MPEP § 2173.05(q) — “Use” Claims (Annotated Rules)

§2173.05(q) “Use” Claims

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2173.05(q), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

“Use” Claims

This section addresses “Use” Claims. Primary authority: 35 U.S.C. 112(b), 35 U.S.C. 112, and 35 U.S.C. 101. Contains: 1 prohibition, 1 guidance statement, and 8 other statements.

Key Rules

Topic

Lack of Antecedent Basis (MPEP 2173.05(e))

6 rules
StatutoryInformativeAlways
[mpep-2173-05-q-fcbe0fc8a164387eb3c2a8ad]
Claim Must Recite Steps Under 35 U.S.C. 101 and 112(b)
Note:
A claim that describes a use but lacks steps under 35 U.S.C. 101 and 112(b) must be rejected if the facts support both rejections.

It is appropriate to reject a claim that recites a use but fails to recite steps under 35 U.S.C. 101 and 35 U.S.C. 112(b) if the facts support both rejections. For failure to recite a claim within one of the statutory classes under 35 U.S.C. 101, the appropriate form paragraph is 7.05.01. For indefiniteness under 35 U.S.C. 112(b), the appropriate form paragraph is 7.34.01.

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))Disclosure Requirements35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)
StatutoryInformativeAlways
[mpep-2173-05-q-18d1b30e58a6d5ddcd82380e]
Requirement for Claim Within Statutory Classes Under 101
Note:
A claim must be within one of the statutory classes under 35 U.S.C. 101, and failure to do so requires using form paragraph 7.05.01.

It is appropriate to reject a claim that recites a use but fails to recite steps under 35 U.S.C. 101 and 35 U.S.C. 112(b) if the facts support both rejections. For failure to recite a claim within one of the statutory classes under 35 U.S.C. 101, the appropriate form paragraph is 7.05.01. For indefiniteness under 35 U.S.C. 112(b), the appropriate form paragraph is 7.34.01.

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)Disclosure Requirements
StatutoryInformativeAlways
[mpep-2173-05-q-01711bb69fb6bb2aa3ea041c]
Requirement for Indefinite Claims Under 112(b)
Note:
The rule requires that claims failing to meet indefiniteness under 35 U.S.C. 112(b) must be rejected using form paragraph 7.34.01.

It is appropriate to reject a claim that recites a use but fails to recite steps under 35 U.S.C. 101 and 35 U.S.C. 112(b) if the facts support both rejections. For failure to recite a claim within one of the statutory classes under 35 U.S.C. 101, the appropriate form paragraph is 7.05.01. For indefiniteness under 35 U.S.C. 112(b), the appropriate form paragraph is 7.34.01.

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))Disclosure Requirements35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)
StatutoryInformativeAlways
[mpep-2173-05-q-3779a42d6a0f90aabbdcd7b7]
Definite Use Claim Not Indefinite
Note:
A claim that clearly recites a ‘utilizing’ step is not indefinite under section 112.

It is often difficult to draw a fine line between what is permissible, and what is objectionable from the perspective of whether a claim is definite. In the case of Ex parte Porter, 25 USPQ2d 1144 (Bd. Pat. App. & Inter. 1992), the Board held that a claim which clearly recited the step of “utilizing” was not indefinite under 35 U.S.C. 112, second paragraph. (Claim was to “A method for unloading nonpacked, nonbridging and packed, bridging flowable particle catalyst and bead material from the opened end of a reactor tube which comprises utilizing the nozzle of claim 7.”).

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))Determining Claim Definiteness (MPEP 2173.02)35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)
StatutoryInformativeAlways
[mpep-2173-05-q-d1618e1937e174f88f55039a]
Utilizing Step Not Indefinite
Note:
A claim that clearly recites a ‘utilizing’ step is not indefinite under section 112 of the patent law.

It is often difficult to draw a fine line between what is permissible, and what is objectionable from the perspective of whether a claim is definite. In the case of Ex parte Porter, 25 USPQ2d 1144 (Bd. Pat. App. & Inter. 1992), the Board held that a claim which clearly recited the step of “utilizing” was not indefinite under 35 U.S.C. 112, second paragraph. (Claim was to “A method for unloading nonpacked, nonbridging and packed, bridging flowable particle catalyst and bead material from the opened end of a reactor tube which comprises utilizing the nozzle of claim 7.”).

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))PTAB Jurisdiction35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)
StatutoryInformativeAlways
[mpep-2173-05-q-50325734796b6adf45e1e666]
Claim Must Clearly Recite Utilizing Step
Note:
A claim must clearly recite the step of utilizing to avoid indefiniteness under 35 U.S.C. 112.

