MPEP § 2164.05(a) — Specification Must Be Enabling as of the Filing Date (Annotated Rules)

§2164.05(a) Specification Must Be Enabling as of the Filing Date

USPTO MPEP version: BlueIron's Update: 2025-12-31

This page consolidates and annotates all enforceable requirements under MPEP § 2164.05(a), including statutory authority, regulatory rules, examiner guidance, and practice notes. It is provided as guidance, with links to the ground truth sources. This is information only, it is not legal advice.

Specification Must Be Enabling as of the Filing Date

This section addresses Specification Must Be Enabling as of the Filing Date. Primary authority: 35 U.S.C. 112(a). Contains: 1 requirement, 3 prohibitions, 2 guidance statements, and 10 other statements.

Key Rules

Topic

Filing Date Requirements

8 rules
StatutoryRecommendedAlways
[mpep-2164-05-a-dae4cdc814e656c8604898c6]
Art Defined by Problem, Not Technology Area
Note:
The pertinent art must be defined in terms of the problem to be solved rather than the technology area or industry for which the invention is used.

35 U.S.C. 112(a) requires the specification to be enabling only to a person “skilled in the art to which it pertains, or with which it is most nearly connected.” In general, the pertinent art should be defined in terms of the problem to be solved rather than in terms of the technology area, industry, trade, etc. for which the invention is used.

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryInformativeAlways
[mpep-2164-05-a-13b5b135ca8db2f2d322e22e]
Disclosure Must Be Enabling as of Filing Date
Note:
The state of the art at the filing date must enable a particular disclosure to be considered enabling.

The state of the art existing at the filing date of the application is used to determine whether a particular disclosure is enabling as of the filing date. Chiron Corp. v. Genentech Inc., 363 F.3d 1247, 1254, 70 USPQ2d 1321, 1325-26 (Fed. Cir. 2004) (Stating that “a patent document cannot enable technology that arises after the date of application.”). Information published for the first time after the filing date generally cannot be used to show what was known at the time of filing. In re Gunn, 537 F.2d 1123, 1128, 190 USPQ 402,405-06 (CCPA 1976); In re Budnick, 537 F.2d 535, 538, 190 USPQ 422, 424 (CCPA 1976) (In general, if an applicant seeks to use a patent to prove the state of the art for the purpose of the enablement requirement, the patent must have an issue date earlier than the effective filing date of the application.). While a later dated publication cannot supplement an insufficient disclosure in a prior dated application to make it enabling, an applicant can offer the testimony of an expert based on the publication as evidence of the level of skill in the art at the time the application was filed. Gould v. Quigg, 822 F.2d 1074, 1077, 3 USPQ2d 1302, 1304 (Fed. Cir. 1987).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryProhibitedAlways
[mpep-2164-05-a-dfd8e8c681f50c0bdf6a30cd]
Post-Filing Publication Cannot Prove Filing Date Art
Note:
A patent published after the filing date cannot be used to demonstrate what was known at the time of filing for enablement purposes.

The state of the art existing at the filing date of the application is used to determine whether a particular disclosure is enabling as of the filing date. Chiron Corp. v. Genentech Inc., 363 F.3d 1247, 1254, 70 USPQ2d 1321, 1325-26 (Fed. Cir. 2004) (Stating that “a patent document cannot enable technology that arises after the date of application.”). Information published for the first time after the filing date generally cannot be used to show what was known at the time of filing. In re Gunn, 537 F.2d 1123, 1128, 190 USPQ 402,405-06 (CCPA 1976); In re Budnick, 537 F.2d 535, 538, 190 USPQ 422, 424 (CCPA 1976) (In general, if an applicant seeks to use a patent to prove the state of the art for the purpose of the enablement requirement, the patent must have an issue date earlier than the effective filing date of the application.). While a later dated publication cannot supplement an insufficient disclosure in a prior dated application to make it enabling, an applicant can offer the testimony of an expert based on the publication as evidence of the level of skill in the art at the time the application was filed. Gould v. Quigg, 822 F.2d 1074, 1077, 3 USPQ2d 1302, 1304 (Fed. Cir. 1987).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryRecommendedAlways
[mpep-2164-05-a-240f098adfbf7474b35d718f]
Post-Filing Date References Not for Showing Lack of Enablement
Note:
The examiner should not use references after the filing date to demonstrate that a patent is not enabled, unless they show what those skilled in the art would have known on or before the filing date.

