05e5e5af57]
Commercial Availability as Known and Readily Available Evidence
Note:
The Office will accept commercial availability of biological material as evidence that it is known and readily available only if the public has clear and convincing access to it.

The Office will accept commercial availability as evidence that a biological material is known and readily available only when the evidence is clear and convincing that the public has access to the material. See the final rule entitled “ Deposit of Biological Materials for Patent Purposes, ” 54 FR 34864, 34875 (August 22, 1989). A product could be commercially available but only at a price that effectively eliminates accessibility to those desiring to obtain a sample. The relationship between the applicant relying on a biological material and the commercial supplier is one factor that would be considered in determining whether the biological material was known and readily available. However, the mere fact that the biological material is commercially available only through the patent holder or the patent holder’s agents or assigns shall not, by itself, justify a finding that the necessary material is not readily available, absent reason to believe that access to the biological material would later be improperly restricted.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
StatutoryInformativeAlways
[mpep-2404-01-52d978d47055dc1aa538b851]
Commercial Availability Does Not Ensure Accessibility
Note:
A product can be commercially available but still not accessible to those seeking a sample if the price effectively eliminates accessibility.

The Office will accept commercial availability as evidence that a biological material is known and readily available only when the evidence is clear and convincing that the public has access to the material. See the final rule entitled “ Deposit of Biological Materials for Patent Purposes, ” 54 FR 34864, 34875 (August 22, 1989). A product could be commercially available but only at a price that effectively eliminates accessibility to those desiring to obtain a sample. The relationship between the applicant relying on a biological material and the commercial supplier is one factor that would be considered in determining whether the biological material was known and readily available. However, the mere fact that the biological material is commercially available only through the patent holder or the patent holder’s agents or assigns shall not, by itself, justify a finding that the necessary material is not readily available, absent reason to believe that access to the biological material would later be improperly restricted.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
MPEP GuidanceRequiredAlways
[mpep-2404-01-261a7a3aef7ac1ab3713ab48]
Requirement for Known and Readily Available Biological Material
Note:
An applicant must show the biological material is known and readily available to the public to avoid deposit requirements.

In an application where the invention required access to specific biological material, an applicant could show that the biological material is accessible because it is known and readily available to the public. The concepts of “known and readily available” are considered to reflect a level of public accessibility to a necessary component of an invention disclosure that is consistent with an ability to make and use the invention. To avoid the need for a deposit on this basis, the biological material must be both known and readily available – neither concept alone is sufficient. A material may be known in the sense that its existence has been published, but is not available to those who wish to obtain that particular known biological material. Likewise, a biological material may be available in the sense that those having possession of it would make it available upon request, but no one has been informed of its existence.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Access to Patent Application Files (MPEP 101-106)Deposit of Biological Materials
MPEP GuidanceInformativeAlways
[mpep-2404-01-b2246d8d6bd14d353c48c097]
Biological Material Must Be Known and Readily Available
Note:
The invention requires access to specific biological material that is both known publicly and readily available for use in making and using the invention.

In an application where the invention required access to specific biological material, an applicant could show that the biological material is accessible because it is known and readily available to the public. The concepts of “known and readily available” are considered to reflect a level of public accessibility to a necessary component of an invention disclosure that is consistent with an ability to make and use the invention. To avoid the need for a deposit on this basis, the biological material must be both known and readily available – neither concept alone is sufficient. A material may be known in the sense that its existence has been published, but is not available to those who wish to obtain that particular known biological material. Likewise, a biological material may be available in the sense that those having possession of it would make it available upon request, but no one has been informed of its existence.

Jump to MPEP SourceThird Party Access to Files (MPEP 103, 1134.01)Restrictions on Access to Application FilesAccess to Patent Application Files (MPEP 101-106)
Topic

PTAB Jurisdiction

4 rules
StatutoryInformativeAlways
[mpep-2404-01-8d2e37b9cea965a32b35755f]
Description of Marine Tunicates' Geographic Location Satisfies Enablement Requirement
Note:
A description of the precise geographic location of marine tunicates is sufficient to meet the enablement requirement for a biological material in an invention.