It is often difficult to draw a fine line between what is permissible, and what is objectionable from the perspective of whether a claim is definite. In the case of Ex parte Porter, 25 USPQ2d 1144 (Bd. Pat. App. & Inter. 1992), the Board held that a claim which clearly recited the step of “utilizing” was not indefinite under 35 U.S.C. 112, second paragraph. (Claim was to “A method for unloading nonpacked, nonbridging and packed, bridging flowable particle catalyst and bead material from the opened end of a reactor tube which comprises utilizing the nozzle of claim 7.”).

Jump to MPEP SourceLack of Antecedent Basis (MPEP 2173.05(e))35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)Determining Claim Definiteness (MPEP 2173.02)
Topic

Claims

2 rules
StatutoryRecommendedAlways
[mpep-2173-05-q-8f1a5cb5f9d499bda940871f]
Claims Must Not Incorporate Specification Limitations
Note:
Claims should be interpreted based on the specification but must not include limitations found only in the specification and not explicitly stated in the claims.

Although a claim should be interpreted in light of the specification disclosure, it is generally considered improper to read limitations contained in the specification into the claims. See In re Prater, 415 F.2d 1393, 162 USPQ 541 (CCPA 1969) and In re Winkhaus, 527 F.2d 637, 188 USPQ 129 (CCPA 1975), which discuss the premise that one cannot rely on the specification to impart limitations to the claim that are not recited in the claim.

Jump to MPEP SourcePatent Application Content
StatutoryProhibitedAlways
[mpep-2173-05-q-8d6bd52ac8f78f30866d3a0d]
Claims Must Not Include Specification Limitations
Note:
Claims cannot include limitations from the specification that are not explicitly stated in the claim.

Although a claim should be interpreted in light of the specification disclosure, it is generally considered improper to read limitations contained in the specification into the claims. See In re Prater, 415 F.2d 1393, 162 USPQ 541 (CCPA 1969) and In re Winkhaus, 527 F.2d 637, 188 USPQ 129 (CCPA 1975), which discuss the premise that one cannot rely on the specification to impart limitations to the claim that are not recited in the claim.

Jump to MPEP SourcePatent Application Content
Topic

Alternative Limitations (MPEP 2173.05(h))

1 rules
StatutoryInformativeAlways
[mpep-2173-05-q-67bcc27b25d75de093f02e1c]
Claim Must Set Forth Process Steps
Note:
A claim for a process must include specific steps to avoid indefiniteness under section 112(b) of the U.S. patent law.

Attempts to claim a process without setting forth any steps involved in the process generally raises an issue of indefiniteness under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph. For example, a claim which read: “[a] process for using monoclonal antibodies of claim 4 to isolate and purify human fibroblast interferon” was held to be indefinite because it merely recites a use without any active, positive steps delimiting how this use is actually practiced. Ex parte Erlich, 3 USPQ2d 1011 (Bd. Pat. App. & Inter. 1986).

Jump to MPEP SourceAlternative Limitations (MPEP 2173.05(h))Lack of Antecedent Basis (MPEP 2173.05(e))Negative Limitations (MPEP 2173.05(i))
Topic

Negative Limitations (MPEP 2173.05(i))

1 rules
StatutoryInformativeAlways
[mpep-2173-05-q-333a7004b3ec005ad0e88353]
Process Without Steps Is Indefinite
Note:
A process claim is indefinite if it merely recites a use without specifying active, positive steps for how the use is practiced.

Attempts to claim a process without setting forth any steps involved in the process generally raises an issue of indefiniteness under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph. For example, a claim which read: “[a] process for using monoclonal antibodies of claim 4 to isolate and purify human fibroblast interferon” was held to be indefinite because it merely recites a use without any active, positive steps delimiting how this use is actually practiced. Ex parte Erlich, 3 USPQ2d 1011 (Bd. Pat. App. & Inter. 1986).

Jump to MPEP SourceNegative Limitations (MPEP 2173.05(i))35 U.S.C. 112(b) – Definiteness (MPEP 2171-2173)Alternative Limitations (MPEP 2173.05(h))
Topic

Composition of Matter

1 rules
StatutoryProhibitedAlways
[mpep-2173-05-q-393900d2a8c2f88460fd0665]
Use Claims Must Claim Process, Machine, Manufacture, or Composition of Matter
Note:
Claims that merely describe a new use without claiming a process, machine, manufacture, or composition of matter are not patentable under 35 U.S.C. § 101.