In general, the examiner should not use post-filing date references to demonstrate that a patent is not enabled. Exceptions to this rule could occur if a later-dated reference provides evidence of what one skilled in the art would have known on or before the effective filing date of the patent application. In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977). If a publication demonstrates that those of ordinary skill in the art would find that a particular invention was not enabled years after the filing date, the publication would be evidence that the claimed invention was not possible at the time of filing. See In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513-14 (Fed. Cir. 1993) (The court found that an article published 5 years after the filing date of the application adequately supported the examiner’s position that the physiological activity of certain viruses was sufficiently unpredictable so that a person skilled in the art would not have believed that the success with one virus and one animal could be extrapolated successfully to all viruses with all living organisms. Accordingly, the court held that the applicant’s earlier-filed claims not limited to the specific virus or the specific animal were nonenabled).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryInformativeAlways
[mpep-2164-05-a-af130b7a9f20c4276874b6d8]
Later-Dated Reference for Filing Date Evidence
Note:
Exceptions allow later-dated references to show what one skilled in the art knew on or before the filing date of a patent application.

In general, the examiner should not use post-filing date references to demonstrate that a patent is not enabled. Exceptions to this rule could occur if a later-dated reference provides evidence of what one skilled in the art would have known on or before the effective filing date of the patent application. In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977). If a publication demonstrates that those of ordinary skill in the art would find that a particular invention was not enabled years after the filing date, the publication would be evidence that the claimed invention was not possible at the time of filing. See In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513-14 (Fed. Cir. 1993) (The court found that an article published 5 years after the filing date of the application adequately supported the examiner’s position that the physiological activity of certain viruses was sufficiently unpredictable so that a person skilled in the art would not have believed that the success with one virus and one animal could be extrapolated successfully to all viruses with all living organisms. Accordingly, the court held that the applicant’s earlier-filed claims not limited to the specific virus or the specific animal were nonenabled).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryInformativeAlways
[mpep-2164-05-a-d2326ad847daf03ca5ab216c]
Publication After Filing Date as Non-Enabling Evidence
Note:
If a publication shows that the invention was not enabled years after filing, it can be used to prove the invention was impossible at the time of filing.

In general, the examiner should not use post-filing date references to demonstrate that a patent is not enabled. Exceptions to this rule could occur if a later-dated reference provides evidence of what one skilled in the art would have known on or before the effective filing date of the patent application. In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977). If a publication demonstrates that those of ordinary skill in the art would find that a particular invention was not enabled years after the filing date, the publication would be evidence that the claimed invention was not possible at the time of filing. See In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513-14 (Fed. Cir. 1993) (The court found that an article published 5 years after the filing date of the application adequately supported the examiner’s position that the physiological activity of certain viruses was sufficiently unpredictable so that a person skilled in the art would not have believed that the success with one virus and one animal could be extrapolated successfully to all viruses with all living organisms. Accordingly, the court held that the applicant’s earlier-filed claims not limited to the specific virus or the specific animal were nonenabled).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
StatutoryInformativeAlways
[mpep-2164-05-a-23ac3c287e162ecb526f7644]
Use of Post-Filing Date References to Show Non-Enablement
Note:
The examiner may use a reference published after the filing date to show that a patent is not enabled, if it demonstrates what those skilled in the art would have known on or before the filing date.

In general, the examiner should not use post-filing date references to demonstrate that a patent is not enabled. Exceptions to this rule could occur if a later-dated reference provides evidence of what one skilled in the art would have known on or before the effective filing date of the patent application. In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977). If a publication demonstrates that those of ordinary skill in the art would find that a particular invention was not enabled years after the filing date, the publication would be evidence that the claimed invention was not possible at the time of filing. See In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513-14 (Fed. Cir. 1993) (The court found that an article published 5 years after the filing date of the application adequately supported the examiner’s position that the physiological activity of certain viruses was sufficiently unpredictable so that a person skilled in the art would not have believed that the success with one virus and one animal could be extrapolated successfully to all viruses with all living organisms. Accordingly, the court held that the applicant’s earlier-filed claims not limited to the specific virus or the specific animal were nonenabled).

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
MPEP GuidanceRequiredAlways
[mpep-2164-05-a-49e9d3cd9a2a17fd7516e020]
Prior Art Evaluated Based on Filing Date
Note:
The state of prior art must be assessed based on the filing date of each application, as it can change over time.

The state of the art for a given technology is not static in time. It is entirely possible that a disclosure which would not have been enabled if filed on January 2, 1990 might be enabled if the same disclosure had been filed on January 2, 1996. Therefore, the state of the prior art must be evaluated for each application based on its filing date.

Jump to MPEP SourceFiling Date RequirementsComponents Required for Filing DatePatent Application Content
Topic

Components Required for Filing Date

7 rules
StatutoryInformativeAlways
[mpep-2164-05-a-23ec7333ca02bedd6ca5f299]
Specification Must Be Understandable to Skilled Person
Note:
The specification must be clear enough for a person skilled in the relevant art to understand and implement the invention.