The Board has held that a description of the precise geographic location of marine tunicates, as a biological material, used in a claimed invention was adequate to satisfy the enablement requirement of 35 U.S.C. 112. See Ex Parte Rinehart, 10 USPQ2d 1719 (Bd. Pat. App. & Int. 1985). The term “readily” used in the phrase “known and readily available” is considered appropriate to define that degree of availability which would be reasonable under the circumstances. If the biological material and its natural location can be adequately described so that one skilled in the art could obtain it using ordinary skill in the art, the disclosure would appear to be sufficient to meet the enablement requirement of 35 U.S.C. 112 without a deposit so long as its degree of availability is reasonable under the circumstances.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-2404-01-9098d881ea79805d45ae9a6a]
Description of Marine Tunicates Satisfies Enablement Requirement
Note:
A description of the precise geographic location of marine tunicates is adequate to satisfy the enablement requirement of 35 U.S.C. 112 if it allows one skilled in the art to obtain the material using ordinary skill.

The Board has held that a description of the precise geographic location of marine tunicates, as a biological material, used in a claimed invention was adequate to satisfy the enablement requirement of 35 U.S.C. 112. See Ex Parte Rinehart, 10 USPQ2d 1719 (Bd. Pat. App. & Int. 1985). The term “readily” used in the phrase “known and readily available” is considered appropriate to define that degree of availability which would be reasonable under the circumstances. If the biological material and its natural location can be adequately described so that one skilled in the art could obtain it using ordinary skill in the art, the disclosure would appear to be sufficient to meet the enablement requirement of 35 U.S.C. 112 without a deposit so long as its degree of availability is reasonable under the circumstances.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
StatutoryInformativeAlways
[mpep-2404-01-910c016c6ff548eaed258cc0]
Material Known and Readily Available Must Be Described Adequately
Note:
The disclosure must describe biological material that is known and readily available using ordinary skill in the art, ensuring enablement under 35 U.S.C. 112.

The Board has held that a description of the precise geographic location of marine tunicates, as a biological material, used in a claimed invention was adequate to satisfy the enablement requirement of 35 U.S.C. 112. See Ex Parte Rinehart, 10 USPQ2d 1719 (Bd. Pat. App. & Int. 1985). The term “readily” used in the phrase “known and readily available” is considered appropriate to define that degree of availability which would be reasonable under the circumstances. If the biological material and its natural location can be adequately described so that one skilled in the art could obtain it using ordinary skill in the art, the disclosure would appear to be sufficient to meet the enablement requirement of 35 U.S.C. 112 without a deposit so long as its degree of availability is reasonable under the circumstances.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresEx Parte Appeals to PTAB
StatutoryPermittedAlways
[mpep-2404-01-541b54e7cf05709c52bed886]
Description of Biological Material Must Be Adequate
Note:
The disclosure must adequately describe the biological material and its natural location so that a skilled artisan can obtain it using ordinary skill, meeting the enablement requirement without deposit if availability is reasonable.

The Board has held that a description of the precise geographic location of marine tunicates, as a biological material, used in a claimed invention was adequate to satisfy the enablement requirement of 35 U.S.C. 112. See Ex Parte Rinehart, 10 USPQ2d 1719 (Bd. Pat. App. & Int. 1985). The term “readily” used in the phrase “known and readily available” is considered appropriate to define that degree of availability which would be reasonable under the circumstances. If the biological material and its natural location can be adequately described so that one skilled in the art could obtain it using ordinary skill in the art, the disclosure would appear to be sufficient to meet the enablement requirement of 35 U.S.C. 112 without a deposit so long as its degree of availability is reasonable under the circumstances.

Jump to MPEP SourcePTAB JurisdictionPTAB Contested Case ProceduresDeposit of Biological Materials
Topic

Access to Patent Application Files (MPEP 101-106)

3 rules
StatutoryInformativeAlways
[mpep-2404-01-2814106a1e4bff8e8a3116e4]
Depository Policy Not Established for Patent Material
Note:
The rule requires that applicants must establish the depository’s policy regarding access to biological material if a patent is granted, as merely accessing the material does not ensure public access post-patent issuance.