“Use” claims that do not purport to claim a process, machine, manufacture, or composition of matter fail to comply with 35 U.S.C. 101. In re Moreton, 288 F.2d 708, 709, 129 USPQ 227, 228 (CCPA 1961)(“one cannot claim a new use per se, because it is not among the categories of patentable inventions specified in 35 U.S.C. § 101 ”). In Ex parte Dunki, 153 USPQ 678 (Bd. App. 1967), the Board held the following claim to be an improper definition of a process: “The use of a high carbon austenitic iron alloy having a proportion of free carbon as a vehicle brake part subject to stress by sliding friction.” In Clinical Products Ltd. v. Brenner, 255 F. Supp. 131, 149 USPQ 475 (D.D.C. 1966), the district court held the following claim was definite, but that it was not a proper process claim under 35 U.S.C. 101: “The use of a sustained release therapeutic agent in the body of ephedrine absorbed upon polystyrene sulfonic acid.”

Jump to MPEP SourceComposition of MatterMachineManufacture (Article of Manufacture)
Topic

Process (Method)

1 rules
StatutoryInformativeAlways
[mpep-2173-05-q-dc16bea2bd4473d62a7fc27c]
Improper Use Claims Not Patentable
Note:
Claims defining a process solely by its use are not patentable under section 101.

“Use” claims that do not purport to claim a process, machine, manufacture, or composition of matter fail to comply with 35 U.S.C. 101. In re Moreton, 288 F.2d 708, 709, 129 USPQ 227, 228 (CCPA 1961)(“one cannot claim a new use per se, because it is not among the categories of patentable inventions specified in 35 U.S.C. § 101 ”). In Ex parte Dunki, 153 USPQ 678 (Bd. App. 1967), the Board held the following claim to be an improper definition of a process: “The use of a high carbon austenitic iron alloy having a proportion of free carbon as a vehicle brake part subject to stress by sliding friction.” In Clinical Products Ltd. v. Brenner, 255 F. Supp. 131, 149 USPQ 475 (D.D.C. 1966), the district court held the following claim was definite, but that it was not a proper process claim under 35 U.S.C. 101: “The use of a sustained release therapeutic agent in the body of ephedrine absorbed upon polystyrene sulfonic acid.”

Jump to MPEP SourceProcess (Method)PTAB JurisdictionStatutory Categories of Invention
Topic

Civil Action

1 rules
StatutoryInformativeAlways
[mpep-2173-05-q-163d6f51095b71137883cfca]
Use Claims Are Not Processes Under 35 U.S.C. 101
Note:
The rule states that claims defining a 'use' without claiming a process, machine, manufacture, or composition of matter do not comply with 35 U.S.C. 101.

“Use” claims that do not purport to claim a process, machine, manufacture, or composition of matter fail to comply with 35 U.S.C. 101. In re Moreton, 288 F.2d 708, 709, 129 USPQ 227, 228 (CCPA 1961)(“one cannot claim a new use per se, because it is not among the categories of patentable inventions specified in 35 U.S.C. § 101 ”). In Ex parte Dunki, 153 USPQ 678 (Bd. App. 1967), the Board held the following claim to be an improper definition of a process: “The use of a high carbon austenitic iron alloy having a proportion of free carbon as a vehicle brake part subject to stress by sliding friction.” In Clinical Products Ltd. v. Brenner, 255 F. Supp. 131, 149 USPQ 475 (D.D.C. 1966), the district court held the following claim was definite, but that it was not a proper process claim under 35 U.S.C. 101: “The use of a sustained release therapeutic agent in the body of ephedrine absorbed upon polystyrene sulfonic acid.”

Jump to MPEP SourceCivil ActionProcess (Method)Judicial Review of Board Decisions

Citations

Primary topicCitation
Civil Action
Composition of Matter
Lack of Antecedent Basis (MPEP 2173.05(e))
Process (Method)
35 U.S.C. § 101
Alternative Limitations (MPEP 2173.05(h))
Lack of Antecedent Basis (MPEP 2173.05(e))
Negative Limitations (MPEP 2173.05(i))
35 U.S.C. § 112
Alternative Limitations (MPEP 2173.05(h))
Lack of Antecedent Basis (MPEP 2173.05(e))
Negative Limitations (MPEP 2173.05(i))
35 U.S.C. § 112(b)
Civil Action
Composition of Matter
Process (Method)
In Clinical Products Ltd. v. Brenner, 255 F. Supp. 131, 149 USPQ 475 (D.D.C. 1966)
Civil Action
Composition of Matter
Process (Method)
In re Moreton, 288 F.2d 708, 709, 129 USPQ 227, 228 (CCPA 1961)
ClaimsIn re Prater, 415 F.2d 1393, 162 USPQ 541 (CCPA 1969)
ClaimsIn re Winkhaus, 527 F.2d 637, 188 USPQ 129 (CCPA 1975)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31