35 U.S.C. 112(a) requires the specification to be enabling only to a person “skilled in the art to which it pertains, or with which it is most nearly connected.” In general, the pertinent art should be defined in terms of the problem to be solved rather than in terms of the technology area, industry, trade, etc. for which the invention is used.

Jump to MPEP SourceComponents Required for Filing DatePatent Application ContentFiling Date Requirements
StatutoryInformativeAlways
[mpep-2164-05-a-3026a947db8880be6cfe9aee]
Specification Need Not Disclose Well-Known Art
Note:
The specification does not need to disclose information that is well-known to those skilled in the art and should omit details already available to the public.

The specification need not disclose what is well-known to those skilled in the art and preferably omits that which is well-known to those skilled and already available to the public. In re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991); Hybritech, Inc. v. Monoclonal Antibodies, Inc., 802 F.2d 1367, 1384, 231 USPQ 81, 94 (Fed. Cir. 1986), cert. denied, 480 U.S. 947 (1987); and Lindemann Maschinenfabrik GMBH v. American Hoist & Derrick Co., 730 F.2d 1452, 1463, 221 USPQ 481, 489 (Fed. Cir. 1984).

Jump to MPEP SourceComponents Required for Filing DatePatent Application ContentFiling Date Requirements
StatutoryProhibitedAlways
[mpep-2164-05-a-a5cffe29e47ffc681417a36c]
Specification Must Be Enabling as of Filing Date
Note:
The patent specification must describe the invention in sufficient detail to enable those skilled in the art to make and use it at the time of filing.

The state of the art existing at the filing date of the application is used to determine whether a particular disclosure is enabling as of the filing date. Chiron Corp. v. Genentech Inc., 363 F.3d 1247, 1254, 70 USPQ2d 1321, 1325-26 (Fed. Cir. 2004) (Stating that “a patent document cannot enable technology that arises after the date of application.”). Information published for the first time after the filing date generally cannot be used to show what was known at the time of filing. In re Gunn, 537 F.2d 1123, 1128, 190 USPQ 402,405-06 (CCPA 1976); In re Budnick, 537 F.2d 535, 538, 190 USPQ 422, 424 (CCPA 1976) (In general, if an applicant seeks to use a patent to prove the state of the art for the purpose of the enablement requirement, the patent must have an issue date earlier than the effective filing date of the application.). While a later dated publication cannot supplement an insufficient disclosure in a prior dated application to make it enabling, an applicant can offer the testimony of an expert based on the publication as evidence of the level of skill in the art at the time the application was filed. Gould v. Quigg, 822 F.2d 1074, 1077, 3 USPQ2d 1302, 1304 (Fed. Cir. 1987).

Jump to MPEP SourceComponents Required for Filing DatePatent Application ContentTestimony Request Procedures
StatutoryInformativeAlways
[mpep-2164-05-a-f7a27adaf9710d7740e49cba]
Enabling Specification Requirement for Filing Date
Note:
The specification must describe the invention in such full detail that a person skilled in the art can make and use the invention as of the filing date.

In general, the examiner should not use post-filing date references to demonstrate that a patent is not enabled. Exceptions to this rule could occur if a later-dated reference provides evidence of what one skilled in the art would have known on or before the effective filing date of the patent application. In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977). If a publication demonstrates that those of ordinary skill in the art would find that a particular invention was not enabled years after the filing date, the publication would be evidence that the claimed invention was not possible at the time of filing. See In re Wright, 999 F.2d 1557, 1562, 27 USPQ2d 1510, 1513-14 (Fed. Cir. 1993) (The court found that an article published 5 years after the filing date of the application adequately supported the examiner’s position that the physiological activity of certain viruses was sufficiently unpredictable so that a person skilled in the art would not have believed that the success with one virus and one animal could be extrapolated successfully to all viruses with all living organisms. Accordingly, the court held that the applicant’s earlier-filed claims not limited to the specific virus or the specific animal were nonenabled).

Jump to MPEP SourceComponents Required for Filing DatePatent Application ContentFiling Date Requirements
MPEP GuidanceInformativeAlways
[mpep-2164-05-a-14ef684fd866392ce381b600]
State of Prior Art at Filing Date
Note:
The state of the prior art refers to what a skilled person would have known about the invention's subject matter when the application was filed.

The state of the prior art is what one skilled in the art would have known, at the time the application was filed, about the subject matter to which the claimed invention pertains. The relative skill of those in the art refers to the skill of those in the art in relation to the subject matter to which the claimed invention pertains at the time the application was filed. See MPEP § 2164.05(b). See Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021).