On the other hand, Ex parte Humphreys, 24 USPQ2d 1255 (Bd. Pat. App. & Int. 1992), held that the only manner in which applicants could satisfy their burden of assuring public access to the needed biological material, and, thereby, compliance with the enablement requirement of 35 U.S.C. 112, was by making an appropriate deposit. The fact that applicants and other members of the public were able to obtain the material in question from a given depository prior to and after the filing date of the application in issue did not establish that upon issuance of a patent on the application that such material would continue to be accessible to the public. The applicants did not make of record any of the facts and circumstances surrounding their access to the material in issue from the depository, nor was there any evidence as to the depository’s policy regarding the material if a patent would have been granted. Further, there was no assurance that the depository would have allowed unlimited access to the material if the application had matured into a patent.

Jump to MPEP SourceAccess to Patent Application Files (MPEP 101-106)Third Party Access to Files (MPEP 103, 1134.01)Deposit of Biological Materials
StatutoryInformativeAlways
[mpep-2404-01-0a8aa4f88702e221e30b6846]
Depository Policy for Issued Patents Must Be Assured
Note:
The rule requires that applicants must ensure the depository’s policy regarding access to biological material if a patent is granted, as mere public availability before filing does not guarantee future accessibility.

On the other hand, Ex parte Humphreys, 24 USPQ2d 1255 (Bd. Pat. App. & Int. 1992), held that the only manner in which applicants could satisfy their burden of assuring public access to the needed biological material, and, thereby, compliance with the enablement requirement of 35 U.S.C. 112, was by making an appropriate deposit. The fact that applicants and other members of the public were able to obtain the material in question from a given depository prior to and after the filing date of the application in issue did not establish that upon issuance of a patent on the application that such material would continue to be accessible to the public. The applicants did not make of record any of the facts and circumstances surrounding their access to the material in issue from the depository, nor was there any evidence as to the depository’s policy regarding the material if a patent would have been granted. Further, there was no assurance that the depository would have allowed unlimited access to the material if the application had matured into a patent.

Jump to MPEP SourceAccess to Patent Application Files (MPEP 101-106)Third Party Access to Files (MPEP 103, 1134.01)Deposit of Biological Materials
StatutoryProhibitedAlways
[mpep-2404-01-17f04324544aedc33ec84d06]
Commercial Supplier Relationship Affects Readily Availability Determination
Note:
The relationship between the applicant and the commercial supplier of a biological material is considered when determining if it was known and readily available, but mere commercial availability through the patent holder does not justify finding it not readily available unless there's reason to believe future access will be restricted.

The Office will accept commercial availability as evidence that a biological material is known and readily available only when the evidence is clear and convincing that the public has access to the material. See the final rule entitled “ Deposit of Biological Materials for Patent Purposes, ” 54 FR 34864, 34875 (August 22, 1989). A product could be commercially available but only at a price that effectively eliminates accessibility to those desiring to obtain a sample. The relationship between the applicant relying on a biological material and the commercial supplier is one factor that would be considered in determining whether the biological material was known and readily available. However, the mere fact that the biological material is commercially available only through the patent holder or the patent holder’s agents or assigns shall not, by itself, justify a finding that the necessary material is not readily available, absent reason to believe that access to the biological material would later be improperly restricted.

