MPEP § 2307.02 — Access to Related Files (Annotated Rules)

§2307.02 Access to Related Files

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2307.02, including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Access to Related Files

This section addresses Access to Related Files. Primary authority: 37 CFR 41.109 and 37 CFR 1.11. Contains: 1 permission and 3 other statements.

Key Rules

Topic

PTAB Jurisdiction

4 rules
StatutoryRequiredAlways
[mpep-2307-02-465bf32a95a76287503eeaf2]
Request for Office Records Must Be Filed with Board
Note:
Parties must file requests for access to or copies of Office records related to a contested case with the Board and include the appropriate fee.

(a) Request for access or copies. Any request from a party for access to or copies of Office records directly related to a contested case must be filed with the Board. The request must precisely identify the records and in the case of copies include the appropriate fee set under § 1.19(b) of this title.

Jump to MPEP Source · 37 CFR 1.19(b)PTAB JurisdictionPTAB Contested Case ProceduresDocument Supply Fees
StatutoryInformativeAlways
[mpep-2307-02-bc58761d56e80aefc1cb3162]
Access to Patent Records Is Restricted
Note:
Authorization for access and copies is limited to specific patent application files, including the involved patent application and applications claiming benefit under subpart E of this part.
(b) Authorization of access and copies. Access and copies will ordinarily only be authorized for the following records:
  • (1) The application file for an involved patent;
  • (2) An involved application; and
  • (3) An application for which a party has been accorded benefit under subpart E of this part.
Jump to MPEP Source · 37 CFR 41.109PTAB JurisdictionPTAB Contested Case ProceduresAccess to Patent Application Files (MPEP 101-106)
StatutoryPermittedAlways
[mpep-2307-02-0979ee863b9067e9adcf501a]
Opposing Party May Access Patent Records
Note:
An opposing party may access or obtain a copy of records for involved patents and applications that have benefited from prior applications.

In addition to any access permitted to a member of the public under 37 CFR 1.11 and 1.14 (see MPEP § 103), an opposing party may be authorized under 37 CFR 41.109 to have access to or a copy of the record for any involved patent or application, and for any application for which benefit has been accorded. The availability of a file to an opposing party under 37 CFR 41.109 has no bearing on whether a file is otherwise available under 37 CFR 1.11 or 1.14.

Jump to MPEP Source · 37 CFR 1.11PTAB JurisdictionPTAB Contested Case ProceduresCopies and Certified Documents
StatutoryInformativeAlways
[mpep-2307-02-f23f31bcc9fe1f0a943f8e14]
File Availability Under 41.109 Does Not Affect 11 or 14 Availability
Note:
This rule states that access to a file under 37 CFR 41.109 does not impact whether the same file is available under 37 CFR 1.11 or 1.14.

In addition to any access permitted to a member of the public under 37 CFR 1.11 and 1.14 (see MPEP § 103), an opposing party may be authorized under 37 CFR 41.109 to have access to or a copy of the record for any involved patent or application, and for any application for which benefit has been accorded. The availability of a file to an opposing party under 37 CFR 41.109 has no bearing on whether a file is otherwise available under 37 CFR 1.11 or 1.14.

Jump to MPEP Source · 37 CFR 1.11PTAB JurisdictionPTAB Contested Case ProceduresAccess to Patent Application Files (MPEP 101-106)
Topic

Document Supply Fees

2 rules
StatutoryInformativeAlways
[mpep-2307-02-b99a95ad2726662a068539c9]
Request for Access to Office Records Must Be Filed With Board
Note:
Parties must file requests for access to Office records related to a contested case with the Board and include an appropriate fee.

(a) Request for access or copies. Any request from a party for access to or copies of Office records directly related to a contested case must be filed with the Board. The request must precisely identify the records and in the case of copies include the appropriate fee set under § 1.19(b) of this title.

Jump to MPEP Source · 37 CFR 1.19(b)Document Supply FeesPTAB JurisdictionFee Requirements
StatutoryRequiredAlways
[mpep-2307-02-c73018eaea2fa396ad350f0e]
Request Must Precisely Identify Records
Note:
A request for access to Office records must clearly identify the specific records and include the appropriate fee if copies are requested.

(a) Request for access or copies. Any request from a party for access to or copies of Office records directly related to a contested case must be filed with the Board. The request must precisely identify the records and in the case of copies include the appropriate fee set under § 1.19(b) of this title.

Jump to MPEP Source · 37 CFR 1.19(b)Document Supply FeesFee RequirementsPTAB Jurisdiction
Topic

PTAB Contested Case Procedures

1 rules
StatutoryInformativeAlways
[mpep-2307-02-aad6da8d85a8a5a990204e61]
Access Authorized for Benefited Applications
Note:
Access and copies will be authorized for applications that have been accorded benefit under subpart E of this part.

(b) Authorization of access and copies. Access and copies will ordinarily only be authorized for the following records:

(3) An application for which a party has been accorded benefit under subpart E of this part.

Jump to MPEP Source · 37 CFR 41.109PTAB Contested Case ProceduresAccess to Patent Application Files (MPEP 101-106)

Citations

Primary topicCitation
PTAB Jurisdiction37 CFR § 1.11
Document Supply Fees
PTAB Jurisdiction
37 CFR § 1.19(b)
PTAB Jurisdiction37 CFR § 41.109
PTAB JurisdictionMPEP § 103

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31