Jump to MPEP SourceComponents Required for Filing DateFiling Date RequirementsPatent Application Content
MPEP GuidanceInformativeAlways
[mpep-2164-05-a-84066a20d31e4c7f8b05a29a]
Skill Level of Those in the Art at Filing Date
Note:
The skill level of those in the art is determined based on their knowledge and expertise regarding the subject matter at the time the application was filed.

The state of the prior art is what one skilled in the art would have known, at the time the application was filed, about the subject matter to which the claimed invention pertains. The relative skill of those in the art refers to the skill of those in the art in relation to the subject matter to which the claimed invention pertains at the time the application was filed. See MPEP § 2164.05(b). See Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021).

Jump to MPEP SourceComponents Required for Filing DateFiling Date RequirementsPatent Application Content
MPEP GuidanceInformativeAlways
[mpep-2164-05-a-413649db94ee394fabae238b]
State of the Prior Art Must Be Known to Skilled Person
Note:
The state of the prior art must be what a skilled person in the relevant field would have known at the time the application was filed.

The state of the prior art is what one skilled in the art would have known, at the time the application was filed, about the subject matter to which the claimed invention pertains. The relative skill of those in the art refers to the skill of those in the art in relation to the subject matter to which the claimed invention pertains at the time the application was filed. See MPEP § 2164.05(b). See Pac. Biosciences of Cal., Inc. v. Oxford Nanopore Techs., Inc., 996 F.3d 1342, 1352, 2021 USPQ2d 519 (Fed. Cir. 2021).

Jump to MPEP SourceComponents Required for Filing DateFiling Date RequirementsPatent Application Content
Topic

Testimony Request Procedures

1 rules
StatutoryProhibitedAlways
[mpep-2164-05-a-3776a134227ec105661c1e68]
Expert Testimony to Prove Art Level at Filing Date
Note:
An applicant can use expert testimony based on a later publication to demonstrate the level of skill in the art at the time the application was filed, even if the publication itself cannot supplement an insufficient disclosure.

The state of the art existing at the filing date of the application is used to determine whether a particular disclosure is enabling as of the filing date. Chiron Corp. v. Genentech Inc., 363 F.3d 1247, 1254, 70 USPQ2d 1321, 1325-26 (Fed. Cir. 2004) (Stating that “a patent document cannot enable technology that arises after the date of application.”). Information published for the first time after the filing date generally cannot be used to show what was known at the time of filing. In re Gunn, 537 F.2d 1123, 1128, 190 USPQ 402,405-06 (CCPA 1976); In re Budnick, 537 F.2d 535, 538, 190 USPQ 422, 424 (CCPA 1976) (In general, if an applicant seeks to use a patent to prove the state of the art for the purpose of the enablement requirement, the patent must have an issue date earlier than the effective filing date of the application.). While a later dated publication cannot supplement an insufficient disclosure in a prior dated application to make it enabling, an applicant can offer the testimony of an expert based on the publication as evidence of the level of skill in the art at the time the application was filed. Gould v. Quigg, 822 F.2d 1074, 1077, 3 USPQ2d 1302, 1304 (Fed. Cir. 1987).

Jump to MPEP SourceTestimony Request ProceduresUSPTO Employee TestimonyComponents Required for Filing Date

Citations

Primary topicCitation
Components Required for Filing Date
Filing Date Requirements
35 U.S.C. § 112(a)
Components Required for Filing DateMPEP § 2164.05(b)
Components Required for Filing Date
Filing Date Requirements
Testimony Request Procedures
Gould v. Quigg, 822 F.2d 1074, 1077, 3 USPQ2d 1302, 1304 (Fed. Cir. 1987)
Components Required for Filing DateHybritech, Inc. v. Monoclonal Antibodies, Inc., 802 F.2d 1367, 1384, 231 USPQ 81, 94 (Fed. Cir. 1986)
Components Required for Filing DateIn re Buchner, 929 F.2d 660, 661, 18 USPQ2d 1331, 1332 (Fed. Cir. 1991)
Components Required for Filing Date
Filing Date Requirements
Testimony Request Procedures
In re Budnick, 537 F.2d 535, 538, 190 USPQ 422, 424 (CCPA 1976)
Components Required for Filing Date
Filing Date Requirements
In re Hogan, 559 F.2d 595, 605, 194 USPQ 527, 537 (CCPA 1977)

Source Text from USPTO’s MPEP

This is an exact copy of the MPEP from the USPTO. It is here for your reference to see the section in context.

BlueIron Last Updated: 2025-12-31