Jump to MPEP SourceAccess to Patent Application Files (MPEP 101-106)Deposit of Biological MaterialsThird Party Access to Files (MPEP 103, 1134.01)
Topic

Access to Deposited Material

3 rules
StatutoryRequiredAlways
[mpep-2404-01-c012da6d24b04dd3df3f47d8]
Requirement for Deposit Availability Certification Upon Request
Note:
The Office must certify whether a deposit of biological material cited in a U.S. patent was made under conditions making it available to the public as of the issue date, based on specific criteria.
A deposit of biological material cited in a U.S. patent need not be made available if it was not required to satisfy 35 U.S.C. 112. For this reason, 37 CFR 1.808(c) provides that upon request made to the Office, the Office will certify whether a deposit has been stated to have been made under conditions which make it available to the public as of the issue date. See 37 CFR 1.808(c) and MPEP § 2410.02 for the requirements of the request. The Office will not certify that the aforementioned statement has been made unless:
  • (A) the deposit was necessary to overcome a rejection under 35 U.S.C. 112,
  • (B) there is, in the record, a statement by the examiner that a rejection would have been made “but for” the deposit (assumes deposit information in record, as filed),
  • (C) the record otherwise clearly indicates that the deposit was made under Budapest Treaty, and that all restrictions imposed by the depositor on the availability to the public of the deposited material will be irrevocably removed upon the granting of the patent (with the possible exception of requiring the request for the deposit to be in the format specified in 37 CFR 1.808(b)), or
  • (D) the record otherwise clearly indicates that an acceptable non-Budapest Treaty deposit was made and that all restrictions imposed by the depositor on the availability to the public of the deposited material will be irrevocably removed upon the granting of the patent (with the possible exception of requiring the request for the deposit to be in the format specified in 37 CFR 1.808(b)).
Jump to MPEP Source · 37 CFR 1.808(c)Access to Deposited MaterialDeposit of Biological MaterialsDisclosure Requirements
StatutoryInformativeAlways
[mpep-2404-01-2816e4f785d80b021f0f3d07]
Requirement for Examining Deposit Availability
Note:
The Office will certify that a deposit was made under conditions making it available to the public if an examiner states a rejection would have been made 'but for' the deposit.

A deposit of biological material cited in a U.S. patent need not be made available if it was not required to satisfy 35 U.S.C. 112. For this reason, 37 CFR 1.808(c) provides that upon request made to the Office, the Office will certify whether a deposit has been stated to have been made under conditions which make it available to the public as of the issue date. See 37 CFR 1.808(c) and MPEP § 2410.02 for the requirements of the request. The Office will not certify that the aforementioned statement has been made unless:

(B) there is, in the record, a statement by the examiner that a rejection would have been made “but for” the deposit (assumes deposit information in record, as filed),

Jump to MPEP Source · 37 CFR 1.808(c)Access to Deposited MaterialDeposit of Biological MaterialsDisclosure Requirements
StatutoryProhibitedAlways
[mpep-2404-01-3e8ee4abb227e018f77e11a3]
Deposit Must Meet Specific Requirements
Note:
A deposit cannot be relied upon for other purposes if not made under the conditions set forth in 37 CFR 1.808(a).

If a deposit is not made under the conditions set forth in 37 CFR 1.808(a), the deposit cannot be relied upon for other purposes, e.g., the deposit cannot be relied upon by a third party to establish “known” and “readily available” in another application. See 37 CFR 1.808 and MPEP § 2410 and § 2410.02.

Jump to MPEP Source · 37 CFR 1.808(a)Access to Deposited MaterialPTAB Contested Case ProceduresDeposit of Biological Materials
Topic

Reissue Patent Practice

1 rules
StatutoryProhibitedAlways
[mpep-2404-01-2c04cde4be5f4a85b4639610]
Reissue Cannot Cure Known Material Defect
Note:
The defect of using known and readily available biological material cannot be corrected through reissue after patent grant.

If an applicant has adequately established that a biological material is known and readily available, the Office will accept that showing. In those instances, however, the applicant takes the risk that the material may cease to be known and readily available. Such a defect cannot be cured by reissue after the grant of a patent.

Jump to MPEP SourceReissue Patent PracticeDeposit of Biological Materials
Topic

Time of Making Deposit

1 rules
StatutoryInformativeAlways
[mpep-2404-01-7a8981184dfcc3e65b3d03f8]
Factors Indicating Public Accessibility of Biological Material
Note:
This rule outlines various factors that can demonstrate a biological material is known and readily available to the public, including commercial availability, references in publications, declarations by experts, and isolation techniques.

There are many factors that may be used as indicia that a biological material is known and readily available to the public. Relevant factors include commercial availability, references to the biological material in printed publications, declarations of accessibility by those working in the field, evidence of predictable isolation techniques, or an existing deposit made in accordance with these rules. Each factor alone may or may not be sufficient to demonstrate that the biological material is known and readily available. Those applicants that rely on evidence of accessibility other than a deposit take the risk that the patent may no longer be enforceable if the biological material necessary to satisfy the requirements of 35 U.S.C. 112 ceases to be accessible.

Jump to MPEP SourceTime of Making DepositDeposit of Biological MaterialsWhen Deposit is Required
Topic

When Deposit is Required

1 rules
StatutoryPermittedAlways
[mpep-2404-01-50accf40450424a79d4e7fc3]
Deposit Required for Accessibility Evidence
Note:
Applicants relying on evidence of accessibility other than a deposit face the risk that their patent may become unenforceable if the biological material ceases to be accessible.

There are many factors that may be used as indicia that a biological material is known and readily available to the public. Relevant factors include commercial availability, references to the biological material in printed publications, declarations of accessibility by those working in the field, evidence of predictable isolation techniques, or an existing deposit made in accordance with these rules. Each factor alone may or may not be sufficient to demonstrate that the biological material is known and readily available. Those applicants that rely on evidence of accessibility other than a deposit take the risk that the patent may no longer be enforceable if the biological material necessary to satisfy the requirements of 35 U.S.C. 112 ceases to be accessible.

Jump to MPEP SourceWhen Deposit is RequiredDeposit of Biological MaterialsDisclosure Requirements
Topic

Compliance with Budapest Treaty

1 rules
StatutoryInformativeAlways
[mpep-2404-01-1cb83e799696b158be337624]
Deposit Made Under Budapest Treaty Must Be Accessible
Note:
A deposit made under the Budapest Treaty must be irrevocably accessible to meet the known and readily available test, unless there is an exception as specified in 37 CFR 1.808(b).

The mere reference to a deposit or the biological material itself in any document or publication does not necessarily mean that the deposited biological material is readily available. Even a deposit made under the Budapest Treaty and referenced in a United States or foreign patent document would not necessarily meet the test for known and readily available unless the deposit was made under conditions that are consistent with those specified in these rules, including the provision that requires, with one possible exception (37 CFR 1.808(b)), that all restrictions on the accessibility be irrevocably removed by the applicant upon the granting of the patent. Ex parte Hildebrand, 15 USPQ2d 1662 (Bd. Pat. App. & Int. 1990).

Jump to MPEP Source · 37 CFR 1.808(b))Compliance with Budapest TreatyBudapest Treaty DepositsDeposit of Biological Materials
Topic

35 U.S.C. 112 – Disclosure Requirements

1 rules
StatutoryInformativeAlways
[mpep-2404-01-7930cf930a12c1d8a60fdda9]
Deposit Not Required If Not Needed for 112 Compliance
Note:
The deposit of biological material is not required if it was not necessary to satisfy the disclosure requirements under 35 U.S.C. 112.

A deposit of biological material cited in a U.S. patent need not be made available if it was not required to satisfy 35 U.S.C. 112. For this reason, 37 CFR 1.808(c) provides that upon request made to the Office, the Office will certify whether a deposit has been stated to have been made under conditions which make it available to the public as of the issue date. See 37 CFR 1.808(c) and MPEP § 2410.02 for the requirements of the request. The Office will not certify that the aforementioned statement has been made unless (A) the deposit was necessary to overcome a rejection under 35 U.S.C. 112,

Jump to MPEP Source · 37 CFR 1.808(c)Disclosure RequirementsAccess to Deposited MaterialDeposit of Biological Materials
Topic

Budapest Treaty Deposits

1 rules
StatutoryInformativeAlways
[mpep-2404-01-590269cf836a2bfb531f5e57]
Requirement for Acceptable Non-Budapest Treaty Deposit
Note:
The Office will certify a deposit if it is clearly indicated that an acceptable non-Budapest Treaty deposit was made and all public availability restrictions will be removed upon patent granting.

A deposit of biological material cited in a U.S. patent need not be made available if it was not required to satisfy 35 U.S.C. 112. For this reason, 37 CFR 1.808(c) provides that upon request made to the Office, the Office will certify whether a deposit has been stated to have been made under conditions which make it available to the public as of the issue date. See 37 CFR 1.808(c) and MPEP § 2410.02 for the requirements of the request. The Office will not certify that the aforementioned statement has been made unless:

(D) the record otherwise clearly indicates that an acceptable non-Budapest Treaty deposit was made and that all restrictions imposed by the depositor on the availability to the public of the deposited material will be irrevocably removed upon the granting of the patent (with the possible exception of requiring the request for the deposit to be in the format specified in 37 CFR 1.808(b)).

Jump to MPEP Source · 37 CFR 1.808(c)Budapest Treaty DepositsAccess to Deposited MaterialDeposit of Biological Materials
Topic

Restrictions on Access to Application Files

1 rules
MPEP GuidancePermittedAlways
[mpep-2404-01-75547fd1f49796175536dbea]
Material Known But Not Available Requirement
Note:
A biological material must be both known and readily available to the public for an invention to meet disclosure requirements; merely being known is insufficient if not accessible.

In an application where the invention required access to specific biological material, an applicant could show that the biological material is accessible because it is known and readily available to the public. The concepts of “known and readily available” are considered to reflect a level of public accessibility to a necessary component of an invention disclosure that is consistent with an ability to make and use the invention. To avoid the need for a deposit on this basis, the biological material must be both known and readily available – neither concept alone is sufficient. A material may be known in the sense that its existence has been published, but is not available to those who wish to obtain that particular known biological material. Likewise, a biological material may be available in the sense that those having possession of it would make it available upon request, but no one has been informed of its existence.

Jump to MPEP SourceRestrictions on Access to Application FilesDeposit of Biological MaterialsThird Party Access to Files (MPEP 103, 1134.01)

Citations

Primary topicCitation
35 U.S.C. 112 – Disclosure Requirements
Access to Deposited Material
Access to Patent Application Files (MPEP 101-106)
Budapest Treaty Deposits
Deposit of Biological Materials
PTAB Jurisdiction
Third Party Access to Files (MPEP 103, 1134.01)
Time of Making Deposit
When Deposit is Required
35 U.S.C. § 112
Deposit of Biological Materials
Third Party Access to Files (MPEP 103, 1134.01)
37 CFR § 1.806
Access to Deposited Material37 CFR § 1.808
Access to Deposited Material37 CFR § 1.808(a)
Access to Deposited Material
Budapest Treaty Deposits
Compliance with Budapest Treaty
Deposit of Biological Materials
37 CFR § 1.808(b)
35 U.S.C. 112 – Disclosure Requirements
Access to Deposited Material
Budapest Treaty Deposits
37 CFR § 1.808(c)
Access to Deposited Material37 CFR § 2410.02
Access to Deposited MaterialMPEP § 2410
35 U.S.C. 112 – Disclosure Requirements
Access to Deposited Material
Budapest Treaty Deposits
MPEP § 2410.02
PTAB JurisdictionEx Parte Rinehart, 10 USPQ2d 1719 (Bd. Pat. App. & Int. 1985)
Compliance with Budapest Treaty
Deposit of Biological Materials
Ex parte Hildebrand, 15 USPQ2d 1662 (Bd. Pat. App. & Int. 1990)
Access to Patent Application Files (MPEP 101-106)
Third Party Access to Files (MPEP 103, 1134.01)
Ex parte Humphreys, 24 USPQ2d 1255 (Bd. Pat. App. & Int. 1992)
Deposit of Biological Materials
Third Party Access to Files (MPEP 103, 1134.01)
In re Metcalfe, 410 F.2d 1378, 161 USPQ 789 (CCPA 1969)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31